Abstract
Until recently, the literature on learning-related synaptic plasticity in invertebrates has been dominated by models assuming plasticity is mediated by presynaptic changes, whereas the vertebrate literature has been dominated by models assuming it is mediated by postsynaptic changes. Here I will argue that this situation does not reflect a biological reality and that, in fact, invertebrate and vertebrate nervous systems share a common set of mechanisms of synaptic plasticity.
Introduction
Some years ago a Nobel Prize Winner (NPW) visited my university to deliver a major lecture. The NPW’s host arranged for him to meet with interested faculty during his visit, and I managed to snare one of the coveted meetings. During our rendezvous I summarized for the NPW results of my laboratory’s recent research. The NPW listened to my recitation, and when I was finished asked me point blank why I continued to work on Aplysia. “After all,” he said, “the problem of learning and memory in Aplysia has been basically solved.” Somewhat taken aback, I protested that our understanding of learning in simple organisms, including Aplysia, remained quite incomplete. The NPW replied dismissively, “Well, if you want to spend your career merely tying up loose ends, that’s your business.” Our meeting ended shortly afterward. As he departed the NPW recommended that I switch my area of research, and work instead on memory in either mice or rats.
I suspect that the NPW’s remarks reflect a widespread attitude among neuroscientists who study mammalian learning and memory. I further suspect that many, perhaps most, mammalian neuroscientists believe that basic synaptic mechanisms of learning and memory in vertebrates, such as those underlying long-term potentiation (LTP) and long-term depression (LTD), differ significantly from those in invertebrates, such as those underlying long-term facilitation (LTF) in Aplysia. I will argue here that this idea is incorrect. Recent data from work on invertebrates suggest that the cellular and molecular processes of learning and memory have been conserved to a remarkable degree over hundreds of millions of years of evolution. This fact has been obscured, however, by the biases of some investigators and, to some extent, by bad luck. With the dust having settled on formerly fierce controversies, now is an opportune moment to reevaluate the extent to which invertebrate and vertebrate synaptic plasticity share basic synaptic mechanisms.
Invertebrate Synaptic Plasticity 1970–1995: The Presynaptic Dogma
Beginning around 1970, a systematic investigation of the synaptic mechanisms that underlie two simple forms of nonassociative learning in Aplysia, habituation and sensitization (or dishabituation), was initiated. This investigation was spearheaded by the laboratory of Eric Kandel, although other laboratories also made significant contributions. By 1975, it had been determined that habituation and sensitization were accompanied by, respectively, depression and facilitation of the monosynaptic connection between the central sensory and motor neurons that mediate the gill- and siphon-withdrawal reflex (the sensorimotor synapse) [1]. Both types of synaptic plasticity were originally attributed to presynaptic changes: specifically, depression of the sensorimotor synapse was ascribed to a decrease in transmitter released from the sensory neuron [2], whereas facilitation was ascribed to increased presynaptic release [3]. Depression and facilitation of the sensorimotor synapse were also shown to differ with respect to whether or not heterosynaptic input is required. Presynaptic (or homosynaptic) depression is intrinsic to the sensorimotor synapse [1]; by contrast, facilitation of the sensorimotor synapse during sensitization depends on heterosynaptic modulatory input [1]. The monoamine serotonin (5-HT) plays a major role in sensitization-related facilitation, although other endogenous transmitters can also facilitate the sensorimotor synapse and may play roles in sensitization as well [4].
The discovery of 5-HT’s role in sensitization set the stage for a powerful cellular and molecular analysis of synaptic facilitation in Aplysia. This analysis revealed that facilitation involves a coordinated set of changes within the sensory neuron. The binding of 5-HT to its G protein-coupled receptor within the sensory cell membrane causes the synthesis of cyclic adenosine monophosphate (cAMP) and subsequent activation of protein kinase A (PKA). Activation of PKA, in turn, produces closure of two types of potassium channel within the cell membrane, the S-channel and the voltage-dependent potassium channel, as well as enhanced mobilization of presynaptic vesicles. These changes lead to increased presynaptic release of transmitter, as well as an increase in the intrinsic excitability of the sensory neurons [4] (Figure 1). More recent studies have shown that presynaptic facilitation also involves activation of protein kinase C [4], as well as an all-or-none switching on of release sites [5].
Both habituation and sensitization exhibit long-term (≥ 24 hour) forms, and these long-term forms of learning, like the short-term forms, were initially associated with presynaptic changes. Ultrastructural studies of sensory neurons in animals subjected to long-term habituation training found that there was a decrease in the number of release sites (presynaptic varicosities) on the axons of sensory neurons, as well as a decrease in the size of the axonal arbors. By contrast, in animals that underwent long-term sensitization training, sensory neurons exhibited an increase in number of presynaptic varicosities and an enlarged axonal arborization [6].
Although the molecular basis of long-term habituation in Aplysia remains obscure, significant progress has been made toward a molecular understanding of long-term sensitization. Long-term behavioral sensitization involves long-term (≥ 24 hour) facilitation (LTF) of sensorimotor synapses in the abdominal ganglion [7]. In 1986, Montarolo et al. [8] demonstrated that LTF could be induced in synapses in dissociated cell culture by repeated, spaced treatment with 5-HT. They also showed that this form of in vitro long-term synaptic plasticity depends on protein synthesis and gene transcription. Subsequently, Dash et al. [9] reported that LTF depends on presynaptic activity of the transcription factor cyclic AMP response element binding protein 1 (CREB1). This advance was followed by the discovery that LTF requires relief of the repression of CREB1 by the inhibitory isoform CREB2 [10]. Activation of CREB1 results in the activation of several immediate-early genes, among which is one encoding a ubiquitin hydrolase that regulates proteolysis required for LTF. The ubiquitin hydrolase facilitates the proteosomal degradation of the regulatory subunit of PKA, producing persistent activity of this enzyme within sensory neurons [7]. Another immediate-early gene implicated in LTF encodes CCAAT enhancer binding protein (C/EBP). C/EBP is itself a transcription factor, and its activity within sensory neurons has been implicated in the activation of several late response genes that contribute to the growth of new synaptic connections [7].
In 1981, the gill- and siphon-withdrawal reflex of Aplysia was demonstrated to exhibit classical conditioning, an associative form of learning [11,12]. Subsequent cellular studies showed that associative enhancement of the sensorimotor synapse could be induced using physiological stimuli that mimicked the effects of the conditioned stimulus (CS, siphon touch) and unconditioned stimulus (US, tail shock) [13,14]. It was also shown that paired stimulation with the CS and US produced a presynaptic associative change, enhanced broadening of the sensory neuron’s action potential [13]. Biochemical analyses suggested that the mechanism underlying this conditioning-related associative presynaptic change involves an adenylyl cyclase that is dually regulated by CS-induced elevated intracellular Ca2+ and US-induced release of 5-HT. The consequence of paired CS–US stimulation was suggested to be an associative increase in the synthesis of presynaptic cAMP. This mechanism for classical conditioning is referred to as activity-dependent (enhancement of) presynaptic facilitation. The possibility that a Hebbian mechanism — that is, a mechanism based on a correlation between presynaptic and postsynapic activity — might contribute to classical conditioning in Aplysia was recognized; but an explicit test of this possibility failed to find evidence for a postsynaptic contribution to associative plasticity of the sensorimotor synapse [15].
Independent support for the presynaptic model of associative learning in Aplysia came from studies of olfactory conditioning in Drosophila. These studies made use of forward genetics to identify mutant flies that were defective learners. Two of the first mutants identified in the learning screens, dunce and rutabaga, had defects in the cAMP signaling pathway. The dunce mutation affects the gene for cAMP-dependent phosphodiesterase II, whereas the rutabaga mutation affects a gene for adenylyl cyclase [16]. In addition, experiments on transgenic flies showed that CREB-dependent signaling was critical for long-term olfactory memory in flies [17]. Therefore, by 1995 there was a general consensus that several forms of learning in invertebrates, particularly classical conditioning, depend on monoaminergic modulatory activity and cAMP-dependent presynaptic signaling pathways.
Despite the significant empirical support for the presynaptic model of invertebrate learning, there were hints that postsynaptic neurons were not simply passive followers of the learning-related presynaptic neuronal changes. For example, Bailey and Chen [18] observed that long-term sensitization training resulted in the growth of new spine-like processes on the identified gill motor neuron L7. Also, Glanzman et al. [19] reported that the long-term structural changes in sensory neurons that accompanied LTF depended on unidentified postsynaptic signals. But the implications of these findings were largely ignored for over a decade.
Vertebrate Synaptic Plasticity: Emphasis on Postsynaptic Mechanisms
The two leading candidates for neuronal mechanisms of learning and memory in mammals are LTP and LTD [20]. Discovered in 1973 by Tim Bliss and Terje Lömo in the dendate gyrus of the hippocampus, LTP has since been identified at several other classes of excitatory glutamatergic synapses in the mammalian brain, both in the hippocampus and other brain regions, including the amygdala, cerebellum and cerebral cortex (see [20]). The mechanisms that underlie the induction of LTP are heterogeneous; but one prominent form of LTP, expressed at synapses in the dentate gyrus and CA1 regions of the hippocampus, as well at synapses in other parts of the central nervous system, including the cortex, is induced by activation of N-methly-D-aspartate (NMDA)-type glutamate receptors [20].
NMDA receptor-dependent LTP in the hippocampus has been the object of a contentious, decades-long effort to determine the proximate cause of the increase in amplitude of synaptic potentials or currents at potentiated synapses (commonly referred to as the mechanism of LTP ‘expression’). A major analytic technique employed in this effort has been the statistical method of quantal analysis. This physiological technique was originally developed by Bernard Katz and his colleagues in the 1950s to examine synaptic transmission and plasticity at the vertebrate neuromuscular junction (see [21]). Quantal analysis involves a set of assumptions about the nature of synaptic transmission that, while appropriate for the neuromuscular junction, are not always so for central synapses [21]. Initial quantal analytic studies of hippocampal LTP indicated that a presynaptic mechanism — enhanced presynaptic release — accounted for LTP expression. This conclusion was based on the experimental finding that the probability that a presynaptic action potential would produce a synaptic response increased after the induction of LTP. According to the original quantal analytic model, such a result would be presumed to be due to an increase in the probability of presynaptic release; however, later experiments established that the probability of successful synaptic transmission could also increase following LTP induction through the insertion of additional α-amino-3-hydroxy-5-methyl-4-isoxazolepropionic acid (AMPA)-type glutamate receptors into the postsynaptic membrane at synaptic sites that initially lacked functional AMPA receptors (so-called ‘silent synapses’) [20].
This plasticity mechanism provided a postsynaptic explanation for electrophysiological phenomena associated with LTP, particularly a decrease in the number of synaptic failures and an increase the coefficient of variation (CV) of the synaptic response. (CV is a statistical parameter that, according to the original mathematical model used for quantal analysis, provides a measure of changes in presynaptic release independent of postsynaptic changes.) It is now widely accepted that NMDA receptor-dependent LTP involves insertion of AMPA receptors into postsynaptic membranes, either by exocytosis or lateral diffusion from extrasynaptic sites [22] (Figure 2), although in some cases this may be accompanied by enhanced presynaptic release as well (see below).
LTD, like LTP, can be induced through several different signaling pathways. Perhaps the most well studied form can be induced at excitatory glutamatergic synapses by low frequency (typically 1–3 Hz) stimulation and depends, somewhat paradoxically, on NMDA receptor activity [20]. The low frequency stimulation causes modest depolarization of postsynaptic dendrites, and a consequent influx of Ca2+ into the dendrites through open NMDA receptors. The modest rise in intracellular Ca2+ activates protein phosphatases and this, in turn leads to endocytosis of postsynaptic AMPA receptors. Thus, within the last 15 years, a coherent and generally accepted model for synaptic plasticity in the mammalian brain has emerged. According to this model, both strengthening and weakening of excitatory, glutamatergic synapses are accomplished, at least in part, by modulation of AMPA receptor trafficking [22].
Postsynaptic Mechanisms of Plasticity in Invertebrates: Return of the Repressed
In 1994, evidence was published that, contrary to an earlier conclusion [15], the sensorimotor synapse of Aplysia possesses the capacity for Hebbian, NMDA receptor-dependent LTP [23]. The idea that invertebrate nervous systems could express LTP mechanistically akin to that observed in the mammalian brain was originally greeted with skepticism. It is now clear, however, that LTP and NMDA receptor-dependent plasticity are by no means unique to vertebrate nervous systems. NMDA receptor-dependent LTP has been reported in the leech [24]; and both the vertical lobe of the octopus [25] and the brain of the honeybee [26] express Hebbian — albeit NMDA receptor-independent — LTP. Furthermore, recent data support a role for NMDA receptor activity in associative learning in Aplysia [27,28], Drosophila [29] and Caenorhabditis elegans [30], and for Hebbian LTP in associative learning in the octopus [31]. (But it has not yet been shown that NMDA receptor-dependent LTP at glutamatergic synapses mediates learning in flies and worms.) Behavioral dishabituation and sensitization in Aplysia [32,33], as well as long-term habituation in C. elegans [34], which were originally ascribed entirely to presynaptic phenomena, have also now been demonstrated to involve modulation of postsynaptic AMPA receptor trafficking.
Yet another shift in mechanistic outlook pertains to the role of postsynaptic protein synthesis in LTF. Until recently, it has been claimed that LTF depends only on presynaptic protein synthesis [35,36]. But new data indicate that, to the contrary, postsynaptic protein synthesis is critical for LTF [37]. The reasons for the initial failure to detect a role for postsynaptic protein synthesis in LTF are unclear. One possibility is that the large size of the target motor neuron (the giant gill neuron L7) used in the earlier studies hampered access of the cell membrane-impermeant inhibitor, which was injected into the motor neuron’s cell body, to distal postsynaptic sites, although other explanations are also possible.
Thus, invertebrate synaptic plasticity is characterized by postsynaptic mechanisms of induction and expression, contrary to long-held views. Why has recognition of this fact been so tardy, especially in the case of Aplysia? One might have anticipated a much earlier appreciation for the critical contribution of postsynaptic processes to learning in this organism, given that Aplysia has been the invertebrate in which synaptic plasticity has been studied the longest and most intensively, and to such seminal effect. Possibly, the early success of presynaptic explanations of learning reduced receptivity to the potential importance of postsynaptic ones. This might help to explain why the discovery of silent synapses and their significance for interpretations of mammalian quantal analytic experiments has not triggered, even at this late date, a reexamination of the results from quantal analyses of synaptic plasticity in Aplysia [2,3] that provided some of the main support for the presynaptic models of learning in this organism. Regardless of the reason, the predominately presynaptic focus of Aplysia research has been unfortunate for the field of invertebrate learning as a whole, because it has encouraged the idea that invertebrates and vertebrates use different mechanisms of learning; this, in turn, has retarded the integration of mammalian and invertebrate research.
Toward a General Model of Synaptic Plasticity
While there is a strong empirical basis for the AMPA receptor trafficking model of synaptic plasticity in mammals, there is also evidence that LTP and LTD may involve presynaptic mechanisms of expression in addition to postsynaptic mechanisms [38]. (It is generally agreed that NMDA receptor-independent LTP of mossy fiber-to-CA3 hippocampal synapses involves primarily presynaptic expression [39,40], but the situation for the CA1 and dentate synapses remains controversial.) Recent evidence in favor of presynaptic expression mechanisms for NMDA receptor-dependent LTP and LTD relies on modern ultrastructural and optical techniques; these techniques are not subject to the interpretive ambiguities that plagued the earlier quantal analytic studies. Despite this fact, there is still not general agreement that the expression of LTP and LTD in CA1 and the dentate gyrus involve, at least in part, presynaptic changes. A possible resolution of this controversy is that expression of NMDA receptor-dependent LTP and LTD involves coordinated presynaptic and postsynaptic changes. If this idea is correct, then because induction of these forms of synaptic plasticity is postsynaptic, there must be one or more retrograde signals that mediate the presynaptic expression changes. A plethora of retrograde signaling molecules have been proposed for LTP and LTD [41]; although some are controversial, empirical support for others is firmer (see below).
Interestingly, retrograde signaling has also emerged as a prominent feature of persistent synaptic plasticity in Aplysia. Antonov et al. [27] found that induction of associative enhancement of the sensorimotor synapse during classical conditioning is accompanied by an increase in the excitability of the presynaptic sensory neuron. This associative increase in presynaptic excitability depends not only on presynaptic PKA activity, but also on postsynaptic Ca2+ because the increase is blocked by injecting the rapid Ca2+ chelator BAPTA into the motor neuron prior to conditioning. Furthermore, two recent studies have shown that LTF involves Ca2+-dependent retrograde signaling. Cai et al. [37] reported that LTF of sensorimotor synapses in cell culture due to spaced 5-HT treatment was blocked by prior injection of BAPTA into the motor neuron. This study also showed that the increased expression of a specific presynaptic neuropeptide, sensorin, which is required for LTF [42], depends on elevated postsynaptic Ca2+. In a related and elegant study, Wang et al. [43] have found that local translation of the reporter for presynaptic sensorin also depends on postsynaptic Ca2+. The identity of the retrograde signal activated by postsynaptic Ca2+ has not been identified, but one of its presynaptic targets may be PKA, because PKA mediates the increased expression of sensorin during LTF [42].
These findings in Aplysia strikingly echo those of a study of NMDA receptor-independent LTP at mossy fiber synapses in the hippocampus. Although expression of this form of LTP is presynaptic, its induction appears to require elevated postsynaptic Ca2+ ([44], but see [45]). Contractor et al. [40] reported that a rise in intracellular Ca2+ within the postsynaptic CA3 neuron activates a transsynaptic pathway involving EphB-receptor–ephrinB ligand interaction. Activation of this pathway stimulates presynaptic PKA, which, in turn, produces enhanced release of transmitter from the mossy fibers. A related form of plasticity has recently been demonstrated in the retinotectal system of Xenopus. Here, activation of ephrin B1 signaling in the terminals of retinal ganglion cells by tectal perfusion with EphB2–Fc fusion proteins produces both an early enhancement of presynaptic release and a delayed (> 30 minutes) postsynaptic increase in the AMPA receptor-to-NMDA receptor ratio similar to that observed following the induction of LTP at retinotectal synapses [46]. Thus, ephrin B reverse signaling also mediates increased presynaptic release at retinotectal synapses.
This general schema of postsynaptic induction and presynaptic, as well as in some cases, postsynaptic expression, applies equally to the Aplysia sensorimotor synapse. Indeed, the induction of every form of persistent (> 30 minutes) synaptic enhancement currently known in Aplysia can be disrupted by prior postsynaptic injection of BAPTA. It remains to be seen whether postsynaptic induction via elevated intracellular Ca2+ is ubiquitous for long-term plasticity at excitatory, glutamatergic synapses in the mammalian brain. At present, this issue is controversial [40,44,45]. However, a general model of persistent synaptic enhancement, one that incorporates postsynaptic induction and postsynaptic and/or presynaptic expression, and in which presynaptic expression is mediated by retrograde signaling [41], may prove generally applicable to excitatory, glutamatergic synapses in invertebrate and vertebrate nervous systems (Figure 3).
Much remains to be done to flesh out a comprehensive general model for synaptic plasticity. For example, there has been relatively little work done on identifying retrograde signaling pathways in synaptic plasticity in invertebrates. Furthermore, the potential contribution of monoaminergic modulation, which figures so prominently in invertebrate synaptic plasticity, has been given less attention in studies of synaptic plasticity in vertebrates. Despite the gaps in our knowledge, the convergence of the work on synaptic plasticity in invertebrates and vertebrates, as outlined here, is striking. The idea that the biological mechanisms of synaptic change have been highly conserved during evolution continues to face resistance. Nonetheless, it increasingly appears that invertebrate and vertebrate central nervous systems share, not only the same basic mechanisms for propagating action potentials and communicating across synapses, but those for altering the strength of synapses as well.
At present we have only partial cellular accounts of learning, even for simple forms in relatively simple organisms. Given this state of affairs, it seems unwise to focus the overwhelming majority of the field’s attention and resources on the study of learning and memory in a tiny number of mammalian species, especially if, as I have argued here, the cellular mechanisms of learning are conserved across species. Invertebrates continue to offer significant experimental advantages for students of learning and memory, including the relative simplicity of their nervous systems and the possession of identified neurons. Thus, Aplysia and other molluscs give one the ability to study synaptic plasticity in a single pair of identified neurons in dissociated cell culture; and due to the large size of these neurons, one has ready, simultaneous access to both pre- and postsynaptic compartments. Furthermore, Drosophila and C. elegans provide unparalleled opportunities for gaining fundamental genetic and molecular insights into learning and memory (for example [17]); and as genetic information for other invertebrates becomes available (for example [47]), reverse genetic analyses should prove feasible in a broad range of species. Finally, looking ahead to the day when understanding the operation of neural circuits in learning and memory, rather than plasticity at specific synapses, is the predominant concern of the field, more investigators may discover the reductionist charms of working with the considerably simpler neural circuits of invertebrates. Sometimes it’s better to ignore well-meaning advice, even if it comes from a Nobel Prize Winner.
Acknowledgments
I thank Diancai Cai for assistance with the figures, and Dean Buonomano, Diancai Cai and Frank Krasne for insightful comments on the manuscript.
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