Abstract
Animal studies suggest that time delay between acquisition and retrieval of contextual anxiety increases generalization. Moreover, such generalization is prevented by preexposure to the context (CTX), presumably due to an improved representation of such context. We investigated whether preexposure and time-passing modulate generalization of contextual anxiety, in humans. On Day 1, 42 participants (preexposure group) explored two virtual offices, while 41 participants (no-preexposure group) explored a virtual stadium. On Day 2 (24 h later), all participants learned to associate one office (CTX+) with unpredictable unconditioned stimuli (USs), and another office (CTX−) with safety. On Day 3, either 24 h (recent test) or 2 wk (remote test) later, participants revisited CTX− and CTX+ without USs, as well as a generalization context (G-CTX). Results revealed successfully conditioned anxiety and anxiety generalization for ratings (G-CTX was as aversive as CTX+ was), while safety generalization was found for startle responses (G-CTX elicited startle attenuation as CTX− did). Time between learning and testing enhanced generalization as reflected by comparable startle responses to all three offices in the remote test. Contextual preexposure facilitated extinction of explicit conditioned anxiety assessed with ratings. These results suggest that memory trace of a context degrades with passage of time in humans like in animals and, consequently, anxiety generalization enhances. After context preexposure, high cognitive processes seem to be crucially involved in facilitating extinction (or safety) learning.
Anxiety, in contrast to fear, has no specific easily identifiable trigger. For instance, a person who previously was scared by a dog while being in a park may develop fear of dogs but may also experience anxiety as long as he or she is in the park again, although no dog is visible. Thus, individuals learn an association between an aversive event (i.e., the US) and a specific stimulus (dog, CS+) and/or a context (park, CTX+); the former is commonly called cued (fear) conditioning, and the latter contextual (anxiety) conditioning (for a recent review, see Maren et al. 2013). The main difference between both forms of learning is that context conditioning is when the US cannot be predicted in a reliable and precise manner by a distinct signal, and therefore the person experiences long-lasting anxiety while in the context, which is also called sustained fear response (Davis et al. 2010). In contrast, cued (fear) conditioning is when the US is reliably predicted by a cue and, consequently, such a signal elicits a prompt fear response (called phasic fear), which is of short duration and terminates as soon as the threat or its signal disappears (Davis et al. 2010).
While the behavioral and neural mechanisms of fear or cued fear conditioning are fairly well examined in animal and humans (see Mechias et al. 2010; Fullana et al. 2016), studies on anxiety or contextual conditioning are less frequent and only recently have become the focus of human research (for recent reviews, see Davis et al. 2010; Perusini and Fanselow 2015; Tovote et al. 2015). Amygdala activation (Marschner et al. 2008; Lang et al. 2009; Andreatta et al. 2015b) and startle potentiation (Grillon et al. 2006; Glotzbach-Schoon et al. 2013a) have been found in both CS+ and CTX+ (the context associated with the US) when compared with CS− or CTX− (the context not associated with the US, i.e., safe). However, a context is much more complex than a discrete cue and due to this complexity, context conditioning requires additional processes and brain structures (Fanselow 2010). Both the amygdala and the hippocampus are mandatory for such contextual conditioning, as demonstrated by animal studies revealing deficits in the acquisition of conditioned anxiety when the hippocampus and/or the amygdala were lesioned before context conditioning (Fanselow 2010; Maren et al. 2013; Bannerman et al. 2014). Corroborating these results, we and others found greater hippocampal activation triggered by CTX+ when compared with CTX− (Marschner et al. 2008; Lang et al. 2009; Andreatta et al. 2015b) in humans. The amygdala provides the neuronal underpinnings for the conditioned anxiety response, while the hippocampus seems to encode context-related information (Fanselow 2010) and together with the amygdala fosters the context–US association (Richter-Levin 2004; Maren et al. 2013).
The hippocampus is crucially involved in the formation of spatial (O'Keefe and Dostrovsky 1971; Schiller et al. 2015) and cognitive maps (Rudy 2009; Bannerman et al. 2014), and such processes are likely to be essential for the discrimination between threatening and safety contexts. Moreover, the hippocampus plays a fundamental role in memory processes in general (Squire and Zola-Morgan 1991; Squire 2004). To remember events even years later, the initial short-term memory (STM) has to be transferred into long-term memory (LTM) (Frankland and Bontempi 2005). Such consolidation processes may happen overnight and require a tight interplay between the hippocampus and the medial prefrontal cortex (mPFC). Supportively, participants’ memory significantly improved after one night during which the memory trace of the task became reactivated during sleep (Rasch et al. 2007). Once consolidated, the memory becomes hippocampus-independent (Frankland and Bontempi 2005). However, even LTM traces age and individuals cannot recall particulars of that event anymore, or they make new experiences, which may interfere with the original memory. In other words, individuals forget.
One important and clinically relevant question is what happens when fear or anxiety memories age? An interesting review (Riccio et al. 1992) suggested that with time, memory traces weaken and conditioned responses lose differentiation over time. In other words, generalization increases with delay between training and testing. Biedenkapp and Rudy (2007) followed up this idea and manipulated the delay between acquisition and testing. Namely, in a first study, rats underwent a simple context conditioning during which they received one or two painful electric footshocks (US) unpredictably in one cage (Context A). One, 7, or 15 d later, rats were tested either in the training or in an altered context (Context B), which contained only a subset of the features of the training context. Rats tested 1 or 7 d after conditioning showed greater fear responses (i.e., freezing) to the Context A when compared with Context B, suggesting discriminative fear responses. Interestingly, rats tested 15 d later showed comparable freezing to both Context A and B. In line with Riccio et al. (1992), Biedenkapp and Rudy (2007) hypothesized that the memory trace of the Context A became weaker through time and rats, forgetting details of Context A, generalized fear to Context B. Importantly, in a second study they succeeded in reducing generalization of contextual fear, i.e., preventing the memory trace to degrade by allowing rats to explore the training cage (Context A) before context conditioning, while a control group explored a completely different context (Context X). The acquisition phase was the same as in Study 1 and then rats were tested either one or 15 d later in the Context A or Context B. Strikingly, rats that explored Context A before acquisition (preexposure group) did not generalize anxiety to Context B when tested 15 d later, whereas rats that explored Context X before acquisition exhibited generalization of anxiety as in Study 1. These results suggest that preexposure to a context fosters formation of a memory trace, which after an association with the threat, remains rather stable over time. Thus, such preexposure seems to prevent weakening of the memory trace of contexts and therefore reduces generalization of anxiety.
The translation of such context conditioning studies to humans is not easily achieved. This far, most human studies manipulated contexts by using long-lasting stimuli, e.g., the background color of the computer screen (Kalisch et al. 2006; Pohlack et al. 2012) or pictures of rooms (Marschner et al. 2008; Fonteyne et al. 2010), while a few studies used a real room (LaBar and Phelps 2005). However, the former lack the spatial aspect of a context and the latter is less manipulable and/or controllable. For these reasons, we took advantage of virtual reality (VR) to manipulate contexts for contextual anxiety conditioning to humans. VR is an ecological tool (Sanchez-Vives and Slater 2005) which permits building highly controlled environments and to take into account both temporal and spatial aspects of the context. Furthermore, using VR in humans allows a more direct translation of animal paradigms to humans (Baas et al. 2004; Huff et al. 2011; Glotzbach-Schoon et al. 2013b; Andreatta et al. 2015b).
The present study was designed to investigate the generalization of contextual anxiety in humans and the role of preexposure for preventing generalization, i.e., preventing forgetting. In contrast to the animal studies by Biedenkapp and Rudy (2007), we performed—similar to most previous human context condition studies (e.g., Glotzbach-Schoon et al. 2013b)—a differential contextual conditioning paradigm because this allows us to demonstrate learning by comparing responses to CTX+ versus CTX−. On Day 1 (Preexposure Session), half of the participants actively explored two virtual offices (preexposure group), while the other half explored a stadium (no-preexposure group) by means of a joystick. On Day 2 (Acquisition Session), all participants underwent a differential context conditioning protocol during which a painful electric shock (US) was unpredictably delivered in one office (anxiety context or CTX+), but never in the other office (safety context or CTX−). On the final test day (Generalization-Test Session), participants underwent a test (or extinction) phase during which they were passively guided into CTX+ and CTX− again, but no US was delivered. Additionally on this day, participants visited a third novel context (generalization context or G-CTX), which consisted of an equal mix between CTX+ and CTX− furniture (see Andreatta et al. 2015b). Importantly, the final test day was for half of the preexposure group and half of the no-preexposure group 24 h after acquisition (recent test), whereas the other two halves were tested 15 d later (remote test). As indices for learning and generalization, we collected verbal ratings, startle responses, and skin conductance level (SCL).
First, we expected successful contextual anxiety conditioning reflected in enhanced anxiety responses to CTX+ compared with CTX−. Second, we anticipated generalization of anxiety responses especially when tested delayed, i.e., 15 d after acquisition, indicated by stronger anxiety responses to G-CTX compared with CTX−. Finally, we expected that context preexposure reduces fear generalization when tested 15 d after acquisition. Specifically, we expected comparable startle responses and anxiety ratings to G-CTX and CTX− in the preexposure group but not in the no-preexposure group.
Results
We calculated three separated ANOVAs for each day (preexposure session, acquisition session, generalization test session; see Materials and Methods). For clarity, we present the effects following our hypothesis. We first describe the effect of conditioned anxiety (i.e., the main and interaction effects of context and phase for the Acquisition Session); second, the effects for generalization of conditioned anxiety (i.e., the main and interaction effects of context and phase for the Generalization-Test Session); third, the effects of time-passing (i.e., the main and interaction effects involving the factor test-delay for the Generalization-Test Session); and fourth, the effects of preexposure (i.e., the main and interaction effects involving the factor preexposure group for the Acquisition Session and the Generalization-Test Session).
Context conditioning effects (acquisition session)
Valence ratings
Successful context conditioning was reflected in the significant main effects of context (F(1,81) = 23.80, P < 0.001, ) and phase (F(1,81) = 8.24, P = 0.005, ), and a significant Context × Phase interaction (F(1,81) = 11.57, P = 0.001, ) (Fig. 1A). Post hoc simple contrasts indicated that the anxiety compared with the safety context was rated as more negatively valenced after Acquisition 1 (F(1,81) = 10.35, P = 0.002, ) as well as after Acquisition 2 (F(1,81) = 31.45, P < 0.001, ). Also, the negative valence of the anxiety context increased from Acquisition 1 to Acquisition 2 (F(1,81) = 19.96, P < 0.001, ), while the valence of the safety context did not change (F(1,81) = 0.39, P = 0.532, ).
Arousal ratings
Analysis revealed a significant main effect for the context (F(1,81) = 44.76, P < 0.001, ), while phase (F(1,81) = 3.76, P = 0.056, ) just failed to reach the significance level. Moreover, the Context × Phase interaction turned out to be significant (F(1,81) = 12.94, P = 0.001, ; Fig. 1B). Post hoc tests for this interaction indicated that participants rated the anxiety context as more arousing than the safety context after both Acquisition 1 (F(1,81) = 11.67, P = 0.001, ) and Acquisition 2 (F(1,81) = 59.23, P < 0.001, ). Moreover, arousal ratings did not change from Acquisition 1 to Acquisition 2 for the anxiety context (F(1,81) = 0.22, P = 0.639, ), whereas they were significantly decreased for the safety context (F(1,81) = 17.36, P < 0.001, ).
Anxiety ratings
Analysis revealed significant main effects of context (F(1,81) = 28.57, P < 0.001, ) and phase (F(1,81) = 5.30, P = 0.024, ) as well as their interaction (F(1,81) = 14.23, P < 0.001, ; Fig. 1C). Post hoc contrasts for the interaction indicated that participants reported a higher level of anxiety in the anxiety than the safety context after both Acquisition 1 (F(1,81) = 6.33, P = 0.014, ) and Acquisition 2 (F(1,81) = 41.94, P < 0.001, ). Moreover, anxiety ratings did not change from Acquisition 1 to Acquisition 2 for the anxiety context (F(1,81) = 0.44, P = 0.511, ), whereas they significantly decreased for the safety context (F(1,81) = 15.53, P < 0.001, ).
Contingency ratings
Analysis revealed significant main effects of context (F(1,81) = 287.57, P < 0.001, ) and a significant interaction Context × Phase (F(1,81) = 43.70, P < 0.001, ; Fig. 1D). Higher US-CTX+ compared with US-CTX− contingency ratings were reported after both Acquisition 1 (F(1,81) = 89.14, P < 0.001, ) and Acquisition 2 (F(1,81) = 414.00, P < 0.001, ). Moreover, participants reported after Acquisition 2 compared with Acquisition 1 higher association between US and CTX+ (F(1,81) = 26.76, P < 0.001, ) and in parallel lower association between US and CTX− (F(1,81) = 28.20, P < 0.001, ).
Startle response
Analysis showed significant main effects for context (F(2,162) = 14.14, GG-ɛ = 0.870, P < 0.001, ; Fig. 1E) and phase (F(1,81) = 49.13, P < 0.001, ), but not for their interaction (F(2,162) = 0.09, GG-ɛ = 0.914, P = 0.899, ). Post hoc tests for the main context effect indicated significant startle potentiation to CTX+ compared with CTX− (F(1,81) = 7.88, P = 0.019, ) and the ITI (F(1,81) = 23.87, P < 0.001, ). Startle magnitude was also significantly larger to the CTX− when compared with the ITI (F(1,81) = 7.89, P = 0.019, ). The main effect phase indicates significantly lower startle magnitude during Acquisition 2 than Acquisition 1.
Skin conductance level (SCL)
There were significant main effects of context (F(1,75) = 41.38, P < 0.001, ), which indicated higher SCL in CTX+ compared with CTX−, and phase (F(1,75) = 11.03, P = 0.001, ), with lower SCL during Acquisition 2 compared with Acquisition 1, possibly related to habituation (Fig. 1F). The interaction Context × Phase did not reach significance (F(1,75) = 0.07, P = 0.791, ).
Generalization effects (generalization-test session)
Valence ratings
The ANOVA returned significant main effects of context (F(2,158) = 6.70, GG- ɛ = 0.925, P = 0.002, ; Fig. 1A) and phase (F(1,79) = 5.42, P = 0.022, ). Post hoc tests indicated generalization of anxiety since the participants rated both CTX+ (F(1,79) = 6.67, P = 0.035, ) and G-CTX (F(1,79) = 11.24, P = 0.004, ) as more negative than CTX−, while G-CTX was rated as negative as CTX+ (F(1,79) = 0.40, P = 0.395, ). The interaction between context and phase was not significant (F(2,158) = 0.33, P = 0.719, ).
Arousal ratings
The main effects context (F(2,158) = 16.41, P < 0.001, ) and phase (F(1,79) = 9.15, P = 0.003, ) turned out to be significant, as well as the interaction Context × Phase (F(2,158) = 2.92, P = 0.022, ; Fig. 1B). Post hoc tests for the significant interaction indicated that both CTX+ and G-CTX were rated more arousing than CTX− after Test 1 (CTX+: F(1,79) = 19.80, P < 0.001, ; G-CTX: F(1,79) = 33.46, P < 0.001, ) as well as after Test 2 (CTX+: F(1,79) = 13.27, P = 0.001, ; G-CTX: F(1,79) = 13.46, P = 0.001, ). No differences were found between CTX+ and G-CTX after both Test 1 (F(1,79) = 0.30, P = 0.587, ) and Test 2 (F(1,79) = 0.30, P = 0.589, ).
Anxiety ratings
Analysis indicated significant main effects of context (F(2,158) = 13.76, P < 0.001, ; Fig. 1C) and phase (F(1,79) = 5.20, P = 0.025, ), but not their interaction (F(2,158) = 0.22, GG-ɛ = 0.924, P = 0.784, ). The main effect phase indicated significant lower anxiety ratings after Test 2 when compared with Test 1. Post hoc contrasts for the main effect context indicated significantly higher anxiety ratings for both CTX+ (F(1,79) = 18.71, P < 0.001, ) and G-CTX (F(1,79) = 18.97, P < 0.001, ) compared with CTX−, while CTX+ and G-CTX did not differ (F(1,79) = 0.27, P = 0.606, ).
Contingency ratings
We found significant main effects of context (F(2,158) = 18.49, GG-ɛ = 0.905, P < 0.001, ) and phase (F(1,79) = 6.24, P = 0.015, ) and their interaction (F(2,158) = 3.26, GG-ɛ = 0.912, P = 0.046, ; Fig. 1D). Post hoc tests indicated significantly higher contingency ratings for CTX+, compared with CTX− and G-CTX for both Test 1 (CTX−: F(1,79) = 21.60, P < 0.001, ; G-CTX: F(1,79) = 9.14, P = 0.010, ) and Test 2 (CTX−: F(1,79) = 18.62, P < 0.001, ; G-CTX: F(1,79) = 6.18, P = 0.045, ). Interestingly, participants reported a higher probability to receive the US in G-CTX than in CTX− after Test 1 (F(1,79) = 9.33, P = 0.009, ) and (although marginal) still after Test 2 (F(1,79) = 5.58, P = 0.062, ).
Startle response
Analysis revealed significant main effects context (F(3,237) = 3.78, P = 0.011, ; Fig. 1E) and phase (F(1,79) = 153.72, P < 0.001, ), but not their interaction (F(3,237) = 0.55, P = 0.650, ). Post hoc tests for the main effect context revealed a significant startle potentiation to CTX+ when compared with ITI (F(1,79) = 8.83, P = 0.024, ) and no other significant differences (all Ps > 0.187). Therefore, participants showed fear responses to the anxiety context, but safety-like responses to the safety context and to the G-CTX, which suggests generalization of safety.
Skin conductance level (SCL)
Analysis returned a significant main effect of context (F(2,144) = 3.38, GG-ɛ = 0.856, P = 0.045, ; Fig. 1F), but no phase or interaction effects (all Ps > 0.218). Post hoc tests indicated higher SCL to G-CTX when compared with CTX− (F(1,72) = 4.70, P = 0.034, ), which however did not remain significant after Bonferroni correction (P = 0.101). No differences were found between G-CTX and CTX+ (F(1,72) = 3.14, P = 0.242, ) and between CTX+ and CTX− (F(1,72) = 1.23, P = 0.814, ).
Delay effects (generalization-test session, recent versus remote)
We found no significant effects involving the factor test-delay for valence (all Ps > 0.118), arousal (all Ps > 0.161), and contingency (all Ps > 0.064) ratings, meaning that ratings were not influenced by the delay between acquisition and generalization (recent versus remote test). For the anxiety ratings, we found a significant Phase × Test-Delay interaction (F(1,79) = 7.48, P = 0.008, ), but no other effects (all Ps > 0.369). Since this effect did not involve the factor context, we refer the reader to the Supplemental material for further discussion.
The main effect test-delay for the startle response (F(1,79) = 2.94, P = 0.090, ) and the interaction Context × Test-Delay for the SCL (F(2,144) = 2.66, GG-ɛ = 0.856, P = 0.082, ) just failed to reach the significance level, and all other effects involving the factor test-delay were nonsignificant (Startle response: all Ps > 0.491; SCL: all Ps > 0.229).
Considering that we hypothesized an effect of delay on generalization processes, we split the sample according to the test-delay (recent versus remote) and calculated two separate ANOVAs with the between-subjects factor, preexposure group (preexposure, no-preexposure), and within-subjects factors, context (CTX+, CTX−, G-CTX) and phase (Test 1, Test 2). For startle responses (see Fig. 2A), we found significant main effects for context (F(3,123) = 3.84, P = 0.011, ) and phase (F(1,41) = 85.29, P < 0.001, ) for the recent-test group only. Participants who underwent the generalization test 24 h after the acquisition phase showed startle potentiation to CTX+ when compared with ITI (F(1,41) = 6.02, P = 0.043, ), but not with G-CTX (F(1,41) = 6.89, P = 0.073, ) or CTX− (F(1,41) = 1.81, P = 0.186, ), suggesting discriminative responses. Startle responses to ITI, CTX−, and G-CTX were comparable (all Ps > 0.076). In contrast, participants who were tested 15 d after acquisition showed comparable responses to all contexts (main effect context: F(3,114) = 0.90, P = 0.446, ; or interaction effects: all Ps > 0.340) and habituation of startle responses from Test 1 to Test 2 (main effect of phase: F(1,38) = 69.20, P < 0.001, ). For skin conductance level (SCL) (see Fig. 2B) the ANOVAs revealed no significant effects for the recent-test group (all Ps > 0.209), while, for the remote-test group, we found a significant main context effect (F(2,68) = 5.27, GG-ɛ = 0.708, P = 0.016, ). Only participants, who underwent the remote test, presented significant higher SCL to G-CXT when compared with CTX− (F(1,34) = 6.32, P = 0.050, ) and marginally to CTX+ (F(1,34) = 6.04, P = 0.058, ) while there was no difference in the SCL between CTX+ and CTX− (F(1,34) = 2.19, P = 0.444, ).
Preexposure effects
Valence ratings
Interestingly, the interaction Context × Preexposure Group turns out to be significant in the Acquisition Session (F(1,81) = 6.38, P = 0.014, ) but just failed significance in the Generalization-Test Session (F(2,158) = 2.99, GG-ɛ = 0.925, P = 0.057, ). Accordingly, context preexposure worsened context conditioning (see Fig. 3; Supplemental Fig. S3A) and generalization, but facilitated context extinction (Fig. 4A). In detail, in the Acquisition Session CTX+ compared with CTX− was rated as more negatively valenced by the no-preexposure group (F(1,40) = 35.58, P < 0.001, ), but not by the preexposure group (F(1,41) = 2.27, P = 0.139, ). Moreover, the no-preexposure group rated the safety context significantly more positive than the preexposure group (F(1,81) = 6.59, P = 0.012, ), while both groups did not differ in their valence ratings for the anxiety context (F(1,81) = 1.11, P = 0.295, ). Thus, preexposure ameliorated conditioning effects.
In the Generalization-Test Session, we (Fig. 4A) observed that participants in the no-preexposure group rated both CTX+ (F(1,39) = 8.81, P = 0.015, ) and G-CTX (F(1,39) = 6.53, P = 0.044, ) more negative than CTX−, and G-CTX as negative as CTX+ (F(1,39) = 2.13, P = 0.134, ). In contrast, participants preexposed to the acquisition contexts rated the three contexts with equal valence (all Ps > 0.091). Thus, preexposure somehow enhanced generalization effects.
Arousal ratings
On the Acquisition Session, no significant main effects or interaction effects involving the factor preexposure group turn out to be significant (all Ps > 0.251) (see also Supplemental Fig. S3B). On the contrary, on the Generalization-Test Session the main effect preexposure group (F(1,79) = 4.24, P = 0.043, ) and the interaction Context × Preexposure Group (F(2,158) = 5.91, P = 0.003, ) (Fig. 4B) were significant. Post hoc tests for the Context × Preexposure-Group interaction revealed significantly higher arousal ratings for CTX+ for CTX− (F(1,39) = 20.55, P < 0.001, ), but not for G-CTX (F(1,39) = 4.99, P = 0.094, ) in the no-preexposure group. Moreover, this group reported higher arousal for G-CTX when compared with CTX− (F(1,39) = 18.03, P < 0.001, ). In parallel to the valence ratings, arousal ratings of the preexposure group were significantly higher for G-CTX than for CTX− (F(1,40) = 17.07, P = 0.001, ), but not for CTX+ (F(1,40) = 4.62, P = 0.113, ), while no significant difference was revealed between CTX+ and CTX− (F(1,40) = 2.89, P = 0.291, ). Again, preexposure enhanced generalization
Anxiety ratings
As for the arousal ratings, no main (F(1,81) = 1.36, P = 0.247, ) or interaction effects (all Ps > 0.100) (see Supplemental Fig. S3C) involving the factor preexposure group were found on the Acquisition Session. On the Generalization-Test Session, the main factor preexposure group (F(1,79) = 3.98, P = 0.050, ) (Fig. 4C) turned out to be significant, indicating higher anxiety ratings for the no-preexposure group compared with the preexposed group, but no other effects were revealed (all Ps > 0.285).
Contingency ratings
No significant main or interaction effects involving the factor preexposure group were found on both the Acquisition Session (all Ps > 0.269) and the Generalization-Test Session (all Ps > 0.195). For effects of preexposure on contingency ratings see Supplemental Figure S2D.
No significant effects involving the factor preexposure group were found for the physiological responses on the Acquisition Session (startle response all Ps > 0.264; SCL: all Ps > 0.125) and the Generalization-Test Session (Startle Responses: all Ps > 0.472; SCL: all Ps > 0.242). For the effect of preexposure on the startle responses and SCL see Supplemental Figure S2E and F, respectively.
Memory test
Analysis revealed significant main effects of objects (F(1,78) = 103.63, P < 0.001, ), preexposure group (F(1,78) = 20.19, P < 0.001, ), and test-delay (F(1,78) = 16.27, P < 0.001, ), but no interaction effects (all Ps > 0.149). The main effects indicate that the big objects were better remembered than the small ones, that the preexposure group remembered the objects better than the no-preexposure group, and that the individuals tested 1 d after the acquisition session remembered more objects than those individuals tested 15 d later. For more details, see Table 1.
Table 1.
Discussion
According to studies in rodents (Riccio et al. 1992; Biedenkapp and Rudy 2007), contextual anxiety generalization is stronger, when there is a longer delay until anxiety memory retrieval. Specifically, rats tested 15 d after simple context conditioning generalized their anxiety (i.e., stronger freezing) to a novel context, which shared some characteristics with the threat-associated one, while rats tested after 1 d after acquisition did not. The authors explain these findings with a weakening of memory traces as time passes. Strikingly, the authors could prevent such anxiety generalization in rats by letting the animals explore the training context before learning. They claim that such preexposure allows the rats to form a more stable representation of the context, which is less susceptible to a time-related decay and thus prevents anxiety generalization even several weeks after acquisition.
We addressed comparable research questions in humans; however, we used a differential context anxiety conditioning protocol (see e.g., Glotzbach-Schoon et al. 2013b). Our first goal was to investigate what happens with regard to retrieval and generalization when anxiety memories age in humans. The second goal was to verify whether preexposure to the training context prevents generalization in humans too. These research questions were addressed on the basis of a differential context anxiety conditioning paradigm using virtual reality to manipulate contexts; in this case, offices (see Tröger et al. 2012; Glotzbach-Schoon et al. 2013a). After preexposure to either the two training contexts (preexposure group) or an irrelevant context (i.e., stadium, no-preexposure group), participants during acquisition received one to three painful electric shocks (i.e., the aversive US) in one office (anxiety context or CTX+), but never in the other one (safety context or CTX−). Anxiety memory and generalization were then tested either 24 h (recent test) or 15 d (remote test) after acquisition. During this test, participants revisited the anxiety and the safety contexts, both without US delivery, and a third generalization context (G-CTX), which shared some furniture with both CTX+ and CTX−.
As expected, we found stronger fear responses to CTX+ when compared with CTX− during and after acquisition. Thus, participants rated CTX+ as more negative, arousing, and anxiety-inducing than CTX− after both Acquisition 1 and Acquisition 2. Moreover, participants correctly reported a higher probability of US in the anxiety context than in the safety context. Importantly, physiological responses supported verbal ratings, meaning that startle response was potentiated and SCL was larger in the threat-associated office as compared to the safety office. These results are in line with our previous findings (Glotzbach-Schoon et al. 2013a,b; Andreatta et al. 2015a,b) as well as with other human (Marschner et al. 2008; Lang et al. 2009; Alvarez et al. 2011; Pohlack et al. 2012) and animal (for a recent review, see Maren et al. 2013; Perusini and Fanselow 2015; Tovote et al. 2015) studies.
Regarding the “generalization” phase, we could replicate our previous study (Andreatta et al. 2015a) even if the paradigms slightly differed. Namely, we found generalization of fear responses on the explicit verbal (i.e., ratings) and physiological (i.e., SCL) levels, but generalization of safety or safety-like responses4 on the implicit behavioral level (i.e., startle response). How can we explain generalization mainly on a cognitive and explicit level? In fact, we did not instruct the change of CTX-US contingency at the beginning of the Generalization-Test Session (i.e., Day 3) and we positioned the electrodes for US delivery again on participants’ forearm. Therefore, participants likely have expected the US during the test phase. In line, contingency ratings after the first test phase indicated that participants still expected the US more in CTX+ than in the other contexts, and more in G-CTX than in CTX−. However, over time they might have recognized that contingencies changed, and possibly, they started expecting the US somewhere else. In line with this, a slight potentiation of startle responses to CS− has sometimes be observed (despite not always significant; Lindner et al. 2015) or a stronger amygdala activation to CS− (Phelps et al. 2004; Merz et al. 2012). Simultaneously, the third office (i.e., G-CTX), being the most ambiguous among the three, might have been the best candidate for expecting an aversive event during the test (for a broader discussion, see Andreatta et al. 2015a).
These generalization effects, however, were not unambiguous and—as expected—affected by the “time delay” between acquisition and extinction/generalization. Following up marginally significant but hypothesized effects for startle response and SCL, explorative analyses within the groups speak for stronger forgetting of learning conditions and also enhanced generalization of anxiety in the 15 d delay group compared with the 1 d delay group. Specifically, participants tested 24 h after learning (recent test) still showed enhanced startle potentiation to CTX+ when compared with G-CTX and no generalization, suggesting a quite intact memory of the anxiety context. In contrast, participants tested 15 d after learning (remote test) showed comparable startle responses to the anxiety and generalization context, and interestingly greater physiological arousal (i.e., SCL) triggered by G-CTX. Although these results should be taken carefully, they are in line with animal studies discussed above, although the learning paradigms were different (Riccio et al. 1992; Biedenkapp and Rudy 2007). In other words, it is conceivable that both in humans and animals memory traces acquired through contextual conditioning faded out with time, and this process seems to facilitate generalization. However, it must also be considered that time delay of the generalization test did not affect participants’ explicit responses (i.e., ratings). Thus, both individuals tested 24 h and those tested 15 d after acquisition session rated CTX+ as more negative, arousing, and anxiogenic than CTX−, and G-CXT ratings equaled CTX+ ratings. Considering that verbal reports reflect cognitive processes, which depend on the PFC, and that the PFC has been associated with retrieval of memory traces (Frankland and Bontempi 2005; Maren et al. 2013), it is conceivable that ratings might be less affected by context forgetting because of their strong PFC involvement.
Our results further suggest that this is likely due to forgetting of particulars of the context since our memory test revealed that participants of the recent-test group remembered more objects of the contexts and also their positions within the rooms than participants of the remote-test group. We assume that the observation that participants in the remote-test groups responded with enhanced defensive responses, i.e., enhanced startle responses, to the ambiguous generalization context is a consequence of this forgetting of contextual particulars.
Furthermore, the enhanced SCL to G-CTX in the remote-test group might be explained by a rather strong fear generalization on the explicit cognitive level in this group and a strong influence of such cognitive processes on electrodermal responses (Hamm and Weike 2005). We speculate that such interplay between cognitive and electrodermal responses may be stronger, the weaker the memory traces are, thus in the remote-test group. However, please note that these speculations are based on explorative analyses following up marginally significant effects. Thus, future studies should target greater power to come to conclusive conclusions.
Effects of “preexposure” to contexts were found for acquisition, extinction, and generalization. Regarding acquisition, we observed no differences throughout the acquisition phases between participants preexposed to the learning contexts versus participants preexposed to an irrelevant context, except for valence ratings. These results are overall in line with previous animal studies (Riccio et al. 1992; Biedenkapp and Rudy 2007) as well as one human context conditioning study (Tröger et al. 2012), which also found no evidence of preexposure effects on context conditioning. However, with regard to the valence ratings we observed that participants preexposed to the learning contexts distinguished less clearly between the anxiety and the safety contexts than individuals preexposed to an irrelevant context. Explorative analysis (see Supplemental Material) further indicates that the preexposure group rated the threat-associated context more negative than the threat-free context only after the second acquisition phase, whereas the no-preexposure group could already distinguish between these contexts after the first acquisition phase. Hence, at least for the valence ratings, we revealed a first hint that latent inhibition affects context conditioning in humans, as it was shown previously for cue conditioning studies in animals (Laurent and Westbrook 2009; Jordan et al. 2015) and humans (Byron Nelson and Del Carmen Sanjuan 2006; Vervliet 2013). Latent inhibition has been defined as a process, which slows down the acquisition of conditioned fear (Bouton 2004) due to preexposure to the conditioned stimulus without US administration. Interestingly, animal studies (Kraemer and Spear 1992) claimed that latent inhibition and extinction share similar mechanisms, as in both cases, the to-be associated stimulus is presented without US. Therefore, previous encounters with the to-be-trained stimulus or context may induce a safety memory trace which hinders a further association with a threatening event. Our study—to our knowledge—is the first revealing such latent inhibition effects for humans in context conditioning.
In relation to preexposure effects on extinction/generalization, we found that individuals preexposed to the training contexts showed better extinction learning on the verbal level than those who were not preexposed to these contexts. Thus, only participants of the no-preexposure group rated the anxiety context still as more negative and arousing than the safety context after extinction on the Generalization-Test Session. This lack of extinction learning on the explicit level for the no-preexposure group corroborates our previous findings (Glotzbach-Schoon et al. 2013b). Supportively, beneficial effects of preexposure on fear extinction have been previously found in both rats (Jordan et al. 2015) and humans (Vervliet 2013) despite the organisms undergoing a cued fear conditioning protocol. One might speculate that during the preexposure individuals form “safety” memory traces of these contexts (Kraemer and Spear 1992; Bouton 2004). During conditioning, a new fear memory trace will be formed for one of the contexts (Pavlov 1927), without necessarily deleting the previous traces (Bouton 2004; Milad and Quirk 2012). Finally, extinction learning can be built on these still existing “safety” memory traces and therefore is facilitated in the preexposure group (Milad and Quirk 2012).
With regard to preexposure effects on generalization, we revealed that G-CTX was rated by the preexposure group more aversive than CTX+. One possible explanation for this result is that participants still expected the painful US, but those preexposed to the contexts rather quickly assumed that the anxiety context is safe again—as discussed above—and therefore rated it as less aversive than the ambiguous generalization context. Following the idea of latent inhibition (Bouton 2004), it might be also conceivable that the first safety memory traces developed during preexposure could have been recalled by the preexposure group during the test/extinction phases, while the no-preexposure group cannot have any safe-related memory to the contexts.
In sum, our results corroborate the assumptions that when time passes, the memory traces of contextual anxiety learned through conditioning weaken, and that this process facilitates generalization. In addition, we revealed that preexposure to contexts, which later became associated with threat or safety, on a verbal, explicit level, but not on a physiological/behavioral level, retards acquisition and facilitates extinction, suggesting that latent inhibition is important for contextual conditioning.
Materials and Methods
Participants
One hundred and fifteen volunteers were recruited via advertisement on a public website and divided into four groups (for details, see Table 2 and procedure). All participants signed the informed consent before the experiment. Exclusion criteria were mental or neurological disorders as well as color blindness or hearing problems. Eight participants had to be excluded because of technical problems, one because of missing the ratings, 12 were no-responders (mean startle amplitude <5 µV), and 10 because they had less than two startle response in one of the conditions. In the end, we considered 83 participants (42 females, 5 foreign, 10 left-handed individuals, and 3 ambidextrous). The study was approved by the Ethics Committee of the Medical Faculty of the University of Würzburg. Participants gained 30€ for their participation.
Table 2.
Materials
Unconditioned stimulus (US)
The aversive US was a mild painful pulse electric shock, which lasted 200 msec with a frequency of 50 Hz. This stimulus was generated by a constant current stimulator (Digitimer DS7A, Digitimer Ltd; 400 V, maximum of 9.99 mA). Two disk electrodes with a diameter of 9 mm diameter and spacing of 30 mm were used to apply the electric shock over the forearm of the dominant hand. The intensity of the US was individually assessed at the beginning of the experiment. The pain threshold procedure consisted of two ascending and two descending series of electric shocks in steps of 0.5 mA (for details, see Andreatta et al. 2010). Participants rated the shock on a visual analog scale ranging from 0 (no pain at all) to 10 (unbearable pain), with 4 (just noticeable pain) as the anchor for the threshold. We then calculated the mean of those intensities rated as painful and increased this value by 30% to prevent habituation. The final intensity was 1.72 mA (SD = 1.08) and rated as painful (M = 5.11, SD = 1.10).
Virtual reality (VR)
The VR was based on the Source Engine (Valve Corporation) and consisted of three offices separated by a corridor and a stadium. The offices had the same square footage and a gray floor, and the view from the windows was a city (each room with a different view of the city). Importantly, the offices differed in furniture and in their arrangement (for a detailed description of the virtual environment, see Glotzbach-Schoon et al. 2013b; Andreatta et al. 2015b). The corridor was empty and had a gray floor color. In one office (anxiety context or CTX+), the painful US was delivered unpredictably, but never in the other office (safety context or CTX−). The offices were counterbalanced among participants. The third office (generalization context or G-CTX) was the exact mix of CTX+ and CTX−, sharing 50% of the CTX+ and 50% of CTX− furniture. The stadium was an open air stadium without any social stimuli. Participants could freely move on the playing field under a sunny sky. The VR environment was presented by a Z800 3D Visor head-mounted display (HDM; eMagin,) and controlled by the software CyberSession (VT+ GmbH,).
Startle probes
Stimuli for eliciting the startle response were white noise of 103 dB with a duration of 50 msec . The noises were binaurally presented by means of headphones.
Ratings
At different moments of the experiment, participants had to rate the valence (positive versus negative) and the arousal (calm versus exciting) of the offices as well as their anxiety level (no anxiety versus high anxiety). All visual scales ranged from 0 to 100. Moreover, participants had to indicate their contingency awareness, which is the ability to correctly indicate the association between the US and CTX. For this rating, zero on the scale indicated “no association,” while 100 indicated “perfect association.” For defining whether a participant was (or not) aware about US-CTX contingency, we subtracted the contingency ratings of CTX− from those of CTX+. Individuals, who presented a difference score ≥70 were defined as aware.
Questionnaires
Several questionnaires were collected to assess participants’ anxiety (the German versions of the State-Trait Anxiety Inventory, STAI) (Laux et al. 1981), depression (Beck Depression Inventory, BDI) (Hautzinger et al. 2006), mood (Positive Negative Affect Scale, PANAS) (Krohne et al. 1996), or presence in the VR (Igroup Presence Questionnaire, IPQ) (Schubert et al. 2001). Statistics are reported in the Supplemental Material and values separated for the four groups are indicated in the Supplemental Table S1.
Memory test
To verify how participants recognized and remembered the anxiety and safety context, we performed a memory test shortly before the generalization phase on Generalization-Test-Day (see Supplemental Fig. S1). We divided the offices in six equal squares and within each square we chose a big (e.g., couch) and a small (e.g., a cup) object. Participants received a plan of the two rooms, where the six squares were delineated and only the windows and the door were indicated. Additionally, they received a list of the objects separated for each room. They had to indicate in which quadrant each object was located. Moreover, we performed a cluster analysis to define those individuals, who well remembered the (big) objects in both anxiety and safety contexts (see Table 1). An individual was defined as a good rememberer when he/she remembered all six big objects in each office. We found significant difference regarding the number of good remembers among the groups (χ2 (3, N = 83) = 19.05, P < 0.001). Separated nonparametric tests for the test revealed that participants who were preexposed to the context could better remember the virtual rooms 24 h after the acquisition phase (recent test) than those participants who were preexposed to the stadium (χ2 (1, N = 41) = 9.24, P = 0.002). No difference between the two groups were found when the generalization test was performed 2 wk after the acquisition (χ2 (1, N = 38) = 3.41, P = 0.065).
Procedure
The experiment consisted of a 3-d procedure (Fig. 5; Supplemental Fig. S4). On Day 1 (preexposure session), participants came in the laboratory and half of them (preexposure group) were exposed to the offices, while the other half (no-preexposure group) were exposed to the stadium. On Day 2 (24 h latter; acquisition session), all participants underwent a context conditioning protocol. On Day 3 (generalization session), all participants underwent a generalization test. Importantly, half of the preexposure and half of the no-preexposure group came into the laboratory 24 h after the acquisition session (recent test), whereas the other half of the two groups came 15 d later (remote test).
Preexposure session
The preexposure session consisted of an active and a passive phase. During the active phase, participants could freely move within the virtual environment; whereas during the passive phase, participants were guided through the virtual environment by means of prerecorded paths. The preexposure group explored both the anxiety and the safety context for 5 min each and then they were passively guided twice into the two offices again. The paths were the same as the ones used for the acquisition and the generalization phases to assure that participants get used to the VR. Each path started in the corridor and after 30 sec participants entered the room, where they stayed for ∼90 sec. The no-preexposure group actively explored the stadium for 10 min and then participants were passively guided through the field. After the active and passive explorations, participants had to indicate valence, arousal, and anxiety of the context and of the stadium, respectively.
Acquisition session
After the individual pain threshold was assessed, participants underwent two acquisition phases (Acquisition 1 and Acquisition 2), which were similar. Participants were told that they would have been guided into two offices and sometimes they could receive the electric shocks. We also told them that they could have caught the association between the stimuli if they would have paid attention. Each acquisition phase consisted of six trials, meaning that participants were passively guided into the anxiety context three times and into the safety context three times. The order of the trials was pseudorandomized, that is the same context was not entered more than twice in a row. One trial started in the corridor, where the participant stood in front of the door of the context he/she was going to enter. The office's door was closed and opened shortly before entering the room. The duration of the passive guidance was the same as on Day 1, namely 90 sec. Within each context, one to three startle probes were randomly delivered with a total of six startle probes per context per acquisition phase. One to three aversive USs were delivered in an unpredictable manner during the visit in the anxiety context, but never in the safety context. In total, there were six USs per acquisition phase. Importantly, the time between two startle probes, or between two USs, or between a startle probe and an US was at least 10 sec. Startle probes and USs were never delivered during the first 7 sec and the last 7 sec of the context visit. Finally, four startle probes were delivered in the corridor, which was the intertrial interval (ITI). The ITI lasted ∼30 sec, which is the time from one end of the corridor and the entrance of an office. After each acquisition phase, participants reported the valence and the arousal of the contexts as well as their anxiety level within the rooms. Additionally, participants had to indicate whether they notice any association between the US and the rooms (i.e., contingency ratings).
Generalization session
This experimental session consisted of two generalization phases, which were similar. During the generalization phases, participants were passively guided into three contexts: anxiety context, safety context, and generalization context. Each context was visited for 90 sec three times per generalization phase and the order of the context presentations was counterbalanced among the participants. The US was never delivered, while one to three startle probes were presented during the visit to an office. At the end, there were six startle probes per context per generalization phase (altogether 36 startle probes). As in the acquisition phase, four startle probes were delivered during the ITI, which lasted ∼30 sec. Similarly to the acquisition session, after each generalization session, participants were asked to rate the contexts.
Data recording and data reduction
Physiological responses were collected with a V-Amp 16 amplifier and Brain Vision Recorder Software (Version 1.03.0004, Brain Products Inc.). A 50 Hz notch filter and a 1000 Hz sampling rate were applied. The offline analyses were conducted with Brain Vision Analyzer Software (Version 2.0; Brain Products Inc).
Startle response
For the startle response, the electromyographic activity of the left orbicularis oculi muscle was continuously measured by means of two 5 mm Ag/AgCl electrodes. One electrode was placed under the pupil and the other one ∼1 cm laterally (Blumenthal et al. 2005). The ground and reference electrodes were positioned over the right and the left mastoids, respectively. For all four electrodes, the impendence was kept below 10 kΩ by slightly abrading and cleaning the skin with alcohol. For the offline analysis, the raw signal was first filtered with a 28 Hz low cutoff filter and a 500 Hz high cutoff filter. Then, the EMG signal was rectified and a moving average of 50 msec was applied. The data were cut in different segments depending on the condition. Segments were registered from 50 msec before startle probe onset and 1000 msec after startle probe onset. The 50 msec before probe onset were used as baseline. The startle amplitude was defined as the maximum peak within 20–150 msec after probe onset. Responses were then scored manually and trials with excessive baseline shifts (>5 µV) were excluded from further analysis. We rejected 7.25% and 6.78% of the trials in the acquisition phase and in the generalization test phase, respectively. A minimum of two startle responses for each condition were required for keeping the participants in the statistical analysis. The raw signal was transformed into z-scores and then T-scores to normalize interindividual differences of this response.
Skin conductance level (SCL)
The SCL was recorded over the palm of the participants’ nondominant hand by means of 10 mm Ag/AgCl electrodes. The V-Amp system delivers a constant current of 0.5 V, which allows us to collect the SCL. The galvanic response was offline filtered with a 1 Hz high cutoff filter. The signal was then segmented for the whole duration of a context (i.e., 90 sec). The tonic response was computed over the duration of each context excluding 10 sec after US presentation. SCL data were then square-root transformed to normalize the distribution.
Statistical analysis
Data were analyzed with SPSS for Windows (Version 23, SPSS Inc.) separately for each dependent variable and each session. Separated analysis of variance (ANOVAs) were computed for valence, arousal, anxiety, and contingency ratings as well as for startle response and SCL. One-way ANOVAs for the preexposure session entailed the within-subjects factor context (CTX+, CTX−) and the between-subjects preexposure group (preexposure, no-preexposure). The ANOVAs for the acquisition session considered as within-subjects factors context (CTX+, CTX−) and phase (Acq1, Acq2) and as a between-subjects factor the preexposure group (preexposure, no-preexposure). The ANOVAs for the generalization session had context (CTX+, CTX−, G-CTX) and phase (Gen1, Gen2) as within-subjects factors and preexposure group (preexposure, no-preexposure) and test-delay (recent, remote) as between-subjects factors. The ANOVAs for the startle response presented three levels for the factor context for the analysis of the acquisition (CTX+, CTX−, ITI), and four levels for the generalization test (CTX+, CTX−, G-CTX, ITI). We used the t-test to compare the ratings (valence, arousal, and anxiety) of the rooms (CTX+ and CTX−) with the ratings of the stadium. For post hoc tests, we applied simple contrasts and used a Bonferroni adjustment.
For all statistical tests, the alpha (α) level was set at 0.05 and, if necessary, the Greenhouse–Geisser correction (GG-ɛ) of the degree of freedom (df) was applied. Effect sizes are reported as partial η2.
Competing interest statement
P.P. and A.M. are shareholders of a commercial company that develops virtual environment research systems for empirical studies in the field of psychology, psychiatry, and psychotherapy. No further potential conflicting interests exist.
Supplementary Material
Acknowledgments
We thank Katharina Nückel and Alissa Preisner for their big help in recruiting the participants. The work was supported by the Collaborative Research Center “Fear, Anxiety, Anxiety Disorders,” SFB-TRR 58 project B1 to P.P. and A.M.
Footnotes
[Supplemental material is available for this article.]
Article is online at http://www.learnmem.org/cgi/doi/10.1101/lm.044073.116.
Freely available online through the Learning & Memory Open Access option.
Notably, our paradigm does not allow disentangling whether the startle attenuation in the generalization context is due to safety-like responses because this context has never been associated with the aversive event or rather to generalization process of safety.
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