Spinal Cord Stimulation in Failed Back Surgery Syndrome: Review of Clinical Use, Quality of Life and Cost-Effectiveness

Abstract

Failed back surgery syndrome (FBSS) is complex and recurrent chronic pain after spinal surgery. Several important patient and surgery related risk factors play roles in development of FBSS. Inadequate selection of the candidates for the spinal surgeries is one of the most crucial causes. The guidelines suggest that conservative management featuring pharmacologic approaches and rehabilitation should be introduced first. For therapy-refractory FBSS, spinal cord stimulation (SCS) is recommended in selected patients. Treatment efficacy for FBSS has increased over the years with the majority of patients experiencing pain relief and reduced medicinal load. Improved quality of life can also be achieved using SCS. Cost-effectiveness of SCS still remains unclear. However evidence for SCS role in FBSS is controversial, SCS can be beneficial for carefully classified patients.

Introduction

Failed back surgery syndrome (FBSS) is a chronic pain condition that features persistent or recurring low back pain after one or more spinal surgeries [1]. In general, the term FBSS is used mainly to describe patients with ongoing pain after surgery of the lumbar spine for degenerative disc disease [2]. The pain may radiate to the lower limbs [2]. Furthermore, there is no indication of macroscopic pathology that could justify a reoperation [3]. Recent studies have revealed that FBSS patients experience greater levels of pain, lower quality of life, greater disability and higher rate of unemployment, with a significant economic impact [4,5].

Search Strategy and Selection Criteria

Ebsco, Springer, Medline, PubMed, and Scopus databases were searched for journal articles using keywords “failed back surgery syndrome” AND “spinal cord stimulation.” There were more than 400 papers including these phrases. The number of articles has been constantly rising since 2010. Most (n=182) came from the United States (based on Scopus). Decision of article selection was based on PRISMA statement checklist. Reports on FBSS and spinal cord stimulation (SCS) needed to have a rigid protocol, inclusion criteria and follow-up strategy. There were two randomized controlled trials (RCTs) and about 70 observational studies among the included articles.

Epidemiology

Although the surgical techniques have been continuously refined, the failure rates of spinal surgeries have not decreased. While spine surgery rates are increasing, the number of FBSS procedures has increased accordingly and has become a serious problem [6,7,8]. The risk of developing FBSS after lumbar spinal surgery varies from 4% to 50% [9,10,11,12]. The wide range reflects the heterogeneities in the study populations, criteria, procedures, follow-up duration and historical timing of the surgery. All of these issues indicate the need for further research to better understand the etiology of FBSS [5]. The current frequency of this syndrome in the general population is estimated as 0.02% and 2% [9,10,11,12].

Pathophysiology

The etiology of FBSS can be divided into three groups: preoperative, intraoperative, and postoperative (Table 1) [13]. Inadequate selection of the candidates for the spinal surgeries is one of the most crucial causes of FBSS [14]. In many cases the primary low back pain resolves spontaneously and wrongly commissioned early surgical intervention may expose patients to the risk of the further long-lasting complications [15]. Therefore a significant proportion of the increasing number of spinal surgeries might be unnecessary [16]. A study in the United States demonstrated that the areas with the lowest surgical rates achieved the best outcomes, with the worst results occurring in the areas with the highest surgical rates [17]. The rate of spinal surgery in the United States is at least 40% higher than in any other country [18]. It highlights the great importance of careful selection of the spinal surgery candidates. Other important causes of FBSS mentioned in the literature are poor diagnostic evaluation leading to inappropriate treatment, inadequate surgery and intraoperative damage to the nerve roots [19,20].

Table 1. Etiology of failed back surgery syndrome.

Adopted from Chan and Peng. Pain Med 2011;12:577-606 [13].

Diagnosis

A detailed clinical history regarding spinal pain and its previous management (both surgical and conservative) should be obtained by a physician. A careful interview with the patient can also highlight possible secondary causes of the pain problems, such as other medical conditions and behavioral reactions. Full neurologic examination of involved areas should be performed beforehand to exclude a potential surgical emergency (e.g., motor defect). Magnetic resonance imaging is the imaging modality of choice for patients with FBSS. Conditions like pondyloarthropathies, spinal neoplasms, infection, sequestrated fragment, scar or fibrosis formation, recurrent disc herniation, stenosis or instability should be excluded before establishing FBSS diagnosis [14].

Management

The nature of FBSS is complex as it involves both neuropathic and nociceptive elements. Treatment is challenging [21]. Healthcare providers have established many management options. Evidence-based guidelines have been published to aid in selection of the best treatment [22,23,24]. The guidelines recommend initial conservative management. Concerning pharmacological options, oral amitriptyline, gabapentin, or pregabalin are the suggested first-line treatments for neuropathic pain [24].

In the case of chronic low back pain, guidelines recommend interdisciplinary rehabilitation with a cognitive and behavioral emphasis [22]. A prospective study compared the interdisciplinary treatment response between non-FBSS and FBSS patients [25]. Improvement in pain and functional level was evident for both groups. When management is unsatisfactory, further steps may be considered; these include epidural corticosteroid administration, pulsed radiofrequency treatment, and percutaneous epidural adhesiolysis [26,27,28].

In most cases, another surgery is not indicated as the success rate declines after subsequent procedures and only 20%–30% of the repeated lumbosacral operations are effective [1,29]. Surgery is recommended only in the presence of detectable neurological lesion that is amenable to a surgical procedure [30].

Regarding therapy-refractory FBSS where the implemented conservative treatment did not achieve adequate pain relief, SCS is strongly recommended [27]. FBSS is currently the most common indication for SCS in the United States [31]. It is generally considered as one of the last resorts in the pain management algorithm [32,33] (Fig. 1).

Fig. 1. Proposed management algorithm of patients with failed back surgery syndrome (based on Ganty and Sharma [33]).

WHO, World Health Organization; NSAID, nonsteroidal anti-inflammatory drug; SCS, spinal cord stimulation; GP, general practitioner.

In 2008 the United Kingdom National Institute for Clinical Excellence released a guidance for SCS implementation for patients suffering from severe, prolonged pain responsive to trial stimulation in FBSS, complex regional pain syndrome (CRPS), and neuropathic pain [34]. The American Academy of Pain Medicine defined crucial assumptions for a successful screening trial, namely: 50% or more pain relief persisting despite provocative physical therapy, stable or decreased analgesic dosage, patient satisfaction with the SCS results, and patient ability to maintain the technical aspect of the device [35]. The British Pain Society still believes that more high-quality RCTs are needed for SCS as a reliable method of treatment. Nonetheless, the society supports SCS therapy under the condition of appropriately and carefully selected patients by thoroughly prepared multidisciplinary teams. The society published recommendations for best clinical practice and the context of SCS usage; these emphasize a multidisciplinary approach to properly assess patients [34]. SCS therapy in carefully selected FBSS patients presenting mainly radicular pain, declaring a reasonable level of expectations and the need for compliance, combined with a strict cooperation with a multidisciplinary team of specialists, is likely to be the new standard of good clinical practice.

Pathophysiologic background of SCS

Electrotherapy has its beginning in 1965 when Melzack and Wall [36] proposed the gate control theory. The theory posited that nerves carrying pain stimuli and vibration and touch sensations both terminate in the dorsal horn of the spinal cord. Activation of large myelinated A-fibres can suppress the transmission of pain stimulus through the spinal integrative center (the gate) [37,38].

In 1989 the U.S. Food and Drug Administration approved SCS to treat pain from nerve damage in the trunk, arms, or legs, including unilateral or bilateral pain associated with FBSS, which was defined as pain continuing or resuming despite an operative procedure undertaken to correct the cause of the pain.

Device and Its Implantation

A proposed mechanism of pain signal inhibition by SCS stimuli is shown in Fig. 2. A typical SCS device consists of four components: a pulse generator, a lead that connects the electrode(s) contacts to the electrical pulse generator, an extension cable that connects the lead(s) to the pulse generator, and a remote controller to turn the stimulator on or off and to adjust the level of stimulation. SCS implantation usually consists of two phases. Patient selected for SCS implantation should have a stimulation trial, using externalized leads to mimic the effects of a true neurostimulator. If the stimulation trial is successful, permanent surgical implantation of a spinal stimulator is performed.

Fig. 2. Proposed traditional spinal cord stimulation physiologic mechanism based on “gate theory.” IPG, implantable pulse generator; FBSS, failed back surgery syndrome; SCS, spinal cord stimulation.

Complications

Most studies have reported generally minor adverse effects, except for a few cases of epidural abscess, thrombosis, meningism, cerebrospinal fluid (CSF) fistula, and hemorrhage. The most common reported complication was lead migration (15%–28% when traditional SCS was used and 2%–2.5% when new SCS techniques were used), followed by local wound infection, pocket pain, loss of therapeutic effect, or CSF leak with headache [39,40,41,42,43].

Evidences for SCS Effectiveness in FBSS

Clinical studies have shown improvement of 50% to 70% concerning decreased dosages of analgesics, decreased pain intensity scores, and functional amelioration [44]. Although SCS declines in effectiveness over time due to the growing central nervous system tolerance in 20% to 40% of patients, still advantages outrank reoperation [45]. Literature reviews have documented an increasing treatment efficacy in FBSS with time, with pain reduced by over 50% and medical usage reduced by 41% to 84% in the majority of patients [45,46,47].

The RCT performed by North et al. [48] and the PROCESS trial by Kumar et al. [49] bolstered the high efficacy of SCS in FBSS treatment. North et al. [48] compared SCS patients to those who underwent a reoperation of lumbosacral spine. PROCESS compared SCS plus conventional medical management (CMM) to CMM alone. CMM consisted of oral medications, nerve blocks, epidural corticosteroids, and physical and psychological therapy [49]. North et al. [48] documented significant pain relief in 39% of the patients from the SCS group vs. 12% in the reoperation group, and confirmed an 87% decrease in analgesic use (SCS) to only 58% in reoperation group. At 6-months follow-up, the majority of patients (67%) from the reoperation group desired to crossover to SCS therapy. The more recent PROCESS study results supported the aforementioned statistics in terms of pain management (>50% pain relief in 47% of SCS and 7% of CMM), but the reduction in medication dosage was unclear. Statistically significant (p≤0.05) improvements in SCS group outcome compared to the control group at follow-up were described for satisfaction and quality of life. A 6-month follow-up revealed a 32% rate of device-related complications (Table 2) [3,13,34,38].

Table 2. Summary of randomized control trials studying SCS effectiveness in FBSS.

Modified from Chan and Peng. Pain Med 2011;12:577-606 [13] and The British Pain Society. Spinal cord stimulation for the management of pain: recommendations for best clinical practice (2009) [34].

SCS, spinal cord stimulation; FBSS, failed back surgery syndrome; RCT, randomized controlled trial; CMM, conventional medical management.

^a)Assessed by firs author (P.W.), maximum score=37.

The benefit of SCS in FBBS treatment has been confirmed only in patients presenting radicular pain, with no efficacy evident in patients suffering from axial pain with a small radicular component [13,48,49]. For many patients, a single epidural SCS lead is sufficient to provide the paresthesia coverage required for pain relief in limbs. However, this is generally not the case for patients with axial low back pain. A few preliminary studies of a new dual lead SCS system concluded that it is able to provide low back and paresthesia coverage. The results were not similar to data indicating that dual stimulation does not offer advantages with respect to conventional, single electrode array stimulation [39,50].

In a 2014, systematic review and meta-regression analysis, Taylor et al. [51] addressed SCS related issues in FBSS treatment. There were 74 included trials. However, data quality were poor and very heterogeneous. The mean level of pain relief across the studies was 58% (95% confidence interval, 53%–64%) during an average follow-up of 24 months. However, among the predicting factors only duration of pain was significantly related to the outcome. In fact, the longest pain duration produced the lowest magnitude of pain relief. There were only a few studies reporting the level of stimulation, therefore any quantitative analysis of the difference between back and leg pain relief was impossible [51].

The ongoing multicenter (30 neurosurgical centers) and global PROMISE study (NCT01697358) is enrolling FBSS patients and randomizing them to SCS or optimal medical management groups [52].

Quality of Life after SCS Implantation

FBSS causes serious problems in terms of its social, physical, and psychological effects on the affected individuals [53]. Many studies showed statistically significant difference, measured in psycho-sociological questionnaires, between baseline and follow-up [54,55]. A systematic review of 13 studies reported improvement in physical function as measured by the Sickness Impact Profil, disability measured by the Oswestry disability index (ODI), activities of daily living, participation in leisure, social, and work-related activities [56]. Several other studies did not show statistically significant improved ability to participate in social activities and pursue hobbies [50,57,58]. A reduction in physical function negatively impacts quality of life and ability to work.

As most articles recruit patients with a mean pain history of more than 5 years, return to work is not likely to happen after years of inactivity [54]. Yet, it is noteworthy that 30% of 37 employment-age patients in the 2008 PROCESS trial were working at 24 months follow-up, especially because four of the patients had been out of work for a mean of more than 2.5 years [41]. Similar results were obtained by North et al. [48]., while no significant changes were obtained by other authors who were assessing work status [50,59,60].

Compared with CMM, significant improvements occurred with SCS across the ODI sub-dimensions of pain intensity, sex life, sitting, social life, standing, traveling, and walking; than across the physical component score and mental component score subcomponents of the SF-36 and dimensions of EQ-5D: anxiety/depression, pain/discomfort, self-care, and usual activities. Two sub-dimensions of ODI (personal care and sleeping) and one dimension of EQ-5D (mobility) did not improve compared with baseline [61].

Cost-Effectiveness of SCS

Chronic pain is an economic problem. In Europe, its total financial cost represents 3%–10% of its gross domestic product, including both direct and indirect costs [62]. Most of the authors emphasize that advantages of SCS become obvious in a long perspective. Whilst pharmacotherapy and other routine methods of treatment (CMM) are significantly cheaper, high expenditure on implantation of the stimulator is recompensed by decreasing of physical disability and, consequently, both direct and indirect costs.

In a Canadian study, the cost-effectiveness of CMM versus a combination of SCS and adjunctive CMM was compared using Markov models [63]. The study showed that the additional effectiveness of SCS+CMM cost CAN$ 9,293 and 11,216 per quality-adjusted life year (QALY) gained, depending on an illness. It is considered that a medical technology is cost-effective if this parameter (incremental cost-effectiveness ratio, ICER) is lower than the societal willingness to pay per QALY. Willingness to pay (WTP) is defined as the hypothetical limits to resources that society is willing to allocate for the benefit achieved by a medical intervention. In Canada, WTP is CAN$ 50,000, therefore, SCS can be considered to be cost-effective, even though it is more expensive in the short-term.

A systematic review of 11 small RCTs demonstrated that ICER and therefore cost-effectiveness of SCS in treatment of FBSS and CRPS type I (CRPS I) depends on device longevity and price [64]. For example, a model-based analysis showed the cost-effectiveness of SCS for CRPS I in United Kingdom with an ICER of £3562 per QALY in a 6 months perspective [65]. Evidence against cost-effectiveness of SCS, specifically for FBSS, has been published [66]. RCTs that model routine practice may not fully represent the real effects of a technology. The authors argued that in community settings high costs of SCS are not counterbalanced by lowered CMM costs, with no evidence that the high cost of SCS was counterbalanced by lower subsequent medical costs or productivity gain

The weight of evidence indicates that SCS seems to be cost-effective, at least in the long-term. However, the existing evidence is insufficient. Most of the trials involved small numbers of samples; this is because SCS is a rare method that is in use only in some medical centers for treatment of a restricted population. Also, research on cost-effectiveness strongly depends on features of a healthcare system, so it should be conducted in different countries and different conditions.

Limitations and Controversies

Although the introduction of SCS was inspired by the Melzack gate theory, its mechanism has not been fully investigated. It is not clear how SCS works in detail [34]. If SCS action was only depended on simple gate control theory, the failure ratio would not be so high [37]. More recent papers have reported the role of several neurotransmitters (gamma-aminobutyric acid, acetylcholine, and serotonin) as well as numerous additional spinal fibers [67,68,69,70]. It is not clear if the SCS mechanism acts segmentally or more widely. In one of the recent studies, rats with SCS placed directly on the damaged fibers had a better performance than rats with electrodes placed more rostrally [71]. In contrast, several functional neuroimaging studies have shown the involvement of numerous brain areas [72,73].

While popular globally, SCS still lacks scientific rationale. Regardless of evidence hierarchy, the key should be the study design. The only two RCTs [48,49] provided very useful data, but are not ultimately conclusive for SCS in FBSS. Reviewing these articles with a CONSORT checklist reader uncovers doubts regarding study design reporting (Table 2). Other limitations regarding these studies include patient selection, small groups, short follow-up, and exclusion of the most problematic patients from a trial. It is also worth noting that the studies of Kumar et al. [49] and North et al. [48] were supported by the medical technology companies that manufacture the SCS devices.

Conclusions

The role of SCS remains controversial, SCS can be beneficial and therefore worth considering for carefully addressed considered cases. SCS can be useful last resort treatment, which eventually can resolve chronic (mainly radicular) pain.