Viral vectors remain the vehicles of choice for gene transfer in clinical trials of gene therapy in the United Kingdom and worldwide. In the United Kingdom alone, 88 clinical trials are registered with the Gene Therapy Advisory Committee (GTAC, www.advisorybodies.doh.gov.uk/genetics/gtac).
Although notable successes have been achieved in some inherited diseases, viral vectors have not been without their problems. We review the adverse events encountered to date and describe lessons that can be learnt from them to improve vector biology and pharmacology in order to make gene therapy with viral vectors a viable treatment for the future.
Sources and selection criteria
We searched Medline and Google, using the terms “gene therapy” and “viral vectors.” We also studied the websites www.wiley.co.uk/genmed/clinical and www.advisorybodies.doh.gov.uk/genetics/gtac for information on ongoing trials using viral vectors in the United Kingdom.
Viral gene therapy: successes and failures
In April 2002 the BBC online news service in the United Kingdom carried an emotive headline: “Bubble boy saved by gene therapy.”1 The 18 month old infant featured had a rare immune disorder, X linked severe combined immunodeficiency (X-SCID), caused by a defective gene on the X chromosome. This gene encodes the common γC chain, an essential component of five cytokine receptors, all of which are necessary for the development of T cells and natural killer cells. Without the γC chain, mature T cells and natural killer cells are completely absent, whereas B cells are usually present in normal or increased numbers. X-SCID is fatal during the first year of life because of severe recurrent infections. As a result, much of the child's short life is spent in a sterile plastic bubble, a barrier to potentially life threatening infectious organisms. A collaboration of scientists from London, Paris, and Milan used a retroviral vector to introduce a functional copy of the defective gene into bone marrow stem cells taken from the patient in the hope that after re-infusion they would engraft and reconstitute a normal immune system.2,3 Integration and expression of the γC transgene and development of the lymphocyte subgroups and their functions were analysed over a period of up to 2.5 years after gene transfer. No immediate adverse effects resulted from the procedure. The numbers and repertoire of T cells and their in vitro proliferative response to several antigens were nearly normal after two years. The therapy was hailed as a success and an important breakthrough for gene therapy as it pioneered an ex vivo procedure that avoided direct in vivo transfer of the vector.
Summary points
In the United Kingdom, 74% of all gene therapy trials entail the use of viral vectors; most of these are for the treatment of cancer
Given recent setbacks, more efforts are required to improve the safety of viral vectors
These include reducing the risk of insertional mutagenesis and directing the expression of therapeutic genes to specific tissues using both transcriptional and transductional targeting
No serious adverse events have so far been reported in clinical trials of gene therapy in the United Kingdom
With efficient monitoring of trials and continuous improvement of viral vectors, gene therapy may still represent a real alternative to conventional therapies for a range of diseases
However, within a year, two of the 10 children treated in France for X-SCID had developed a leukaemia-like disease.4 Genetic analysis of the malignant cells showed that the retroviral vector, used to carry a functional copy of the defective γC chain gene into the bone marrow stem cells, had inserted into the patients' DNA and activated an oncogene, LIM-only2 (LMO2), which is associated with childhood leukaemia. Although this insertional activation was not the only cause of the malignancy, it was considered to be one of the events that triggered it. However, it is important to note that these leukaemias associated with the gene therapy are so far clinically manageable. Similar concerns have recently been raised by Mark Kay at Stanford University in the United States. In March 2000 encouraging results were reported, describing a phase I clinical trial using an adeno-associated virus (AAV) expressing the gene for blood coagulation factor IX (FIX): recombinant AAV vectors are considered to be one of the safest for use in gene therapy as the virus does not cause disease in humans naturally and rarely integrates randomly into the genome. One patient on the trial had a 50% reduction in the need to administer factor IX and a second an 80% reduction.5 However, in June 2003 Kay et al published a study conducted on mice, which found that the vector used in these trials integrates itself into regions of DNA containing genes more often than into non-coding regions.6 The integration sites were distributed on the mouse genome, with no particular bias to one particular chromosome. However, it was clear that integration was occurring in active genes. This showed that the AAV vector could possibly cause similar cellular defects to those that led to cancer in the SCID patients.
In addition to retroviral and AAV vectors, problems have also been encountered with adenoviral vectors. The death of a young man in the United States, Jesse Gelsinger, was attributed to the toxic effects of an adenoviral vector used to treat ornithine transcarbamylase (OTC) deficiency.7
Current status of viral gene therapy in the United Kingdom
Despite these recent reports, the field of gene therapy has come a very long way over the past decade. Gene transfer efficiencies have improved, and many new vectors are in preclinical studies. Viral vectors remain the gene transfer vehicles of choice for clinical trials in the United Kingdom and worldwide. Table 1 shows clinical trials in the United Kingdom that are open and ongoing. Of all 88 UK trials registered with GTAC, 75% (66) entail the use of viral vectors; most of these are for the treatment of cancer.
Table 1.
Ongoing clinical trials in the United Kingdom, March 2004 (sources: website of Journal of Gene Medicine, www.wiley.co.uk/genmed/clinical; and of Gene Therapy Advisory Committee www.advisorybodies.doh.gov.uk/genetics/gta)
Investigator | Centre | Virus | Disease | Gene | Phase | Year approved |
---|---|---|---|---|---|---|
James |
Queen Elizabeth Hospital, Birmingham |
Adenovirus |
Head and neck cancer |
Nitroreductase |
1 |
1999 |
James |
Queen Elizabeth Hospital, Birmingham |
Adenovirus |
Liver cancer |
Nitroreductase |
1 |
1999 |
Riddell |
St Georges Hospital, London |
Adenovirus |
Peripheral arterial occlusive disease |
Fibroblast growth factor (FGF) |
1 |
2000 |
Link |
Beatson Oncology Centre, Glasgow |
Adenovirus |
Head and neck cancer |
E1b deleted |
II |
1997 |
Morris |
University Hospital NHS Trust, Birmingham |
Adenovirus |
Ovarian cancer |
Nitroreductase |
I |
1998 |
Chanon |
John Radcliffe Hospital, Oxford |
Adenovirus |
Incomplete revascularisation after coronary bypass surgery |
Hypoxia inducible factor (HIF)-1alpha |
I |
2000 |
James |
Queen Elizabeth Hospital, Birmingham |
Adenovirus |
Prostate cancer |
Nitroreductase |
I |
2001 |
Habib |
Hammersmith Hospital |
Adenovirus |
Hepatocellular carcinoma |
E1b-deleted |
I |
ns |
Rampling |
Beatson Oncology Centre, Glasgow |
Herpes simplex virus |
High grade glioma |
ICP34.5 deleted |
I |
2000 |
Harris |
John Radcliffe Hospital, Oxford |
Herpes simplex virus |
Malignant melanoma |
Granulocyte macrophage colony stimulating factor (GM-CSF) |
I |
2000 |
Brown |
University of Glasgow |
Herpes simplex virus |
Head and neck cancer |
ICP34.5 deleted |
II |
2001 |
Coombes, Pandha, Harrington |
St George's Hospital Medical School, London |
Herpes simplex virus |
Melanoma, breast cancer, head and neck cancer, non-Hodgkin's lymphoma |
ICP34.5 deleted ICP47 deleted GM-CSF |
I |
2001 |
Evans |
University of Glasgow, Beatson Oncology Centre, Glasgow |
Herpes simplex virus |
Mesothelioma |
ICP34.5 deleted |
I |
2002 |
Harris |
John Radcliffe Hospital, Oxford |
Retrovirus |
Metastatic melanoma |
HSV-tk |
I |
- |
Hammersmith Hospital, London |
Retrovirus |
Chronic myeloid leukaemia |
HSV-tk |
I |
2000 |
|
Thrasher |
Institute of Child Health, London |
Retrovirus |
X-SCID |
Gamma c common chain receptor |
I |
2001 |
Thrasher |
Institute of Child Health, London |
Retrovirus |
X linked chronic granulomatous disease (X-CGD) |
gp91phox |
I |
2000 |
Steven |
Queen Elizabeth Hospital, Birmingham; Churchill Hospital, Oxford |
Retrovirus |
Breast cancer, melanoma |
Cytochrome p450 |
I |
2001 |
— |
Churchill Hospital, Oxford |
Retrovirus |
Prostate cancer |
Cytochrome p450 |
I |
2001 |
Lotze |
Queen Elizabeth Hospital, Birmingham |
Vaccinia virus |
Colorectal cancer |
Carcinoembryonic antigen (CEA) |
I |
1998 |
Freeman |
University of Cardiff, Cardiff |
Vaccinia virus |
Cervical intraepithelial neoplasia III |
Human papilloma virus (HPV) E6 and E7 |
I |
1996 |
Goh |
GlaxoSmithKline |
Vaccinia virus |
Human immunodeficiency virus (HIV) infection |
HIV1-Env |
III |
2000 |
— |
— |
Vaccinia virus |
Advanced colorectal cancer |
Oncofetal antigen 5T4 |
II |
2004 |
Harris |
Churchill Hospital, Oxford |
Vaccinia virus |
Melanoma |
Mel3 |
I |
2000 |
— |
— |
Vaccinia virus |
Cervical cancer |
Human papilloma virus (HPV) E6 and E7 |
I |
2001 |
Steven | Institute of Cancer Studies, Birmingham | Vaccinia virus | Nasopharyngeal carcinoma | — | I | 2002 |
Adenoviral vectors
Adenoviruses remain the most popular viral vectors in clinical trials because of their ability to transduce a broad range of dividing and non-dividing cells. In addition they replicate episomally and do not insert their genome into that of the host cell, which ensures less disruption of vital cellular genes. However, adenoviral vectors remain the most immunogenic of all the viral vectors currently in use. In the Gelsinger case, death was directly attributable to a massive inflammatory response to the first generation adenoviral vector. Scientists have therefore done their utmost to solve these problems and remove all non-essential viral genes to create a third generation of “gutless” vectors. However, studies in the rat brain have shown that an immune response can still be elicited by the adenoviral capsid proteins. The extent to which the vector elicits an immune response is linked to the dose of vector administered: the urgent challenge is to establish the dose at which the vector should be administered. However, assessing the amount of vector to deliver is made difficult by the variability of the immune response in humans. This was shown in the Gelsinger case. Jesse Gelsinger received the highest dose of vector in the trial (3.8×1013 viral particles), whereas another patient received a similar dose (3.6×1013 viral particles) but showed no side effects. As a result of the events in the United States, the UK Gene Therapy Advisory Committee assembled an adenoviral working committee, which made several recommendations including that the immune status and cytokine profile of the patients enrolled on the trial should be monitored before and after administration of the vector, to try to assess the patients' reaction to the treatment. Another recommendation was that the research community work towards a standardised method of assessing viral titre to ensure consistency through all clinical trials.8
Retroviral vectors
Retroviral vectors are being used in a range of clinical trials across the United Kingdom. One of the advantages of using retroviruses is their ability to integrate into the genome and maintain expression for long periods of time. However, given recent reports, the risk of oncogenesis induced by retroviral integration is clearly higher than thought previously. These risks must therefore be reduced by strategies such as targeting integration to inactive regions of the host genome.8 One approach could be to use the site specific integration machinery of bacteriophage C31, which has recently been used in non-viral delivery approaches to achieve targeted integration in mouse and human cells.9
Replication competent viral vectors
The use of non-replicating viral vectors can severely limit the number of cells that are targeted. As a result, replication competent viral vectors have been developed that allow the delivery of genes to a small number of cells and their subsequent transfer to surrounding cells as the infection spreads. These are proving particularly effective for treating cancer in preclinical models. The adenoviral vector, ONYX-015, is deleted in the E1B region that binds to and inactivates p53. Under normal viral replication an adenovirus binds to and inactivates p53 to ensure efficient replication. Therefore, in theory, ONYX-015 is unable to replicate in normal cells, but in cancer cells, in which p53 is deleted, the virus is able to replicate and cause cell lysis.10 However, this issue is not as clear as originally thought since the virus has been shown to replicate in p53 wild type cells. This approach is currently being tested in the United Kingdom to treat cancers of the head and neck, and liver. However, studies have indicated its limitations and areas where improvement is needed. For example, problems include a low transduction of tumour cells because of their low expression of the Coxsackie adenovirus receptor (CAR) required for adenoviral entry. New versions of ONYX-015 are being designed that remove the need to infect all tumour cells to gain complete remission. They have been engineered to deliver prodrug converting enzymes to tumour cells. The replication competent oncolytic herpes simplex virus (HSV) is also a popular vector currently in use in several clinical trials of cancer gene therapy in the United Kingdom. HSV1 is a large, double stranded DNA virus encoding at least 89 proteins. It has a wide cell tropism and remains extra-chromosomal, therefore minimising the risk of insertional mutagenesis. Many of the replication competent viruses under investigation have had the ICP34.5 gene deleted and are predisposed to replicate in cancer cells but not in adjacent normal tissues. Viral replication leads to cell lysis, which releases a second wave of the virus that can infect adjacent tumour cells. These vectors show promise, and no adverse side effects have been reported to date.
Future prospects for viral gene therapy
Despite the X-SCID and Gelsinger cases no serious adverse events have so far been reported in gene therapy trials in the United Kingdom. This is at least in part due to the small numbers of patients treated. It is important that lessons are learnt from these cases and that they are used to improve our understanding of vector biology and pharmacology. Although GTAC has a central role in controlling gene therapy studies in the United Kingdom, calls have materialised for a harmonisation of legislation among European states and between Europe and the United States.11 Clearly, more efforts are needed to improve vectors to prevent the risk of insertional mutagenesis and also to direct the expression of therapeutic genes to specific tissues using both transcriptional and transductional targeting. This, in turn, will reduce vector doses and potentially immunogenicity.
Additional educational resources
Review articles
Cavazzana-Calvo M, Thrasher A, Mavilio F. The future of gene therapy. Nature 2004;427: 779-81.
Thomas CE, Ehrhardt A, Kay MA. Progress and problems with the use of viral vectors for gene therapy. Nature Rev Genet 2003;4: 346-58.
Lundstrom K. Latest development in viral vectors for gene therapy. Trends Biotechnol 2003;213: 117-22.
Useful sources of information and their websites
Journal of Gene Medicine (www.wiley.co.uk/genmed/clinical)—Contains information on all completed and ongoing clinical trials worldwide
Gene Therapy Advisory Committee (www.advisorybodies.doh.gov.uk/genetics/gtac)—Contains information on all completed and ongoing clinical trials in the United Kingdom
Information for patients
www.ornl.gov/sci/techresources/Human_Genome/medicine/genetherapy.shtml—Contains basic information on gene therapy and links to other websites
Cancer BacUp (www.cancerbacup.org.uk—Contains information on all types of cancers as well as information on gene therapy trials for cancer
Despite the setbacks successes have been achieved. Of the 18 SCID patients treated for their life threatening condition, 17 are still alive and have had a healthy, functioning immune system for up to five years and a good quality of life. In addition to monogenic conditions, gene therapy also represents a viable treatment for multigenic disorders, such as cancer, either as a standalone treatment or in combination with chemotherapy or radiotherapy. A huge amount of work is yet to be done, but with efficient monitoring of trials and continuous improvements of viral vectors, gene therapy may still represent an important addition to the treatment armamentarium for a range of diseases.
Contributors: HP was responsible for proposing the article, for critical reading, and for approval of the final manuscript. He is the guarantor. KR was responsible for researching and writing the article. KH was responsible for critical reading and advising on the article.
Funding: None.
Competing interests: None declared.
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