Abstract
Immunotherapy targeting programmed death receptor 1 and programmed death ligand 1 (PD-L1) has shown impressive antitumor efficacy in several solid cancers, including advanced hepatocellular carcinoma (HCC). Since response rates of various cancers to such immunotherapy appear to correlate with PD-L1 expression levels, several studies have examined whether PD-L1 expression correlates with HCC pathology and patient prognosis. In this paper, we analyzed the strength and limitations of a recent meta-analysis of associations of PD-L1 with HCC characteristics and patient prognosis.
Keywords: hepatocellular carcinoma, programmed death ligand 1, hepatic resection, prognoses
Hepatocellular carcinoma (HCC) is a malignant disease with poor prognosis.1 Its officially recommended treatment is by sorafenib therapy, which is extremely expensive, often causes adverse events, and prolongs overall survival by only 3 months in patients with advanced disease.2,3 Immunotherapy targeting programmed death receptor 1 (PD-1) and programmed death ligand 1 (PD-L1) has shown impressive antitumor efficacy in several solid cancers,4–6 including advanced HCC.7 Since response rates of various cancers to such immunotherapy appear to correlate with PD-L1 expression levels,8 several studies have examined whether PD-L1 expression correlates with HCC pathology and patient prognosis. As the results obtained were inconsistent, Gu et al9 initiated to perform the first meta-analysis that focused on the associations of PD-L1 with HCC characteristics and patient prognosis.9 They concluded that higher PD-L1 levels predict poor differentiation, vascular invasion, higher levels of α-fetoprotein (AFP), and poorer survival. While these results are clinically useful, they should be interpreted with several limitations in mind.
One of the limitations is that the meta-analysis did not include four studies10–13 involving 384 patients that satisfied the inclusion criteria of this meta-analysis.9 In addition, one study14 included in this meta-analysis was based on PD-L1 assays in serum but not in tumor samples. The patients included in this study received both surgery and palliative therapies, while in other studies,15–20 patients received only surgery. These issues may increase heterogeneity in the pooled data, undermining the reliability of the results. In addition, it is unclear to us how this meta-analysis was able to report survival hazard ratios for the pooled patient population with tumors of any stage, when most studies in the meta-analysis reported survival separately by tumor stages but not in the population as a whole.
The work of Gu et al9 suggests that higher PD-L1 levels are associated with poorer clinicopathological characteristics of HCC. To extend this finding, we examined eleven studies and found that none of the studies reported gender, age, or hepatitis history to be associated with elevated PD-L1 expression (Table 1). Only one study associated high PD-L1 expression with higher preoperative serum levels of AFP, poor tumor differentiation, and satellite nodules;10 two studies associated it with tumor size;11,20 four studies associated it with vascular invasion;10,16,17,20 and four studies12–14,20 associated it with tumor stage. One study reported no significant association between high PD-L1 levels and overall survival,15 while another study reported a nonsignificant trend that higher levels were associated with shorter overall survival.18
Table 1.
Study | Country | Sample size |
P-value
|
||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Gender | Age | AFP | Hepatitis history | Poor tumor differentiation | Tumor size | Satellite nodules | Vascular invasion | Tumor stage | OS | DFS/RFS | |||
Finkelmeier et al14 | Germany | 215 | NR | NR | NR | >0.05 | NR | NR | NR | NR | <0.05 | <0.05 | NR |
Gabrielson et al15 | USA | 65 | NR | NR | NR | >0.05 | >0.05 | NR | NR | >0.05 | >0.05 | 0.353 | NR |
Gao et al16 | People’s Republic of China | 240 | >0.05 | >0.05 | >0.05 | >0.05 | >0.05 | >0.05 | >0.05 | <0.05 | >0.05 | <0.05 | <0.05 |
Kan and Dong17 | People’s Republic of China | 128 | >0.05 | >0.05 | >0.05 | >0.05 | >0.05 | >0.05 | NR | <0.05 | >0.05 | <0.05 | NR |
Umemoto et al18 | Japan | 80 | >0.05 | >0.05 | >0.05 | >0.05 | >0.05 | >0.05 | >0.05 | >0.05 | >0.05 | 0.051 | 0.081 |
Wu et al19 | People’s Republic of China | 71 | NR | NR | NR | NR | NR | NR | NR | NR | NR | <0.05 | NR |
Zeng et al20 | People’s Republic of China | 141 | >0.05 | >0.05 | >0.05 | NR | NR | <0.05 | >0.05 | <0.05 | <0.05 | <0.05 | <0.05 |
Calderaro et al10 | France | 217 | >0.05 | >0.05 | <0.05 | >0.05 | <0.05 | >0.05 | <0.05 | <0.05 | NR | NR | <0.05 |
Jung et al11 | Korea | 85 | >0.05 | >0.05 | >0.05 | >0.05 | >0.05 | <0.05 | NR | >0.05 | >0.05 | <0.05 | <0.05 |
Shi et al12 | People’s Republic of China | 56 | NR | NR | NR | NR | NR | NR | NR | NR | <0.05 | NR | <0.05 |
Wang et al13 | People’s Republic of China | 26 | >0.05 | >0.05 | NR | >0.05 | >0.05 | NR | NR | NR | <0.05 | NR | NR |
Note: Bold values are statistically significant.
Abbreviations: AFP, α-fetoprotein; DFS, disease-free survival; HCC, hepatocellular carcinoma; OS, overall survival; PD-L1, programmed death ligand 1; RFS, recurrence-free survival; NR, not reported.
The results in Table 1 and those reported by Gu et al9 suggest that elevated PD-L1 levels are associated with several HCC characteristics that are also risk factors for early tumor recurrence. Such recurrence can occur through two mechanisms: true metastasis due to primary HCC dissemination before surgery and multicentric occurrence (de novo) in remnant liver due to continuous viral infection and inflammation.21 HCC treatments are usually effective against one or the other type of recurrence, but not both. In contrast, targeting PD-L1 may inhibit both types simultaneously, since reducing PD-L1 levels can strengthen T-cell responses to hepatitis virus infection.22,23
Despite its limitations, the meta-analysis of Gu et al9 substantially strengthens the evidence that higher PD-L1 levels are associated with poorer clinicopathological characteristics of HCC and poorer prognosis of patients. Further phase I or phase II clinical trials should be performed to investigate anti-PD-L1 treatment for HCC.
Acknowledgments
This work was funded by the National Natural Science Foundation of the People’s Republic of China (81560460, 81060173), Guangxi University of Science and Technology Research Projects (KY2015LX056), the Self-Raised Scientific Research Fund of the Ministry of Health of Guangxi Province (Z2015621, Z2015601, GZZC15-34), and the Innovation Project of Guangxi Graduate Education (YCBZ2015030). The funding source had no role in the design or conduct of the study; in the collection, analysis, or interpretation of the data; or in the preparation, review, or approval of the manuscript.
Footnotes
Disclosure
The authors report no conflicts of interest in this work.
References
- 1.El-Serag HB. Hepatocellular carcinoma. N Engl J Med. 2011;365(12):1118–1127. doi: 10.1056/NEJMra1001683. [DOI] [PubMed] [Google Scholar]
- 2.Zhong JH. The STORM trial and beyond: narrowing the horizon of adjuvant sorafenib for postoperative hepatocellular carcinoma. Tumour Biol. 2015;36(11):8271–8272. doi: 10.1007/s13277-015-4279-0. [DOI] [PubMed] [Google Scholar]
- 3.Zhong JH, Du XK, Xiang BD, Li LQ. Adjuvant sorafenib in hepatocellular carcinoma: a cautionary comment of STORM trial. World J Hepatol. 2016;8(23):957–960. doi: 10.4254/wjh.v8.i23.957. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 4.Robert C, Ribas A, Wolchok JD, et al. Anti-programmed-death-receptor-1 treatment with pembrolizumab in ipilimumab-refractory advanced melanoma: a randomised dose-comparison cohort of a phase 1 trial. Lancet. 2014;384(9948):1109–1117. doi: 10.1016/S0140-6736(14)60958-2. [DOI] [PubMed] [Google Scholar]
- 5.Brahmer JR, Tykodi SS, Chow LQ, et al. Safety and activity of anti-PD-L1 antibody in patients with advanced cancer. N Engl J Med. 2012;366(26):2455–2465. doi: 10.1056/NEJMoa1200694. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 6.Powles T, Eder JP, Fine GD, et al. MPDL3280A (anti-PD-L1) treatment leads to clinical activity in metastatic bladder cancer. Nature. 2014;515(7528):558–562. doi: 10.1038/nature13904. [DOI] [PubMed] [Google Scholar]
- 7.El-Khoueiry AB, Melero I, Crocenzi T, et al. Phase I/II safety and antitumor activity of nivolumab in patients with advanced hepatocellular carcinoma (HCC) J Clin Oncol. 2015;33(Suppl) abstr LBA101. [Google Scholar]
- 8.Patel SP, Kurzrock R. PD-L1 Expression as a predictive biomarker in cancer immunotherapy. Mol Cancer Ther. 2015;14(4):847–856. doi: 10.1158/1535-7163.MCT-14-0983. [DOI] [PubMed] [Google Scholar]
- 9.Gu X, Gao XS, Xiong W, et al. Increased programmed death ligand-1 expression predicts poor prognosis in hepatocellular carcinoma patients. Onco Targets Ther. 2016;9:4805–4813. doi: 10.2147/OTT.S110713. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 10.Calderaro J, Rousseau B, Amaddeo G, et al. Programmed death ligand 1 expression in hepatocellular carcinoma: relationship with clinical and pathological features. Hepatology. 2016;64(6):2038–2046. doi: 10.1002/hep.28710. [DOI] [PubMed] [Google Scholar]
- 11.Jung HI, Jeong D, Ji S, et al. Overexpression of PD-L1 and PD-L2 is associated with poor prognosis in patients with hepatocellular carcinoma. Cancer Res Treat. 2016 doi: 10.4143/crt.2016.066. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 12.Shi F, Shi M, Zeng Z, et al. PD-1 and PD-L1 upregulation promotes CD8(+) T-cell apoptosis and postoperative recurrence in hepatocellular carcinoma patients. Int J Cancer. 2011;128(4):887–896. doi: 10.1002/ijc.25397. [DOI] [PubMed] [Google Scholar]
- 13.Wang BJ, Bao JJ, Wang JZ, et al. Immunostaining of PD-1/PD-Ls in liver tissues of patients with hepatitis and hepatocellular carcinoma. World J Gastroenterol. 2011;17(28):3322–3329. doi: 10.3748/wjg.v17.i28.3322. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 14.Finkelmeier F, Canli O, Tal A, et al. High levels of the soluble programmed death-ligand (sPD-L1) identify hepatocellular carcinoma patients with a poor prognosis. Eur J Cancer. 2016;59:152–159. doi: 10.1016/j.ejca.2016.03.002. [DOI] [PubMed] [Google Scholar]
- 15.Gabrielson A, Wu Y, Wang H, et al. Intratumoral CD3 and CD8 T-cell densities associated with relapse-free survival in HCC. Cancer Immunol Res. 2016;4(5):419–430. doi: 10.1158/2326-6066.CIR-15-0110. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 16.Gao Q, Wang XY, Qiu SJ, et al. Overexpression of PD-L1 significantly associates with tumor aggressiveness and postoperative recurrence in human hepatocellular carcinoma. Clin Cancer Res. 2009;15(3):971–979. doi: 10.1158/1078-0432.CCR-08-1608. [DOI] [PubMed] [Google Scholar]
- 17.Kan G, Dong W. The expression of PD-L1 APE1 and P53 in hepatocellular carcinoma and its relationship to clinical pathology. Eur Rev Med Pharmacol Sci. 2015;19(16):3063–3071. [PubMed] [Google Scholar]
- 18.Umemoto Y, Okano S, Matsumoto Y, et al. Prognostic impact of programmed cell death 1 ligand 1 expression in human leukocyte antigen class I-positive hepatocellular carcinoma after curative hepatectomy. J Gastroenterol. 2015;50(1):65–75. doi: 10.1007/s00535-014-0933-3. [DOI] [PubMed] [Google Scholar]
- 19.Wu K, Kryczek I, Chen L, Zou W, Welling TH. Kupffer cell suppression of CD8+ T cells in human hepatocellular carcinoma is mediated by B7-H1/programmed death-1 interactions. Cancer Res. 2009;69(20):8067–8075. doi: 10.1158/0008-5472.CAN-09-0901. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 20.Zeng Z, Shi F, Zhou L, et al. Upregulation of circulating PD-L1/PD-1 is associated with poor post-cryoablation prognosis in patients with HBV-related hepatocellular carcinoma. PLoS One. 2011;6(9):e23621. doi: 10.1371/journal.pone.0023621. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 21.Zhong JH, Zhong QL, Li LQ, Li H. Adjuvant and chemopreventive therapies for resectable hepatocellular carcinoma: a literature review. Tumour Biol. 2014;35(10):9459–9468. doi: 10.1007/s13277-014-2443-6. [DOI] [PubMed] [Google Scholar]
- 22.Grakoui A, John Wherry E, Hanson HL, Walker C, Ahmed R. Turning on the off switch: regulation of anti-viral T cell responses in the liver by the PD-1/PD-L1 pathway. J Hepatol. 2006;45(4):468–472. doi: 10.1016/j.jhep.2006.07.009. [DOI] [PubMed] [Google Scholar]
- 23.Muhlbauer M, Fleck M, Schutz C, et al. PD-L1 is induced in hepatocytes by viral infection and by interferon-alpha and -gamma and mediates T cell apoptosis. J Hepatol. 2006;45(4):520–528. doi: 10.1016/j.jhep.2006.05.007. [DOI] [PubMed] [Google Scholar]