Abstract
BACKGROUND:
Bacterial testing of all patients who present with acute cough is not feasible in primary care. Furthermore, the extent to which easily obtainable clinical information predicts bacterial infection is unknown. We evaluated the diagnostic value of clinical examination and testing for C-reactive protein and procalcitonin for bacterial lower respiratory tract infection.
METHODS:
Through a European diagnostic study, we recruited 3104 adults with acute cough (≤ 28 days) in primary care settings. All of the patients underwent clinical examination, measurement of C-reactive protein and procalcitonin in blood, and chest radiography. Bacterial infection was determined by conventional culture, polymerase chain reaction and serology, and positive results were defined by the presence of Streptococcus pneumoniae, Haemophilus influenzae, Mycoplasma pneumoniae, Bordetella pertussis or Legionella pneumophila. Using multivariable regression analysis, we examined the association of diagnostic variables with the presence of bacterial infection.
RESULTS:
Overall, 539 patients (17%) had bacterial lower respiratory tract infection, and 38 (1%) had bacterial pneumonia. The only item with diagnostic value for lower respiratory tract infection was discoloured sputum (area under the receiver operating characteristic [ROC] curve 0.56, 95% confidence interval [CI] 0.54–0.59). Adding C-reactive protein above 30 mg/L increased the area under the ROC curve to 0.62 (95% CI 0.59–0.65). For bacterial pneumonia, comorbidity, fever and crackles on auscultation had diagnostic value (area under ROC curve 0.68, 95% CI 0.58–0.77). Adding C-reactive protein above 30 mg/L increased the area under the ROC curve to 0.79 (95% CI 0.71–0.87). Procalcitonin did not add diagnostic information for any bacterial lower respiratory tract infection, including bacterial pneumonia.
INTERPRETATION:
In adults presenting with acute lower respiratory tract infection, signs, symptoms and C-reactive protein showed diagnostic value for a bacterial cause. However, the ability of these diagnostic indicators to exclude a bacterial cause was limited. Procalcitonin added no clinically relevant information.
Lower respiratory tract infections such as acute bronchitis and pneumonia are common in primary care, with an annual incidence of 44 per 1000 in adults.1,2 A potential bacterial pathogen is isolated from 19% to 43% of patients who present to general practitioners with lower respiratory tract infection.3–6 Bacterial infections are generally assumed to require more active treatment, including antibiotics and follow-up, because complications are more common, whereas guidelines recommend that unnecessary use of antibiotics be reduced. Therefore, it seems useful to accurately identify patients with a bacterial cause of lower respiratory tract infection, including bacterial pneumonia, to allow appropriate treatment to be started and follow-up arranged. Conversely, excluding a bacterial cause with confidence will help to avoid unnecessary antibiotic therapy and reduce antimicrobial resistance.
In primary care settings, patients with a high likelihood of bacterial lower respiratory tract infection are typically identified on the basis of easily obtainable clinical information, because microbiologic sampling and laboratory culture are time-consuming and costly, and the results are usually not available by the time a decision is needed about empiric antibiotic treatment. Moreover, routine use of chest radiography in all patients with lower respiratory tract infection to detect pneumonia in only a small proportion (5%7) of patients does not balance the practical issues of exposure to radiation, time and costs. However, features that reliably predict a high probability of bacterial infection in primary care patients with lower respiratory tract infection have not been well described.
There is some evidence for the diagnostic value of signs and symptoms from studies of hospital inpatients, but these patients generally have more severe illness and more often have pneumonia relative to outpatients.8–11 The few observational studies of adults conducted in primary care showed that fever, headache, painful cervical lymph nodes, diarrhea and rhinitis predicted bacterial lower respiratory tract infection, but sample sizes in these studies were small.4,5
Additional testing with the inflammation markers C-reactive protein and procalcitonin is potentially useful in predicting bacterial infection.12 High levels of C-reactive protein, in addition to signs and symptoms, showed diagnostic value for pneumonia, 7 and higher procalcitonin level was associated with bacterial lower respiratory tract infection among hospital inpatients. 13 However, evidence for the added diagnostic value of these 2 markers for bacterial lower respiratory tract infection is limited.4–6
Here, we evaluated the diagnostic value of clinical examination and the added value of C-reactive protein and procalcitonin for predicting which patients with lower respiratory tract infection who presented with acute cough in primary care settings had a bacterial pathogen.
Methods
Design and study population
This cross-sectional observational study was part of the GRACE-09 study (Genomics to Combat Resistance against Antibiotics in Community-Acquired Lower Respiratory Tract Infection in Europe; www.grace-lrti.org/portal/en-gb/homepage). General practitioners in 16 primary care research networks in 12 European countries collected data for patients who presented with acute cough between October 2007 and April 2010. Each of the research networks had access to a minimum of 20 000 patients. Given the frequency of lower respiratory tract infections, many more eligible patients presented during the recruitment period than were invited to participate in this study; therefore, we probably did not achieve the goal of recruiting all consecutive eligible patients. Nevertheless, we assume that this situation did not result in important clinical selection bias, because clinicians reported during and after the study that the main reason for not including all eligible patients was time constraints.7
Eligible patients were at least 18 years old and presenting for the first time with a main symptom of acute or deteriorating cough (duration ≤ 28 d) or any clinical presentation considered by the general practitioner to be caused by lower respiratory tract infection. Further inclusion criteria were ability to fill out study documents and provide written informed consent. Exclusion criteria were pregnancy, lactation, treatment with antibiotics in the previous month and immunodeficiency.14
Clinical measurements
The general practitioner recorded medical history details, results of the physical examination and comorbidities for each patient, using a standard case report form.
Within 24 hours of presentation, a venous blood sample was obtained for measurement of C-reactive protein and procalcitonin; these samples were transported to and analyzed at the laboratory of the University of Antwerp. C-reactive protein was measured with the conventional immunoturbidimetric method (Vitros 5.1FS chemistry system, Ortho Diagnostics, for serum samples analyzed from 2007 to September 2009; Dimension Vista System, Siemens, for serum samples analyzed from October 2009 onward). Procalcitonin was measured using a rapid sensitive assay (Kryptor procalcitonin analyzer, Brahms GmbH).
A sputum sample, if the cough was productive (not available for all participants), and nasopharyngeal swab sample were collected from each patient on the day of presentation, before any antibiotic therapy was started. Sputum samples were sent to each general practitioner’s local laboratory and processed immediately. Direct microscopy, gram staining and culture were performed according to a standardized protocol (as outlined in Appendix 1, available at www.cmaj.ca/lookup/suppl/doi:10.1503/cmaj.151364/-/DC1). Nasopharyngeal swabs, stored in Universal Transport Medium (Copan Diagnostics) and in skim milk medium, were sent to the laboratory of the University of Antwerp for bacterial and viral polymerase chain reaction analysis.
All patients underwent chest radiography within 7 days of presentation, preferably within 3 days. Local radiologists assessed the radiographs without access to patients’ clinical information, but they did have access to previous radiographs, if available. The radiologists diagnosed pneumonia on the basis of a uniform procedure (see Appendix 2, available at www.cmaj.ca/lookup/suppl/doi:10.1503/cmaj.151364/-/DC1).7
Definition of bacterial infection
We defined bacterial infection as the presence of Streptococcus pneumoniae, Haemophilus influenzae, Mycoplasma pneumoniae, Bordetella pertussis or Legionella pneumophila in respiratory samples or serologic evidence of Mycoplasma pneumoniae infection. We did not include Chlamydia pneumoniae, because the clinical relevance of this infection is unclear.3,15
Infection with S. pneumoniae or H. influenzae was defined by isolation of a predominant microorganism in the sputum (ratio of leukocytes to epithelial cells ≥ 1 as criterion for good-quality sample) or from the nasopharyngeal swab. Infection with B. pertussis was determined by polymerase chain reaction (from nasopharyngeal swab and sputum samples) and by measurement of immunoglobulin G (IgG) antibodies to pertussis toxin in venous blood at day 28. In addition, recent infection with B. pertussis was based on an antibody titre to pertussis toxin of 125 IU/mL or greater or a positive result on polymerase chain reaction in a respiratory sample. Infection with M. pneumoniae or L. pneumophila was determined by a positive result on polymerase chain reaction of nasopharyngeal swabs. Serologically definitive M. pneumoniae infection was defined as the presence of immunoglobulin M antibodies in the sample from day 1 or day 28 (or both) or by IgG seroconversion or a significant increase in IgG between days 1 and 28.
Diagnostic outcomes
The diagnostic value of clinical examination, C-reactive protein and procalcitonin were determined for bacterial lower respiratory tract infection and separately for bacterial pneumonia. Bacterial infection was deemed to be present in patients in whom any of the above-mentioned bacteria were identified. Bacterial pneumonia was defined by a diagnosis of pneumonia on chest radiography combined with the presence of any of the above-mentioned bacteria.
Data analysis
All analyses were performed for the diagnostic outcomes of bacterial lower respiratory tract infection and bacterial pneumonia. According to the literature and clinical reasoning, we selected the most promising symptoms and signs,16 which we then related to the outcome by multivariable logistic regression analysis. We dichotomized age at 75 years. Using backward selection, we deleted nonsignificant items in a stepwise manner from the combination of signs and symptoms, where nonsignificance was defined as p value greater than 0.10 for the log-likelihood ratio test.17 For the resulting reduced model based on signs and symptoms, we computed the area under the receiver operating characteristic (ROC) curve. By consensus, we considered an area under the ROC curve of 0.8 or greater as clinically relevant.
We compared both C-reactive protein7,18–21 and procalcitonin13 with the outcome as continuous variables. We also compared C-reactive protein with the outcome at thresholds of greater than 20, greater than 30 and greater than 100 mg/L.7,18–21
The difference in area under the ROC curve was used to evaluate increase in discrimination after adding C-reactive protein or procalcitonin to the reduced combination of symptoms and signs (with fixed regression coefficients for signs and symptoms).4–6,13 C-reactive protein was added dichotomously at above 30 mg/L, because this level was previously shown to add most diagnostic value for pneumonia in cases of lower respiratory tract infection in primary care.7 Procalcitonin was added continuously, because no relevant thresholds have previously been shown in primary care. With the method of DeLong and associates,22 we calculated the 95% confidence interval (CI) of the ROC difference. For each model, the calibration was quantified using the Hosmer–Lemeshow test. We calculated the positive and negative predictive values for all items in the reduced signs and symptoms model that had positive or negative results, respectively, with C-reactive protein or procalcitonin added.
Finally, because we anticipated that there might have been misclassification of bacterial lower respiratory tract infection for patients with chronic obstructive pulmonary disease and for smokers (subgroups with higher levels of colonization), we performed 2 sensitivity analyses on the association between diagnostic variables and the presence of bacterial infection. One of the sensitivity analyses was restricted to patients without chronic obstructive pulmonary disease, and the other was restricted to those who did not smoke.
Data were analyzed using SPSS for Windows software (version 20).
Ethics approval
The study was approved by the medical ethics committee of the University Medical Center Utrecht.
Results
Patient characteristics and diagnoses
A total of 3104 patients were included in the GRACE study. The mean age of the 3104 participants was 50 (standard deviation [SD] 17) years, 40% were men (n = 1244) and 28% (n = 871) were current smokers (Table 1). Overall, 539 participants (17%) had a bacterial lower respiratory tract infection, and 141 participants (5%) had radiologically confirmed pneumonia, of whom 38 (1% of the entire sample) had bacterial pneumonia. S. pneumoniae was the most common bacterial microorganism identified (172 participants [6%]). Other organisms identified were H. influenzae (167 participants [5%]), M. pneumoniae (150 participants [5%]), B. pertussis (95 participants [3%]) and L. pneumophila (6 participants [< 1%]).
Table 1:
Diagnostic variable | No. (%) of all patients* n = 3104 |
Patients with bacterial LRTI | Patients with bacterial pneumonia | No. (%) with missing data | ||
---|---|---|---|---|---|---|
|
|
|||||
No. (%) n = 539 |
OR (95%CI)† | No. (%) n = 38 |
OR (95%CI)‡ | |||
History (day 1) | ||||||
| ||||||
Age, mean ± SD | 50 ± 17 | 50 ± 16 | 1.00 (0.99–1.00) | 54 ± 17 | 1.01 (1.00–1.03) | 0 (0.0) |
| ||||||
Age ≥ 75 yr | 230 (7) | 34 (6) | 0.81 (0.56–1.19) | 5 (13) | 1.91 (0.74–4.95) | 0 (0.0) |
| ||||||
Sex, male | 1244 (40) | 221 (41) | 1.05 (0.87–1.27) | 16 (42) | 1.09 (0.57–2.08) | 0 (0.0) |
| ||||||
Current smoker | 871 (28) | 162 (30) | 1.13 (0.92–1.38) | 11 (29) | 1.04 (0.52–2.11) | 3 (0.1) |
| ||||||
Comorbidity§ | 856 (28) | 143 (27) | 0.94 (0.76–1.16) | 17 (45) | 2.14 (1.13–4.08) | 5 (0.2) |
| ||||||
Illness duration before index consultation, d, mean ± SD | 10 ± 10 | 9.9 ± 8 | 1.00 (1.00–1.01) | 10.0 ± 7 | 1.00 (0.98–1.03) | 31 (1.0) |
| ||||||
Discoloured sputum¶ | 1461 (50) | 307 (61) | 1.66 (1.36–2.02) | 24 (67) | 2.00 (0.99–4.01) | 197 (6.3) |
| ||||||
Breathlessness | 1754 (57) | 326 (61) | 1.22 (1.01–1.48) | 23 (61) | 1.18 (0.61–2.27) | 4 (0.1) |
| ||||||
Runny nose | 2212 (71) | 388 (72) | 1.05 (0.85–1.29) | 19 (50) | 0.40 (0.21–0.75) | 4 (0.1) |
| ||||||
Fever | 1085 (35) | 216 (40) | 1.31 (1.08–1.58) | 29 (76) | 6.12 (2.89–12.97) | 5 (0.2) |
| ||||||
Chest pain | 1433 (46) | 260 (48) | 1.11 (0.92–1.34) | 21 (55) | 1.44 (0.76–2.74) | 6 (0.2) |
| ||||||
Myalgia | 1573 (51) | 283 (53) | 1.09 (0.91–1.32) | 23 (61) | 1.50 (0.78–2.88) | 4 (0.1) |
| ||||||
Headache | 1742 (56) | 313 (58) | 1.10 (0.91–1.33) | 25 (66) | 1.51 (0.77–2.96) | 3 (0.1) |
| ||||||
Diarrhea | 222 (7) | 39 (7) | 1.01 (0.71–1.45) | 3 (8) | 1.11 (0.34–3.65) | 4 (0.1) |
| ||||||
Interference with daily activities | 1955 (63) | 355 (66) | 1.16 (0.95–1.41) | 26 (68) | 1.27 (0.64–2.53) | 3 (0.1) |
| ||||||
Physical examination (day 1) | ||||||
| ||||||
Crackles on lung auscultation | 289 (9) | 54 (10) | 1.11 (0.81–1.51) | 12 (33) | 5.01 (2.48–10.12) | 18 (0.6) |
| ||||||
Heart rate ≥ 100/min | 117 (4) | 15 (3) | 0.69 (0.40–1.20) | 3 (8) | 2.19 (0.66–7.22) | 44 (1.4) |
| ||||||
Respiratory rate ≥ 20/min | 659 (22) | 115 (22) | 1.01 (0.80–1.26) | 10 (27) | 1.34 (0.64–2.77) | 78 (2.5) |
| ||||||
Blood pressure < 90/60 mm Hg | 79 (3) | 14 (3) | 1.03 (0.58–1.86) | 3 (8) | 3.40 (1.02–11.30) | 67 (2.2) |
| ||||||
Temperature ≥ 38°C | 121 (4) | 25 (5) | 1.27 (0.81–1.99) | 4 (11) | 2.93 (1.02–8.41) | 31 (1.0) |
| ||||||
Blood tests | ||||||
| ||||||
CRP, mg/mL, mean ± SD | 19 ± 35 | 34 ± 53 | 1.01 (1.01–1.01) | 97 ± 98 | 1.02 (1.01–1.02) | 264 (8.5) |
| ||||||
CRP > 20 mg/L | 648 (23) | 197 (39) | 2.67 (2.17–3.28) | 26 (68) | 7.59 (3.81–15.14) | 264 (8.5) |
| ||||||
CRP > 30 mg/L | 456 (16) | 154 (31) | 2.95 (2.36–3.70) | 23 (61) | 8.39 (4.34–16.21) | 264 (8.5) |
| ||||||
CRP > 100 mg/L | 100 (4) | 48 (10) | 4.61 (3.08–6.91) | 14 (37) | 18.42 (9.21–36.85) | 264 (8.5) |
Note: CI = confidence interval, CRP = C-reactive protein, OR = odds ratio, SD = standard deviation.
Except where indicated otherwise.
The OR compares patients with and without bacterial LRTI.
The OR compares patients with and without bacterial pneumonia.
The following comorbidities were considered: pulmonary comorbidities (history of chronic obstructive pulmonary disease, asthma or other lung disease), cardiac comorbidities (history of heart failure, ischemic heart disease or other heart disease) and diabetes mellitus.
Green, yellow or blood-stained.
Diagnostic value of symptoms and signs
The only independent predictor for bacterial lower respiratory tract infection was discoloured sputum (Table 2). This variable resulted in area under the ROC curve of 0.56 (95% CI 0.54–0.59).
Table 2:
Diagnostic variable | Diagnosis; OR (95% CI) | |
---|---|---|
Bacterial LRTI† | Bacterial pneumonia‡ | |
Comorbidity (pulmonary, cardiac, diabetes mellitus)§ | – | 2.05 (1.03–4.09) |
Discoloured sputum¶ | 1.63 (1.34–1.99) | – |
Temperature ≥ 38°C | – | 2.89 (0.98–8.56) |
Crackles on lung auscultation | – | 4.66 (2.25–9.65) |
Note: CI = confidence interval, OR = odds ratio.
Results shown had p < 0.10 in multivariable analysis after backward selection; nonsignificant items are not shown.
Variables entered in the multivariable regression model for bacterial LRTI, based on the literature: age ≥ 75 years, male sex, current smoker, comorbidity, discoloured sputum, temperature ≥ 38°C and crackles on lung auscultation.
Variables entered in the multivariable regression model for bacterial pneumonia, based on the literature: age ≥ 75 years, comorbidity, discoloured sputum, temperature ≥ 38°C and crackles on lung auscultation.
Pulmonary comorbidities were history of chronic obstructive pulmonary disease, asthma or other lung disease. Cardiac comorbidities were history of heart failure, ischemic heart disease or other heart disease.
Green, yellow or blood-stained.
Signs and symptoms with independent diagnostic value for bacterial pneumonia were comorbidity (pulmonary, cardiac, diabetes mellitus), fever (temperature ≥ 38°C) and crackles on lung auscultation (Table 2). Combining these items resulted in area under the ROC curve of 0.68 (95% CI 0.58–0.77). The result of the Hosmer–Lemeshow test for calibration of this model was 0.34 (1 degree of freedom, p = 0.6). With all 3 independent predictors for bacterial pneumonia, the positive predictive value was 11.1% (95% CI 0.3–48.3; 1/9), and the negative predictive value was 99.3% (95% CI 98.9–99.7; 1949/1962).
The 2 sensitivity analyses (one restricted to the 2919 patients without chronic obstructive pulmonary disease and the other restricted to the 2233 patients who did not smoke) did not lead to any change in the findings.
Added diagnostic value of C-reactive protein and procalcitonin
The mean C-reactive protein was 34 (SD 53) mg/L in patients with bacterial lower respiratory tract infection and 97 (SD 98) mg/L for those with bacterial pneumonia (Table 1). Adding C-reactive protein above 30 mg/L to the symptoms and signs with independent diagnostic value resulted in area under the ROC curve of 0.62 (95% CI 0.59–0.65) for bacterial lower respiratory tract infection (ROC difference of 0.06, 95% CI 0.02–0.10) and 0.79 (95% CI 0.71–0.87) for bacterial pneumonia (ROC difference of 0.11, 95% CI 0.06–0.16). The result of the Hosmer–Lemeshow test was 0.04 (2 degrees of freedom, p > 0.9) for bacterial lower respiratory tract infection and 3.62 (3 degrees of freedom, p = 0.3) for bacterial pneumonia. With all independent clinical examination items and C-reactive protein above 30 mg/L, the positive predictive values were 37.1% (95% CI 31.2%–43.3%; 96/259) for bacterial lower respiratory tract infection and 25.0% (95% CI 0.6%–80.6%; 1/4) for bacterial pneumonia. The negative predictive values were 87.5% (95% CI 85.4%–89.3%; 1006/1150) for bacterial lower respiratory tract infection and 99.7% (95% CI 99.3%–99.9%; 1542/1547) for bacterial pneumonia.
Procalcitonin did not add relevant diagnostic value to the symptoms and signs model for bacterial lower respiratory tract infection or for bacterial pneumonia. The area under the ROC curve remained at 0.56 (95% CI 0.54–0.59) for bacterial lower respiratory tract infection and 0.68 (95% CI 0.58–0.77) for bacterial pneumonia.
Interpretation
In this study of patients with lower respiratory tract infection, the combined diagnostic value of signs and symptoms was limited. The negative predictive value for signs and symptoms and C-reactive protein level combined was 87.5%, but the clinical utility was low, given the prior chance of absence of a bacterial pathogen (83%). Although C-reactive protein added diagnostic value, procalcitonin did not.
Our findings confirm those of previous studies, in which clinical examination provided little diagnostic value for bacterial causes of lower respiratory tract infection in adults.3,5 However, Graffelman and associates4 found that headache, fever, painful cervical lymph nodes, diarrhea and rhinitis provided diagnostic value for bacterial lower respiratory tract infection in primary care (area under the ROC curve 0.79). However, their study sample was small (n = 145).4
Previous studies showed the relation between elevated C-reactive protein and a bacterial cause of lower respiratory tract infection.3,4,6 However, they did not analyze the added value of C-reactive protein beyond the results of clinical examination.3,6 Graffelman and associates4 reported no added diagnostic value of C-reactive protein when used with clinical examination for bacterial lower respiratory tract infection.4 Holm and colleagues6 reported an association between procalcitonin and bacterial infection in primary care, but they did not include the results of clinical examination.
Limitations
One potential limitation of this study was misclassification of bacterial lower respiratory tract infection on the basis of airway bacterial colonization. We believe that such misclassification was limited, because colonization of the lower airways is unlikely in symptomatic ambulatory outpatients. Moreover, excluding patients with chronic obstructive pulmonary disease and smokers (subgroups with higher levels of colonization23) did not yield different findings. Finally, defining pneumonia on the basis of radiography rather than clinical features may limit generalizability to patients with pneumonia diagnosed on the basis of clinical assessment.
Conclusion
Signs, symptoms and C-reactive protein had limited clinical utility in predicting a bacterial cause for outpatients with lower respiratory tract infection. Procalcitonin added no information in the primary care setting. To support antibiotic stewardship, better markers of bacterial causes of infection should be developed.
Footnotes
Competing interests: None declared.
This article has been peer reviewed.
Contributors: Margareta Ieven, Herman Goossens, Paul Little, Chris Butler, Samuel Coenen, Maciek Godycki-Cwirko and Theo Verheij conceived and designed the study. Katherine Loens and Christine Lammens were responsible for testing all samples for bacterial infection. Jolien Teepe and Berna Broekhuizen interpreted the data and performed the analyses. Jolien Teepe, Berna Broekhuizen and Theo Verheij wrote the first draft of the manuscript, and all of the coauthors critically revised the manuscript for important intellectual content. All of the authors approved the final version for publication and agreed to serve as guarantors of the work.
Funding: This study was part of the GRACE project (www.grace-lrti.org/portal/en-gb/homepage), funded by the Sixth Framework Program of the European Commission (reference LSHM-CT-2005-518226). The GRACE project has been financially supported through the European Science Foundation, within the framework of the Research Networking Programme TRACE (Translational Research on Antimicrobial Resistance and Community-Acquired Infections in Europe; www.esf.org/trace) and by the Research Foundation Flanders (Belgium). The current analysis was supported by the SBOH (www.sboh.nl), employer of Dutch general practitioner trainees. The funding sources were not involved in the design or conduct of the study, the analysis or interpretation of the data, or the writing of the article.
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