Abstract
Thermal ablation is increasingly utilized in the treatment of primary and metastatic liver tumors, both as curative therapy and as a bridge to transplantation. Recent advances in high-powered microwave ablation systems have allowed physicians to realize the theoretical heating advantages of microwave energy compared to other ablation modalities. As a result, there is a growing body of literature detailing the effects of microwave energy on tissue heating, as well as its effect on clinical outcomes. This article will discuss the relevant physics, review current clinical outcomes and then describe the current techniques used to optimize patient care when using microwave ablation systems.
Keywords: Thermal ablation, Hepatocellular carcinoma, Liver metastasis, Microwave ablation, Percutaneous microwave ablation, Hydrodissection
Introduction
Primary liver cancer is the 6th most common malignancy worldwide with approximately 782,000 new cases and 745,000 deaths annually (1). Hepatocellular carcinoma (HCC) accounts for 85% of all primary liver malignancies. In addition, the liver is a common site for metastatic disease, particularly from gastrointestinal primaries such as colorectal cancer. Current treatment guidelines recommend surgical resection or transplantation as the gold-standard for treating patients with very early-stage or early-stage HCC (2,3). Resection is also considered standard of care for select patients with liver metastases. However, the majority of patients who are diagnosed with liver malignancies are not eligible for resection or transplantation due to inadequate functional liver function, multifocal or advanced disease, prohibitive tumor location or the presence of medical co-morbidities (4). As a result, thermal ablation is becoming increasingly utilized in the treatment of primary and metastatic liver tumors, both as destination therapy and as a bridge to transplantation.
The goal of thermal ablation is to heat malignant tissues to temperatures that can induce immediate coagulative necrosis (typically over 60 °C). A complete treatment encompasses the target tumor plus a 5-10 mm margin (analogous to a surgical margin) while sparing healthy parenchyma and vulnerable non-target structures (5). However, effective treatment can be difficult to achieve in the liver where high tissue perfusion and large blood vessels can act as a “heat-sinks” near the ablation zone (6). Such heat sinks can lead to sub-lethal temperatures and sparing of malignant cells, thereby increasing the likelihood of local tumor progression (LTP) (7). Optimal treatment is therefore a function of appropriate device placement, sufficient energy delivery, and verification of ablative margins.
During radiofrequency (RF) ablation, the most common thermal ablation modality worldwide, electrical current is passed through the tumor and adjacent tissues to generate heat (8). As tissue temperature rises beyond cytotoxic levels, desiccation precipitates a high electrical impedance that disrupts the electrical circuit (9). Passive thermal conduction facilitates heat distribution into the peripheral ablation zone. While RF ablation has demonstrated good results against liver tumors up to 3 cm, the combination of inefficient heating physics in conventional RF ablation systems and highly-vascularized tissue has made effective treatment of liver tumors over 3 cm challenging (10).
Microwave (MW) ablation does not suffer from the same limitations. Microwave systems utilize an alternating electromagnetic field at 915 MHz or 2.45 GHz that is capable of propagating readily through a variety of biologic material, including charred and desiccated tissue (11). Heat is generated as the alternating field interacts with tissue water and ions, leading to larger ablation zones than RF ablation in well-perfused organs (12). Despite these theoretical advantages, treatment of large liver tumors was not possible with early generation MW ablation devices due to issues with antenna shaft heating that precluded higher power delivery or extended treatments (13). More recently developed microwave systems are characterized by more efficient antennas and shaft cooling with either water or gas that enables greater power delivery (14–16).
This manuscript will review the relevant physics related to MW ablation and their effects on tissue heating. We will then review the current clinical outcomes from existing clinical MW ablation trials. Lastly, we will address how physicians leverage the most recent MW advances and technologies to improve clinical outcomes.
Physics of Microwave Heating
During microwave ablation, a coaxial antenna is used to deliver high-frequency electromagnetic fields (915 MHz or 2.45 GHz) into the target tumor. The rapidly alternating electric field causes water and other polar molecules to rotate in an attempt to realign with the electric field. This realignment process generates kinetic energy in the tissue, raising temperatures well over 100 °C and causing tissue near the antenna to desiccate and char (11). Electromagnetic fields from MW energy are capable of continuous transmission through this desiccated and charred tissue. As a result, MW ablation systems can create larger ablation zones than RF systems, even in the presence of large and fast-flowing blood vessels (12,17).
The rapid and efficient heating of MW ablation systems causes local tissue changes that have not been previously appreciated with other ablation modalities. Such changes include water vaporization, tissue contraction and large-scale desiccation. These changes can be observed on CT and ultrasound imaging. An understanding of these changes is important when evaluating MW ablations, both immediately after the procedure and on follow-up imaging.
Water Vaporization
The ability to generate temperatures well above 100 °C causes water in the tissue to undergo a rapid phase change into water vapor (17,18). Water vapor disperses by pressure gradients from the center of the ablation zone, where the heat generation is highest, to the periphery of the ablation zone, either in the liver parenchyma or nearby vasculature. During this time, bubbles in the ablation zone create backscatter that can be appreciated on B-mode ultrasound imaging (19). The distribution of hyperechoic bubbles closely approximates that of the developing ablation zone (5). Therefore, the creation and subsequent growth of MW ablations should be monitored in real-time using ultrasound imaging (at least on the side of the ultrasound transducer). Water vapor can also be observed on CT during or immediately after the MW ablation. On CT, the water vapor appears as a low attenuation area against the background liver parenchyma. Optimizing imaging tools to monitor the creation and movement of water vapor during microwave ablation is currently an active area of research (20–22).
Tissue Contraction
One metric of technical success during thermal ablation is to determine whether or not the volume of ablated tissue exceeds that of the target tumor plus the desired ablative margin (5). Ablation device vendors often supply data sheets detailing the anticipated size of an ablation zone given a specific time and power setting. Physicians use these data sheets to treat a target tumor of a certain size with the settings suggested by vendors. However, the majority of these data sheets are compiled from data collected in normal ex vivo animal tissue, which lacks both perfusion and tumors. As a result, these data sheets may not be particularly illustrative for human tumors (23).
One explanation for this lack of concordance between ex vivo models and results in human tumors is the large amount of tissue contraction observed during MW ablation. Tissue contraction is more pronounced during MW ablation compared to other thermal ablation modalities, which produce comparatively lower tissue temperatures and less water vapor (9,17). Ablation zone measurements performed on post-ablation imaging or specimen dissection that do not account for tissue contraction may underestimate the true volume of tissue destruction by up to 50% (14,18,24). This finding likely extends to ablation vendors’ power-time tables, where the ablation sizes are also likely under-estimated. Understanding the potential for error using these tables can prevent over-treatment of tumors located near critical non-target structures.
Current Literature on Treating Primary and Secondary Liver Cancer
Adoption of microwave ablation systems has previously been limited by technical problems associated with suboptimal power handling, large antenna diameter, antenna shaft heating and unpredictable heating patterns. Despite these limitations, the results of clinical MW ablation studies have historically compared favorably with those of RF ablation. In a recent meta-analysis, RF ablation and MW ablation had similar 1-5 year overall survival, disease-free survival, local recurrence rate, and adverse events. However, MW ablation demonstrated a superior 6-year overall survival (25). As MW ablation technology has advanced and our understanding of MW energy delivery has improved, MW ablation systems have become increasingly utilized in interventional oncology practices.
Primary Liver Cancer
The largest clinical experience using MW ablation to treat HCC comes from China, in part due to early adoption of MW ablation systems available only in Asia. That multi-center study of 1007 patients with primary liver cancer showed a technical success of 97.1% (1276/1363) and a local tumor progression rate of 5.9% (78/1363) with a mean follow-up time of 17.3 months (range, 3-68.9 months). The 1-, 3- and 5-year overall survival rates were 91.2%, 72.5% and 59.8%, respectively (26). In the United States, a large multicenter trial involving 455 patients with both primary and secondary liver cancers demonstrated a primary technique effectiveness rate of 97.0% (839/865) and overall local tumor progression rate of 6.0%. In that study, MW ablation was used to treat 139 HCCs and the LTP rate was 10.1% for HCC specifically. Tumor size greater than 3 cm was a significant predictor for decreased recurrence-free survival (27).
According to the Barcelona Clinic Liver Cancer (BCLC) guidelines, a single HCC less than 5 cm in diameter or three HCCs that are each less than 3 cm in diameter should be treated with curative intent using an ablative technique as long as there are no extrahepatic metastases or portal vein invasion. For HCCs that meet these criteria, primary technique effectiveness is high (93-99%) and LTP rates are low (5.2-10.2%) (26,28,29). A summary of overall survival rates and local tumor progression from multiple studies can be found in Table 1.
Table 1.
Number of Patients |
Type of Tumor |
Follow-Up Time (months) |
Tumor Size (range) |
LTP Rate | Overall Survival Rates | Major Complication Rate |
|||
---|---|---|---|---|---|---|---|---|---|
Title (Year) | 1-year | 3-year | 5-year | ||||||
Liang et al. (2007) | 1,007 | HCC | 17.3 (3.0-68.9) | 2.9 (1.0-18.5) | 5.9% | 91.2 | 72.5 | 59.8 | 2.2% |
Swan et al. (2013) | 54 | HCC | 11.0 (1.0-33.0) | 2.5 (0.5-8.5) | 5.2% | 72.8 | 58.8 | - | 7.8% |
Shi et al (2014) | 117 | HCC | 37.9 (4.0-99.0) | 3.0 (1.0-5.0) | 10.2% | 94 | 70 | 52 | - |
Groeschl et al. (2014) | 139 | HCC | 18.0 (9.0-30.0) | 2.6 (0.7-6.0) | 9.6% | - | 38 | 19 | - |
Ziemlewicz et al. (2015) | 75 | HCC | 14.0 (1.0-28.0) | 2.5 (0.5-7.0) | 6.6% | 76 | - | - | 0.0% |
Zhang et al. (2015) | 45 | HCC | 15.0 (3.0-24.0) | 3.0 (3.0-8.0) | 24.4% | 95.6 | - | - | |
Sun et al. (2015) | 182 | HCC | 17.8 (3.2-37.0) | 3.7 (3.0-5.0) | 20.3% | 89 | 60 | - | 2.7% |
Liang et al (2003) | 74 | Mets | 25.1 (5.0-83.0) | 3.1 (0.7-6.8) | 13.3% | 91.4 | 46.4 | 29 | 4.0% |
Lorentzen et al. (2011) | 39 | Mets | 11.0 (4.0-20.0) | - (0.60-4.0) | 9.6% | - | - | - | 2.5% |
Liu et al. (2013) | 35 | Mets | 32.2 (-) | 2.3 (0.8-5.0) | 14.5% | 82.4 | 55.8 | 44 | 1.1% |
The recent introduction of high-powered microwave ablation devices and multiple-antenna strategies have allowed physicians to treat tumors larger than 3 cm or those that fall outside of the BCLC early-stage criteria (Figure 1) (30). For example, a recent single-center study of 75 patients treated with a high-powered, gas-cooled multiple-antenna microwave ablation system showed primary technique effectiveness of 93.7% in tumors 4 cm or smaller, and 75% in tumors greater than 4 cm, with only minor complications (31). Reported local tumor progression rates are higher for tumors larger than 3 cm while overall survival rates have been comparable between the two groups (32,33).
Liver metastases
Microwave ablation of liver metastases is reserved for patients who are not candidates for surgical resection or have failed other therapies. A consensus guideline was developed recently to address the indications for MW ablation in these cases (3). The liver metastasis should be less than 3 cm in diameter but may reach up to 5 cm depending on anatomical location (Figure 2). Clinical studies focusing on MW ablation of metastatic liver disease are limited and usually grouped with primary liver cancer data (34). Clinical outcome studies for metastatic liver disease after ablation have been similar to those of primary disease, with local tumor progression rates ranging from 9.6-14.5% (35–37). Overall survival rates are difficult to compare with surgical results as patients referred for ablation are generally not surgical candidates and often have significant medical co-morbidities.
Combination Therapies
Transcatheter arterial chemoembolization (TACE) has been the preferred treatment option for patients with intermediate stage HCC. Unfortunately, recurrence rates associated with TACE monotherapy for intermediate stage HCC remain higher than both resection and ablation (38,39). There is an increasing interest in combining TACE with ablation to reduce the risk of residual or recurrent tumor at the treatment site. While the precise indications are presently unclear, the authors have considered combined embolization and ablation approaches for patients with larger tumors (>3-4 cm), infiltriative tumors or tumors that are poorly visualized on CT and ultrasound. Hepatic blood flow can be reduced with TACE to increase the rate of heating and MW ablation size. Furthermore, the chemotherapeutic agent mixed with lipiodol is hypothesized to increase the sensitivity of tumor cells to elevated temperatures, enhancing the efficacy of the ablation (40). Recent studies have demonstrated that patients with large, unresectable HCC experienced significantly longer survival with combination therapy using both MW and TACE when compared with patients who had undergone either TACE or MW alone (41,42). There are limited data comparing different combined embolization and ablation strategies. One recent study showed similar safety and efficacy when comparing TACE-RF and TACE-MW for the treatment of HCC (43).
Complications
Microwave ablation has a safety profile similar to that of RF ablation in the liver (35,44,45). Two large, retrospective MW ablation studies from Italy and China showed complication rates of 2.6% and 2.9% respectively (46,47). Major complications have included bile duct injury, hemorrhage, liver abscess, colon perforation, skin burns and tumor seeding. Low-grade fever and post-procedural malaise are common syndromes immediately after ablation (48). The advent of shaft cooling mechanisms has substantially reduced the risk of inadvertent anatomical burns along the probe track. In one study, complication rates dropped form 3.9% to 1.6% after the introduction of water-cooled antennas (46). Improvements in shaft cooling, either with water or gas, will continue to minimize complication rates (15).
Bowel perforation is a rare but potentially catastrophic complication that can result from unintended thermal damage to bowel in proximity to the target tumor. Retrospective studies with MW ablation report an incidence ranging from 0.1-0.7% (46,47). Risk factors for bowel perforation from thermal damage include previous abdominal surgery or chronic cholecystitis leading to fibrotic adhesions between the bowel and liver. Increasing experience with MW ablation and utilizing either hydrodissection or laparoscopic approach can virtually eliminate these complications.
Vascular injuries also remain a concern with the high heating rates associated with MW ablation (49,50). Physicians need to consider the risk between aggressive treatment to achieve an adequate ablative margin and reduce rates of local tumor progression while minimizing the risk for hepatic infarcts or intra-hepatic hematomas. The majority of vascular damage results in asymptomatic thrombosis in smaller hepatic vasculature (31,47). Vessel patency during microwave ablation is likely related to a combination of blood vessel flow, vessel size and the amount of energy deposited into the tissue (6). In vivo studies have shown that vessels smaller than 3 mm in diameter encompassed by the ablation zone are likely to thrombose during MW ablation (51). Additional pre-clinical studies suggest that hepatic arteries, which serve as the main blood supply to HCC, are less likely to thrombose due to their high flow states (52).
Current Techniques for Treating Liver Cancer using Microwave Ablation Systems
Image Guidance
Percutaneous microwave ablations can be performed using ultrasound and/or CT for imaging guidance. The two modalities are complementary and often used together to assess technical success and treatment efficacy during follow-up. Ultrasound has the advantage of real-time guidance for targeting, applicator placement and monitoring the development of the ablation zone (Figure 3). This can be especially helpful given that applicator placement is not confined to the axial plane. Ultrasound contrast agents can also be used to increase the conspicuity of the tumors during applicator placement and to assess for residual tumor immediately after ablation (53,54). Contrast-enhanced ultrasound imaging allows for vascular enhancement patterns to be evaluated in real-time. The higher temporal resolution compared to other imaging modalities increases sensitivity to post-ablation patency of nearby tumor vasculature, indicative of residual viable tumor. The safety profile of ultrasound contrast agents has also been well-documented, making it a safer imaging modality for patients with impaired renal function. However, there are limitations with ultrasound, particularly with regards to its dependence on user experience and penetration depth in overweight patients.
Real-time fusion imaging can also be used, particularly if tumors are not visible by US or contrast-enhanced ultrasound (55). Fusion imaging involves overlaying or displaying side-by-side real-time US images onto a previously-acquired CT or MRI during the ablation procedure (56). Changes in US transducer positioning or imaging are reflected on the CT or MR, giving physicians a more accurate view of the heating zone in relation to the nearby anatomy. Liver tumors smaller than 3 cm in diameter and difficult to identify with US alone may be targeted more easily via fusion imaging and reduce the chances of incomplete ablations (57,58).
After the ablation procedure, an immediate post-procedure biphasic CT for HCC and hypervascular metastasis, or a single phase CT for CRC metastasis should be performed to assess for complications and residual tumor or incomplete ablation coverage. This exam can function as a baseline study for follow-up imaging studies when evaluating for local tumor progression, either with contrast-enhanced CT or MRI (59).
Hydrodissection
High-powered microwave ablation systems can create ablation zones exceeding 4 cm with internal temperature exceeding 150 °C, especially systems with multiple-antenna capability (15,31,60). These high temperatures and large sizes can inadvertently damage non-target structures, especially in peripheral hepatic tumors that often lay adjacent to the bowel, abdominal wall or diaphragm. Thermal damage to these structures can cause significant post-procedural pain, while bowel injuries can lead to life-threatening perforation and sepsis (47).
The most common method to minimize the risk of these complications is to utilize physical displacement strategies. This involves injecting fluid such as 5% dextrose or 0.9% saline into an adjacent potential space, pushing the ablation zone away from the vulnerable structure (61,62). A drawback of using these low-viscosity fluids is a propensity to diffuse away from the injection site towards a dependent location before the ablation procedure is complete. In such cases, one option of maintaining that barrier is to continuously infuse fluid during the entirety of the case. However, this can lead to fluid overload and abdominal distension requiring paracentesis or follow-up surveillance.
Recently several authors have been investigating other displacement substances such as hyaluronic acid or polaxamer gel that have a longer dwell time at or near the injection site. Hyaluronic acid, packaged as a highly viscous gel, has been used to separate bowel from the liver surface during ablation to prevent more superficial liver ablations (63). Thermo-reversible polaxamer gels, designed to increase in viscosity at high temperatures, have shown promising results in pre-clinical studies (64). Polaxamer gel can be doped with contrast agents to appear more visible during imaging for antenna guidance and ablation monitoring (65,66). Improving the gel's pharmacokinetics and stability presents an opportunity for investigation and its adoption will minimize the risk for burns to non-target anatomy.
Laparoscopic Approach
The majority of existing clinical literature describing laparoscopic ablations have utilized RF as opposed to MW ablation technology (67–69). However, the principles of thermal ablations in laparoscopy remain the same. Laparoscopic approaches can be utilized to identify safe antenna insertion paths to avoid critical structures near the liver such as the bowel or diaphragm (70,67). Furthermore, laparoscopy can provide access for intraoperative ultrasound imaging, which improves lesion detection and more accurate antenna positioning. Early laparoscopic studies using RF ablation on small, early-stage HCCs has been associated with similar survival rates compared to surgical resection, albeit with higher rates of local tumor progression (69). Comparison studies between laparoscopic and percutaneous ablations have shown that a laparoscopic approach is associated with a decreased rates of LTP in subcapsular tumors by allowing for more aggressive treatment without risk of burning adjacent organs, diaphragms and abdominal wall (10). As a result, select institutions have recommended laparoscopic ablations are the first-line treatment for patients with subcapsular liver tumors (68).
Energy Delivery Optimization
The primary reason for local tumor progression is the failure to create an ablation zone that completely covers the tumor and a margin (71). In many cases, multiple overlapping ablations may be required to create the necessary ablation zone size. Overlapping ablations can be created in different ways: 1) Multiple insertions of a single antenna to create overlapping ablation zones in a sequential manner or 2) Multiple antennas ablating simultaneously to create a confluent ablation zone. Sequential antenna applications performed by repositioning a single antenna can be technically challenging. Prior ablations create charring, bleeding, tissue contraction and gas bubbles, which can make visualization of the remaining tumor and margins difficult. Simultaneous antenna activation using multiple antennas has been demonstrated to create larger, rounder and more confluent ablation zones in a fraction of the time due to the higher heating rate compared to sequentially activated antennas (60). This effect was seen even when controlled for total energy delivery over the ablation period.
Recent investigations have also focused on the method of energy delivery. Pulsing a higher peak-power through a single antenna can help overcome heat-sinks and create larger ablation zones than delivering the same energy using a lower, continuous power (72,73). A more recent in-vivo study found that peak power delivery, rather than ablation time or duty cycle, was the chief determinant in overcoming blood perfusion, highlighting the importance of utilizing high-powered MW ablation systems (74). Conversely, treatment using low powers for long periods of time may be considered sub-optimal for creating sufficient necrosis in highly-perfused tissue such as the liver. The pulsing concept can also be extended into multiple-antenna applications when multiple generators are not available(75).
Protecting non-target structures using antenna orientation
The size and shape of an ablation zone and its position relative to the antenna depend not only on the input power and ablation time, but also on the design of the antenna. Ablation zones grow radially outward from the antenna. The distance that an ablation zone extends beyond the tip of the antenna will vary for different systems and antenna designs; however, ablation zones generally extend only a few millimeters beyond the tip of the antenna. During antenna placement, orienting the antenna to point toward a non-target structure in close proximity to the tumor can help minimize the risk of unintended thermal damage to that structure.
Antenna Design
Early generation microwave ablation system were limited by inefficient antennas that created elongated ablation zones with a “comet tail” shape (16). More recent antenna designs are now available to create more focal, shorter ablation zones that are centered more toward the tip of the antenna (14,76–78). Such antennas are particularly helpful when treating small or peripheral tumors. In addition, tissue-specific antennas tuned to the dielectric properties of different soft tissues have been developed to improve the efficiency of power delivery (11,79,80). With the current array of antennas and systems available, the historical deficiencies of low power delivery and elongated ablations have been nearly eliminated. A more in-depth discussion on the historical development of modern microwave antenna design is also discussed in this issue (REF).
Conclusion
Microwave ablation systems generate heat at a faster rate and create larger ablation zones compared to radiofrequency ablation systems. Over the last 15 years, gradual technological improvements and an improved understanding of MW energy delivery have led to better control of the ablation zone and improved outcomes in treating early stage HCC and CRC metastases. The recent introduction of high-powered microwave ablation systems has begun to draw interest as a viable treatment option against tumors larger than 3 cm in diameter. Patient safety and outcome data from multi-institutional ablation studies have also begun to be published, and novel strategies to improve patient safety as well as reduce local tumor progression rates are appearing in the clinical literature.
Footnotes
Declaration of Interest Statement
Authors PFL, CLB and FTL are consultants of NeuWave Medical Inc. No financial support was provided for this review by any corporate interest.
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