Abstract
Background
Prior studies have reported differences in lumbo-pelvic kinematics during a trunk forward bending and backward return task between individuals with and without chronic low back pain; yet, the literature on lumbo-pelvic kinematics of patients with acute low back pain is scant. Therefore, the purpose of this study was set to investigate lumbo-pelvic kinematics in this cohort.
Methods
A case-control study was conducted to investigate the differences in pelvic and thoracic rotation along with lumbar flexion as well as their first and second time derivatives between females with and without acute low back pain. Participants in each group completed one experimental session wherein they performed trunk forward bending and backward return at self-selected and fast paces.
Findings
Compared to controls, individuals with acute low back pain had larger pelvic range of rotations and smaller lumbar range of flexions. Patients with acute low back pain also adopted a slower pace compared to asymptomatic controls which was reflected in smaller maximum values for angular velocity, deceleration and acceleration of lumbar flexion. Irrespective of participant group, smaller pelvic range of rotation and larger lumbar range of flexion were observed in younger vs. older participants.
Interpretation
Reduced lumbar range of flexion and slower task pace, observed in patients with acute low back pain, may be the result of a neuromuscular adaptation to reduce the forces and deformation in the lower back tissues and avoid pain aggravation.
Keywords: Acute low back pain, Forward bending and backward return, Lumbo-Pelvic Kinematics, Age and motion pace effects
1. INTRODUCTION
Low back pain (LBP) has been suggested to be the leading cause of disability, ahead of 290 other health related conditions (Buchbinder et al., 2013). In the United States ~ 80% of people are affected by LBP at some point during their lifetime; with an estimated annual healthcare expenditure of ~ $100 billion (Hart et al., 1995; Katz, 2006). The lack of clarity in mechanisms driving pain presents challenges to the management of LBP. In only ~10% of LBP cases (i.e., specific LBP) the pain can be related to severe spinal pathology such as infection or tumor (Krismer and Van Tulder, 2007).
The lower back mechanical environment, specifically forces and deformations experienced by lower back tissues, has an important causal role in occurrence of LBP (Adams et al., 2006; Marras, 2000); thus, a developed understanding of differences in the lower back mechanical environment between individuals with and without LBP is imperative to characterize the mechanisms driving various types of LBP. Although studies have been conducted to delineate such differences, there are limitations to these studies. Direct in-vivo assessment of the lower back mechanical environment is not currently possible due to technical limitations, and ethical considerations associated with the use of the existing measurement techniques (Ledet et al., 2005; Winkelstein et al., 2002). Instead, indirect in-vivo measures of the lower back mechanical environment, like trunk kinematics and electromyography of trunk muscles, have been used by researchers (Cholewicki et al., 1995; Granata and Marras, 1993; Kim et al., 2013; McClure et al., 1997; Wong and Lee, 2004). These indirect measures have also been used by clinicians to assess the patient’s status and guide the treatment (Carpes et al., 2008; Rittweger et al., 2002; Scannell and McGill, 2003). Findings from studies involving indirect measures of the lower back mechanical environment, particularly kinematic measures, have considerable variability and are not conclusive. Several studies have reported restrictions on the relative contribution of lumbar flexion to trunk rotation in patients with LBP vs. controls (Porter and Wilkinson, 1997; Wong and Lee, 2004). In contrast, other studies have found no differences or larger contribution of lumbar flexion to the forward bending in a LBP cohort (McClure et al., 1997). The reason for such inconsistency in results may be in part due to differences in the clinical history, LBP subtypes and personal characteristics of the participants. It has been reported that in only 54% of earlier studies of lumbo-pelvic kinematics were the patient and control groups comparable for age, gender and body mass index (BMI) (Laird et al., 2014). Furthermore, most of prior studies included patients with chronic LBP and it is not clear whether their finding can be generalized to patients with acute LBP. Although only ~ 10 % of patients with acute LBP develop chronic LBP (Andersson, 1999; Carey et al., 2000; Majid and Truumees, 2008; Waddell, 2004), treatment of LBP has been suggested to be more effective before the chronic stage (Waddell and Burton, 2001).
The objective of this study was to investigate differences in the lower back mechanical environment, using measures of trunk kinematics, between females with and without acute LBP. Although participants’ ages were comparable between the two groups in our study, we included age as an independent variable to further explore any group by age interaction. We included the age-related analysis because of our recent findings of age-related differences in lower back biomechanics (Shojaei et al., 2016; Shojaei et al., 2015b; Vazirian et al., 2015). We also investigated the effects of task pace (i.e., fast versus self-selected) on lower back kinematics. We hypothesized that, in an effort to reduce the forces and deformation in the lower back tissues, and hence avoid pain aggravation due to mechanical stimulation, patients with acute LBP would display reduced lumbar range of flexion compared to the asymptomatic controls during the forward bending and backward return task. We further hypothesized that such reduction of lumbar flexion in patients would affect the task performance, reflected in smaller thoracic range of rotation, or/and result in larger compensatory pelvic range of rotation. We similarly hypothesized that patients would make an effort to decrease the forces and deformations in their lower back tissues by adopting a slower pace as compared to asymptomatic controls that would be reflected in smaller values of the maximum angular velocity, deceleration and acceleration of lumbar flexion. Whether the hypothesized differences between patients and controls would be magnified with aging (i.e., interaction of group and age) was unclear and left as an exploratory objective of this study.
2. METHODS
Study Design
A case-control study design was used wherein patients with acute LBP (health care provider diagnosed LBP ≤ 3 months) were recruited to complete a set of experimental procedures that had been used in a baseline study involving asymptomatic individuals between 20 and 70 years old (Shojaei et al., 2015a; Vazirian et al., 2015). Upon completion of data collection from the patients with LBP, the data from all participants in the baseline study who were gender matched and were within the same age range (i.e., 40–70 years old) were extracted for comparison with the data collected from the patients.
Participants
The patients with acute LBP were referred to the study by their primary physician, whereas the asymptomatic controls were recruited via advertisement. The final sample included a group of 19 asymptomatic subjects (controls) and a group of 19 patients with acute LBP (cases). To minimize the effects of gender on the mechanical behavior of the lower back (Nachemson et al., 1979; Shojaei et al., 2016; Sullivan and Dicknison, 1994) and considering that the incidence of LBP is higher among females (Manchikanti, 2000), we only recruited female participants in this study and accordingly only used data obtained from females from the baseline study. There were no age, stature, body mass, or BMI differences (Table. 1) between the two groups (p=0.05). Exclusion criteria for asymptomatic controls were any history of LBP, self-reported musculoskeletal disorders or other medical conditions that might have substantially influenced the experimental results (Shojaei et al., 2015a; Vazirian et al., 2015). All asymptomatic controls also reported engaging in regular, moderate levels of physical activity. Patients with acute LBP (e.g., ≤ 3 months) were excluded if they had significant cognitive impairment, intention to harm themselves or others, or substance abuse (Borson et al., 2000; Brown and Rounds, 1994; Ewing, 1985; Radloff, 1977). All participants in these studies completed an informed consent procedure approved by the University of Kentucky Institutional Review Board before any screening procedure.
Table 1.
Mean (SD) participants characteristics
| Group | Controls | Patients | t-value | p-values |
|---|---|---|---|---|
| Age (years) | 56 (9) | 58 (9) | 0.723 | 0.474 |
| Stature (m) | 1.64 (5) | 1.63 (7) | −0.592 | 0.557 |
| Body mass (kg) | 70(12) | 76(17) | 1.553 | 0.130 |
| BMI | 25.7(4.1) | 27.5(4.6) | 1.608 | 0.117 |
Experimental Procedures
Participants completed two trunk forward bending and backward return tasks while standing on the center of a force platform (AMTI, Watertown, MA). During the first task participants were instructed to stand in an upright posture for five seconds, bend forward using a self-selected pace to reach their maximum trunk rotation (without excessively aggravating their LBP), hold their maximum trunk rotation for 5 seconds, extend back up to the original upright position, and stand again in an upright posture for five seconds. For the second task, participants performed the same task but as fast as possible and without a pause at the maximum trunk rotation. Prior to the conduct of these tasks, the desired method of performing them, wherein knees were kept extended throughout the tasks and arms were hanged in front at full flexed posture, was demonstrated to participants by one of research personnel. All participants completed the task with a self-selected pace prior to the task with a fast pace. Each task was repeated three times. During these tasks, trunk kinematics were tracked using wireless Inertial Measurement Units (IMUs; Xsens Technologies, Enschede, Netherlands) attached superficial to the T10 and the S1 spinous process (Shojaei et al., 2015b). The sampling rate of the inertial units was 50 Hz. Sensors placed on the T10 and the S1 were assumed to measure rotations of pelvis and thorax as rigid bodies whereas the difference between these two rotations (i.e., relative rotation of thorax with respect to the pelvis) was considered to represent lumbar flexion/extension as a joint.
Data analysis
The Xsens MTw™ system is a miniature wireless inertial measurement unit system incorporating 3D accelerometers, gyroscopes, magnetometers, and a barometer. We have tested the accuracy of our sensors and the reliability of using the Xsens system in our lab by a unique testing fixture (Shojaei et al., 2016) which enables us to generate known rotation with <1 deg accuracy. The mean (SD) accuracy of our sensors is 0.5 (0.3) deg and the reliability of using the Xsens system in our lab, quantified using intraclass correlation coefficients, is excellent (i.e., ~1.000). Using the rotation matrices extracted from the IMUs, rotation quaternions (a rotation about a unit vector n through an angle α for each IMU) were obtained and used to calculate the pelvic and thoracic rotations in the sagittal plane (Roetenberg et al., 2009). The initial standing posture was regarded as the reference posture. At each time point, lumbar flexion was calculated from the difference between the thoracic and pelvic rotations (Fig. 1 and Fig. 2). Angular velocity and acceleration of the lumbar spine during the fast paced tasks were obtained using a successive numerical differentiation procedure (Fig. 3). To remove high-frequency noise, specifically amplified by differentiating, the kinematic raw data were filtered at 6Hz using a fourth order, bidirectional, Butterworth filter (Winter, 2009; Kristianslund et al., 2012).
Figure 1.
Definition of the pelvic and thoracic rotations as well as the local coordinate system of IMUs. Y axis is normal to the plane (the right-hand rule). Lumbar flexion is the difference between the thoracic and pelvic rotations.
Figure 2.
Typical examples of pelvic and thoracic rotations as well as lumbar flexion for the tasks with a self-selected pace (top) and a fast pace (bottom).
Figure 3.
Typical examples of lumbar angular velocity (top) and acceleration (bottom). To facilitate automatic extraction of maximum values for lumbar acceleration (i.e., increase in absolute value of velocity) and deceleration (i.e., decrease in absolute value of velocity), the second derivative of lumbar flexion (i.e., containing acceleration and deceleration) was obtained through the numerical differentiation of the absolute values (i.e., positive only) of lumbar angular velocity.
Statistical Analysis
For each task, pelvic and thoracic ranges of rotation as well as lumbar range of flexion were extracted for statistical analyses. Specifically, range of rotation/flexion was considered to be the maximum recorded rotation/flexion with respect to its value at reference posture. The peak values of angular velocity, acceleration (i.e., increase in absolute value of velocity), and deceleration (i.e., decrease in absolute value of velocity) of the lumbar spine during the forward bending and backward return phases of the task with fast pace also were extracted for statistical analyses. For each variable, the mean value across the three trials was used. All statistical procedures were conducted in SPSS (IBM SPSS Statistics 22, Armonk, NY, USA), and in all cases a p value smaller than 0.05 was considered as statistically significant. One set of mixed-model analysis of variance (ANOVA) tests were conducted on the dependent variables of pelvic and thoracic range of rotations and lumbar range of flexion. The between subjects factors were group (with and without LBP) and age. The within subjects factor was motion pace (self-selected and fast). To be consistent with our earlier baseline study, the age factor was considered to have three levels each related to a decade of life between 40 and 70 years (i.e., 40–50, 50–60, 60–70). A second set of mixed-model ANOVA tests were conducted to test for the effects of group, age, and motion phase on peak values of lumbar angular velocity, angular acceleration, and deceleration during the as fast as possible condition. The between subjects factors were group and age. The within subjects factor was motion phase (forward bending or backward return). Significant ANOVA tests were followed by post hoc tests using Tukey’s procedure.
3. RESULTS
Thoracic range of rotation
While there were no significant differences (Table. 2) in the thoracic range of rotation between patients (104.6° (13.6°)) and controls (99.1° (13.4°)), the thoracic range of rotation was larger during tasks with fast (105.3° (12.9°)) vs. self-selected (98.4° (13.7°)) paces. Furthermore, there was no age-related difference (Table. 2) in thoracic range of rotation (40–50: 99.7° (12.7°); 50–60: 108.0° (11.2°); 60–70: 97.4° (14.6°)). There was also no significant interaction effects of independent variables on the thoracic range of rotation (Table. 2).
Table 2.
Summary of statistics for the effects of group (with and without LBP), motion pace (self-selected and fast) and age (40–50, 50–60, and 60–70) on pelvic and thoracic ranges of rotation and lumbar range of flexion.
| Thoracic Rotation |
Pelvic Rotation |
Lumbar Flexion |
||
|---|---|---|---|---|
| Group | F | 1.40 | 17.34 | 10.69 |
| p | 0.246 | <0.001 | 0.003 | |
| Pace | F | 24.87 | 61.67 | 4.97 |
| p | <0.001 | <0.001 | 0.033 | |
| Age | F | 2.43 | 3.70 | 3.58 |
| p | 0.104 | 0.036 | 0.039 | |
| Group × Pace | F | 0.18 | 0.01 | 0.91 |
| p | 0.672 | 0.918 | 0.346 | |
| Group × Age | F | 0.36 | 0.15 | 0.41 |
| p | 0.700 | 0.861 | 0.666 | |
| Age × Pace | F | 0.84 | 0.24 | 1.19 |
| p | 0.442 | 0.789 | 0.317 | |
| Group × Age × Pace |
F | 0.84 | 0.37 | 1.57 |
| p | 0.441 | 0.691 | 0.223 | |
Boldface indicates a significant effect
Pelvic range of rotation
Pelvic range of rotation was larger in patients (61.6° (12°)) vs. controls (43.4° (14.5°)) and was larger in tasks with fast (56.7° (15.2°)) vs. self-selected (48.3° (16°)) pace (Table. 2). The effect of age also was significant (Table. 2) such that pelvic range of rotation was larger in the two older groups compared to the younger group (Fig. 4). There was no significant interaction effects of independent variables on the pelvic range of rotation (Table. 2)
Figure 4.
Age-related differences in pelvic range of rotation (top), and lumbar range of flexion (bottom). Error bars indicate standard deviations.
Lumbar range of flexion
Lumbar range of flexion was smaller in patients (43° (11.2°)) vs. controls (55.7° (11.3°)) and was smaller during tasks with a fast (48.6° (13.3°)) vs. self-selected (50.1° (12.5°)) pace (Table. 2). The effect of age on lumbar range of flexion was significant with a smaller range of flexion in the oldest vs. youngest group (Table. 2 and Fig. 4).
Lumbar angular velocity, acceleration, and deceleration during the task with fast pace
Peak angular velocity of lumbar flexion was higher in controls (94.7 deg/sec (25.9 deg/sec)) than in patients (65.5 deg/sec (31 deg/sec)) and was higher during the forward bending (84.7 deg/sec (33 deg/sec)) vs. backward return (78 deg/sec (28 deg/sec)) phase of the motion (Table. 3). There was a significant three-way interaction of group × motion phase × age on lumbar angular deceleration (Table. 3). Specifically, during the forward bending phase, the effect of group was significant (F=9.5, p=0.009) on peak lumbar deceleration of individuals in the 60–70 year old group such that the deceleration was larger in controls (259.8 deg/sec2 (89.2 deg/sec2)) than patients (137.4 deg/sec2 (55.2 deg/sec2)) (Fig. 5). Moreover, during the backward return phase, the effect of group was significant (F=22.5, p<0.000) on peak lumbar deceleration of individuals in the 50–60 year old group such that the deceleration was larger in controls (291.4 deg/sec2 (69.3 deg/sec2)) than patients (140.2 deg/sec2 (38.3 deg/sec2)) (Fig. 5). Similarly, there was a significant (Table. 3) interaction of group × motion phase × age on the lumbar angular acceleration. Specifically, for the forward bending phase of the motion, the effect of group was significant (F=5.56, p=0.036) for individuals in the 60–70 year old group with larger lumbar acceleration in controls (213.2 deg/sec2 (73.9 deg/sec2)) vs. patients (132.2 deg/sec2 (53.0 deg/sec2)) (Fig. 5). Furthermore, for the backward return phase of the motion, the effect of group was significant (F=8.95, p=0.011) for individuals in the 50–60 years old group with larger lumbar acceleration in controls (265.3 deg/sec2 (79.0 deg/sec2)) vs. patients (148.0 deg/sec2 (67.7 deg/sec2)) (Fig. 5)
Table 3.
Summary of statistics for the effects of group (with and without LBP), motion phase (forward bending and backward return) and age (40–50, 50–60, and 60–70) on the maximum values of lumbar velocity, deceleration, and acceleration.
| Lumbar Velocity |
Lumbar Deceleration |
Lumbar Acceleration |
||
|---|---|---|---|---|
| Group | F | 7.08 | 6.84 | 2.88 |
| p | 0.012 | 0.014 | 0.100 | |
| Age | F | 1.89 | 1.50 | 1.13 |
| p | 0.168 | 0.238 | 0.337 | |
| Motion phase | F | 8.81 | 13.19 | 2.69 |
| p | 0.006 | 0.001 | 0.111 | |
| Group × Age | F | 0.30 | 0.34 | 0.56 |
| p | 0.741 | 0.714 | 0.575 | |
| Group × Motion phase |
F | 1.49 | 2.04 | 9.76 |
| p | 0.231 | 0.163 | 0.004 | |
| Age × Motion phase |
F | 2.83 | 1.95 | 4.64 |
| p | 0.074 | 0.159 | 0.017 | |
| Group × Age × Motion phase |
F | 2.86 | 6.86 | 4. 37 |
| p | 0.072 | 0.003 | 0.021 | |
Boldface indicates a significant effect
Figure 5.
The age × group × motion phase interactions in peak lumbar angular deceleration (i.e., decrease in absolute value of velocity) and acceleration (i.e., increase in absolute value of velocity). Error bars indicate standard deviations.
4. DISCUSSION
The purpose of this study was to investigate differences in the lower back mechanical environment, using measures of trunk kinematics, between a group of asymptomatic controls and a group of patients with acute LBP. The thoracic range of rotation was similar in both groups. However, the contribution of pelvic rotation and lumbar flexion to range of thoracic rotation was, respectively, larger and smaller among patients compared to controls. These findings confirmed our first hypothesis. Furthermore, as we hypothesized, patients adopted a slower pace compared to asymptomatic controls which was reflected in smaller values of the maximum angular velocity, deceleration and acceleration of lumbar flexion. While the main effect of age was significant on lumbo-pelvic kinematics with smaller pelvic rotation and larger lumbar flexion in younger vs. older population, there was not any interaction effect of group × age on lumbo-pelvic kinematics indicating that aging similarly affects individuals with and without acute LBP.
A fair number of studies have investigated the effects of LBP on lumbo-pelvic kinematics, however, only a few have included patients with acute LBP (Wong and Lee, 2004). Our finding of smaller lumbar range of flexion in patients with acute LBP is consistent with those reported by Wong and Lee (2004). However, due to different methods of measurement between the two studies, we were not able to compare pelvis range of rotation, though, they reported smaller hip flexion (vs. larger pelvis rotation in our study) in patients with acute LBP (Wong and Lee, 2004). Considering a population with comparable personal characteristics and accounting for the effects of age and motion pace, our findings demonstrated clear differences (Table. 2) in lumbo-pelvic kinematics between individuals with and without acute LBP. In studies with a more heterogeneous sample where the confounding variables are not considered in the analysis, it is not clear whether the reported differences in kinematics were purely due to LBP or other variables such as personal or task characteristics (Intolo et al., 2009; McGregor and Hughes, 2000; Shojaei et al., 2015b; Sullivan and Dicknison, 1994). Therefore, our findings might have better isolated and highlighted the likely LBP-related differences in lower back kinematics.
The smaller contribution of lumbar flexion to thoracic rotation, adopted by patients with acute LBP, may be an attempt to reduce tension in posterior elements of the ligamentous spine (posterior longitudinal ligaments, posterior aspect of annulus fibrosus, and facet capsule) that have embedded pain sensitive nerve endings (Adams et al., 2006). These results are also consistent with the reported persistent activation of the lumbar erector spinae muscles and the absence of flexion-relaxation phenomenon among patients with LBP which has been suggested to be an attempt to stabilize injured spinal structures and protect them from further injury (Colloca and Hinrichs, 2005). In other word, smaller lumbar flexion is associated with smaller passive contribution of lower back tissues to spine equilibrium; a difference in contribution that should be offset by increase in active muscle contribution.
The smaller lumbar contribution in patients with LBP compared to controls did not affect the task performance; both groups displayed a similar amount of thoracic rotation. The similar amount of thoracic movement was the result of using more pelvic rotation by patient with LBP compared to the controls. Large pelvic rotations impose higher shearing demands on the lower back (Shojaei et al., 2015b) and are also associated with projection of a larger shearing component of internal muscle forces on the spine (Arjmand and Shirazi-Adl, 2005). Therefore, an increased level of contact force on facet joints of the lumbar spine could be the negative cost of the adopted posture displayed by patients with acute LBP.
Earlier studies on lumbo-pelvic kinematics during forward bending and backward return mostly have been conducted under stationary conditions (imaging studies) (Jensen et al., 1994; Pearcy et al., 1984) or slow and self-selected paces (Kim et al., 2013; McClure et al., 1997; Wong and Lee, 2004). Including a faster motion pace enabled us to better delineate differences in biomechanics between people with acute LBP and asymptomatic controls. Specifically, while the thoracic rotation increased in the fast vs. self-selected pace, the lumbar flexion decreased. Such posture adoption is probably a safer strategy for reducing stress in the lower back tissues because of the viscoelastic behavior and the inertial demand of fast tasks (Bazrgari et al., 2008).
Higher order lumbo-pelvic kinematics have been suggested to be reliable objective measures of the trunk motion (Aluko et al., 2011; Kroemer et al., 1990) and can well distinguish patients with chronic LBP from asymptomatic controls (Marras et al., 1993). Similar to the study by Marras et al. (1993), where much larger difference was found in lumbar angular acceleration than angular velocity and flexion between patients with chronic LBP and controls (i.e., 5 degree, 49 deg/sec, and 251 deg/sec2 differences in the respective values of lumbar flexion, lumbar angular velocity, and lumbar angular acceleration), greater differences in angular acceleration were found in the present study (i.e., 12.7 deg, 29.2 deg/sec, and >81 deg/sec2 differences in the respective values of lumbar flexion, lumbar angular velocity, and lumbar angular acceleration.
Although we didn’t control for intersubject variability such as pain level, LBP related disability, fear of movement, and general health status, lumbo-pelvic kinematics were clearly different between LBP patients and asymptomatic controls. However, it remains unclear whether such kinematic differences are the cause or consequence of LBP. Such a research question can be addressed in future studies through conducting longitudinal studies. The observed kinematic differences suggest likely differences in lower back biomechanics between people with acute LBP and people without LBP, however, a better understanding can be achieved regarding altered neuromuscular strategy using model based estimations of trunk muscle forces and spinal loads (Shojaei et al., 2015a). Finally, our results on age-related differences in lumbo-pelvic kinematics were consistent with our earlier findings, however, the potential inferential errors due to small sample size should be kept in mind when interpreting these results.
HIGHLIGHTS.
The literature on trunk kinematics of patients with acute low back pain is scant
Trunk kinematics in patients with acute low back pain and controls were quantified
Patients had larger pelvic range of rotations and smaller lumbar range of flexions
The adopted trunk kinematics by patients might be a strategy to avoid pain
Acknowledgments
This work was supported in part by the National Center for Research Resources and the National Center for Advancing Translational Sciences [UL1TR000117]. Dr. Van Dillen’s contribution was supported by grant NICHD/NCMRR R01 HD047709. The content of this manuscript is solely the responsibility of the authors and does not necessarily represent the official views of the NIH.
Footnotes
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