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Published in final edited form as: Wiley Interdiscip Rev RNA. 2016 Sep 9;8(2):10.1002/wrna.1386. doi: 10.1002/wrna.1386

Emerging Roles and Context of Circular RNAs

Amaresh C Panda 1, Ioannis Grammatikakis 1, Rachel Munk 1, Myriam Gorospe 1, Kotb Abdelmohsen 1,*
PMCID: PMC5315638  NIHMSID: NIHMS806200  PMID: 27612318

Abstract

Circular RNAs (CircRNAs) represent a large class of noncoding RNAs (ncRNAs) that have recently emerged as regulators of gene expression. They have been shown to suppress microRNAs, thereby increasing the translation and stability of targets of such microRNAs. In this review, we discuss the emerging functions of circRNAs, including RNA transcription, splicing, turnover, and translation. We also discuss other possible facets of circRNAs that can influence their function depending on the cell context, such as circRNA abundance, subcellular localization, interacting partners (RNA, DNA, and proteins), dynamic changes in interactions following stimulation, and potential circRNA translation. The ensuing changes in gene expression patterns elicited by circRNAs are proposed to drive key cellular processes, such as cell proliferation, differentiation and survival, that govern health and disease.

Keywords: Ribonucleoprotein complexes, post-transcriptional gene regulation, transcriptome, mRNA stability, translation, decoy, splicing

INTRODUCTION

Circular RNAs (circRNAs) comprise a family of noncoding RNAs (ncRNAs) that have drawn intense interest in the last few years. Although they were first discovered in 1979 by electron microscopy, they were thought to be byproducts of splicing and did not receive much attention due to their low abundance and lack of known functions1, 2. However, recent advances in RNA sequencing, quantitative PCR, and computational analysis revealed that circRNAs constitute a vastly abundant and heterogeneous class of RNAs, often expressed in a tissue-specific manner38. Given their long half-life, circRNAs are emerging as critical post-transcriptional regulators of gene expression by binding microRNAs and buffering their repression of mRNA targets9, 10. However, they may influence gene expression at other levels, such as transcription and splicing, as discussed below.

The biogenesis of circRNAs is not fully understood, but most circRNAs are believed to arise from the canonical spliceosomal machinery via head-to-tail backsplicing1113. About 14% of actively transcribed genes can produce circRNAs in fibroblasts5. A substantial fraction of spliced transcripts generate circRNAs, suggesting that RNA circularization is a conventional cellular feature14, 15. In addition, more than one type of circular RNA containing exon(s), intron(s), or both can be produced from a single gene16. Recent studies and reviews have covered several aspects of circRNAs metabolism, including biogenesis, expression, regulation, and function14, 15, 17, 18. Here, we will briefly discuss their known functions, and focus the discussion on considerations that are essential for elucidating the functions of circRNAs on key cellular processes. For instance, circRNAs may bind transcription factors and RNA-binding proteins forming ribonucleoprotein complexes with specific functions. CircRNAs may also form RNA-RNA complexes with long noncoding RNAs (lncRNAs) and mRNAs. These hybrid RNA complexes may alter the functions or the stability of both RNA molecules, while circRNA-mRNA complexes may alter mRNA stability or translation. The context in which circRNAs are found, including circRNA concentration, subcellular distribution, and dynamic interaction with molecules, will be proposed and discussed.

Biogenesis and types of circRNAs

Circularization of RNAs through backsplicing occurs by covalent end-joining of the 5′ and 3′ ends of the spliced RNA5. Another mechanism which has been proposed for biogenesis is through an exon-containing lariat precursor; in this case, an exon-skipping event creates a lariat containing an exon and internal splicing of the lariat removes the intronic sequence and produces a circRNA19. Despite low circRNA splicing efficiency, circRNA synthesis correlates with high transcription of the nascent mRNAs13, 20. Long introns may play a role in backsplicing since they usually contain complementary inverted repeats such as Alu sequences that form double-stranded RNA (dsRNA) structures and theoretically bring the splice sites in close proximity5, 21, 22. Along with RNA cis-elements that act on RNA circularization, trans-acting RBPs have also been found to regulate circRNA biogenesis. For instance, the RNA-editing enzyme adenosine deaminase acting on RNA-1 (ADAR1) is able to melt the dsRNA hairpin structure when inverted complementary sequences are present in the flanking introns of circularized exons23 and thus inhibits circRNA biogenesis4. Since ADAR1 also functions as a dsRNA-binding protein24, it may regulate circularization non-enzymatically. Two splicing regulators were recently identified as positive regulators of circRNA biogenesis, the proteins muscleblind (MBL) and quaking I 5 (QKI5)25. MBL regulates circularization of exons derived from its own gene when bound to conserved binding sequences on both the exonic and flanking intronic sequences of MBL pre-mRNA. Further studies showed that addition of MBL binding sequences into a minigene was sufficient to induce circRNA biogenesis. In the same study, circRNA splicing was found to compete with the canonical linear splice sites20. QKI5 is another RBP and splicing regulator which has been shown to regulate circRNA biogenesis. QKI5 is upregulated during endothelial-to-mesenchymal transition, indicating that circRNA biogenesis could be cell type-specific. Similar to MBL, QKI5 binding sites in intronic sequences flanking the circularized exons regulate circularization25. Furthermore, in Drosophila it has been proposed that SR proteins and hnRNPs play a role in the formation of specific circRNAs26.

One of the first circRNAs discovered comprises a single exon of the mouse sex-determining gene, SRY27. CircRNAs may encompass just one or multiple exons which indicates the potential for alternatively spliced isoforms3, 22, 28. They may also consist of intronic RNA sequences which are formed when intronic lariats fail to debranch. Another subset of circRNAs exists which contains both exons and introns (known as exon-intron-circRNAs or EIciRNAs)29. The class of circular intronic RNAs (ciRNAs) is derived from lariat introns during canonical splicing; failure to debranch at the branch point site and trimming of the lariat tail leads to formation of stable ciRNA15. CircRNAs have been reviewed in detail, focusing on their biogenesis, classification, and possible role in diseases, and have been catalogued in databases (Fig. 1)18, 19, 3032. In this review, we will highlight these aspects, but will concentrate our discussion on new potential functions and considerations of these regulatory RNAs.

Figure 1. Schematic representation of splicing events leading to the generation of circRNA.

Figure 1

(A) The canonical splicing machinery conventionally generates normal mRNA. (B) Exonic circular RNA (circRNA) is generated through noncanonical splicing (backsplicing) through the unique ‘head-to tail’ joining of the 5′ spice site (5’ss, donor site) to an 3′ splice site (3’ss, acceptor site). RNA-binding proteins (RBP) or trans-acting factors can bridge two flanking introns close together. The introns are then are removed to form a circRNA. (C) Reverse complementary sequences (purple arrows) in Intron1 and Intron3 can pair and bring the 5’ss of Exon3 close to 3’ss of Exon2, promote circularization of Exon2 and Exon3 with a retained intron, and form an Exon-Intron circRNA (EIciRNA). In addition, backsplicing in combination of canonical splicing may lead to the formation of circRNA with Exon2 and Exon3 only. (D) The circular intronic RNA (ciRNA) is derived from the lariat intron excised from pre-mRNA by canonical splicing machinery and depends on the presence of consensus RNA sequences (yellow bars) to avoid debranching of the lariat intron to form stable ciRNAs. The red and blue dotted lines indicate linear and head-to-tail backsplicing, respectively.

REPORTED circRNA FUNCTIONS

miRNA sponging

There are accumulating examples of circRNAs acting as miRNA sponges, thereby influencing the post-transcriptional actions of miRNAs as suppressors of the translation and/or stability of target mRNAs33. The circRNA CiRS-7 bears more than 70 miR-7 binding sites and thus acts as a miR-7 antagonist10, in turn limiting the impact of miR-7 on target mRNAs. Indeed, CiRS-7 promoted myocardial infarction by sponging miR-7a and thus controlled the expression of the miR-7a targets PARP and SP1 mRNA in myocardial cells34. Sex-determining region Y (SRY), another circRNA expressed in murine testis, encompasses 16 binding sites for miR-1389, a microRNA implicated in several physiologic and pathologic processes.35 Cir-ITCH was reported to sponge miR-7, miR-17, and miR-214, leading to the upregulation of ITCH (Itchy E3 ubiquitin protein ligase) and inhibition of WNT signaling in esophageal squamous cell carcinoma36. CircHIPK3, generated from the second exon of HIPK3 (homeodomain-interacting protein kinase 3) mRNA, can sponge miR-124 and other miRNAs; accordingly, silencing circHIPK3 reduced cell growth, suggesting a role of circHIPK3 in cell proliferation through changes in the availability of miR-124 to target mRNAs37. Several circRNAs generated from cattle casein (CSN) genes, which are highly expressed in bovine mammary gland, can sponge microRNAs in the miR-2284 family, which target CSN1S1 and CSN2 mRNAs38. Taken together, these reports suggest that the general ability of circRNAs to sponge miRNAs could be an internal cellular mechanism used to fine-tune miRNA actions (Table 1).

Table 1.

Reported circular RNA functions

CircRNA name Parent gene Function References
CiRS-7/CDR1as Cerebellar degeneration-related protein 1 (Cdr1) antisense transcript miR-7 antagonist, myocardial infarction, insulin transcription 10, 34, 39
circSRY Sex-determining region Y (SRY) miR-138 sponging 9
circ-ITCH Itchy E3 ubiquitin protein ligase (ITCH) miR-7, miR-17, and miR-214 sponging; inhibition of WNT signaling in esophageal squamous cell carcinoma 36
circHIPK3 Homeodomain interacting protein kinase 3 (HIPK3) miR-124 sponging, cell proliferation 37
Cattle casein circRNAs Cattle casein genes CSN1S1, CSN1S2, CSN2, and CSN3 miR-2284 family sponging 38
EIciEIF3J Eukaryotic translation initiation factor 3 subunit J (EIF3J) Upregulates EIF3J transcription by interacting with small nuclear ribonucleoprotein (snRNP) U1 on EIF3J promoter 29
circMbl Muscleblind (Mbl) biogenesis interferes with canonical splicing 20
Circ-Fox3 Forkhead box 3 (Fox3) protein decoy for CDK2, p21, ID1, E2F1, FAK, and HIF-1α, cell cycle progression, cardiac cell senescence 40, 41

Transcription

Recently, circRNAs were shown to regulate transcription. Exon-intron circRNAs (EIciRNAs) in the nucleus were found to associate with RNA polymerase II and modify its transcriptional activity29. For instance, EIciEIF3J interacts with the small nuclear ribonucleoprotein (snRNP) U1 and the promoter EIF3J to enhance EIF3J transcription29. CircRNA Cdr1as (also known as CiRS-7) was found to regulate insulin transcription by sponging miR-7 and its targets39, although the exact mechanism is not yet known (Table 1). Future studies will likely reveal other examples of transcriptional regulation by circRNAs.

Splicing

The impact of circRNAs on splicing is just emerging. Recently, the possibility that circRNA biogenesis is competing with splicing has begun to develop. The second exon of the MBL pre-mRNA mentioned above can circularize to form circMbl with flanking introns that strongly bind to MBL. CircMbl-MBL interaction modulates the splicing activity of MBL and regulates MBL pre-mRNA splicing by competing with the canonical splicing machinery (Table 1)20. As our understanding of circRNAs continues to grow, additional examples of circRNAs influencing splicing events are also likely to arise.

Protein Decoy

Protein decoy or antagonist is another rising function of circRNAs. For instance, circ-Foxo3 is downregulated in cancer cells and is associated with cell cycle progression. Circ-Foxo3 binds cyclin-dependent kinase 2 (CDK2) and p21 (CDKN1A) forming an RNA-protein complex that disrupts the interactions of CDK2 with cyclins A and E, required for cell cycle progression (Table 1).40 Circ-Foxo3 also interacts with proteins ID1, E2F1, FAK, and HIF-1α (HIF1A) retaining them in the cytoplasm and thus promoting cardiac senescence41. These findings indicate that circRNAs may function as decoys that modify the cellular destination and/or function of bound factors.

CONSIDERATIONS FOR FUTURE circRNA ANALYSIS

Determine abundance and localization

One of the critical issues to consider regarding circRNA function is their abundance compared to their linear RNA counterparts (mRNAs or lncRNAs)5, 8. Although generally circRNAs are less abundant than linear RNAs, in some instances circRNAs are in higher concentration. CircRNAs are usually more stable due to the lack of free ends42, but may be downregulated in certain disease conditions, like colorectal cancer43, sporadic Alzheimer’s disease44 (as shown for ciRS-7), and during physiologic changes such as skeletal muscle aging in monkey7. Thus, it is imperative to determine the underlying mechanisms that govern circRNA levels under various conditions in different tissues. A related major consideration for circRNA function is their localization. It has been shown that exonic circRNAs are predominantly cytoplasmic5, but it will be essential to measure if intronic circRNAs and exon-intronic circRNAs are nuclear, cytoplasmic, or both. This knowledge will set the stage for understanding circRNA function and possibly for devising circRNA-based therapeutic approaches.

Test potential interplay of circRNAs with mRNAs, ncRNAs, and proteins

The association of circRNAs with miRNAs can impact upon mRNA translation and/or stability. In addition, circRNAs may interact directly with other RNA molecules such as mRNAs and lncRNAs. These interactions may influence the stability, translation, and localization of mRNAs and lncRNAs. For example, since translation efficiency is higher when an mRNA forms a loop45, it is conceivable that circRNAs pairing with the 5′ and 3′ ends of target transcripts bring the two ends close enough to form a loop influencing mRNA translation. In addition, given that circRNAs may also interact with RBPs and even act as RBP sponges, the interaction of circRNAs with HuR, KSRBP, TTP, AUF1, and other potent regulatory RBPs could affect the fate of their respective target mRNAs46, 47, in turn affecting their splicing, transport, storage, turnover, and translation. Reciprocally, binding of RBPs to mRNAs may impact upon circRNA processing, function, abundance, and/or subcellular localization. It is important to note that despite the fact that circRNAs are considered to be highly stable, their turnover has not been studied after altering the levels of interacting RBPs. Similarly, circRNAs interacting with transcription factors (TFs) may form circRNA-TF complexes that influence TF translocation into the nucleus and/or transcriptional activity. Such influence has been observed in lncRNAs such as GAS5, which acts as a decoy for the TF glucocorticoid receptor, and prevents it from binding to DNA to elicit transcriptional activation48. As mentioned above, circ-Foxo3 is considered to be a decoy for TFs. Future analysis of the dynamic associations of circRNAs with RBPs, TFs, and RNAs will undoubtedly uncover rich and versatile mechanisms by which circRNAs control gene expression programs (Fig. 2).

Figure 2. Emerging activities, proposed functions, and dynamic interactions of circRNAs.

Figure 2

(From top clockwise) CircRNAs may influence transcription factor (TF) function by influencing TF localization and/or activity. CircRNAs may also may also associate with traditional RNA-binding proteins (RBPs) or multi-RBP complexes and influence the fate of the circRNAs themselves (e.g., localization, stability), impact upon the mRNAs that the RBPs interact with (e.g., mRNA stability or translation), or perhaps serve as a platform for the assembly of multi-protein complexes. Partial interaction of circRNAs with mRNAs can similarly lead to altered mRNA turnover and/or translation. CircRNAs may also interact with single-stranded (as in the schematic) or double-stranded DNA forming double or triple helices, respectively, with potential impact on DNA metabolism (e.g., transcription, replication). The interaction of circRNAs with linear lncRNAs could directly affect lncRNA functions (e.g., localization, folding, etc.) or impact upon the target molecules (e.g., RNAs or proteins) with which the lncRNA associates. The ability to sequester or ‘sponge’ microRNAs is another recognized function of circRNAs. As several circRNAs comprise exonic 5′UTR segments that bear internal ribosome entry sites (IRESs), circRNAs may also serve as templates for translation synthesis. Finally, circRNA interaction with splicing factors may affect splicing of pre-mRNAs.

Shaded text boxes, additional considerations critical for the study of circRNAs, including the aforementioned interactions with DNA in the nucleus and with the translation machinery via IRESs in the cytosol. CircRNA levels change as a function of development, in disease states, and in response to stress, immune, hormonal or other stimuli (left). CircRNA interactions with RNA, protein, and DNA may change depending on the cell context, and these interactions may be competitive, cooperative, sequential, etc. The localization of circRNA intracellularly and possibly even outside should be examined, as it impacts directly on its function.

Evaluate dynamic interactions of circRNAs under basal and stimulated conditions

While the association of circRNAs with other cellular factors (RNAs or proteins) can occur in unstimulated conditions such as those mentioned here, the expectation is that circRNA functions can be altered in response to changing conditions in the cell. Exposure to various stimuli or pathological conditions could alter circRNA interactions with DNA, RNA or protein, due to changes in the abundance, type, structure, localization, or function of the interacting factors. In turn, the new circRNA-associated factors could impact upon the components of the RNP and the circRNA in similar ways, by changing their abundance, localization, function, structure, and so on. In particular, regarding structure, it is important to note that changes in circRNA folding may expose or hide binding sites of other RNAs or proteins, and thus influence circRNA function. As circRNAs are generated in the nucleus during splicing, it is expected that many of the intron-containing circRNAs are retained in the nucleus and may influence the splicing of pre-RNA counterparts by competing with splicing regulators.

Potential circRNA-DNA interaction

During DNA replication, two strands of the genomic DNA separate to form single-stranded DNA. CircRNAs in the nucleus may interact with the opposite strand of its genomic DNA via sequence complementarity which may form a DNA-RNA triple helix affecting DNA replication. Linear noncoding RNAs residing in the nucleus were found to interact with DNA forming RNA–DNA duplexes and triplexes in association with proteins to control gene expression. For instance, pRNA (promoter-associated RNA) forms a triplex with the binding site of ITTF1 and simultaneously recruits DNMT3b to repress rRNA expression, suggesting a transcription-associated interaction with the genomic locus49. It has been suggested that lncRNA ANRASSF1 interacts with DNA forming RNA/DNA hybrid at the transcription start site that facilitates the recruitment of the chromatin-modifying PRC2 complex leading to a specific reduction in RASSF1A transcriptional activity50. In addition, mapping of the lncRNA HOTAIR identified enriched DNA-interacting sequences51. These and other examples have been reviewed52, 53. In a manner akin to linear noncoding RNAs, the interactions between DNA and nucleus-residing circRNAs, particularly those comprising intronic sequences, is another area that warrants exploration.

Assess possible circRNA translation

General translation of mRNAs begins when the translation machinery recognizes the 5′UTR cap, scans for the start codon and generates a polypeptide until it encounters a stop codon54. Cap-independent translation can also occur, and requires an internal ribosomal entry site (IRES).55 Interestingly, circular mRNAs have been engineered to generate large proteins in vitro by removing the stop codon56. A limited screen of circRNAs indicated that they are not associated with polyribosomes, suggesting the possibility that circRNAs are not translated5. However, circRNAs may not require large polyribosomes, and instead just a few ribosomes can generate small proteins or micropeptides. In this regard, a micropeptide was found to be encoded by a linear noncoding RNA that regulates muscle performance57, and the viral circRNA CCC (Covalently Closed Circular, 220-nt long) was found to be translated into a 16-kDa protein in infected rice plants58. Bioinformatic analysis uncovered several circRNAs that encompass IRESs, indicating that they could putatively be translated into small proteins or micropeptides32. An in vitro synthesized circRNA with an IRES was shown to bind the 40S ribosomal subunit and initiated translation59. Another report suggested translation of an artificial circRNA with a GFP open reading frame in Escherichia coli 56, and a recent study suggested that mRNAs with N6-methyladenosine (m6A) modification in the 5′ UTR can be translated in a cap-independent manner through m6A interaction with the eukaryotic initiation factor 3 (eIF3)60, 61. Thus, it will be interesting to investigate whether IRESs and/or m6A modification occur in circRNAs, and if they have an impact on cap-independent circRNA translation. We hypothesize that some circRNAs that contain short ORFs, like linear lncRNAs, could be translated to generate small proteins, micropeptides, and even truncated or chimeric proteins. It will be particularly important to establish more comprehensively whether subsets of circRNAs associate with polysomes and might be translated.

CLOSING REMARKS

Intense efforts are underway to elucidate the functions of circular RNAs. Some examples of circRNAs affecting gene expression are already becoming apparent. Given that they can bind microRNAs and proteins involved in transcription and splicing, circRNAs are widely believed to influence mRNA metabolism on many levels (transcription, splicing, mRNA turnover, translation) (Fig. 2). Based on the same ability to bind nucleic acids and proteins, additional functions are hypothesized for circRNAs, such as their translation via IRES elements and interaction with DNA. However, as highlighted in this review, these interactions must be investigated in the context of (1) the levels of circRNAs and associated factors, which may change with development, cell stimuli, disease states, and other conditions; (2) the dynamic interactions among the circRNA-associated factors, which can compete, cooperate, and otherwise influence the composition of the circRNA molecular complex; and (3) the localization of the circRNA in distinct cellular locales (nucleus, cytosol, endoplasmic reticulum, mitochondria, extracellular vesicles, etc.), since specific sets of circRNA-interacting molecules reside in each subcellular compartment. The ongoing efforts to elucidate circRNA function must include these considerations, as they will illuminate more fully the rich and versatile impact of circRNAs in physiology and pathology.

Acknowledgments

This work was supported in its entirety by the NIA-IRP, NIH.

Footnotes

CONFLICT OF INTEREST

The authors declare no conflicts of interest.

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