Abstract
If a visual object of interest suddenly starts to move, we will try to follow it with a smooth movement of the eyes. This smooth pursuit response aims to reduce image motion on the retina that could blur visual perception. In recent years, our knowledge of the neural control of smooth pursuit initiation has sharply increased. However, stopping smooth pursuit eye movements is less well understood and will be discussed in this paper. The most straightforward way to study smooth pursuit stopping is by interrupting image motion on the retina. This causes eye velocity to decay exponentially towards zero. However, smooth pursuit stopping is not a passive response, as shown by behavioural and electrophysiological evidence. Moreover, smooth pursuit stopping is particularly influenced by active prediction of the upcoming end of the target. Here, we suggest that a particular class of inhibitory neurons of the brainstem, the omnipause neurons, could play a central role in pursuit stopping. Furthermore, the role of supplementary eye fields of the frontal cortex in smooth pursuit stopping is also discussed.
This article is part of the themed issue ‘Movement suppression: brain mechanisms for stopping and stillness’.
Keywords: smooth pursuit, prediction, inhibition, omnipause neurons, supplementary eye fields
1. Smooth pursuit
The repertoire of conjugate eye movements is composed of saccades and smooth pursuit. Saccades allow rapid refixation of the visual axis between different stationary objects. They can be initiated voluntarily and occur at a rate of approximately two to three times per second during spontaneous exploration of the environment. However, if a visual object of interest suddenly starts to move, its image will move on the retina if the eyes remain stationary. In reaction to image motion, a smooth pursuit response is initiated that stabilizes the stimulus on the fovea, where visual acuity is the highest. The smooth pursuit system can be conceptualized as a negative-feedback system: if retinal image motion increases, the eyes accelerate and their velocity increases in order to match target velocity during the initiation period [1]. While saccades can be initiated without a stimulus, it is not possible to initiate smooth pursuit without a stimulus that is visible and moving.
The time course of smooth pursuit can be divided into three periods: initiation, sustained pursuit and pursuit end. During initiation, eye velocity rapidly increases and can briefly overshoot target velocity (figure 1a). The velocity overshoot at the end of this period is part of an oscillatory process that has a frequency of approximately 3–4 Hz. During sustained pursuit, oscillation amplitude progressively decays, and eye velocity settles around target velocity. The ratio of eye velocity to target velocity (or gain) is approximately 0.9–1.0 for target velocities less than 20 deg s−1. As a result, the primary sensory stimulus (retinal slip velocity, the motion of the image relative to the retina) is strongly reduced. The continued maintenance of sustained pursuit therefore suggests a process of integral control, for example using efference copy [1,4]. During smooth pursuit, saccades frequently occur in order to reduce the positional error between the visual axis and the target (figure 1a). Saccades are most often observed at the time of pursuit initiation. However, they also occur during sustained pursuit if pursuit gain is too high (example presented on figure 1a) or too low. Although saccades and smooth pursuit are outcomes of different oculomotor subsystems, they can aim at the same target and a synergy exists between them, allowing optimal orientation [5]. If the pursued target stops, eye velocity rapidly decays following an approximately exponential time course (figure 1b). The aim of this paper is to further discuss smooth pursuit stopping and to suggest a possible neuronal mechanism for its control.
2. Neural control of smooth pursuit
In recent years, the knowledge of the neural control of smooth pursuit has rapidly increased. The input to smooth pursuit comes from the motion processing pathway [6,7] consisting of the middle temporal area (MT) [8–10] and medial superior temporal area (MST) [11] that together determine the speed and direction of image motion (see figure 2 for the location of these areas on a schematic lateral view of a Rhesus monkey brain). Both MT and MST project to the frontal eye field (FEF) of the frontal lobe (Brodmann area 8). The FEF contains saccade-related neurons located in the rostral bank of the arcuate sulcus [13], and smooth pursuit-related neurons reside in the floor and posterior bank of that sulcus [14]. Electrical stimulation of the rostral bank of the arcuate sulcus evokes saccades, whereas stimulation of the fundus or posterior bank evokes smooth eye movements. The latter part of the FEF will be referred to as the ‘FEF-SEM’ (FEF for smooth eye movements). It has been shown that activity of FEF-SEM neurons is sufficient to drive a movement [15]. Moreover, if the FEF-SEM is lesioned, smooth pursuit is impaired [16,17]. However, the FEF is not simply a motor relay structure that transforms visual motion signals into an eye movement command. Indeed, lesions of the FEF-SEM impair anticipatory initiation and prediction during pursuit, suggesting that it plays a more cognitive role in pursuit [18]. Accordingly, neurons in the FEF-SEM are active during smooth pursuit based on remembered target information [19]. In addition, the selection process that choses one target to pursue among others is probably achieved by the FEF. If two visual targets are moving concurrently and one must be chosen, electrical stimulation of FEF-SEM biases the choice towards one of the two targets [20].
The FEF is not the only frontal area devoted to smooth pursuit control. The supplementary eye field of the dorsomedial frontal cortex (SEF), located in area 6aβ at the rostral pole of the supplementary motor area, is another cortical region involved in saccade control [21,22] and smooth pursuit [23–25]. Smooth pursuit eye movements can be electrically evoked from the SEF in anaesthetized monkeys [26]. In awake animals smooth eye movements can also be evoked electrically but only if there is a strong expectation of upcoming target motion [27]. The SEF shares reciprocal and bilateral connections with the FEF [28], but the relative role of the SEF and FEF in smooth pursuit control is still a matter of speculation. However, the FEF seems to be more directly connected with visual structures of the brain than the SEF. This has led to the hypothesis that the FEF sets the gain of the visuomotor transformation between visual motion signals and eye movement commands [29]. But the connectivity of the SEF with the rest of the pursuit system is different. The dorsomedial region of MST (MSTd) [11] is part of the motion processing system [30], and sends direct projections to the SEF but not to the FEF [31]. Area MT projects to the FEF directly, but not to the SEF [28,31]. Moreover, it has been shown in a memory-based smooth pursuit task that more SEF neurons are likely to encode visual memory of target motion or memory of an instructional cue than FEF neurons, where movement preparation neurons are more frequent [32,33]. Anatomically, the SEF is better connected to prefrontal structures that are probably involved in working memory [31]. In summary, the SEF appears more involved in the planning of smooth pursuit than in generating oculomotor control signals that drive eye velocity and acceleration. Consistent with a role in planning, the SEF is involved in prediction and anticipation of future target motion [24,34] (see below further discussion of this topic). Finally, smooth pursuit-related neuronal activity has been found in the parietal cortex (labelled ‘PEF’ in figure 2). Electrical stimulation of the parietal cortex can also evoke smooth eye movements [35]. It is usually accepted that the parietal cortex could play a role in differentiating retinal motion caused by an external stimulus from retinal motion caused by a movement of the eye itself. A neural representation of the position of the eye in the orbit has also been found in that region (see [36]).
From the cortical afferents described above, the cerebellum and brainstem pathways progressively elaborate a motor command that drives the eyes at the appropriate velocity (see reviews in [12,36,37]; figure 2). Cortical areas related to smooth pursuit project to the pontine nuclei (labelled PON in figure 2), which then project to the flocullus/paraflocullus complex (VPF) and the posterior vermis (Verm) of the cerebellum. Pursuit areas of the cerebellum project to ocular motoneurons (OMNs) through the medial vestibular nuclei (VN) and nucleus prepositus hypoglossi (NPH) [38,39].
These cortico-subcortical connections have been well established on the basis of anatomical and physiological studies. However, recent research has put the emphasis on the synergy between saccades and smooth pursuit in gaze orientation [12,40], hypothesizing that certain groups of neurons participate in the control of both. During a saccade, OMNs show a high-frequency transient discharge that accelerates the eyes. Afterwards, a sustained activity at a lower frequency is observed that allows the eyes to fixate at a new location. The high-frequency activity of motoneurons originates in premotor excitatory burst neurons (EBNs) that project monosynaptically to them [41,42]. EBNs encode saccade dynamics [43], and are kept under inhibitory control by omnipause neurons (OPNs) of the nucleus raphe interpositus (RIP) [41,44]. The inhibition of the OPNs on EBNs ceases about 10–20 ms before saccade onset, after which burst neurons are released and the saccade is executed. Figure 3a shows the activity of a typical OPN recorded in the Rhesus monkey during small horizontal saccades. During the initial fixation period, neuronal activity was high and constant but dropped to zero (‘paused’) during saccades. During the next fixation period, the activity of OPNs returns to a steady level.
Recently, ‘saccadic’ premotor burst neurons have been shown to be active during smooth pursuit [40,46]. Moreover, some OPNs reduce their activity during pursuit to a level between the high frequency observed during fixation and the absence of activity during saccades (figure 3b). Therefore, some OPNs could also play an inhibitory role in smooth pursuit [45]. These neurons could be involved in terminating both saccades and smooth pursuit to allow a swift transition from an ongoing movement to stable fixation.
3. Stopping smooth pursuit
Stopping target motion during smooth pursuit causes eye velocity to exponentially decay after a latency of ≈120 ms [47–52] (figure 1b). If the smooth pursuit system were linear, then pursuit offset should exhibit the same dynamics as pursuit onset. However, the velocity overshoot and oscillations observed when pursuit begins are absent when pursuit stops, suggesting that fixation is not pursuit at zero velocity [1]. Stopping pursuit could be interpreted as an exponential transition from sustained pursuit to fixation of a new stationary target.
It appears that the time constant of the velocity decay during pursuit offset depends of the experimental conditions used. There are different ways to stop smooth pursuit: the target might either come to rest and remain immobile for a while (as depicted in figure 1b) or vanish or be stabilized on the retina. If a moving target vanishes after a short period of pursuit, eye velocity decays towards zero with a time constant of 0.10–0.15 s in 400 to 500 ms. But if the target is stabilized on the fovea after a short period of pursuit, eye velocity decays towards zero with a longer time constant of 400–800 ms. The mere presence of a visual target changes the dynamics of pursuit offset probably because an internal positive feedback loop remains active in this condition, whereas it is disconnected if the target vanishes [49].
Several alternative categories of smooth pursuit termination models have been proposed to explain these observations. The first category of models postulates that a different system, the fixation system, is used to stop smooth pursuit [1,48,50]. In these models, pursuit termination is characterized as a transition between actively pursuing a moving object and holding gaze steady. The second category of models posits that a single system is responsible for oscillations during pursuit initiation, and exponential decay during pursuit offset [52,53]. These models are based on the observation that the visuomotor processing driving smooth pursuit is subject to online gain control. In support of this, it has been shown that a brief sinusoidal perturbation of target velocity caused a larger deviation of eye velocity during pursuit than during fixation [54]. Furthermore, oscillations during pursuit offset can be suppressed theoretically by setting the visuomotor gain element in the smooth pursuit models to zero. This suggests that pursuit onset and offset rely on the same gain adjustment in the visuomotor pathway that translates target motion into an eye movement. There is evidence that such online gain control is exerted by the frontal eye fields [20,29].
Although the primary stimulus for smooth pursuit is retinal motion, the position of the target relative to the fovea during pursuit offset could also play also a significant role [49,55,56]. This suggests that the smooth pursuit system is not only a servomechanism that reduces target motion on the retina but in particular circumstances it can also use target position. Although the details of these modelling approaches are beyond the scope of this paper, they all converge on one point: offset dynamics do not reflect properties of the eye plant, but change with stimulus condition and context.
4. Role of prediction
Smooth pursuit is not only a reflexive motion-driven system. Prediction plays a major role before pursuit initiation, during sustained pursuit and in pursuit termination. Before the expected motion of a stationary target, smooth eye velocity of a few degrees per second that anticipates target motion is often observed, despite the target being stationary [57–59]. This anticipatory pursuit is an important aspect of motor control, because it compensates for delays present in the sensorimotor pursuit system of approximately 100 ms. For a target moving at 20 deg s−1, this corresponds to a 2° displacement. This much retinal motion could compromise visual acuity, since it could easily displace the target from the fovea, given that the fovea subtends less than 1° of visual angle. Anticipatory pursuit minimizes this error at pursuit initiation. This movement relies upon both a perception of elapsed time [60,61] and spatial information that can be provided in advance by visual cues [34,62].
During sustained pursuit, prediction also occurs if the target transiently disappears. This experimental condition mimics what is often experienced in nature: a pursued target (an animal, a soccer ball) is transiently occluded by another object. During transient target disappearance, eye velocity decays to a level approximately two-thirds that of the previous pursuit response [63]. This high residual velocity is due to expectation of target reappearance at the end of the delay period. Without the expectation that the target will reappear, eye velocity rapidly returns to zero.
Another type of prediction during sustained pursuit is observed when a target moves with a periodic trajectory (see review in [64]). In this condition, there is initially a phase lag between the eye and the target because of sensorimotor processing delays, but this phase lag is reduced sometimes in less than a cycle. Often the eye changes direction before target reversal. In pursuit of a periodic waveform, it is particularly efficient to use previous information gathered during a preceding cycle of the signal. However, in a complex environment, moving objects rarely move periodically: instead, they constantly change their speed and direction, either predictably (a car announcing a lane change on the highway) or unpredictably (an erratically flying Drosophila). Predictable changes of trajectory are frequent given that some cues can be used for prediction. In a laboratory environment, this situation can be tested by having a pursuit target change trajectory. Figure 4a shows a simple pursuit paradigm where a target follows a curved trajectory and then suddenly reverses direction after a period of either 1200 or 2400 ms randomly [65]. Figure 4b(i) shows eye velocity of a human subject pursuing this stimulus for the first time. The trajectory of the target lasted for 2400 ms during both ways. The second example (figure 4b(ii)) shows that after just a few repetitions, the subject anticipated target motion onset (AS), reversal (AR) and end (AE). During AS, eye velocity increased in order to reduce retinal slip at target motion onset. During AR, given that trajectory reversal could occur after either 1200 or 2400 ms, eye velocity started to decay around the time of the shortest duration (1200 ms) and dropped from 150 to 20 deg s−1 before the direction change. Eye velocity decayed at a time appropriate for the short 1200 ms reversal, because the current long trial (2400 ms) had been preceded by the short one, which was stored in short-term memory. This example clearly shows that when needed, prediction can override a strong opposing motion signal [65]. Note that non-motion cues like a sound can also be used to predict a reversal of trajectory [66]. It is thought that smooth pursuit direction change is a combination of terminating pursuit in one direction and initiating pursuit in another, implemented using a short-term velocity memory that, when released, overrides the opposing retinal motion signal [64]. During AE, prediction also operates to decrease eye velocity in expectation of a target stopping [1,59] (figure 4b). The time course of eye deceleration depends on the previously experienced target trajectory, and is not under voluntary control [67]. As do other types of prediction, anticipatory termination of smooth pursuit relies on both spatial (e.g. approaching limit of the test screen) and temporal information. It is a preprogrammed response that is quickly recalibrated if a target following a repeated trajectory suddenly changes where or when it will stop [68,69].
In general, motor response timing can be either explicit or implicit. Explicit timing is defined as voluntarily keeping track of elapsed time [70]. For instance, without watching a clock, you can decide to stop reading the present article in approximately 1 min (however unlikely it is that this will happen!). Explicit temporal estimation depends on the integrity of nigrostriatal projections in the basal ganglia [71]. It is affected by experimental dopaminergic manipulations and is impaired in Parkinson's disease. Implicit timing is also important for motor control. For instance, catching a flying ball is done without an explicit estimate of the time that the ball will take to hit your hand. Predictive smooth pursuit termination also uses implicit timing. Indeed, we cannot control the onset of the predictive component of smooth pursuit deceleration, even if told to continue to pursue [68]. Implicit timing in predictive pursuit termination was tested with the same paradigm of trajectory reversal as described in figure 3 but in untreated early Parkinson's disease patients [65]. Interestingly, although they anticipated less often (probably an oculomotor form of hypokinesia), the timing of their anticipatory pursuit was not significantly different from that in age-matched controls. This negative result supports the hypothesis that implicit timing does not depend on the integrity of nigrostriatal projections.
5. Countermanding smooth pursuit
In a changing environment, it is often necessary to cancel a planned movement. Schematically, imagine yourself waiting in your car at a traffic light. The traffic light goes from red to green (go signal) and you prepare to go ahead. However, sometimes and unexpectedly the red light reappears (stop signal). In this case, you have to cancel your previously prepared motor command to accelerate the car. The behaviour and physiology of how we respond to events such as the faulty traffic light are researched using the countermanding paradigm, a laboratory test of the ability to suppress a preplanned motor response. Several variants of the countermanding paradigm have been developed [72]. In the oculomotor domain, cancelling a saccade is a particularly demanding task that requires integrity of frontal pathways [73]. Beyond a fixed delay between when the go signal appears, and when the stop signal is issued, a saccade can no longer be cancelled (e.g. you accelerate the car although the traffic light is red). Kornylo et al. [74] compared the ability to stop saccades and smooth pursuit with a modified countermanding paradigm. They suggested that the same inhibitory neurons could be used for stopping saccades and smooth pursuit although some details of the neural processes involved are different. Also inspired by the saccadic countermanding paradigm, Jarrett & Barnes [75] showed that anticipatory pursuit could be stopped at will with an auditory cue. Presenting a stop signal during anticipatory pursuit at various times during 20% of the trials, they found that the internally generated anticipatory pursuit response can be halted voluntarily, even though anticipatory smooth pursuit cannot be initiated at will.
6. Neural control of smooth pursuit stopping
Historically, most of the research on smooth pursuit has been devoted to understanding neural processes that convert visual motion signals arising at the retina to a command initiating pursuit [7,76–78]. Little work has been devoted to how smooth pursuit is terminated and, as already mentioned, the mechanism guiding this process does more than cause the eyes to simply drift to a stop when a target stops moving. Indeed, in the Rhesus monkey, premotor signals suggesting an active control of smooth pursuit offset have been recorded: the firing rate of motoneurons decreases with a time course similar to eye velocity decay during pursuit offset [79,80] and gaze-velocity Purkinje cells in the flocculus of the cerebellum have a temporal discharge profile that correlates with eye velocity during the same period [53]. In sum, neural activity is generated throughout the period of stopping in the final pursuit pathway. These neurophysiological observations confirm that the offset of pursuit is not a passive delay, because it results from a decrease in the neural drive to eye muscles. Pursuit offset seems to be actively controlled.
We suggest that the active control of pursuit offset could be exerted by OPNs. As shown in figure 5a, stimulation of OPNs during sustained pursuit (red curves) evoked a pronounced deceleration of the eyes that lasted for the duration of the stimulation train (represented by the shaded area; see [45] for details). How could OPNs' activation evoke a reduction of eye velocity during pursuit? As shown above (figure 2), the final premotor pathway for smooth pursuit eye movements involves the medial VN and the NPH. Premotor neurons in these structures encode eye and head velocity during pursuit [38]. Some additional neurons located in the paramedian pontine reticular formation and receiving input from the cerebellar vermis could also be involved (not shown; see [45] for details). Altogether, premotor pursuit neurons projecting to OMNs will be referred to as ‘PNs’. We suggested that OPNs could inhibit PNs. Indeed, OPNs' activity decreases during pursuit, and stimulation of these neurons evokes a reduction of pursuit eye velocity in all directions [46]. However, to the best of our knowledge, there is no demonstrated anatomical or physiological evidence for a direct connection between OPNs and PNs.
What cortical structure could exert control over the timing of OPNs' activity during pursuit? Our work provides evidence that the timing of smooth pursuit initiation and termination is under the control of the SEF in the Rhesus monkey [24,34]. The activity of pursuit initiation neurons in the SEF builds up and reaches a peak that occurs within ±500 ms of target motion initiation. SEF pursuit termination neurons exhibit a similar profile of activity, but peak at around ±500 ms of target motion offset. This pattern of activity suggests that these SEF cells are involved in starting and stopping pursuit at a time appropriate for predictable target motion onset and offset. SEF pursuit initiation neurons could participate in movement initiation through the FEF and PNs, whereas termination neurons could activate OPNs and slow down pursuit. Indeed, Shook et al. [81] have shown anatomically that the SEF projects to the nucleus RIP of the brainstem that contains OPNs. According to Büttner-Ennever & Büttner. [41], the FEF also projects to the RIP, though this has not been confirmed by other investigators [28,31]. Therefore, it seems that the SEF has a preferential direct access to OPNs. Consistent with SEF projections to the OPNs, electrical microstimulation in that structure during sustained pursuit could also cause the eyes to decelerate (figure 5b; from S. J. Heinen 2016, unpublished data). Another important result comes from the work of Fukushima et al. [33], who found that a large proportion (24%) of cells in the SEF are active when trained monkeys must refrain from performing smooth pursuit in a go/no-go task (see also [82] for a similar observation using a different paradigm). Although these ‘no-go’ neurons appear to be complex instruction-related neurons, this finding supports the hypothesis of a top–down inhibitory role of the SEF. Moreover, comparison between inhibition during OPNs’ (figure 5a) and SEF stimulation (figure 5b) suggests that these neuronal structures belong to the same inhibitory pathway.
7. Conclusion
Both smooth pursuit initiation and termination depend on image motion on the retina. However, image motion on the retina is not enough to explain all the characteristics of smooth pursuit, particularly during movement termination where prediction can override or ‘neglect’ retinal motion information. Stopping smooth pursuit is a finely tuned behaviour, and not simply stopping a premotor drive. Figure 6 proposes a schematic representation of our current hypothesis about smooth pursuit termination. Towards the end of the movement, SEF ‘termination’ neurons become active [24]; our suggestion is that these neurons, providing a hypothetical inhibitory pathway from SEF via OPNs to the premotor neurons, are probably responsible for smooth pursuit termination by inhibition of PNs. This suggests that the control of ‘stopping movement’ is as important as the control of ‘initiating movement’. Actually, this right of ‘veto’ is particularly well illustrated in smooth pursuit. Indeed, we cannot initiate smooth pursuit at will…but we can stop it at will.
Acknowledgement
The authors thank Jeremy Badler for additional data analysis needed for the current paper.
Authors' contributions
M.M. drafted the manuscript. S.J.H. helped draft the manuscript. Both authors gave their final approval for publication.
Competing interests
The authors have declared that no competing interests exist.
Funding
This work was supported by a grant of the Fonds de la Recherche Scientifique (FRS-FNRS) ‘Crédit de recherche’ number 26043414 (www.fnrs.be/) attributed to M.M. M.M. was also supported by the Université catholique de Louvain. S.J.H. was supported by NIH grant no. 1R01 EY021286 and the Smith-Kettlewell Eye Research Institute. The funders had no role in study design, data collection and analysis, decision to publish or preparation of the manuscript.
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