Abstract
Over the past decade, numerous nonviral cationic vectors have been synthesized. They share a high density of positive charges and efficiency for gene transfer in vitro. However, their positively charged surface causes instability in body fluids and cytotoxicity, thereby limiting their efficacy in vivo. Therefore, there is a need for developing alternative molecular structures. We have examined tetrabranched amphiphilic block copolymers consisting of four polyethyleneoxide/polypropyleneoxide blocks centered on an ethylenediamine moiety. Cryo-electron microscopy, ethidium bromide fluorescence and light and X-ray scattering experiments performed on vector–DNA complexes showed that the dense core of the nanosphere consisted of condensed DNA interacting with poloxamine molecules through electrostatic, hydrogen bonding and hydrophobic interactions, with DNA molecules also being exposed at the surface. The supramolecular organization of block copolymer/DNA nanospheres induced the formation of negatively charged particles. These particles were stable in a solution that had a physiological ionic composition and were resistant to decomplexation by heparin. The new nanostructured material, the structure of which clearly contrasted with that of lipoplexes and polyplexes, efficiently transferred reporter and therapeutic genes in skeletal and heart muscle in vivo. Negatively charged supramolecular assemblies hold promise as therapeutic gene carriers for skeletal and heart muscle-related diseases and expression of therapeutic proteins for local or systemic uses.
INTRODUCTION
According to the prevailing paradigm, the principle of nonviral gene delivery lies in the condensation of DNA in the presence of cationic molecules with a high density of positive charges [cationic lipids, polyethylenimine (PEI), polylysine] (1–5). Polyplexes and lipoplexes consisting of highly ordered structures of DNA molecules trapped within positively charged supramolecular assemblies have clearly demonstrated their transfection efficiency in vitro (6). However, aggregation in tissue fluids, toxicity and low in vivo efficiency have thus far hampered their clinical use. Non-ionic amphiphilic polymers were recently found to promote gene delivery in vivo, in tissues such as skeletal and cardiac muscle (7,8). The physicochemical properties of particles formed by non-ionic polymers and DNA are, however, ill-defined (8). This is a concern for in vivo investigation and clinical use, as the latter requires detailed physicochemical characterization. Consequently, new approaches to produce small and highly active assemblies that are homogeneous in size and exhibit colloidal stability are sought. These properties are needed for production of pharmaceutically acceptable formulations aimed at vector-based gene therapy. With this goal in mind, we decided to combine in the same molecule, the properties of cationic vectors and those of non-ionic amphiphilic polymers. We used poloxamine block copolymers, which have a tetrafunctional structure consisting of four polyethyleneoxide/polypropyleneoxide (PEO/PPO) blocks centered on an ethylenediamine moiety. Such block copolymers are largely used in the pharmaceutical sciences. Block copolymers are adsorbed on nanoparticles through binding of their hydrophobic PPO segments while their hydrophilic PEO segments extend outwardly. The steric stabilization thus achieved improves their pharmacokinetics (9). We defined experimental conditions under which DNA molecules collapsed into oligomolecular complexes exhibiting new structural characteristics. These negatively charged nanospheres are able to deliver reporter and therapeutic genes to skeletal and heart muscle cells in vivo.
MATERIALS AND METHODS
Plasmid DNA, poloxamine and formulation
Plasmids encoding reporter genes were described previously (8). The chloramphenicol acetyl transferase (CAT) plasmid was kindly provided by D. Gill (Oxford, UK) and described previously (10). The plasmid encoding human minidystrophin-GFP (11) was kindly provided by J. Tremblay (Université de Laval, Ste Foy, Qc, Canada) and J.T. Vilquin (Inserm U582, Paris, France). The plasmid encoding the secreted human alkaline phosphatase (SeAP) contains the cytomegalovirus (CMV) IE1 promoter and the bovine growth hormone polyadenylation signal. The plasmid encoding the tetracycline inducible murine erythropoietin (EPO) (pTetO-mEPO) has been described previously (12). All plasmids were purified from recombinant Escherichia coli using EndoFree plasmid purification columns (Qiagen).
Poloxamines, which are four-branched block copolymers of PEO and PPO, were generously provided by BASF, and were used as received. Stock solutions (20% w/v) were prepared in water. Formulations of DNA with poloxamine were always prepared by mixing equal volumes of poloxamine stock solution in water and plasmid DNA solution at the desired concentration in 300 mM NaCl or in 2× Tyrode's solution.
Fluorescence studies
Fluorescence measurements were carried out on a Kontron SFM25 spectrofluorimeter. Fluorescence was monitored immediately after adding ethidium bromide (final concentration of 5 μM) to solutions containing 10 μg/ml of DNA and various concentrations of poloxamine.
Electrophoretic and dynamic light scattering
Electrophoretic and dynamic light scattering measurements were made on a Zetasizer 3000HSA (Malvern) at 20°C. The poloxamine 304/DNA complexes were prepared using different DNA and poloxamine 304 concentrations in the Tyrode's solution.
Cryo-transmission electron microscopy (cryo-TEM)
Poloxamine 304/DNA complexes were prepared with 0.3 mg/ml of DNA. A 5 μl sample was deposited onto a holey carbon coated copper grid, the excess was blotted with a filter paper, and the grid was plunged into a liquid ethane bath cooled with liquid nitrogen (Leica EM CPC). Specimens were observed at a temperature of ∼−170°C, using a cryo holder (Gatan), with a FEI Tecnai F20 electron microscope operating at 200 kV. Images were obtained at a nominal magnification of 50 000× under low-dose conditions. Micrographs were recorded on Kodak SO163 films.
X-ray scattering
Poloxamine 304 and poloxamine 304/DNA complexes were prepared in Tyrode's solution or in 150 mM NaCl. Samples were loaded into 1 mm Lindemann type glass capillary. The X-ray scattering experiments were carried out by using the synchrotron radiation source of European Synchrotron Facility (Grenoble, France) on beamline ID2. The experiments were performed at an incident wavelength of 1.45 Å with a sample to detector distance of 3 mm and the scattering vector in the range 0.07 Å−1< q < 0.5 Å−1. Two-dimension SAXS patterns were recorded using an X-ray image intensifier (Thomson) lens coupled to a fast read out CCD (FreloN) camera, and appropriate corrections were carried out (13).
Reporter gene assay
Intramuscular and intracardiac gene transfer procedures were performed as described previously (8). Luciferase, β-galactosidase and green fluorescent protein (GFP) activities were measured as described previously (8). For SeAP quantification, blood was collected from the retro-orbital cavity and the serum, obtained by centrifugation. Mouse serum levels of SeAP were measured by ELISA (Ozyme).
In vivo delivery of therapeutic genes
Doxycycline (Ronaxan, Merial) was dissolved in drinking water to a final concentration of 200 μg/ml in 5% sucrose. Swiss mice were anesthetized with an intraperitoneal injection of 40 mg/kg hypnomidate. Fifty microliters of the poloxamine 304/DNA formulation was injected into shaved tibial anterior muscles at one site, using a microfine syringe (U100, Becton Dickinson). At least five female Swiss mice (8 week) were injected in each experimental group for hematocrit measurement. Hematocrit was determined by microcapillary centrifugation of blood samples. For EPO measurements, blood was collected from the retro-orbital cavity and serum obtained by centrifugation. Mice serum EPO levels were measured as described previously (12). Male mdx mice (8 week) were obtained from Iffa Credo. Mdx mice were anesthetized with xylazine and 50 μl of the formulation with Tyrode's solution containing 50 μg of DNA was injected into shaved tibial anterior muscles. Muscles were dissected, embedded in Tissue-Tek, frozen in isopentane, and cut into sections 10 μm thick. Minidystrophine-GFP expression was analyzed by fluorescence microscopy in transverse sections.
RESULTS AND DISCUSSION
DNA complexation with poloxamine
Poloxamines are branched block copolymers consisting of PEO and PPO blocks fixed to an aliphatic diamine (Figure 1A). The presence of the central ethylenediamine moiety renders the molecule positively charged. At physiological pH, there is one positive charge per poloxamine molecule, due to a shift in pKa of the second amine caused by the effect of charge repulsion (14).The basic ethylenediamine moiety has a pKa of 9.4 (14). The physical properties of the poloxamines used in this study are summarized in Figure 1B. DNA was complexed in saline with increasing amounts of poloxamine and exposed to ethidium bromide, which was used as a fluorescent probe as it intercalates between DNA base pairs. As the concentration of poloxamine increased, plasmid DNA molecules became progressively inaccessible to the probe. Among the different poloxamines tested, 304 was found to be the most potent for DNA complexation, possibly because of its low molecular weight (Figure 1C). We investigated how DNA complexation with poloxamine may be affected by interactions with electrolytes as they are found in vivo and may be required to adjust solution tonicity. In a medium that mimicked physiological extracellular ionic conditions (Tyrode's solution containing divalent cations), poloxamine 304/DNA complexes exhibited a more pronounced decrease in fluorescence intensity than in saline. The minimum fluorescence level was reached at 5% poloxamine 304 (Figure 1D). This suggests that the DNA included in the complexes formed in the Tyrode's solution was in a more condensed state.
Interaction of complexes with the extracellular matrix is another important parameter for in vivo gene delivery since components such as negatively charged heparin can destabilize complexes made with highly cationic vectors, causing the early release of DNA molecules from the lipoplexes and polyplexes (15,16). As shown in Figure 1D, fluorescence intensity of poloxamine 304/DNA complexes moderately increased in the presence of heparin suggesting that DNA molecules remained complexed with 304. On the contrary, DNA did not remain complexed with PEI under identical conditions (data not shown) suggesting different charge surface characteristics. Electrophoretic light scattering measurements showed that the zeta potential of poloxamine 304/DNA complexes became less negative as the concentration of poloxamine 304 increased, and reached zero at 10% poloxamine 304 (Figure 1E). Concomitantly, the hydrodynamic diameter of 304/DNA complexes, measured by dynamic light scattering, increased (Figure 1E), likely because neutral complexes tend to aggregate due to attractive Van der Waals forces. Because of the amphiphilic nature of poloxamines, increasing their concentration induces their self-assembly in solution forming large aggregates of lyotropic liquid crystalline mesophases (17). As a result, we could not apply the strategy used with cationic lipids or cationic homopolymers, which consists in increasing the amount of cationic vector to obtain complexes with a good colloidal stability that is needed for in vivo gene transfer. We therefore tested various DNA concentrations with a constant concentration of poloxamine 304, i.e. 10%. Electrophoretic light scattering measurements revealed that poloxamine 304 alone had a positive zeta potential (Figure 1F). When poloxamine 304 was complexed with increasing amounts of DNA compatible with in vivo experimentation (see below), the zeta potential decreased to −18 mV +/− 3 mV. Concomitantly, the hydrodynamic diameter of poloxamine 304/DNA complexes decreased as DNA concentration increased (Figure 1F). Similar results were obtained with 5% poloxamine 304 (data not shown). Ethidium bromide fluorescence was also measured to monitor condensation of high concentrations of DNA mixed with 10% poloxamine 304. Surprisingly, fluorescence intensity remained low irrespective of DNA concentration (data not shown). In contrast, at a given concentration of cationic homopolymer such as PEI, fluorescence intensity increased when the DNA concentration increased. This suggests that PEI/DNA complexes had to be positively charged for all molecules to condense. Inversely, when poloxamine 304 condensed DNA molecules, negatively charged particles were formed. These complexes formed stable colloids at room temperature for several weeks (data not shown) most likely because of repulsive electrostatic forces which are proportional to the square of the zeta potential (18).
Cryo-electron microscopy and X-ray scattering studies of poloxamine 304 and poloxamine 304/DNA complexes
Cryo-electron micrographs showed that plasmid DNA appeared dispersed in 150 mM NaCl (data not shown) whereas poloxamine 304 formed dense stiffs, 25 nm in length (Figure 2A). In 150 mM NaCl, the poloxamine 304/DNA mixture formed a network of bundles, several micrometers in length, suggesting that the presence of poloxamine 304 induced DNA condensation (Figure 2B). At a higher magnification, DNA molecules were linearly condensed and no periodic repeats could be observed between DNA strands (Figure 2C). Molecular interactions between DNA strands were probably mediated through poloxamine 304. In the Tyrode's solution containing divalent cations, poloxamine 304 alone self-assembled into globular nanospheres (of ∼35 nm in diameter) with a smooth surface. These nanospheres were bound together in clusters of several micrometers (Figure 2D). When plasmid DNA in 2× Tyrode's solution and poloxamine 304 in water were combined by equivolumetric mixing, globular structures were also formed although they differed from those formed with poloxamine alone (Figure 2E). These globules were larger (∼60 nm in diameter) and had a rough surface (Figure 2F). In addition, clusters were smaller and did not include as many globules, in agreement with their size determined by dynamic light scattering. These modifications in size and shape of the nanospheres suggested that DNA molecules were condensed inside and at the surface of the globules, in agreement with their negative zeta potential. Altering the ionic environment had a drastic effect on self-assemblies of poloxamine 304, which in turn modulated DNA condensation.
X-ray scattering data for poloxamine 304 revealed that intensity scattering was higher in Tyrode's solution than in saline, indicating that self-assembly of poloxamine 304 molecules was more efficient in the Tyrode's solution (Figure 2G). In the Tyrode's solution, the presence of both poloxamine 304 and DNA increased scattering intensity by a factor of five as compared to the sum of the scattering intensities for each constituent. This indicated that DNA and poloxamine interacted attractively to form the nanospheres seen in cryo-TEM. A similar, although less spectacular, interaction was also observed in saline. X-ray scattering study of poloxamine/DNA complexes did not reveal a correlation peak within the investigated q range, suggesting that no periodic structure was present irrespective of the medium used. X-ray scan data were corroborated by cryo-TEM results.
To account for the data, it is suggested that the dense core of nanopsheres consisted of condensed DNA interacting with poloxamine molecules through electrostatic, hydrogen bonding and hydrophobic interactions, with DNA molecules also being exposed at the surface. This architecture contrasts with that of classical cationic complexes where DNA molecules are trapped into a positively charged supramolecular assembly (19–23).
Cryo-TEM micrographs of combinations of poloxamine/DNA nanospheres with an artificial lipid membrane showed that the complexes were concentrated at the surface of liposomes with some complexes releasing their DNA (Figure 2H). This indicated that poloxamine/DNA nanospheres were able to fuse with lipid membranes. An attractive hypothesis would be that, in the living cell, DNA molecules associated with the nanospheres may be delivered directly to the cytoplasm following fusion with the plasma and/or endosomal membrane. Therefore, this double mode of cytoplasm entry could avoid the endosomal/lysosomal degradation by enzymes which are activated at low pH. In contrast, it has been fully documented that cationic complexes are internalized through endocytosis (24,25) with only a fraction of DNA molecules escaping lysosomal degradation.
In vivo reporter gene delivery
We assessed the potential of poloxamine/DNA nanospheres generated in the Tyrode's solution to transfer genes into the tibial anterior muscle. Seven days after injection of poloxamine/DNA nanospheres, the expression of reporter gene was monitored. The presence of 5 and 10% poloxamine 304 increased luciferase expression by a factor of 17 and 30, respectively, as compared with naked DNA (Figure 3A). A comparable increase in transfection efficiency was observed with the CAT gene (data not shown). Luciferase expression increased as the amount of injected formulated plasmid increased (Figure 3B). Figure 3C shows that luciferase expression increased with poloxamine 304 irrespective of the mouse strain tested (C57Bl6, Swiss, C57Bl10).
Mice were further injected with a plasmid encoding the SeAP reporter gene. Expression in serum was evaluated 7 days post-injection. Formulations containing 5 and 10% (w/v) poloxamine 304 increased SeAP activity in serum by a factor of 12 and 18, respectively, as compared with naked DNA (Figure 3D). In vivo transfection efficiency of poloxamine 304/DNA nanospheres was compared with that of sequential injection of DNA and poloxamine 304. Poloxamine 304/DNA nanopsheres were by far more effective in promoting transfection in the muscle (Figure 3E), suggesting that poloxamine 304 was active when complexed with DNA and did not act as a facilitating agent. Figure 3F shows transfection performance of our nanospheres in comparison with electrotransfer of naked DNA, a potent method for intramuscular transfection. Quantification of β-galactosidase activity showed that the level of transgene expression obtained with poloxamine 304/DNA nanospheres was slightly higher than that achieved by the electrotransfer procedure. Transgene distribution was assessed using β-galactosidase and GFP reporter plasmids. The number of transgene-expressing fibers increased when poloxamine 304/DNA nanospheres were injected. Transfection of ∼40% of the muscle fibers were so obtained (Figure 4B–F). Poloxamine 304/DNA nanospheres also increased transfection efficiency in the zebrafish myotome (Figure 4H–J) as compared with naked DNA (Figure 4G).
We also investigated transfection efficiency of poloxamine/DNA nanospheres in the rat heart muscle. Naked DNA or poloxamine 304/DNA nanospheres were injected into the free wall of the left ventricle through a thoracotomy. A larger area of tissue expressed β-galactosidase with poloxamine 304/DNA nanospheres (Figure 5C–E) than with naked DNA (Figure 5A and B).
In vivo delivery of therapeutic genes with poloxamine 304
Next, poloxamine/DNA nanospheres were tested for the delivery of therapeutic genes. We investigated the expression of EPO and dystrophin because of their potential relevance in renal disease and Duchenne muscular dystrophy. Mice were intramuscularly injected with a naked plasmid encoding Tet-on inducible murine EPO, or with the plasmid formulated with poloxamine 304. Doxycycline was given in drinking water to half of the animals from day one and the hematocrit was repetitively determined. In the absence of doxycyline, mice injected with naked DNA or poloxamine 304/DNA nanospheres had a slightly, albeit nonsignificant, increased hematocrit (Figure 6A). In the presence of doxycycline, the hematocrit increased significantly at day 14 with 30 μg of naked DNA (Figure 6A). This increase was however transient and values progressively returned to control levels. In contrast, in mice treated with doxycycline that were injected with 10 μg of DNA complexed with poloxamine 304, the hematocrit remained elevated for up to 70 days post-injection (Figure 6A). The transient increase in hematocrit following injection of naked DNA was interpreted as resulting from an immune response to unmethylated CpG dinucleotides present in bacterial DNA. Lowering the amount of DNA injected in muscles with poloxamine 304 possibly caused a milder immune reaction, which resulted in prolonged expression of erythropoietin. One hundred and ten days after injection of the poloxamine 304/DNA nanospheres containing 10 μg of DNA and 5% poloxamine 304, serum EPO was 51 +/− 15 mU/ml in the presence of doxycycline and 3.5 +/− 3.3 mU/ml in its absence (data not shown).
Human minidystrophin-GFP plasmids formulated with or without poloxamine 304 were injected into the tibial anterior muscle of mdx mice. After 7 days, tissue sections showed that the percentage of transfected fibers was much greater with poloxamine 304 (15% of fibers on average) (Figure 6C) than without (Figure 6B).
By preventing non-specific interactions with extracellular matrix components and due to their small size, poloxamine/DNA nanostructured complexes may facilitate diffusion through the whole tissue and promote internalization in the target cell. On the contrary, biodiffusion of naked DNA and highly positively charged complexes may be hampered by the large size and electrostatic interaction with extracellular matrix respectively. These DNA-coated nanostructured complexes can theoretically carry DNA fragments of unlimited size and are compatible with multiple injection schemes. Poloxamine vectors offer advantageous production conditions for pharmaceutically acceptable formulations, which makes them promising new agents for gene therapy.
Acknowledgments
ACKNOWLEDGEMENTS
We are grateful to Clothilde Gourden for her excellent technical expertise, Jacques Tremblay and Jean-Thomas Vilquin for providing us with human minidystrophin-GFP-encoding plasmid, P. Panine for helpful discussion during the synchrotron experiments, and Jean Léger, L. Auvray and P. Davidson for fruitful discussions. This work was supported by the APEX program financed by INSERM, by an ACI program from the Ministère délégué à la recherche et aux nouvelles technologies, and by special grants from the Association Française contre les Myopathies and Vaincre la Mucoviscidose.
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