Abstract
A method for the enumeration and quantification of osteosarcoma (OS) circulating tumor cells (CTCs) is currently not available. A correlation between the number of CTCs and progression-free survival (PFS) has been established for other cancers, but not for OS CTCs. A method was therefore developed for CTC quantification in OS and validated in a prospective cohort of surgical patients with primary and recurrent/metastatic OS (N=23). Human OS cells, acting as CTCs, were enumerated from spiked human peripheral blood (PB) following erythrocyte and leukocyte depletion. The OS cells were quantified microscopically based on aneuploidy and a CK18−/CD45− phenotype. Aneuploidy was assayed by fluorescence in situ hybridization (FISH) using fluorescence-labeled alpha-satellite probes for the centromeres of chromosome (CEP 8). CK18 and CD45 phenotyping was performed with immunocytochemistry. HOS cells in spiked PB could be effectively retrieved with the FISH-based enumeration method, which was subsequently employed in an OS patient cohort. PB of recurrent/metastatic OS patients contained more CTCs than the PB of primary OS patients. OS patients with ≥2 CTCs per 7.5 ml of PB had worse PFS than patients whose PB contained <2 CTCs. In 2 cases, CTCs were present in PB of OS patients with negative X-ray and chest CT scans. In conclusion, our method was able to quantitate CTCs in liquid biopsies of OS patients. The number of CTCs has diagnostic and prognostic value.
Keywords: circulating tumor cell enumeration, immunocytochemistry and fluorescence in situ hybridization, progression-free survival, personalized medicine
Introduction
Sarcomas constitute cancers of mesenchymal origin and hence arise in tissue of the circulatory and lymphatic system as well as connective tissue such as cartilage and bone. Sarcomas represent ~20% of pediatric solid malignancies and <1% of adult solid malignancies (1). Of all sarcomas, ~13% comprises malignant bone tumors of which ~4% entails osteosarcoma (OS) (1). Although the incidence of OS is low, it has one of the most dismal survival rates of the pediatric cancers. Approximately 10–20% of patients present with metastatic disease at diagnosis and the 5-year overall survival is ~70% for non-metastatic patients and ~30% for metastatic patients (2–4). The survival rate is affected by the tumor site, increasing proportionally with the degree of necrosis from neoadjuvant chemotherapy, and decreases with increased age (5), tumor mass, expression of surface markers [P-glycoprotein (6), CXCR4 (7), and possibly HER2 (8)], number of metastases [particularly to the lungs (9)], and time to metastasis (10,11).
A plethora of prognostic markers has been unraveled for OS in the last couple of years, although the intrinsic value of some of these markers is questionable inasmuch as the tumors exhibit a propensity to metastasize (12) and metastasis is detrimental to prognosis (9,12,13). Moreover, a large portion of the currently available prognostic markers is derived from the primary tumor. However, these markers do not account for metastatic potential per se and may, at least in part, discount the critical effect of metastasis on prognosis. Circulatory markers have also been identified, including miR-29, miR-133b, miR-148a, miR-195, miR-196a/b, and miR-206 (14–18), but these also do not contain information on the cells that are de facto responsible for metastasis, i.e., the circulating tumor cells (CTCs) (19) and circulating cancer stem cells (CCSCs) (20–23).
Accordingly, a method that detects CTCs and CCSCs would be most useful in assessing metastatic potential in OS patients and rendering an accurate prognosis, as previously addressed for other types of cancer (24). However, the currently employed FDA-approved method (CellSearch system from Veridex) utilizes markers (EpCAM and cytokeratins) that are specific for CTCs of epithelial origin but not mesenchymal origin. Since sarcomas lack these markers, their detection with the CellSearch system is impossible. Although alternative methods for detecting sarcoma-derived CTCs have recently been developed, none exist for OS CTCs (19).
Consequently, the present study describes a method for the enumeration and quantification of CTCs from peripheral blood (PB) of OS patients based on abnormal chromosome numbers (aneuploidy) in CTCs rather than the surface epitopes. We recently validated this method for the detection of CTCs in breast cancer patients (25), and have therefore extended the method for the detection of OS CTCs in this in vitro and prospective clinical study. Accordingly, the CTCs were characterized by fluorescence in situ hybridization (FISH) in conjunction with immunocytochemistry for cytokeratin and CD45 to exclude epithelial and lymphocytic cells, respectively. Following methodological proof-of-concept, the number of CTCs in patients with primary OS were compared to the number of CTCs in patients with recurrent or metastatic OS. This analysis showed that the PB of the latter group contained more CTCs than the PB of primary OS patients. Finally, correlation analysis was performed on the number of CTCs in the patient's PB and progression-free survival (PFS), which revealed that OS patients with ≥2 CTCs per 7.5 ml of PB had worse PFS than patients whose PB contained <2 CTCs. We therefore concluded that the FISH/immunocytochemistry method was suitable to quantitate CTCs in liquid biopsies of OS patients and that the results may have prognostic value.
Materials and methods
The present study was conducted in accordance with the CONSORT 2010 checklist.
Cell culture
Human OS (HOS) cells and human hepatocellular carcinoma (HepG2) were purchased from the Cell Bank of the Chinese Academy of Sciences (Shanghai, China). The cell lines were authenticated and characterized by DNA fingerprinting, isozyme analysis, cell vitality analysis, and mycoplasm by the supplier. The cells were expanded and frozen in P10 aliquots to standardize the experiments.
HOS and HepG2 cells were cultured in RPMI-1640 medium (cat. no. 45000-396; VWR, Radnor, PA, USA) supplemented with 10% fetal bovine serum (FBS; Gibco/Life Technologies, Carlsbad, CA, USA) in T25 culture flasks (Corning, Manassas, VA, USA) at standard culture conditions (humidified atmosphere of 5% CO2 and 95% air, 37°C). HOS and HepG2 cells were subcultured at a ratio of 1:6 and 1:4, respectively, and used in experiments after reaching ~95% confluence.
Leukocyte isolation from peripheral blood
PB (4 ml) was collected from a healthy volunteer (HZ) into EDTA tubes and mixed 1:3 (v/v) with red blood cell lysis buffer (ACK lysis buffer; Beyotime Institute of Biotechnology, Shanghai, China). After 5-min incubation at room temperature (RT), the samples were centrifuged at 150 × g for 10 min at RT. The leukocyte-containing pellet was washed twice with phosphate-buffered saline (PBS) at the previously mentioned settings and resuspended in 4 ml of PBS. The samples were directly assayed by flow cytometry as described in 'Flow cytometry'.
Flow cytometry
To show that HOS cells cannot be quantified with putative epithelial markers (CK18 and CD45), flow cytometry was performed on HOS cells following CK18 and CD45 antibody staining. HepG2 cells, which have an epithelial phenotype (CK18+/CD45−), and PB-derived leukocytes (CK18−/CD45+) were used as positive controls (N=3/cell line, N=3 for PB-derived leukocytes).
HOS and HepG2 cells were detached with trypsin/EDTA (cat. no. R-001-100; Gibco/Life Technologies) and washed once with medium at 300 × g for 5 min at RT. Cells were subsequently resuspended in PBS. HOS and HepG2 cells were stained with PE/Cy7-conjugated mouse anti-human CD45 monoclonal antibodies (clone F10-89-4, cat. no. ab46729; Abcam, Cambridge, UK) and FITC-conjugated mouse anti-human cytokeratin 18 (CK18) monoclonal antibodies (clone DC-10, cat. no. ab72813; Abcam) for 30 min at RT in the dark, using 10 µg of antibodies per 106 cells. HepG2 cells (106 cells/ml PBS) and leukocytes (105 cells/ml PBS) were stained in a similar manner with anti-CK18 and anti-CD45 antibodies, respectively.
Cells were assayed by flow cytometry (FACSAria III; BD Biosciences, Franklin Lakes, NJ, USA). Ten thousand events were collected in the gated region and data were analyzed in FCS Express (De Novo Software, Glenndale, CA, USA).
In vitro CTC sample preparation
To establish in vitro proof-of-concept of the CTC detection and quantification technique in a setting that emulated the clinical scenario, PB was spiked with cultured HOS cells. The cultured HOS cells, which provisionally functioned as CTCs, were subsequently enumerated from the spiked sample.
HOS cells were cultured as described in 'Cell culture', isolated as described in 'Flow cytometry', and diluted in PBS to a density of 3×103 cells/ml. The cells were added to blood within 5 min after harvesting.
PB was collected from healthy volunteers into 10-ml EDTA Vacutainer tubes (Becton Dickinson, Franklin Lakes, NJ, USA). Next, 5 ml of PB was spiked with 2.5 ml of the HOS cell suspension to yield a final cell density of 103 cells/ml (N=3 replicates from 3 volunteers). The HOS cells were isolated as described in 'Isolation of HOS from spiked venous blood' and quantified as described in 'Enumeration of cultured HOS cells by FISH'. Informed consent was obtained from healthy volunteers before blood collection. The drawing of blood from healthy volunteers (including the healthy volunteer in 'Leukocyte isolation from peripheral blood' was approved by the Drug and Clinical Trial Ethics Committee, First Affiliated Hospital of The Fourth Military Medical University, and all experimental procedures were conducted in accordance with the institute's guidelines and regulations.
Isolation of HOS from spiked venous blood
The HOS-spiked blood samples (7.5 ml) were centrifuged at 800 × g for 8 min at 25°C and the cell pellet was resuspended in 4 ml of 1X hCTC buffer (Cytelligen, San Diego, CA, USA). The cell suspension was centrifuged at 300 × g for 5 min at 25°C and the resulting cell pellet was resuspended in 3 ml of PBS. The cell suspension was incubated with 150 µl of mouse anti-human CD45 monoclonal antibody-coated magnetic beads (Human CTC Immunofluorescence Staining kit, cat. no. IFH-LEA-001; Cytelligen) for 30 min at 25°C to tag leukocytes and placed onto a magnetic stand (MagneSphere Technology Magnetic Separation Stands, cat. no. CD4002; Promega, Madison, WI, USA) positioned at a tilted angle for 3 min at 25°C. The leukocyte-bound beads were magnetically captured and the supernatant, i.e., the fraction containing the CTC cells, was transferred to another centrifuge tube and diluted with 1X hCTC buffer to a final volume of 45 ml. This suspension was subsequently washed three times (650 × g for 5 min at 25°C) to retain the pellet containing the CTCs in ~100 µl of buffer. The cell pellet was resuspended as indicated below and either subjected to FISH + immunocytochemistry or counted under fluorescence microscope to determine the retrieval efficiency.
The CTC-enriched cell pellet was resuspended in 200 µl of fixative solution (Human Circulating Rare Cell Subtraction Enrichment kit, cat. no. SEH-001; Cytelligen) and CTCs were characterized by FISH in conjunction with immunocytochemistry as it is described in 'Enumeration of cultured HOS cells by FISH'.
For the retrieval efficiency study, HOS cells were cultured as described in 'Cell culture', isolated as described in 'Flow cytometry', and counted. The cells were diluted to a concentration of 100, 300, 500, 1,000, and 2,000 cells/ml medium and fluorescently labeled (CYTO-ID Green long-term cell tracer kit; Enzo Life Sciences, Farmingdale, NY, USA) according to the manufacturer's instructions. Blood samples (7.5 ml) were subsequently spiked with the fluorescently labeled HOS cells to a final count of 1, 3, 5, 10 and 20 cells/sample. Fluorescently labeled HOS cells were isolated as described above but not fixed. Finally, 200 µl of the eluted HOS-containing sample was transferred to a microscope slide and coverslipped. Cells in the entire sample were counted by fluorescence microscopy (Nikon Eclipse 80i; Nikon Tokyo, Japan) using a FITC filter set. A modified Bland-Altman plot was constructed to describe the retrieval efficiency.
Enumeration of cultured HOS cells by FISH
For FISH, cells were permeabilized by the addition of 100 µl of 0.1% Triton X-100 (Sigma Aldrich, St. Louis, MO, USA). Subsequently, the cells were gently vortexed and a 200-µl aliquot was transferred onto a microscope slide. The slides were air-dried overnight at 37°C, thereby affixing the cells onto the slide. Next, the cells were prehybridized (0.1 M HCl, 0.05% Triton X-100), washed in saline sodium citrate (2X SSC; 0.3 M NaCl and 0.034 M sodium citrate) and subsequently with PBS, and fixed with formaldehyde (1% in PBS). After washing (PBS, 2X SSC) and dehydration in graded steps of ethanol (70, 85, and 100%), DNA was denatured in formamide (70% in 2X SSC, 70°C, 5 min) and the sample was again dehydrated via graded steps of ethanol. Hybridization solution (Hybrisol VI; Oncor, Dallas, TX, USA) containing fluorescence-labeled alpha satellite probes for the centromeres of chromosome (CEP 8) (2 µg/ml, Vysis CEP; Abbott Molecular, Abbott Park, IL, USA) was applied to each slide, which was coverslipped, sealed, and incubated overnight at 37°C. A detailed CEP 8 FISH protocol can be found at the Abbott Molecular technical support website (http://www.abbottmolecular.com/contactus/fishtechsupport/keyproductinformation/vysisproducts/cep.html).
After the FISH procedure, cells were immunostained with Alexa Fluor 488-conjugated mouse anti-human CK18 monoclonal antibodies (cat. no. HAB-001R1; Cytelligen) and Alexa Fluor 594-conjugated mouse anti-human CD45 monoclonal antibodies (cat. no. HAB-001R2; Cytelligen) for 1 h. Samples were washed three times with PBS. Finally, nuclei were counterstained with 4-6-diamidino-2-phenylindole (DAPI)-containing mounting medium (cat. no. FSH-001R7; Cytelligen) and subsequently analyzed by fluorescence microscopy equipped with the respective filter sets for the Alexa Fluor dyes and DAPI (Nikon Eclipse 80i). Light microscopy was used to confirm the CTC morphology of aneuploidic cells.
HOS cells were characterized based on aneuploidy, DAPI-positive staining, negative staining for CD45 and CK18, and cell size and morphology (intact cells were round to oval). All cells on the microscope slide were analyzed by at least two pathologists. Inasmuch as non-cancerous cells in PB are amphiploid and mostly diploid, aneuploidic (triploidic, pentaploidic) cells were classified as HOS cells in accordance with previous studies (26–29).
Patients and study design
A prospective, cross-sectional, single center trial was conducted at the Xijing Hospital to evaluate the diagnostic and prognostic utility of CTCs in 23 patients from Shaanxi, Gansu, and Ningxia province who had been diagnosed with recurrent or metastatic OS between January 2010 and August 2014. The study was approved by the Drug and Clinical Trial Ethics Committee, First Affiliated Hospital of The Fourth Military Medical University and registered in a clinical trial management public platform (Chinese Clinical Trial Register, www.chictr.org.cn) under register ID ChiCTR-OOC-15005925 (registration date: 28 January 2015). Written informed consent was obtained from every patient before enrollment in the trial. The clinical procedures were conducted in accordance with the guidelines approved by the Drug and Clinical Trial Ethics Committee.
Diagnosis and staging was predicated on histological assessment of tissue biopsies by a pathologist. The disease status was assessed according to World Health Organization criteria (30) and the staging was performed based on the Enneking classification system (31). Only patients with conventional and small round-cell OS were included. The exclusion criteria were the following: i) patients did not understand the research purpose or did not give consent; ii) no or limited legal capacity to provide consent; iii) pregnancy or breastfeeding; iv) concurrent non-OS malignant tumors; v) serious complications, severe uncontrollable medical condition, or acute infection; and vi) medical history that could interfere with test results or increase the risk to patients. Following OS diagnosis, patients were screened for lung metastases using X-ray and chest CT.
Patient treatment and clinical monitoring
Limb salvage surgery was performed in all enrolled patients as previously described (32). All patients standardly received 4 cycles of first-line neoadjuvant chemotherapy with ifosfamide (12 g/m2) and lobaplatin-adriamycin (45 and 60 mg/m2, respectively), starting immediately after diagnosis. After surgery patients received an additional 6–8 cycles of chemotherapy (same regimen as prior to surgery). The patients were followed up every 3 months for the first 2 years, and every 6 months thereafter for a maximum period of 5 years.
X-ray and chest CT scans were performed every 2 months during chemotherapy and every 3 months after the treatment to screen for lung and other metastases. Upon diagnosis of lung metastasis, the patients were scheduled for chemotherapy and local radiotherapy (gamma knife). In case of recurrence or local or single bone metastasis, the patients received surgery and chemotherapy. Patients with multifocal recurrence or metastasis were scheduled for either chemotherapy or treatment was withheld. First line chemotherapy was administered in all instances as described above.
Blood sampling and CTC enumeration
Blood samples were collected 1 h before the patients commenced chemotherapy. Venous blood (7.5 ml) was collected into CellSave preservative tubes (Veridex LLC, Raritan, NJ, USA). The samples were stored at room temperature and processed according to the manufacturer's instructions within 72 h of collection. A second venous blood sample (2 ml) was collected into an EDTA Vacutainer tube (BD Biosciences) to determine plasma alkaline phosphatase by routine clinical chemistry. CTCs were enumerated as described in 'Isolation of HOS from spiked venous blood' and 'Enumeration of cultured HOS cells by FISH'.
Data and statistical analysis
Data analysis was performed in GraphPad Prism (GraphPad Software, San Diego, CA, USA). The normal distribution of data sets was confirmed with a D'Agostino-Pearson omnibus test. An unpaired homoscedastic Student's t-test was used to assess the statistical significance between ordinal variables. A P≤0.05 was considered statistically significant. Data are reported as mean ± standard deviation (SD).
To determine a CTC cut-off level that best predicts rapid progression of disease compared to slow progression, cut-off values of 1–5 CTCs per 7.5 ml of PB were correlated with PFS for the 23 patients and analyzed using the Cox proportional hazards ratio. The 95% confidence interval (CI) was also calculated for this statistic.
The time interval between diagnosis and recurrence or metastasis was calculated on the basis of the patient's medical history and was used as a measure of PFS. PFS was based on X-ray and chest CT scans and encompassed the elapsed time between the date on which OS was diagnosed and either the time of death or last follow-up. Survival curves were plotted as Kaplan-Meier estimators and compared using log-rank testing. The analyses of PFS were performed according to the intention-to-treat principle (33).
Correlation analysis was performed in SPSS (IBM, Armonk, NY, USA). Non-parametric Spearman rho analysis coupled with a two-tailed significance test was performed between the number of CTCs, gender, age, ethnic origin, alkaline phosphatase, recurrence or metastasis, follow-up time and survival. Categorical string variables were converted to numerical variables prior to the analysis (gender, male=0, female=1; ethnicity, Han=0, Hui=1; survival, yes=1, no=0; recurrence or metastasis, yes=1, no=0).
Results
Detection of HOS cells by FISH: in vitro proof-of-concept
The first step was to demonstrate that HOS cells do not express epithelial and lymphocytic markers standardly used by the CellSearch system. Cultured HOS cells were assayed by flow cytometry following incubation with anti-CK18 and anti-CD45 antibodies, whereby HepG2 cells and PB leukocytes were used as positive controls. As shown in Fig. 1, HOS cells were negative for both markers, whereas HepG2 cells (positive control for CK18, see also Fig. 2) and PB-derived leukocytes (positive control for CD45) exhibited a CK18+ and CD45+ phenotype, respectively. These data indicate that the conventional CTC enumeration methods (usually based on CK18+ cell isolation following CD45+ cell depletion) are not suitable to isolate, detect and quantify CTCs of mesenchymal origin and that alternative techniques must be used.
The reliance on CK18 expression can be circumvented by staining chromatin (CEP 8) by FISH after erythrocyte and CD45+ cell depletion. To establish proof-of-concept of this OS CTC detection and quantification method, PB of healthy volunteers was spiked with cultured HOS cells and subjected to FISH and microscopic analysis. In the non-spiked PB of healthy patients, circulating non-leukocytic, non-erythrocytic cells were efficiently labeled by CEP 8 FISH, as evidenced by the diploid chromatin labeling (Fig. 3A–C) and stained positively for CK18 (data not shown). The CK18−/CD45− aneuploidic HOS cells (Fig. 1) in the spiked PB samples were easily retrieved on the basis of an aberrant number of fluorescent chromosomes (Fig. 3D–F) that coincided with negative CK18 and CD45 staining (Fig. 2).
Patient demographics, medical history, and disease characteristics
Next, the CTC enumeration method was validated in OS patients. A total of 23 eligible patients were enrolled between January 2010 and August 2014, of whom the demographics, medical history, and disease characteristics are summarized in Table I. Information regarding the OS primary site and the site of recurrence or metastasis is provided in Fig. 4. Of the 23 patients, 16 patients (69.6%) comprised ethnic Han (population of ~1.25 billion in China) and 7 patients (30.4%) comprised ethnic Hui (population of ~10.6 million in China). These statistics suggest that ethnic Hui Chinese have a more considerable predilection for developing conventional and small round-cell OS than ethnic Han Chinese, particularly since the ratio of ethnic Hui:Han Chinese in the three provinces from which the patients were recruited is 0.5:99.4. The follow-up period ranged from 22 to 219 weeks (median of 77 weeks). The mean time between the first chest X-ray and CT scan and the follow-up X-ray and CT scan was 13±5 weeks (range of 8–26 weeks, median of 10 weeks). Correlation analysis revealed a positive relationship between gender and survival (ϱ=0.505, P=0.014; female patients exhibited better survival), age and recurrence/metastasis (ϱ= 0.492, P= 0.017; older patients were more prone to recurrence/metastasis), and the number of CTCs and recurrence/metastasis (ϱ= 0.605, P=0.002). A negative correlation was found between ethnicity and alkaline phosphatase (ϱ=−0.463, P=0.026; ethnic Han OS patients exhibited higher levels of alkaline phosphatase) (Table II).
Table I.
Demographics | Value | (%) (range) |
---|---|---|
Gender (N) | ||
Male | 12 | 52.2 |
Female | 11 | 47.8 |
Age (years) | ||
Mean ± SD | 16.1±4.4 | (9–26) |
Median | 16.0 | |
Male | ||
Mean ± SD | 17.7±5.0a | (10–26) |
Median | 17 | |
Female | ||
Mean ± SD | 13.5±3.1a | (9–18) |
Median | 14 | |
Tumor site (N)b | ||
Distal femur | 8 | (34.8) |
Proximal tibia | 6 | (26.1) |
Distal humerus | 3 | (13.0) |
Proximal humerus | 3 | (13.0) |
Pelvis | 1 | (4.3) |
Clavicle | 2 | (8.7) |
Enneking grade (N) | ||
IIB | 21 | (91.3) |
III | 2 | (8.7) |
Type of OS (N) | ||
Conventional OS | 21 | (91.3) |
Small round-cell OS | 2 | (8.7) |
Pathological fracture (N) | ||
Yes | 1 | (4.3) |
No | 22 | (95.7) |
Alkaline phosphatase (N) | ||
Elevated | 17 | (73.9) |
Normal (male 45–125 IU/l; female 35–100 IU/l) | 6 | (26.1) |
Male, mean ± SD (IU/l) | 169±54 | (87–314) |
Female, mean ± SD (IU/l) | 148±87 | (66–340) |
Treatment of primary tumor (N) | ||
Neoadjuvant chemotherapy | ||
Yes | 23 | (100.0) |
No | 0 | (0.0) |
Surgery | ||
Amputation | 0 | (0.0) |
Limb salvage | 23 | (100.0) |
Postoperative chemotherapy | ||
Yes | 23 | (100.0) |
No | 0 | (0.0) |
Recurrence or metastasis (N) | ||
Yes | 13 | (56.5) |
No | 10 | (43.5) |
Site of recurrence or metastasis (N) | ||
Primary tumor site | 3c | (23.1) |
Lung | 13 | (100.0) |
Other | 1d | (7.7) |
Treatment of recurrent or metastatic tumor (N) | 12 | (92.3) |
Chemotherapy | 6 | (46.2) |
Surgery and chemotherapy | 3 | (23.1) |
Gamma knife and chemotherapy | 2 | (15.4) |
Surgery and gamma knife and chemotherapy | 1 | (7.7) |
Mortality within the follow-up period (N) | ||
Alive | 18 | (78.3) |
Deceased | 5 | (21.7) |
Progression-free survival (weeks, N=23) | ||
Mean | 100.2 | |
SD | 69.5 | |
Median | 77.0 |
P=0.029 based on a two-tailed homoscedastic Student's t-test.
One patient had two primary OS sites, namely distal femur and proximal tibia, as a result of which there were 24 tumor sites in total.
All 3 patients also had lung metastases.
Patient had metastasis to lung and distal end of primary tumor site (proximal tibia).
Table II.
Gender | Age | Ethnicity | CTCs | ALP | Follow-up | Recurrence/metastasis | Survival | |||
---|---|---|---|---|---|---|---|---|---|---|
Spearman's rho | Gender | Correlation coefficient | 1.000 | −0.429a | −0.066 | 0.013 | −0.230 | −0.033 | −0.389 | 0.505a |
Sig. (2-tailed) | 0.041 | 0.765 | 0.952 | 0.292 | 0.882 | 0.066 | 0.014 | |||
N | 23 | 23 | 23 | 23 | 23 | 23 | 23 | 23 | ||
Age | Correlation coefficient | 1.000 | 0.208 | 0.357 | −0.093 | 0.214 | 0.492a | −0.232 | ||
Sig. (2-tailed) | 0.342 | 0.095 | 0.672 | 0.327 | 0.017 | 0.288 | ||||
N | 23 | 23 | 23 | 23 | 23 | 23 | 23 | |||
Ethnicity | Correlation coefficient | 1.000 | 0.094 | −0.463a | 0.014 | 0.199 | 0.120 | |||
Sig. (2-tailed) | 0.669 | 0.026 | 0.949 | 0.363 | 0.587 | |||||
N | 23 | 23 | 23 | 23 | 23 | 23 | ||||
CTCs | Correlation coefficient | 1.000 | −0.058 | 0.019 | 0.605b | 0.121 | ||||
Sig. (2-tailed) | 0.791 | 0.931 | 0.002 | 0.582 | ||||||
N | 23 | 23 | 23 | 23 | 23 | |||||
ALP | Correlation coefficient | 1.000 | −0.020 | 0.106 | −0.238 | |||||
Sig. (2-tailed) | 0.927 | 0.631 | 0.273 | |||||||
N | 23 | 23 | 23 | 23 | ||||||
Follow-up | Correlation coefficient | 1.000 | 0.126 | 0.088 | ||||||
Sig. (2-tailed) | 0.567 | 0.691 | ||||||||
N | 23 | 23 | 23 | |||||||
Recurrence/metastasis | Ccorrelation coefficient | 1.000 | −0.250 | |||||||
Sig. (2-tailed) | 0.251 | |||||||||
N | 23 | 23 | ||||||||
Survival | Correlation coefficient | 1.000 | ||||||||
Sig. (2-tailed) | ||||||||||
N | 23 |
Correlation is significant at the 0.05 level (2-tailed).
Correlation is significant at the 0.01 level (2-tailed). Significant correlations are shown in bold text.
Detection of CTCs in OS patients
To provide proof-of-concept of the enumeration technique for CTCs in OS patients, FISH and microscopic analysis were performed on OS patient-derived PB in a similar manner as described for the HOS cell-spiked PB as described in 'Detection of HOS cells by FISH: in vitro proof-of-concept'. The CTCs were identified by means of aneuploidy and a DAPI-stained nucleus, which was further confirmed by their size and round-to-oval morphology using brightfield microscopy. As shown in Fig. 5, CTCs could be easily distinguished from non-cancerous cells on the basis of the primary parameters (fluorescence microscopy) alone.
Accordingly, CTCs were quantified in liquid biopsies of 23 eligible OS patients, the distribution of which is provided in Table III. The PB of 12 of the 13 (92.3%) patients with recurrence or metastasis contained CTCs, with a mean ± SD of 2.9±1.6 CTCs, a median of 3 CTCs, and a range of 0–5 CTCs per 7.5 ml PB. In contrast, 3 of the 10 (30.0%) patients with primary OS had no CTCs in their PB, with a mean ± SD of 1.6±1.3 CTCs, a median of 1 CTC, and a range of 0–4 CTCs per 7.5 ml PB (P=0.044 vs. The recurrence/metastasis group) (Fig. 6A). The amount of CTCs was further specified per primary OS site for the patients with no recurrence/metastasis and the patients with recurrence/metastasis in Fig. 6B.
Table III.
Nο. of CTCs | Nο. of cases | % |
---|---|---|
0 | 3 | 13.0 |
1 | 5 | 21.7 |
2 | 5 | 21.7 |
3 | 3 | 13.0 |
4 | 5 | 21.7 |
≥5 | 2 (5,5)a | 8.7 |
Total | 23 | 100.0 |
The actual number of CTCs found in these cases per 7.5 ml of PB.
Prognostic value of CTC-based liquid biopsies for progression-free survival
The analysis revealed that, at a cut-off of 2 CTCs per 7.5 ml of PB, the Cox proportional hazards ratio reached a plateau relative to the higher cut-off values, indicating the level at which the cut-off should be set. At this cut-off, the hazard ratio (log-ranked) was 4.091 and the 95% CI of the hazards ratio was 1.075–9.684. Patients with ≥2 CTCs per 7.5 ml of PB had a median PFS of 440 days compared to 547 days in patients with 0 or 1 CTCs per 7.5 ml PB (P=0.0416) (Fig. 7). Consequently, a cut-off of 2 CTCs per 7.5 ml of PB should be employed to distinguish patients with unfavorable prognosis from patients with a more favorable prognosis.
Discussion
A method was developed to enumerate CTCs with a non-epithelial phenotype from liquid biopsies and to quantify the OS CTCs on the basis of aneuploidy by fluorescence microscopy. The FISH technique proved a viable alternative for the CellSearch method, which is based on the depletion of CD45+ cells and subsequent quantification of CK18+ cells, for the quantification of CTCs of epithelial origin. The presented technique is straightforward and can be clinically standardized, given that an outcome can be rendered within a day, all reagents are commercially available, standard clinical laboratories are equipped with the necessary equipment, and the quantification does not require special training or expertise. In addition to validating the FISH method in a population of OS patients, it was demonstrated that: i) the PB of recurrent/metastatic OS patients contained more CTCs than the PB of primary OS patients; and ii) the number of CTCs in liquid biopsies has prognostic value, whereby ≥2 CTCs per 7.5 ml of PB was associated with significantly shorter PFS than when the liquid biopsy contained 1 or no CTCs.
Numerous tumor biopsy-based markers have been found for OS and include miR-9, miR-132, miR-145, miR-183, miR-223, and miR-128 in combination with transcript levels of phosphatase and tensin homolog (PTEN) (34–39), the DNA mismatch repair proteins MutS protein homolog 2 (MSH2) and MSH6 (40), hypermethylated DNA of ARF tumor suppressor (p14ARF) and estrogen receptor α (41), the transcription factor SOX9 (42), RAC-β serine/threonine-protein kinase (AKT2) (43), periostin (44), neuropilin-1 (45), glucose transporter protein 1 (GLUT-1) (46), and polymeric immunoglobulin receptor (pIgR) (47), amongst others. However, these markers are derived from the primary OS site and therefore discount metastases, which are important determinants for PFS (9,12,13). The same applies to the circulatory markers (mainly miRs) alluded to in the introduction. Although these markers confirm the diagnosis rendered with standard imaging- and histological techniques (that are already very accurate for the diagnosis of OS) and have prognostic value, they do not contain information on the cells that are mainly responsible for PFS, namely the CTCs and CCSCs (19–23). CTC enumeration from liquid biopsies does contain this information, has prognostic value, and merely requires minimally invasive sampling and a simple enumeration and quantification protocol.
In addition to establishing and validating a novel CTC quantification method, the study demonstrated that a strong relationship exists between the amount of CTCs and OS recurrence/metastasis (ϱ= 0.605, P=0.002) and that CTCs are predictive for PFS in OS patients. This is in agreement with published literature on the predictive capacity of CTCs regarding recurrence/metastasis and PFS in other types of cancer, including (metastatic) breast cancer. Studies have demonstrated that CTCs are a strong independent predictor of survival among women with recurrent metastatic breast cancer (48) and that the presence and elevated levels of CTCs are associated with poorer prognosis (49). Moreover, CTCs have been employed to monitor disease status following an intervention (50), which is now theoretically possible for OS as well with the FISH/microscopy method.
Most importantly, CTCs may be used to rule out false negative results obtained with X-ray and chest CT, which are limited in spatial resolution and therefore unable to detect small-volume metastases. To exemplify this, two patients in the study cohort with primary metastatic OS to the lungs (Fig. 8A–D) exhibited negative chest CT following surgery and chemotherapy (Fig. 8E–H), but their PB contained CTCs. Despite the favorable diagnosis, the patients were by no means disease-free. Evidently, the gold standard methods are incapable of providing enough information of the state of the malignancy or accurately predict the clinical outcome, which is in conformity with the fact that primary metastatic OS patients have poor prognosis despite the good response to chemotherapy. To improve the survival of OS patients, it is important to employ feasible diagnostic methods with which recurrence and/or metastatic potential can be determined and the antitumor treatment efficacy can be accurately monitored.
The CTC enumeration and quantification method from liquid biopsies fits well in a personalized medicine approach, where information on each patient's unique clinical condition is exploited to implement early disease intervention based on more informed medical decisions. The presence of CTCs in PB of OS patients is associated with poor clinical outcome in both primary and metastatic malignancies. The CTC profile may therefore steer the selection of effective treatment strategies in early and advanced OS. Moreover, CTC quantification in OS patients may be utilized as a (personalized) therapy monitoring tool (51) inasmuch as changes in CTC count generally reflect therapeutic response after already the first cycle of chemotherapy.
Readers should be aware that this prospective study is associated with some limitations. First, the method should be validated in a multi-center prospective clinical trial and include larger patient cohorts. Specifically, the ≥2 CTC cut-off should be subjected to more robust analysis in both primary OS and metastatic/recurrent OS patient populations. Furthermore, the sensitivity and specificity of the technique should be addressed. Finally, the relationship between the number of CTCs and tumor stage should be determined and the follow-up times should be increased and entail a higher monitoring frequency to unequivocally corroborate that CTC detection can eliminate false negatives obtained with gold standard diagnostic techniques and to establish its true prognostic power. After these steps have been undertaken, the CTC method can be expanded towards other applications, such as therapeutic response monitoring, elucidation of chemoresistance mechanisms, and CTC genomics and proteomics studies to gain insight into OS CTC biology and biochemistry.
Acknowledgments
We are grateful for the technological support provided by the Shanghai Biotecan Clinical Laboratory. The present study was supported by the National Natural Science Fund of China (nos. 31170914 and 81272899) and the Discipline Booster Plan of Xi Jing Hospital (no. XJZT12Z07).
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