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. 2017 Mar 30;12(3):e0170422. doi: 10.1371/journal.pone.0170422

Genome-wide association screens for Achilles tendon and ACL tears and tendinopathy

Stuart K Kim 1,*, Thomas R Roos 1,2, Andrew K Roos 1,2, John P Kleimeyer 3, Marwa A Ahmed 3, Gabrielle T Goodlin 4, Michael Fredericson 3, John P A Ioannidis 5,6,7, Andrew L Avins 8, Jason L Dragoo 3,*
Editor: James H-C Wang9
PMCID: PMC5373512  PMID: 28358823

Abstract

Achilles tendinopathy or rupture and anterior cruciate ligament (ACL) rupture are substantial injuries affecting athletes, associated with delayed recovery or inability to return to competition. To identify genetic markers that might be used to predict risk for these injuries, we performed genome-wide association screens for these injuries using data from the Genetic Epidemiology Research on Adult Health and Aging (GERA) cohort consisting of 102,979 individuals. We did not find any single nucleotide polymorphisms (SNPs) associated with either of these injuries with a p-value that was genome-wide significant (p<5x10-8). We found, however, four and three polymorphisms with p-values that were borderline significant (p<10−6) for Achilles tendon injury and ACL rupture, respectively. We then tested SNPs previously reported to be associated with either Achilles tendon injury or ACL rupture. None showed an association in our cohort with a false discovery rate of less than 5%. We obtained, however, moderate to weak evidence for replication in one case; specifically, rs4919510 in MIR608 had a p-value of 5.1x10-3 for association with Achilles tendon injury, corresponding to a 7% chance of false replication. Finally, we tested 2855 SNPs in 90 candidate genes for musculoskeletal injury, but did not find any that showed a significant association below a false discovery rate of 5%. We provide data containing summary statistics for the entire genome, which will be useful for future genetic studies on these injuries.

Introduction

Achilles tendinopathy or rupture and anterior cruciate ligament (ACL) ruptures are frequent sources of pain and dysfunction in recreational and elite athletes. Recent studies have tested a few single-nucleotide polymorphisms (SNPs) in a small number of candidate genes for association with Achilles tendon injury or ACL rupture in athletes. For Achilles tendon injury, studies found 19 DNA variations residing in 12 genes that were associated with Achilles tendinopathy at p<0.05 using cohorts containing between 52 and 184 athletes [112]. In one case (rs12722 in COL5A1), the association with Achilles tendinopathy was found to replicate in an independent cohort (p = .024)[4]. For ACL rupture, studies have previously found nine DNA variations in eight genes with p < .05 where the number of cases ranged between 86 and 358 [7,13, 1422]. rs180012 in COL1A1 was replicated in several studies [1418]. None of the remaining SNPs have been replicated for either Achilles tendon injury or ACL rupture.

The purpose of this study was to perform a screen of the entire genome for polymorphisms associated with either Achilles tendon injury or ACL rupture in a large dataset. We also analyzed specific SNPs previously reported to be associated with either injury.

Materials and methods

Genome-wide association screens were performed for either Achilles tendon injury (defined as tendinopathy, rupture or repair) or ACL rupture using data from the Genetic Epidemiology Research on Adult Health and Aging (GERA) cohort. The generation of the data and pipeline for data analysis have been previously described in Jorgenson et al., 2015 and Roos et al., 2016 [23] [24].

GERA cohort

The GERA cohort is comprised of 110,266 adult men and women members of Kaiser Permanente Northern California (KPNC) Medical Care Plan. It is a component of the KPNC Research Program on Genes, Environment and Health (RPGEH). A complete description of the cohort and study design can be found in dbGaP (Study Accession: phs000674.v1.p1). The average age of the participants at the time of sample collection was 62.9 years old (standard deviation = 13.8 years). Length of membership in KPNC averaged 23.5 years. The medical record contains the entire patient history, including injuries that occurred prior to enrollment in KPNC, if reported by the patient and recorded by the physician.

Our analysis cohort (n = 102,979) includes 59,671 females, 43,242 males, and 66 individuals of ambiguous sex. Sex was determined by heterozygosity on the X chromosome [23]. For 66 individuals, heterozygosity of the X chromosome was indeterminate, so no sex call was made. Moreover, our analysis cohort is ethnically diverse, including 83,264 European-White (EUR); 8,560 Latino (LAT); 7,518 East Asian (EAS); 3,161 African-American (AFR); and 476 South Asian (SAS) individuals based on ancestry principle components.

Genotyping, quality control, imputation, genetic ancestry

Participants were genotyped at over 650,000 SNPs on four ancestry group-specific Affymetrix Axiom genome-wide arrays optimized for individuals of European (EUR), African-American (AFR), East Asian (EAS), and Latino (LAT) ancestry group [25,26]. Genotype quality control procedures for the GERA cohort were performed as described previously, except that only SNPs with a minor allele frequency of >1% were analyzed [27]. The final number of SNPs that were directly genotyped was 670,572 for EUR; 802,186 for LAT; 708,373 for EAS; and 878,176 for AFR arrays.

Genotypes were pre-phased and then imputed to a cosmopolitan reference panel consisting of all individuals from the 1000 Genomes Project [24]. The final number of SNPs that were imputed was 9,207,988 for EUR (9,878,560 total); 10,380,912 for LAT (11,183,098 total); 8,355,578 for EAS (9,063,951 total); and 16,659,640 for AFR arrays (17,537,816 total).

Determination of genetic ancestry was performed by principal component analysis (PCA), as previously described [24]. These ancestry principal components were used in the GWAS to adjust for genetic ancestry.

Phenotype definition

Achilles tendon injuries were identified in the GERA cohort based on clinical diagnoses and surgical procedures captured in the KPNC Electronic Health Record system. Cases were defined as individuals with at least one International Classification of Disease, Ninth Revision (ICD9) or Common Procedure Terminology, Fourth Edition (CPT4) code: ICD726_71, ICD727_67, and/or CPT27650, describing Achilles bursitis or tendinitis, nontraumatic rupture of Achilles tendon, and primary repair of Achilles tendon rupture, respectively (Table 1). The Electronic Medical Record includes injuries over the entire lifetime of the patients; i.e. those that occurred prior to enrollment in KPNC as well as those that occurred after the genotyping analysis was performed, and until this study was initiated July 22, 2015.

Table 1. International Statistical Classification of Diseases and Related Health Problems and Current Procedural Terminology codes for Achilles Tendinopathy.

Description Code N (%)a
Achilles bursitis or tendinitis ICD726_71 4,949 (96)
Non-traumatic rupture of Achilles tendon ICD727_67 105 (2)
Repair, primary, open or percutaneous, ruptured Achilles tendon CPT27650 215 (4)
Total number individuals 5,148 (100)

aNumber of individuals with that code in their electronic medical records, and percent of the total number of individuals in parentheses. Some individuals had more than one code.

For ACL rupture, KPNC patients with any potential ACL injury were identified by search of the electronic medical record for the ICD9 codes 717.83 and 844.2 and the CPT4 codes 29888 and 27407 at any time. The imaging studies and surgical reports from these patients were reviewed and those who had strong evidence for a full or partial ACL rupture on MRI and/or underwent ACL reconstruction were considered to have had an ACL rupture. The charts of the remaining patients were then manually reviewed by one of the study physicians (AA) with the assistance of the study orthopedist (JD). Those patients who had confirmatory evidence of ACL rupture (e.g., unambiguous history in a progress note) were also classified as having had an ACL rupture. Patients with ambiguous histories or ACL injury without rupture were not considered to have had a full or partial ACL rupture.

Genome-wide association and meta-analysis

We tested for SNP associations with a logistic regression model using allele in an additive genetic model for each of the five ancestry groups separately, as in Roos et al., 2016 [24]. The model was adjusted for sex, age at enrollment into the RPGEH cohort, ancestry group using principal components, and genotyping chip version for all populations.

For Achilles tendinopathy or rupture, the principal components used were: AFR (6 PCs), EAS (6 PCs), EUR (10 PCs), LAT (6 PCs) and SAS (6 PCs). For ACL rupture, there were only 7 cases in the SAS and AFR populations, and so these populations were not analyzed further. For the remaining populations for ACL rupture, the principal components used were: EAS (2 PCs), EUR (4 PCs) and LAT (3 PCs). 10,551,193 SNPs were processed in the meta-analysis for Achilles tendinopathy or rupture and 8,303,052 SNPs were processed for ACL rupture meta-analysis.

To assess for inflation due to population stratification, the genomic control parameter (λ) was calculated [28]. For Achilles tendinopathy or rupture, genomic inflation was small for GWA analyses in the EUR, LAT, EAS, AFR populations (λ between .99 and 1.02), but substantial in the SAS population (λ~0.37). For ACL rupture, λ was between .93 and 1.0 for the EAS, EUR and LAT populations. Subsequently, p-values were adjusted for genomic control in each population. The linkage disequilibrium score method was used to evaluate the genomic inflation factor using the python script ldsc from Bulik-Sullivan et al. 2015 [29]. LD Hub was used to compute the genetic correlation between the GWAS for the two injuries from this paper and those from 198 published studies (http://ldsc.broadinstitute.org/)[30]. The input data contained the unadjusted p-values from the European populations from either the Achilles tendon injury or the ACL injury GWAS. SNPs that overlapped those in HAPMAP3 were retained for analysis. For both the Achilles and ACL injury phenotypes, there was a low intercept of the LD score regression, indicating lack of bias from population structure (S1 Table). Results from each population were combined by inverse-variance, fixed-effects meta-analysis and by inverse-variance, random-effects meta-analysis. Results are reported using fixed-effects meta-analysis p-values. SNPs were discarded from the meta-analysis if data were missing from the EUR population, which comprises over 80% of the cohort.

The fixed-effects and random-effects p-values for all of the SNPs tested in this study are available from NIH GRASP: https://grasp.nhlbi.nih.gov/FullResults.aspx. These data could be useful for future studies on the genetic risk for Achilles tendon injury or ACL rupture.

Replication analysis of previously reported SNPs

We searched our meta-analysis results for previously-published genetic associations with either Achilles injury or ACL rupture [1,2,412,13, 1422]. We searched the public databases PubMed/MEDLINE (http://www.ncbi.nlm.nih.gov/pubmed) and Scopus (http://www.scopus.com/) for previously published studies on the genetics of Achilles tendon injury or ACL rupture. Inclusion criteria for filtering results were: research papers with original data, English language, full-text article available (or abstract with enough data), genetic association studies with human subjects, cases with Achilles tendon injury or ACL rupture phenotypes, and gene or SNP associations reported. Articles were included regardless of whether or not the associations were significant and regardless of the size of the study population. Furthermore, the references from each publication were used to find other articles not captured in the initial search. The final searches were conducted on June 1, 2016. A Benjamini-Hochberg false discovery rate threshold (q = 0.05) was used to account for multiple testing [31].

Analysis of novel candidate SNPs

Based on our knowledge of biological functions of the Achilles tendon and ACL, we generated a list of 90 candidate genes potentially associated with either Achilles or ACL injury. These genes code for structural components or the development of ligaments and/or tendons. A set of all known SNPs found within 2kb of the start and end of these genes was generated using SCAN (http://www.scandb.org/) [31]. Rare SNPs (MAF<0.005) were removed because they would not have enough statistical power to show an association in gene association studies. SNPs not found in our GWAS results were removed, yielding 14,734 SNPs. To select a single tag SNP in each linkage disequilibrium block, SNP pruning with an LD threshold (r2>0.5) was performed in PLINK v1.90 (b3.34), resulting in 2,855 candidate SNPs. For the candidate genes that had been tested earlier, previous studies tested only one or a few SNPs from each gene whereas our list contains many tag SNPs spanning the entire gene. Because we tested many candidate SNPs, we used the Benjamini-Hochberg method to set the false discovery rate to q = .05; i.e. the top SNP in the list would require a p-value of 1.7x10-5 in order to be deemed significant [32].

Gene-based testing was performed using the VErsatile Gene-bASed test VEGAS2 [33]. 2855 SNPs from 90 candidate genes and their fixed-effects p-values from either the ACL rupture or the Achilles tendon injury meta-analyses were used. DNA variants that were not SNPs were filtered from the input files. Gene-based analysis was performed using the online VEGAS2 software from https://vegas2.qimrberghofer.edu.au/ [33].

Ethical considerations

This study analyzed stored data from RPGEH. The health and genotype data for the subjects were de-identified. All study procedures were approved by the Institutional Review Board of the Kaiser Foundation Research Institute.

Results

Study population and genotype information

We obtained access to injury information and genotype data from the Research Program on Genes, Environment and Health cohort (Materials and Methods). This program includes genotype and medical data from 102,979 patients in the Kaiser-Permanente system in Northern California. For Achilles tendon injury, we interrogated the electronic medical records of these individuals for those that had incurred tendinopathy or a rupture (Table 1)(Materials and Methods). For ACL rupture, cases were defined as patients that showed ACL rupture by MRI or that had undergone a procedure for ACL reconstruction (Methods). In total, there were 5,148 cases of Achilles tendon injury (consisting of 290 with ruptures and 4,858 with bursitis or tendinitis) from 102,979 individuals. For ACL rupture, there were only 7 cases each from the AFR and SAS populations, so these ancestry groups were excluded from further analysis. This left 598 cases of ACL rupture from 99,342 individuals in the EAS, EUR and LAT ancestry groups. Descriptive factors for these injuries are shown in Table 2. For ACL rupture, the average age of the cases is 10 years less than that of the controls (p<10−100). One possible explanation is that there could be an ascertainment bias against ACL ruptures in older patients that incurred the injury when they were young before MRI was commonly used.

Table 2. Descriptive factors for Achilles tendon injury and ACL rupture.

Achilles tendon injury
Cases (%) Controls (%) Total
Overall 5,148 (5.0%) 97,831 (95.0%) 102,979
Ancestry Group
European 4,258 (5.1%) 79,006 (94.9%) 83,264
Latin-American 413 (4.8%) 8,147 (95.2%) 8,560
East Asian 268 (3.6%) 7,250 (96.4%) 7,518
African 192 (6.1%) 2,969 (93.9%) 3,161
South-East Asian 17 (3.6%) 459 (96.4%) 476
Sex
Female 2,934 (4.9%) 56,737 (95.1%) 59,671
Male 2,211 (5.1%) 41,031 (94.9%) 43,242
Unknown 3 (4.5%) 63 (95.5%) 66
Agea 62.3 (62.2–62.4)b 62.7 (62.6–62.8) 62.6 (62.5–62.7)
ACL rupture
Cases (%) Controls (%) Total
Overall 598 (.61%) 98,744 (99.39%) 99,342
Ancestry Group
European 495 (.59%) 82,769 (99.61%) 83,264
Latin-American 54 (.63%) 8,506 (99.37%) 8,560
East Asian 49 (.65%) 7,469 (99.35%) 7,518
Sex
Female 349 (.61%) 57,257 (99.39%) 57,606
Male 249 (.59%) 41,421 (99.41%) 41,670
Unknown 0 (0%) 66 (100%) 66
Agea 52.0 (50.8–53.1)c 62.7 (62.6–62.8) 62.6 (62.5–62.7)

a Mean age (years) at enrollment (95% CI).

bThere is a small difference in ages between cases and controls (p = 0.01).

c The difference in ages between the cases and controls is highly significant (p<10−100).

Genome-wide studies for association with either achilles tendon Injury or ACL rupture

Fig 1 shows QQ plots with the observed p-values from the GERA cohort compared to the p-values that would be expected by chance. For either injury, the p-values from the association study roughly overlap those that would be expected by chance.

Fig 1.

Fig 1

QQ plots for Achilles tendon injury (A) or ACL rupture (B). The plots show the observed p-values plotted on the y-axis (black dots) against the p-values expected by chance plotted on the x-axis (red line). The black dots align closely with the red line indicating that there is little or no statistical signal in either the Achilles tendon injury or ACL rupture cohorts.

We used Linkage Disequilibrium Score Regression to analyze the GWAS data for: 1) heritability, 2) fraction of the genetic association signal derived from polygenic associations, and 3) overlap with GWAS data for other traits [29,30]. First, genetic heritability refers to amount of the trait that can be explained by the sum of all of the SNPs in the GWAS. For both Achilles tendon injury and ACL rupture, the heritability was low (0.5–1.1%)(S1 Table). Second, LD score regression is able to discern whether the observed genetic associations are due to associations with small effects from many loci versus associations due to population structure. If the associations are due to polygenic associations, then the intercept from LD score regression will be less than the genomic inflation factor. For both Achilles tendon injury and ACL rupture, LD score regression suggests that population structure did not have a strong influence in the observed association results. Third, the amount of genetic correlation between the results from the two studies analyzed here with those from 198 previously published studies was determined using LD Hub (Materials and Methods)[30]. Neither of the GWAS results from Achilles tendon injury or ACL rupture showed a significant genetic correlation with any of the 198 datasets (S2 Table).

We plotted the p-value for every SNP on Manhattan plots (Fig 2). We did not find any SNP that matched the genome-wide statistical threshold of p<5x10-8. Table 3 lists the independent SNPs that reach p<10−6. There were four SNPs for Achilles tendon injury and three SNPs for ACL rupture.

Fig 2.

Fig 2

Manhattan plots for Achilles tendon injury (A) or ACL rupture (B). Shown are the p-values for association with Achilles tendon injury or ACL rupture. Chromosome number is indicated across the bottom. Y-axes show the -log10 p-value for association with either Achilles tendon injury or ACL rupture. The red line indicates the threshold for genome-wide significance (p = 5x10-8) and the blue line indicates p = 5x10-5.

Table 3. Top hits from the genome-wide screen for Achilles tendon injury and ACL rupture (p<1x10-6).

Achilles tendon injury
SNP EAa MAFb P (FE)c OR (FE)(95% CI)d P (RE) OR (RE) (95% CI)
rs1937810 C 0.17 1.5x10-7 1.16 (1.11–1.21) 1.5x10-7 1.16 (1.11–1.21)
rs57104447 C 0.04 3.0x10-7 1.28 (1.19–1.37) .01 1.25 (1.16–1.34)
rs57224706 G 0.03 6.0x10-7 1.36 (1.24–1.48) 6.0x10-7 1.36 (1.24–1.48)
rs60713544 C 0.02 7.2x10-7 1.43 (1.29–1.57) 7.2x10-7 1.43 (1.29–1.57)
ACL rupture
SNP EAa MAFb P (FE)c OR (FE) (95% CI)d P (RE) OR (RE) (95% CI)
rs4067493 G 0.04 2.4x10-7 1.94(1.69–2.19) 3.1x10-5 2.06(1.81–2.31)
rs113435565 C 0.03 4.0x10-7 1.91 (1.66–2.16) 4.0x10-7 1.91 (1.66–2.16)
rs11960097 G 0.08 5.9x10-7 1.54 (1.37–1.71) 5.9x10-7 1.54 (1.37–1.71)

aEffect allele.

bMinor Allele Frequency in the control population.

cP-value from fixed effects (FE) or random effects (RE) meta-analysis.

dAllelic odds ratio (95% confidence interval) for the effect allele. FE, fixed effect; RE, random effect.

Re-testing candidate SNPs for association with achilles tendon Injury or ACL rupture

Previous studies have reported candidate SNPs that have shown an association with either Achilles tendon injury or ACL rupture using p<0.05 as a cutoff. Specifically, 19 SNPs in 12 candidate genes have been reported to show an association with Achilles tendinopathy (using p<0.05 as a cutoff)[1,2,412]. Likewise, nine SNPs in eight candidate genes have been reported to show an association with ACL rupture [7,13,1422].

For Achilles tendinopathy or rupture, 14 of these SNPs were contained in our dataset whereas for ACL rupture, 6 SNPs were present. We attempted to replicate the previous results for these candidate SNPs using our dataset. Because we are testing only a small number of SNPs, the threshold for statistical significance can be much lower than the genome-wide threshold that we used for the genome-wide study above (p<5x10-8). It is still important, however, to adjust the p-value threshold to compensate for multiple testing. We used the Benjamini-Hochberg method to set the false discovery rate to q = 0.05. In addition, the association should show the same direction of effect (i.e. same risk allele) as in the previous publication.

For Achilles tendinopathy or rupture, none of the 14 SNPs were found to be significant using the Benjamini-Hochberg threshold (Table 4). However, rs1045485 and rs4789932 showed small p-values of p<0.01, but in both cases the direction of the effect in our study was opposite to the direction reported previously (Table 4). For ACL rupture, none of the SNPs showed an association in our data set using the Benamini-Hochberg cutoff (Table 4).

Table 4. Re-testing candidate genes for association with Achilles tendon injury or ACL rupture.

Achilles tendon injury
SNP Gene EAa P-valueb OR (95% CI) Refc
rs1045485d CASP8 C 2.6E-03 1.10 (1.04–1.16) [2]
rs4747096 ADAMTS14 G 0.55 0.98 (0.93–1.04) [10]
rs2761884 BMP4 T 0.22 1.03 (0.98–1.07) [1]
rs1134170 COL5A1 A 0.45 0.97 (0.88–1.05) [5]
rs12722 COL5A1 T 0.62 0.97 (0.88–1.06) [4]
rs3196378 COL5A1 A 0.75 1.01 (0.93–1.10) [4]
rs1559186 COL5A3 C 0.75 1.01 (0.97–1.05) [6]
rs331079 FBN2 C 0.32 1.03 (0.93–1.10) [7]
rs4919510 MIR608 G 0.35 0.98 (0.92–1.03) [5]
rs591058 MMP3 T 0.34 1.06 (1.02–1.10) [9]
rs679620 MMP3 T 0.35 1.06 (1.02–1.10) [9]
rs4789932d TIMP2 G 8.7E-03 1.08 (1.02–1.13) [10]
rs1330363 TNC C 0.26 1.02 (.98–1.07) [12]
rs2104772 TNC A 0.29 0.98 (.94–1.02) [12]
ACL rupture
SNP Gene EAa P-valueb OR (95% CI) Refc
rs1516797 ACAN T 0.99 1.00 (0.77–1.43) [13]
rs516115 DCN A 0.29 1.07 (0.94–1.18) [13]
rs970547 COL12A1 T 0.11 1.11 (0.98–1.25) [19]
rs2276109 MMP12 T 0.44 1.07 (0.90-.1.24) [20]
rs1800255 COL3A1 A 0.17 1.09 (1.00–1.31) [21]
rs331079 FBN2 G 0.45 1.07 (.91–1.25) [7]

a Effect Allele.

b P-value from this study.

c Reference showing original association of candidate SNP with Achilles tendinopathy.

dFor rs1045485 and rs4789932, the direction of the effect was opposite to the published results; i.e. the minor C allele of rs1045485 and the G allele of rs4789932 are associated with increased risk in this work but decreased risk in the prior work [2][10].

In our gene association study, we used sex, age and ancestry group as covariates whereas previous studies did not use these covariates. To control for this difference, we re-tested the candidate SNPs without using covariates in order to align our analysis with those that had been done previously (S3 Table). For Achilles tendinopathy or rupture, one SNP in MIR608 (rs4919510) showed a low p-value (p = 5.1x10-3) and had the same direction of effect (G is protective) as seen previously [5]. The p-value for rs4919510 (p = 5.1x10-3) is close to the p-value threshold set using the Benjamini-Hochberg method (p = 3.5x10-3); i.e. a p-value of 5.1x10-3 has about a 7% chance to be a false replication using 14 tests. Additionally, four other SNPs (rs1045485, rs591058, rs679620 and rs4789932) showed a small p-value but their direction of effect was opposite to the effect seen previously, so these SNPs do not provide support for the previous findings (S3 Table).

For ACL rupture, when we repeated the analysis without using covariates, we found that rs1800255 in COL3A1 had a small p-value of 0.03 with the same direction as found previously (S3 Table)[21]. With seven tests, this p-value does not meet the Benjamini-Hochberg threshold (p = 7x10-3) and has about a 21% chance of being a false discovery.

Testing new candidate SNPs for association with achilles tendon Injury or ACL rupture

To demonstrate how these genome-wide data can be applied, we used the data to evaluate a new set of candidate genes for association with Achilles tendinopathy or rupture and with ACL rupture. We created a list of 90 genes encoding proteins involved in the formation of ligaments or tendons, including the set of candidate genes from previous publications (S4 Table). We assembled a list of all independent, common SNPs in these 90 genes. We tested each of the candidate SNPs for association with these injuries by looking up their p-values in the meta-analysis results (S5 Table). None of the candidate SNPs had a significant p-value for either injury (using the Benjamini-Hochberg false discovery rate of q = 0.05). The top SNP for Achilles tendon injury (rs4660148) had p = 5x10-5, which corresponds to a false discovery rate of about 14%. The top SNP for ACL rupture (rs8090) had p = 6x10-4, which corresponds to a false discovery rate greater than 50% (S5 Table).

Besides evaluating each SNP individually, SNPs were analyzed as part of genes using gene-based analysis [33]. In gene-based analysis, SNPs are assigned to individual genes in close proximity, and then each gene is tested for association with a phenotype. Gene-based testing confers an advantage in cases where there is allelic heterogeneity–when there are multiple, independent variants influencing a trait at the same locus. With gene-based testing, the signals for genetic association from independent variants are combined, possibly yielding a p-value below a given significance threshold even though the individual SNPs in the gene may not themselves have significant p-values. We used gene-based analysis to test the 90 candidate genes for association with either Achilles tendinopathy or rupture or with ACL rupture (Methods). For Achilles tendinopathy or rupture, none of the genes showed a significant association (S6 Table).

For ACL rupture, GLT25D1 (also referred to as COLGALT1) initially showed a borderline significant association using gene-based analysis. Specifically, GLT25D1 had a p-value of 5.7x10-4 among 87 genes tested, which is just below the threshold for Bonferroni significance (p = 5.8x10-4)(S6 Table). GLT25D1 encodes collagen beta(1-O)galactosyltransferase 1, which transfers galactose to hydroxylysine residues of collagen [34]. Four SNPs (rs2082001, rs2375637, rs8110571 and rs55960725) within GLT25D1 showed an association with ACL rupture with p<0.05 (S1 Fig, S7 Table). One possibility is that each of these SNPs might influence ACL rupture independently (allelic heterogeneity; four independent alleles). Another possibility is that only one SNP is responsible for the association and the other SNPs may show an association due to weak linkage (r2 was between 0.03 and 0.43 between the four SNPs). To distinguish between these two possibilities, we performed a conditional analysis in which the genotype of the SNP with the strongest p-value (rs55960725) was added as a covariate in the logistic regression for ACL rupture. In the conditional analysis, none of the other SNPs (rs2082001, rs2375637 or rs8110571) had p-values that fell below 0.05 and their effect sizes shrank, indicating that their association with ACL rupture was partially dependent on rs55960725 (S7 Table).

Discussion

Achilles tendon and ACL injury are common in recreational and elite athletes, and even in non-athletes [3540]. Prior studies have identified 12 genes associated with Achilles tendinopathy and 8 genes associated with ACL rupture [1,2,412,13, 1422]. These prior studies, however, evaluated a small number of candidate genes among small cohorts of athletes. With the advent of large-scale genotyping programs, it is now possible to screen the entire genome for polymorphisms associated with sports injury risks such as Achilles tendon or ACL injury. In principle, a genome-wide screen for injury could provide new insight about the differences between individuals regarding their inherent propensity for injury. Furthermore, because the genotype data includes most common polymorphisms, a genome-wide screen reports the strongest associations in the genome without bias, and these associations are the most useful for predicting individual risks for injury.

Here, we performed a study to find genetic variants associated with Achilles tendon or ACL injury by obtaining access to large-scale genotype and phenotype data from the Research Program on Genes, Environment and Health. The data contains information from 102,979 individuals of whom 5,418 had Achilles tendinopathy or rupture (from all five ancestry groups) and 598 had an ACL rupture (from the EAS, EUR and LAT ancestry groups). To date, this is the largest gene association study for either Achilles tendon or ACL injury reported in terms of number of SNPs that were genotyped and number of injury cases.

We were unable to find any SNPs associated with either injury type at a genome-wide significance level. For a hypothetical common SNP with a minor allele frequency of 5% and a genotype relative risk of 1.3, power calculations indicate that this SNP would have about a 78% chance of being detected in our Achilles study and a 59% chance for detection in our ACL study. Thus, it is unlikely that there are many common SNPs with a medium-to-strong association with these injuries (i.e. genotype relative risk > 1.3).

We found four independent polymorphisms, however, associated with Achilles tendinopathy or rupture with a borderline significant p-value between 1x10-6 and 5x10-8 (Table 3). Similarly, three independent polymorphisms were associated with ACL rupture with borderline significance (Table 3). A previous analysis tallied available SNP associations with borderline associations (between p≤10−7 and p>5x10-8), and found that 73% were replicated in subsequent studies [41]. For p-values between 10−6 and 10−7 the replication rate is likely to be much smaller, but not negligible [42]. Thus, some of the SNPs presented in Table 3 may be replicated in future studies.

Previous candidate gene studies have reported some SNPs that show a weak association with Achilles tendon or ACL injury [1,2,412,13,1422]. To identify weak SNPs like these candidates in a genome-wide screen, it will be necessary to either increase the size of the study (screen a much larger cohort than the ones used here) or to improve the precision in the diagnoses of the injuries.

Although we re-tested candidate SNPs that were previously reported to show an association with either Achilles or ACL injuries, we did not find strong evidence for replication of the candidate gene results. We performed the replication analysis using age, sex and ancestry group as covariates (as was done in the genome-wide analysis) as well as without these covariates (as was done in the candidate gene studies). For Achilles tendinopathy or rupture, we found moderate evidence for replication of one of the 14 tested SNPs; specifically, rs4919510 in MIR608 had a p-value of 5.1x10-3 without using covariates that suggests a false discovery rate of about 7%, which is almost statistically significant (S3 Table). None of the other SNPs showed evidence for replication either with or without using covariates in the analysis.

For ACL rupture, none of the other SNPs showed evidence of replication either with or without using covariates in the analysis. Previous work has shown that the association of rs12722 in COL5A1 with Achilles tendinopathy could be replicated [3,4,1418]. However, this SNP did not show a significant association with Achiles tendinopathy or rupture in our study (p = 0.62). Evidence from many other genetic association studies suggests that candidate gene associations need to be independently replicated, otherwise their credibility is low [43,44]. For Achilles tendinopathy or rupture, our study included 5,418 cases compared to between 52 and 184 cases in previous studies [1,2,412]. For ACL rupture, our study had 598 cases compared to between 86 and 358 cases used previously [7,13, 1422]. The larger number of cases in our study compared to previous ones indicates that we have good statistical power to replicate the previously-reported associations.

One possible explanation for the failure to replicate previous candidate gene studies is that our cohort consists of patients in the Kaiser-Permanente medical system in Northern California regardless of activity level, whereas previous studies evaluated cohorts of competitive athletes. Varying levels of physical activity may affect risk for sustaining an Achilles tendon injury or ACL rupture.

For Achilles tendon injury, another possible explanation for the failure to replicate previous results is that cases were identified based on diagnosis and procedure codes in the electronic medical record. Patients in large, administrative data sets may have been misdiagnosed, introducing information bias. Non-differential misclassification of Achilles tendon injury would tend to reduce the strength of associations. A second possible explanation is that we evaluated patients with Achilles tendinopathy, bursitis or rupture as a single injury group. Achilles tendon rupture may represent an increased injury severity versus tendinopathy with a correspondingly stronger genetic effect, or conversely may be associated with acute trauma with limited genetic effect. A third possibility is that the genetic risk factors for Achilles bursitis may be different from those for intrinsic Achilles tendon pathology. Identifying cases of ACL rupture was more definitive, as cases had either shown an ACL rupture by MRI or had undergone an ACL reconstruction procedure.

We performed a candidate-gene study for Achilles tendon injury and ACL rupture using 2855 SNPs in 90 candidate genes. In the first analysis, SNPs were tested individually but none showed a significant association with either type of injury. In the second analysis, gene-based analysis was used to aggregate SNPs into genes and then test each of the genes for association with these injuries. None of the genes showed an association with Achilles tendon injury but GLT25D1 (which encodes a protein that glycosylates collagen) showed a borderline significant association with ACL rupture. GLT25D1 contained four SNPs with nominally significant p-values. However, it is unclear if the gene-based result for GLT25D1 is due to multiple, independent SNPs contributing to risk for ACL rupture or due to weak linkage between SNPs in the gene.

The summary statistics from the GWAS for Achilles tendon and ACL injury are available to the public at NIH GRASP: https://grasp.nhlbi.nih.gov/FullResults.aspx. These tables may be used in future genetic studies. For instance, one could make a list of additional genes and genetic pathways involved in the development, formation or structure of tendons/ligaments, and then use the data presented here to test those genes for an association. In addition, the data from this paper could be used to validate SNPs found in a first-stage GWAS for Achilles tendon or ACL injury. Finally, these data could be combined with data from other musculoskeletal injuries (e.g. rotator cuff injuries) in a cross-phenotype meta-analysis in order to find SNPs associated with musculoskeletal injuries in general.

Supporting information

S1 Fig. Regional-association plot for GLT25D1.

Tested SNPs within GLT25D1 are arranged by genomic position on chromosome 19 (x-axis). The y-axis indicates -log10 p-values for association with ACL rupture for each SNP. The four SNPs showing nominal statistical significance (p<0.05) are shown. The color of dots representing flanking SNPs indicates their linkage disequilibrium (r2) with the lead SNP as indicated in the heat map color key.

(TIF)

S1 Table. Results from LD Score Regression.

(DOCX)

S2 Table. Genetic correlation results from LD Hub for Achilles tendon injury and ACL rupture.

A. Achilles tendon injury. B. ACL rupture.

(XLS)

S3 Table. Re-testing candidate genes for association with Achilles tendon injury or ACL rupture without using co-variates.

(DOCX)

S4 Table. List of 90 Candidate Genes.

(DOCX)

S5 Table. Summary statistics for 2855 SNPs in 90 candidate genes for association with Achilles tendinopathy/rupture or ACL rupture.

(XLSX)

S6 Table. Gene-based analysis of 90 candidate genes for association with Achilles tendon injury or ACL rupture.

(XLS)

S7 Table. Association of SNPs in GLT25D1 with ACL rupture.

(DOCX)

Acknowledgments

The authors thank the Kaiser Permanente Northern California RPGEH team for access to data and assistance in data management. Data used in this study were provided by the Kaiser Permanente Research Program on Genes, Environment, and Health (RPGEH): Genetic Epidemiology Research on Adult Health and Aging (GERA), funded by the National Institutes of Health [RC2 AG036607 (Schaefer and Risch)], the Robert Wood Johnson Foundation, the Wayne and Gladys Valley Foundation, The Ellison Medical Foundation, and the Kaiser Permanente Community Benefits Program. Access to RPGEH data used in this study may be obtained by application to the Kaiser Permanente Research Bank (KPRB) via ResearchBankAccess@kp.org.

Data Availability

All relevant data are within the manuscript, supporting information files, and hosted at the following URL: http://cmgm.stanford.edu/~kimlab/ACL/Achilles_ACL.html. Data will also be available at NIH GRASP: https://grasp.nhlbi.nih.gov/FullResults.aspx.

Funding Statement

This work was supported by National Institute of Aging (5RO1AG025941) to SKK.

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Associated Data

This section collects any data citations, data availability statements, or supplementary materials included in this article.

Supplementary Materials

S1 Fig. Regional-association plot for GLT25D1.

Tested SNPs within GLT25D1 are arranged by genomic position on chromosome 19 (x-axis). The y-axis indicates -log10 p-values for association with ACL rupture for each SNP. The four SNPs showing nominal statistical significance (p<0.05) are shown. The color of dots representing flanking SNPs indicates their linkage disequilibrium (r2) with the lead SNP as indicated in the heat map color key.

(TIF)

S1 Table. Results from LD Score Regression.

(DOCX)

S2 Table. Genetic correlation results from LD Hub for Achilles tendon injury and ACL rupture.

A. Achilles tendon injury. B. ACL rupture.

(XLS)

S3 Table. Re-testing candidate genes for association with Achilles tendon injury or ACL rupture without using co-variates.

(DOCX)

S4 Table. List of 90 Candidate Genes.

(DOCX)

S5 Table. Summary statistics for 2855 SNPs in 90 candidate genes for association with Achilles tendinopathy/rupture or ACL rupture.

(XLSX)

S6 Table. Gene-based analysis of 90 candidate genes for association with Achilles tendon injury or ACL rupture.

(XLS)

S7 Table. Association of SNPs in GLT25D1 with ACL rupture.

(DOCX)

Data Availability Statement

All relevant data are within the manuscript, supporting information files, and hosted at the following URL: http://cmgm.stanford.edu/~kimlab/ACL/Achilles_ACL.html. Data will also be available at NIH GRASP: https://grasp.nhlbi.nih.gov/FullResults.aspx.


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