Abstract
Hippocampal place cells are key to episodic memories. How these cells participate in memory retrieval remains unclear. Here, after rats acquired a fear memory by receiving mild foot-shocks at a shock zone of a track, we analyzed place cells when the animals were placed back to the track and displayed an apparent memory retrieval behavior: avoidance of the shock zone. We found that place cells representing the shock zone were reactivated, despite the fact that the animals did not enter the shock zone. This reactivation occurred in ripple-associated awake replay of place cell sequences encoding the paths from the animal’s current positions to the shock zone, but not in place cell sequences within individual cycles of theta oscillation. The result reveals a specific place cell pattern underlying the inhibitory avoidance behavior and provides strong evidence for the involvement of awake replay in fear memory retrieval.
INTRODUCTION
The hippocampus is critical for episodic memory1,2. A cardinal feature of episodic memory is its link to particular spatial environments or contexts where events take place3. It is proposed that spatial environments of episodic memory are encoded by hippocampal place cells4–6, which fire at specific spatial locations (place fields)7,8. For example, in contextual fear conditioning, after receiving mild foot-shocks in a box, animals subsequently display fear responses, freezing inside the box or avoiding entering the box9, indicating that the animals associate the aversive shock experience with this particular environment. Importantly, these fear responses are hippocampus-dependent10,11, presumably because of the critical role of hippocampal place cells in encoding spatial contexts of the box. Consistent with this idea, optogenetic manipulation of those hippocampal cells active in a box leads to impaired or false fear memory responses12–14. However, direct neurophysiological evidence for place cells encoding spatial environments of fear memory has been lacking.
We set out to provide such neurophysiological evidence. We reasoned that, if place cells encode environments of aversive experience, the same neurons should be reactivated during later contextual fear memory retrieval, even if retrieval occurs in places not directly associated with aversion. Reactivation of specific place cells has been demonstrated during awake behavior. For example, when rats travel through a linear track, place cells in the hippocampal CA1 area fire one after another in a sequence. During eating or pausing/stopping on the track, the same firing sequence is reactivated within brief periods of 50–400 ms, which are characterized by high frequency (100 – 250 Hz) ripple oscillations in the local field potentials (LFPs)15–22. It is proposed that this so-called awake replay serves as a neural substrate of memory retrieval23. Alternatively, when animals are actively moving along a track, prominent theta (6 – 12 Hz) oscillations appear in LFPs and place cell sequences occur within individual theta cycles of ~120 ms24–26. Such theta sequences have also been hypothesized as involved in memory retrieval27–29. Although previous studies have examined awake replay and theta sequences in various behavioral tasks, their proposed role in memory retrieval has not been established, mainly because the reward-based track-running tasks in these studies do not have a clear behavioral correlate of memory retrieval. This study aims to understand whether place cells encoding environments of aversive experience are reactivated during fear memory retrieval, and whether the reactivation takes place in the form of awake replay or theta sequences.
To this end, we recorded CA1 place cells while rats performed a linear inhibitory-avoidance (IA) task. In this task, rats first explored a track of 225-cm long, with two equally divided light and dark segments (Fig. 1a). After receiving mild foot-shocks at a shock zone (SZ), which was the end portion (1/8 of track length) of the dark segment, rats were placed back to the light segment and allowed to freely move around. The task is a linear version of the classical IA task, which is hippocampus-dependent, that uses a box consisting of a light and a dark compartment9,30,31. Here, we used a linear track instead of a box because the resulting sequential behavior allowed us to study place cell sequences. Since shocks occurred at the SZ, we expect animals to associate the aversive shocks with the SZ and thus avoid entering the SZ afterward. This avoidance behavior is a distinct behavioral correlate of memory retrieval, which would allow us to examine how place cells encoding a spatial context of fear memory (the SZ) are reactivated during memory retrieval. In addition, since rats would avoid the SZ after the shocks, any detected place cell activities associated with the SZ would occur due to memory retrieval, but not sensory cues at the SZ.
RESULTS
Animals display avoidance behavior in the linear IA task
We recorded from dorsal hippocampal CA1 neurons while 4 rats performed the linear IA task (Fig. 1a). On the first recording day (Day1), animals explored the track in two 10–15 minute sessions (Run1 and Run2), separated and followed by rests. On Day2, they first explored the track for 10–15 minutes (Pre). Following a rest, rats were placed in the light segment and two mild foot-shocks (1 s apart) were applied when they traveled to the SZ in the dark segment. Animals were then immediately removed from the track. After another rest, they were placed back to the light segment and allowed to explore freely for 10–15 minutes (Post). Finally, rats were manually placed to the SZ to make them travel through the entire track in another 10–15 minute session (“Re-exposure”). In Run1, Run2, and Pre, the animals traveled in both light and dark segments, with a preference for the dark (Fig. 1b,c; percentage of time spent in the dark: 74 ± 2%), reflecting their natural preference. In Post, the rats exhibited IA behavior: they tended to stay in the light segment (percentage of time in the light: 72 ± 8%) and completely avoided the SZ (Fig. 1d). In addition, the animals’ speed was lower and they spent more time facing the SZ in Post than in Pre (Supplementary Fig. 1). In Re-exposure, the animals occupied the SZ again, since they were manually placed back to the SZ (Supplementary Fig. 2). To demonstrate the hippocampus-dependence of the linear IA task, we made lesions concentrated on the dorsal CA1 in a separate group of rats. We found that the SZ-avoidance behavior in Post was significantly reduced in the lesioned group, compared to that in a sham-lesioned group (Supplementary Fig. 3).
Awake replay leads to SZ cell reactivation during avoidance
We closely inspected the avoidance behavior in Post. We observed that, every time rats moved toward the SZ, they paused and then turned away before reaching the SZ. We refer to this action as an SZ-avoiding turn. Since turning away was the most obvious action for avoiding the SZ, memory retrieval likely occurred immediately before these moments. Therefore, we first examined place cell activity during pausing periods immediately before SZ-avoiding turns in Post on Day2. Out of a total of 329 CA1 neurons recorded from 4 rats on Day1 and Day2, 247 fired at specific locations of the track (place fields). Among them, 147 (28 – 49 per rat) had place fields on Day2, as indicated by prominent peaks in their firing rate curves (firing rate at each position of the track, Fig.2 left). We found that, during pausing prior to SZ-avoiding turns in Post, those cells with place fields in the SZ were reactivated, even though animals did not enter the SZ. As illustrated in Fig. 2, this was observed during the first SZ-avoiding turn of every rat. Interestingly, the reactivation was accompanied by sequential firing of multiple place cells, during which cells with place fields close to animals’ current positions fired first and cells with place fields at the SZ fired last, and this sequential firing occurred together with increased ripple oscillations (Fig. 2 right). The observation suggests that the reactivation resulted from awake replay.
We quantified this observation for all SZ-avoiding turns in Post. To do so, we identified “population burst events (PBEs)” based on multiunit activities, which included all putative spikes recorded in the CA1. A PBE was defined as a time window (50 – 400 ms) with peak multiunit activity at least higher than 4 standard deviations above baseline. Because LFP ripple activity and population bursts of CA1 cells tend to occur concurrently32,33, the PBEs identified as such were mostly those time periods associated with strong ripples (Supplementary Fig. 4a,b), as in previous studies16,17,34. We analyzed place cell sequences within PBEs. We constructed a template pattern from activities of “template” cells which displayed a single place field on the track in Pre (21 – 32 cells per rat). We defined those PBEs with at least four active template cells as candidate events. For each candidate event, we determined whether it was a replay using a Bayesian approach: first decoding the spatial positions encoded by the firing pattern within the candidate event based on the template 35, and then statistically quantifying whether the decoded positions matched a trajectory on the track17,18. If so, we refer to the PBE as a replay and the matched trajectory as its “replay trajectory”. In constructing the templates, we did not separate place cell patterns on animals’ two moving directions18, because the majority of place cells (70%) were bi-directional, i.e., they were active on both directions with similar firing locations. Consequently, the majority of replays could not be distinguished as “forward” or “reverse” replays as in some previous studies15,16 (Supplementary Fig. 5).
We identified PBEs and replays during pausing periods immediately before SZ-avoiding turns, referred to as SZ-avoiding PBEs and SZ-avoiding replays, respectively. There were 37 SZ-avoiding turns in Post in all 4 rats with an average 9.3 ± 1.5 s of pausing (no SZ-avoiding turns were detected in Pre or on Day1; Supplementary Fig. 6). In Pre and on Day1, since rats naturally tended to avoid light, they made turns before reaching the end zone of the light segment (LE). We refer to these turns as LE-avoiding turns. For comparison, we also analyzed pausing periods immediately before LE-avoiding turns and their associated LE-avoiding PBEs and replays. There were 65 LE-avoiding turns (Supplementary Fig. 6) in Pre and in Run1 and Run2 of Day1 (Pre/Day1), with an average 4.7 ± 0.5 s of pausing. As expected, during pausing periods before LE- and SZ-avoiding turns, PBEs and replays appeared (Fig. 3a), while the theta power of CA1 LFPs was low (Supplementary Fig. 4c,d). However, the rate of PBEs during pausing was significantly greater before SZ-avoiding turns than before LE-avoiding turns (LE: 0.20 s−1, SZ: 0.36 s−1; P = 1 × 10−3, ranksum test; N = 65 LE-avoiding turns, 37 SZ-avoiding turns). The same was found for the rate of replays (LE: 0.05 s−1, SZ: 0.13 s−1, P = 8 × 10−5). The result indicates that PBEs/replays were more likely to occur before SZ-avoiding turns than before LE-avoiding turns.
We then closely examined replay trajectories of SZ-avoiding replays in Post and compared with those of LE-avoiding replays in Pre/Day1. Consistent with previous studies17,18,36, replay trajectories tended to start from animals’ current locations in both Post (correlation between animals’ current locations and starting locations of replays: r = 0.55, P = 2 × 10−19, Pearson’s r, N = 238) and in Pre/Day1 (r = 0.78, P = 1 × 10−93, N = 345) and end further away, i.e., most replays were “outward” (Supplementary Fig. 5). Interestingly, replay trajectories of SZ-avoiding replays were aligned toward the SZ (with their start to end locations pointing to the SZ), whereas those of LE-avoiding replays appeared much less aligned toward the LE (Fig. 3b). Plotting end locations of replay trajectories clearly showed that most replay trajectories of SZ-avoiding replays ended near the SZ (within 1/8 of the track length from the SZ boundary), but only a few LE-avoiding replays ended near the LE (Fig. 3c). Indeed, the proportion of replay trajectories ending near the SZ among SZ-avoiding replays in Post was significantly greater than the proportion ending near the LE among LE-avoiding replays in Pre/Day1, and significantly higher than the proportion among other replays in Post that occurred outside the pausing periods immediately before SZ-avoiding turns (Fig. 3d). Additional analysis suggests that this bias of replay trajectories toward the SZ in Post was not caused by the bias of animals’ heading toward the SZ or the bias of animals’ positions in the light segment per se (Supplementary Fig. 7). This finding indicates that, during pausing before SZ-avoiding turns, there was an increase in the replay of specific place cell sequences encoding the paths from animals’ current positions to the SZ.
The fact that most replay trajectories before SZ-avoiding turns ended near the SZ suggests that the cells with place fields at the SZ were reactivated prior to these turns in Post. To directly quantify this, we analyzed activation probability (probability of firing at least one spike in a PBE) and mean spike count of those cells with a single place field that overlapped with the SZ (SZ cells). We compared these measures of SZ cells within SZ-avoiding PBEs in Post to same measures of those cells with a single place field that overlapped with the LE (LE cells) within LE-avoiding PBEs in Pre/Day1. We found that both the activation probability and mean spike count of SZ cells were significantly greater than those of LE cells (Fig. 3e). Restricting the analysis to replays produced similar results (Fig. 3f). Furthermore, the activity of SZ cells, but not that of cells with place fields outside the SZ (NSZ cells), was significantly greater within SZ-avoiding PBEs than within other PBEs in Post (Supplementary Fig. 8). These results demonstrate that SZ cells were specifically reactivated during replays prior to SZ-avoiding turns in Post, even though animals did not physically enter the SZ.
Replay trajectories reflect paths to avoid
We have shown that replays prior to SZ-avoiding turns in Post largely ended their replay trajectories near the SZ. We next examined whether the converse was true, i.e., whether replay trajectories that ended near the SZ predicted the SZ-avoidance behavior. To this end, we identified all replays in Pre/Day1 and in Post (Supplementary Fig. 6) and quantified animals’ movement within a 10-s window following every replay by a “movement vector”, defined as a vector from the animal’s position at the start to that at the end of the window (Fig. 4a). After aligning its start position to 0, a positive or negative movement vector would mean the animal moving away from or toward the SZ after the replay, respectively. Fig. 4b shows movement vectors for all identified replays in Pre/Day1 and Post. The absolute lengths of the vectors in Pre/Day1 appeared greater than those in Post, apparently due to the fact that animals moved faster in Pre/Day1 than in Post. We separated movement vectors for those replay trajectories ending near the SZ (Near) and those ending at other locations (Other) of the track. Movement vectors of Near replays in Post were significantly more positive than those of Near replays in Pre/Day1 and more positive than those of Other replays in Post (Fig. 4c), indicating that Near replays in Post were followed by an increased tendency to avoid the SZ.
This tendency could be due to animals actively moving away from the SZ or pausing following a replay. To quantify this, we defined a small movement vector (between [−10 10] cm) as an action of pausing, and an otherwise positive or negative vector as actively moving away or toward the SZ. We found that the proportion of pausing among Near replays in Post was indeed increased from that among Near replays in Pre/Day1 and from that among Other replays in Post (Fig. 4d). Second, out of the replays followed by a non-pausing movement, the proportion followed by moving away from the SZ was significantly greater for Near replays in Post than that for Near replays in Pre/Day1 and that for Other replays in Post (Fig. 4e). Thus, Near replays in Post were followed by animals either pausing or actively turning away from the SZ.
Our analyses suggest that many replay trajectories were those actively avoided by animals, which differs from previous findings that replay trajectories reflect animals’ immediate past or future trajectory of actual movement, with a preference toward the future15–17,21,36,37. We directly measured how replay trajectories in our data reflected animals’ immediate past/future moving trajectories. We defined an overlap between a replay trajectory and an animal’s moving trajectory within a 10-s window before (past) or after (future) the replay, as proportion of the replay trajectory that was also included in the past/future trajectory. We found that the median overlap with future trajectories was significantly greater than that with past trajectories in Pre/Day1, consistent with previous studies36,37. However, this overlap with future trajectories was greatly reduced in Post (Fig. 4f). More importantly, among those replays with non-pausing future/past trajectories, a large percentage of them (43%) did not overlap with either past or future trajectories at all in Post, and this percentage was significantly greater than that in Pre/Day1 (Fig. 4g). These analyses directly confirm that trajectories actively avoided by animals were replayed in Post.
Shock experience alters place cell activities within PBEs
We next examined the impact of shock experience on place cell activities within PBEs. Both activation probability and mean spike count of track-active place cells within PBEs were significantly greater in Post than in Pre on Day2, but were not so between Run1 and Run2 on Day1 (Fig. 5a,b). However, the change in SZ cells was significantly less than that in NSZ cells (Fig. 5c,d). This difference between SZ and NSZ cells was largely because animals did not enter the SZ in Post, because place cell activities within PBEs were significantly biased by animals’ physical positions (Supplementary Fig. 9a). Indeed, when we restricted the analysis on those PBEs while animals were outside the SZ in Pre, this difference disappeared (Supplementary Fig. 9b,c). Despite the increase in place cell activities within PBEs, there was no significant change in percentage of replays among candidate events between Pre and Post (Supplementary Fig. 10). We then quantified whether the shock experience impacted coactivity, a measure of how pairs of place cells were activated together within PBEs19,38. We found a significant increase in the median coactivity of all place cell pairs from Pre to Post on Day2, but not from Run1 to Run2 on Day1 (Fig. 5e). In addition, we analyzed the coactivity specifically for those pairs of template cells with peak firing locations in vicinity (vicinity pairs, defined as distance of peak locations <35 cm). We found that vicinity pairs with their average peak location near the SZ (SZ pairs) increased coactivity significantly more than other vicinity pairs (NSZ pairs) in Post (Fig. 5f). Furthermore, plotting the coactivity change of every vicinity pair from Pre to Post reveals a significant correlation between the change and a pair’s average peak location on the track (Fig. 5g), indicating that the closer a pair’s peak locations to the SZ, the stronger the increase in their coactivity. Restricting the analysis on PBEs occurring outside the SZ produced similar results (Supplementary Fig. 9d,e). These results indicate that the shock experience intensified place cell activity within PBEs in general, but specifically enhanced the coactivity of place cells with peak locations near the SZ.
SZ cells are barely reactivated in theta sequences
Our results suggest that SZ cells were reactivated via awake replay during fear memory retrieval in Post. We next examined the hypothesis that SZ cells could also be activated in theta sequences in Post. We identified 3471 theta cycles in Post and found that overall place cell activity within theta cycles was relatively low, compared to that within PBEs in Post (mean spike count expressed as median [25% 75%] values, theta: 0.03 [0.006 0.12], PBE: 0.26 [0.10 0.46], P = 7 × 10−23, N = 147 cells, signrank test). To analyze place cell sequences within theta cycles, we identified 516 theta cycles in Post with at least three active template cells as candidate cycles29,39. Using the same Bayesian decoding method as in identifying replays, we determined whether the decoded positions within a candidate cycle matched a trajectory of the track. If so, we refer to the firing sequence within the candidate as a theta sequence (Fig. 6a) and the matched trajectory a theta trajectory. We identified 133 theta sequences (26% of candidate cycles) and their theta trajectories in Post from 4 rats (Supplementary Fig. 11). Unlike many replay trajectories that extended to and ended near the SZ, theta trajectories were relatively local and rarely reached the SZ in Post (Fig. 6b). The median length of theta trajectories was significantly shorter than that of replay trajectories (Fig. 6c). Only 4.5% of theta trajectories either ended or started near the SZ and this percentage was much lower than the percentage of replay trajectories (49%) that ended or started near the SZ (Fig. 6d), indicating very little activation of SZ cells in theta sequences in Post. Indeed, this near absence of SZ cell activity resulted in significantly lower activation probability and mean spike count of SZ cells in theta sequences than in replays (Fig. 6e). Furthermore, not only the activity of SZ cells was low within theta sequences, it was generally low in all periods outside identified PBEs, compared with that of NSZ cells (firing rate outside PBEs, SZ cells: 0.025 [0.0098 0.076] Hz, N = 26; NSZ cells: 0.40 [0.19 0.95] Hz, N = 85; P = 7 × 10−9, ranksum test). These results clearly show that SZ cells were barely activated in theta sequences in Post, suggesting that theta sequences were not directly involved in the retrieval of fear memory at the SZ.
Shock experience induces partial remapping
Previous studies show that some place cells change their firing locations (remap) after fear conditioning40–43. We therefore examined whether and how place cells remapped following the shock experience in our experiment. For this purpose, we analyzed changes in place cell activities on the track between Pre and Re-exposure and compared them to those between Run1 and Run2 on Day1 (Fig. 7a, Supplementary Fig. 12). We first examined the changes at the population level. For each position on the track in a session, we defined a population vector (PV), made of firing rates of all active cells at the position. We then computed a PV correlation between Pre and Re-exposure on Day2 or between Run1 and Run2 on Day1 for each position. The median PV correlation of all track positions on Day2 was modestly (26%), but significantly, reduced from that on Day1 (Fig. 7b), indicating the occurrence of remapping between Pre and Re-exposure. However, the Day2 correlations remained high (0.58 [0.36 0.74]) and were much greater than that computed with shuffled data44, suggesting that the remapping from Pre to Re-exposure was partial42. Despite this partial remapping, the median PV correlations for positions within the SZ were not significantly different between Day2 and Day1 (Fig. 7c), suggesting that the SZ was not a special target for remapping. In addition, to understand when the remapping occurred, we restricted the analysis of PV correlations only at those positions visited by animals in Post and found that much of the remapping occurred in Post with additional remapping occurring in Re-exposure (Supplementary Fig. 13).
Next, we quantified place cell activity changes between sessions at the level of individual cells by several measures. First, we computed the change in mean firing rate. The rate change between Pre and Re-exposure on Day2 was similar to that between Run1 and Run2 on Day1, except that it appeared more broadly distributed on Day2, but comparing variances show that the difference did not reach the significant level (Fig. 7d). Second, we computed a spatial correlation for each cell, as the Pearson correlation between its rate curves in two sessions. We found that the median spatial correlation between Pre and Re-exposure for cells on Day2 was slightly (15%), but significantly, reduced from that between Run1 and Run2 on Day1 (Fig. 7e), suggesting, again, partial remapping after the shocks. Overall, 81% (119/147) of the cells had significant spatial correlation (P ≤ 0.01, Pearson’s r) on Day2, compared to 96% (96/100) on Day1 (P = 5 × 10−4, binomial test). Third, we computed the proportion of cells that were silent/active in the first session but became active/silent in the second session among all place cells. We found that 18% (27/147) became active and 9.5% (14/147) became silent from Pre to Re-exposure on Day2, but these proportions were not statistically different from those between Run1 and Run2 on Day1 [12% (12/100) became active, P = 0.18; 8.0% (8/100) became silent; P = 0.68, binomial test]. In addition, we considered a cell active in both sessions without significant spatial correlation (P > 0.01, Pearson’s r) as a relocated cell. We found only a small percentage (10%, 11/106) of relocated cells between Pre and Re-exposure on Day2, which was greater than the percentage (2.5%, 2/80, P = 0.037, binomial test) between Run1 and Run2 on Day1. For those cells that either became active/silent or relocated on Day2, their peak locations were distributed all over the track, without any bias toward the SZ (Fig. 7f), confirming that the SZ was not a special target for remapping. Finally, for each cell active in both sessions on a given day, we computed a change in spatial information45 and a shift in peak firing location (peak shift) between the two sessions. The median of spatial information change on Day2 was not significantly different from that on Day1, but the distribution showed a significantly greater variance (more broadly distributed, Fig. 7g), consistent with the idea that the fear experience on Day2 induced partial remapping without a systematic increase or decrease in spatial tuning of place cells. The distributions of peak shift on both days show a dominant peak around 0 and were not significantly different (Fig. 7h). In fact, a large percentage had only a small shift in their firing locations (absolute shift <14 cm, half width of the SZ) on either Day2 (74%) or Day1 (74%). Taken together, these results indicate that, although the shock experience induced partial remapping, the majority of place cells did not alter their firing locations after the shocks.
Given this finding, we re-analyzed our data to examine how the replay and theta trajectories in Post would change if we used the templates generated from place cell activities in Re-exposure, instead of those in Pre. We found that the number of replays detected in Post and the results on replay trajectories remained similar (Supplementary Fig. 14). Using templates in Re-exposure also produced similar results on theta sequences (Supplementary Fig. 15). This re-analysis thus suggests that the partial remapping did not dramatically alter place cell firing patterns in replays and theta sequences in Post.
DISCUSSION
To understand how place cells are activated in fear memory retrieval, we have analyzed CA1 place cells before and after rats received foot-shocks in the SZ of a linear track. We have shown that, during pausing before SZ-avoiding turns in Post, place cell patterns representing the trajectories from animals’ current locations to the SZ were replayed within PBEs, which led to the reactivation of SZ cells. Such timed correlation between avoidance behavior and awake replay did not occur prior to the shock experience. Conversely, replays that ended near the SZ were followed by animals pausing or moving away from the SZ, but only following the aversive experience. In contrast to replays, SZ cells were not reactivated within theta cycles in Post and theta trajectories did not reach the SZ. Since the SZ-avoidance behavior was apparently due to retrieval of the fear memory that associated the SZ with foot-shocks, our data strongly suggest that awake replay, but not theta sequence, supports fear memory retrieval in IA behavior.
How awake replay participates in memory processing has been under scrutiny. One hypothesis is that awake replay is involved in memory retrieval23. Recent studies find that replay trajectories are biased toward animals’ actual future trajectories22,36,37 and disrupting awake replay impairs future choices in a spatial working memory task46. These findings lead to the idea that awake replay is for planning36. Since memory retrieval is a crucial, if not necessary, component of planning, this idea does not necessarily contradict the memory retrieval hypothesis. However, these findings could also mean that replay trajectories reflect the outcome of planning (future trajectory), rather than recall of stored trajectories in memory. These possibilities are hard to distinguish in previous studies, because there are no clear behavioral correlates of memory retrieval in the reward-based tasks that these studies employed. Our study shows that, immediately before SZ-avoiding turns in Post, place cell sequences representing the paths from animals’ current positions to the SZ were replayed. As a result, these replay trajectories did not correlate with animals’ actual immediate future or past trajectories, but with the trajectories that animals actively avoided. This strongly suggests that awake replay does not primarily reflect the outcome of planning, but recall of stored trajectories. Second, replay trajectories extended all the way to the SZ and SZ cells were reactivated in Post, even though the animals did not enter the SZ. This result means that the replayed place cell sequences were not driven by current sensory experience in Post, but remarkably, resulted from relatively remote spatial experience that occurred previously. Our finding thus provides strong evidence for the hypothesis that awake replay is a substrate of memory retrieval.
An important question is then how fear memory was retrieved in the linear IA task. In this task, rats first learnt to associate shocks with the SZ, which was likely encoded by SZ cells. The shocks (learning) presumably induced an association between SZ cells and shock-related neurons in the basolateral amygdala, similarly as in contextual fear conditioning10,47. We found that SZ cells were reactivated before SZ-avoiding turns in Post, apparently due to the retrieved aversive shock experience. This finding suggests a retrieval scheme that SZ cells were reactivated first, followed by the reactivation of those shock-related amygdalar neurons, which reactivated the aversive experience and triggered the avoidance behavior. In this scheme, hippocampal place cells encode spatial contexts where aversive or appetitive events occur. Retrieval of these events can be triggered or initiated by the retrieval of their spatial contexts. This scheme is consistent with recent results that optogenetic manipulation of hippocampal cells active in particular spatial contexts can lead to altered place-avoidance or place-preference behavior13,48,49.
Our data show that SZ cells were reactivated via awake replay of place cell sequences encoding the path from animals’ current positions to the SZ, which reveals a precise place cell pattern of how spatial contexts were reactivated in IA behavior. This finding suggests that place cells at animals’ current locations activated neighboring place cells in a chain reaction that ultimately reactivated the SZ cells. This chain reaction was likely initiated by sensory cues at current locations and followed by the activation of synaptic connections that reside in the hippocampal CA3 area, where extensive recurrent network exists and ripple oscillations originate33. Importantly, we found that SZ cells were more likely to fire together during PBEs after the shocks than other cells, which could possibly result from a scenario that synapses among those CA3 cells that innervate the CA1 SZ cells are preferentially potentiated by the shock experience at the SZ. This experience-dependent potentiation may render the trajectory from animals’ current position to the SZ preferentially replayed, which eventually reactivates the exact context (the SZ) where aversive experience takes place and triggers fear memory retrieval. This could be a general model for how place cells participate in the retrieval of episodic memories.
In this model, hippocampal place cells represent spatial contexts where aversive events take place. A question is whether this representation is modified by the aversive events. In our experiment, the shock experience induced partial remapping of place cell activities between Pre and Re-exposure. Quantitatively, only 19% of place cells were found to have un-correlated firing rate curves between Pre and Re-exposure and only 26% of cells active in both sessions shifted their peak firing locations more than half width of the SZ. In addition, using templates in Pre and Re-exposure produce similar results in our replay and theta sequence analyses. These data suggest a largely stable spatial representation, with a modest degree of modification after the shock experience. This finding is different from previous studies that show more robust remapping after fear conditioning40,42. However, there are important differences between our task and those in the previous studies. In one study40, rats were food-restricted and constantly foraged for food reward in a conditioning box before and after being shocked 16 times (periorbital shocks). In another study42, rats were exposed to a predator odor for 5 minutes. Thus, reward was present in one study and the aversive stimuli in both studies (multiple shocks, prolonged exposure to predator) were much stronger than that used in our experiment (2 milder shocks). It is likely that different appetitive/aversive experiences can cause different amounts of remapping.
Besides ripple-associated awake replay, another hypothesized substrate of memory retrieval is theta sequence27,29. Within single theta cycles of CA1 LFPs, place cells with neighboring place fields fire one after another in a sequence similar to the actual behavioral sequence24–26,39. Previous studies found that such sequences can reflect future spatial trajectories and activate remote reward locations28,50. However, in our experiment, very little activation of SZ cells was observed in theta sequences in Post. Theta trajectories appeared short and did not extend to the SZ, suggesting that theta sequences were relatively local and seemed unable to reactivate the spatial context of fear memory in our task. However, we need to point out that the speed of animals in our task was generally low, compared to that in a typical reward-based track-running task. Since there is evidence that the length of theta trajectory is proportional to speed39, the low speed might explain the short and local nature of theta trajectories in Post. For this reason, theta sequences may not be optimal for reactivating remote spatial locations when animals’ speed is low. Therefore, our data provide evidence that ripple-associated awake replay, rather than theta sequences, is a substrate for retrieving spatial contexts of fear memory at least in IA and similar tasks.
ONLINE METHODS
Animals, behavioral task and experimental procedure
Four adult (400 – 500g), male Long-Evans rats (Rat1 - Rat4) were used in recording experiments. Animals were individually housed with standard 12h:12h light/dark cycles and normal diets. Experiments were performed during the light cycle. Each rat was surgically implanted, under isoflurane (1 – 2.5%) anesthesia, with a microdrive, which contained 24 tetrodes targeting the bilateral CA1 of dorsal hippocampus (12 tetrodes in each hemisphere; 3.8 mm posterior and 2.4 mm lateral to the Bregma). Tetrodes were made by twisting 4 nichrome wires (diameter 13 μm; Sandvik Palm Coast, Palm Coast, FL), each electroplated with gold to an impedance of 200–300 kΩ. After surgery, tetrodes were lowered to the CA1 pyramidal layer within 2–3 weeks. All experimental procedures were approved by the Institutional Animal Care and Use Committee at Baylor College of Medicine and followed National Institute of Health guidelines.
Tetrode recordings were conducted while rats performed an IA task on a linear track. The track was 225-cm long and 8-cm wide with 18-cm high walls, and contained a dark and a light segment of equal length. The light and dark segments had a white plastic and a metal grid floor, respectively. Dim light was placed above the light segment. The last 28 cm (1/8th of the track length) of the metal grid floor in the dark segment (shock zone - SZ) was connected to a shock apparatus (Harvard Apparatus, Holliston, MA). The wire bundle connecting the tetrode microdrive to recording equipment was anchored to the ceiling at a point aligned with the center of the track. No food reward was given on the track. Before recording started, all animals were introduced to the track and explored for 10 minutes (min) for at least one day. On the first recording day (Day1), CA1 cells of Rat1 – Rat3 were recorded while they explored the track for two sessions (Run1 and Run2), flanked and followed by rest sessions in a rest box. This Day1 recording was omitted for Rat4. On Day2, CA1 cells of Rat1-Rat4 were recorded while they went through a series of track and rest sessions (Fig. 1a). First, rats explored the track for a session (Pre), followed by a rest session. Rats were then placed to the light segment of the track, and 2 mild foot shocks (each 0.4 mA, 1 s duration with 1 s interval) were applied as soon as they traveled to the SZ. The recording was paused during this brief shock session (<4 min), to avoid recording the noise generated by the shocks. Immediately after the shocks, rats were taken out and placed to the rest box for another rest session. Afterward, they were placed back to the light segment for another track session (Post), with their heads initially facing the end of the light segment. Following one more rest, animals were brought to the track for a Re-exposure session, during which they were manually placed at the SZ if they stayed outside of the SZ for more than 2 – 3 min. For Rat1 and Rat4, all recording and rest sessions were 10 min. For Rat2 and Rat3, all sessions were 15 min. Although Rat4 was recorded without the Day1 procedure, the data on Day2 from all 4 rats were included in the analysis. We repeated the analysis excluding the Rat4 data and results remained very similar (data not shown).
Animals were euthanized after recording by pentobarbital overdose (200 mg/kg). A current (30 μA) was passed to each tetrode for ~15 s to create a small lesion at its tip. Brains were fixed in 10% formalin for at least 24 hours, sectioned at 50 – 100 μm thickness, and stained with 0.5% cresyl violet. Tetrode recording locations were verified from lesions in the stained sections. Only cells recorded from the CA1 pyramidal layer were used in further analyses.
Data acquisition
All data were collected using a Digital Lynx system (Neuralynx, Bozeman, MT). LFPs were digitally filtered between 0.1 Hz to 1 kHz and recorded at 2034 Hz. Action potentials (spikes) were identified by a threshold of 60 μV and recorded at 32 kHz. The position and head direction of animals were tracked by two LEDs (green and red) mounted over the animal’s head and an overhead video-tracking system. Position data were sampled at 33 Hz.
Behavior analysis
We defined an SZ-avoiding turn as an action that started with facing the SZ, followed by a 180° whole body turn. To identify such a turn, we smoothed an animal’s head direction at each time point with a moving average filter (0.5 s window). We detected epochs when head direction first crossed 180° (facing the SZ) and then crossed 15° or 345° for clockwise or counterclockwise turning, respectively. We then visually inspected the videos during these epochs to verify the whole-body turning. The turning time was defined as the first time when angular velocity first exceeded 30 degree/s. To detect pausing periods prior to turning, animals’ speed was similarly smoothed with a 0.5-s window. For each turn, we defined pausing period as the time window before the turning time with a speed lower than 3 cm/s. To identify LE-avoiding turns, we also designated the last 28 cm of the light segment (same width as the SZ) as the light end (LE). The LE boundary was thus at the position 28 cm from the end of the light segment. We identified LE-avoiding turns and their pausing periods in Pre and on Day1, similarly as in identifying SZ-avoiding turns.
Place cell quantification
Spikes were sorted into single units (spikes presumably fired by individual neurons) by manual clustering using xclust (M.A. Wilson, MIT; https://github.com/wilsonlab/mwsoft64/tree/master/src/xclust). We quantified spatial firing properties of individual neurons. Putative interneurons (mean firing rate >15 Hz) were excluded from the analysis. The firing rate curve of a neuron in a session was its firing rate at each 3.1-cm bin along the track, which was total spike count within the bin divided by total amount of time the animal spent in the bin, and smoothed by a Gaussian kernel with a 6.2-cm standard deviation (STD). Spikes occurring within population burst events (PBEs, see below) and when rats were stationary (speed <3 cm/s) were excluded from the spike count. The firing rate curve was computed from spiking activities on any movement direction. We did not compute a separate firing rate curve for each moving direction in our main results, because we found that most of cells (63% on Day1 and 76% on Day2, see also Supplementary Fig. 5) were bi-directional (peak firing rates on each of the two moving directions >1.5 Hz and with significant correlation between the two firing rate curves). For each day, a neuron was considered as an active place cell on the track if its maximum rate exceeded 1.5 Hz in at least one track session. Further analysis was performed only on these track-active cells. For each cell, we determined the peaks of its firing rate curve, each identified as the maximum among a group of consecutive spatial bins with rates >1.5 Hz. A cell was considered to have multiple place fields if its rate curve had at least two peaks that were separated by at least 35 cm. Otherwise, it was a cell with a single place field. We found that the majority of cells (92% on Day1 and 93% on Day2) with either single or multiple place fields in one session remained with single or multiple place fields in another session on the same day.
We defined a place cell as a SZ cell if it had a single place field and had a maximum firing rate within the SZ greater than 20% of the peak of its firing rate curve in either Pre or Re-exposure. A cell was defined as a non-SZ cell (NSZ cell) if it has a single place field and its maximum firing rate within the SZ was smaller than 20% of the peak of its firing rate curve in both Pre and Re-exposure. Similarly, we defined a place cell as a LE cell if it had a single place field with its maximum rate within the LE greater than 20% of its peak rate on the track in Pre on Day2 or in Run1/Run2 on Day1.
Place cell remapping
We quantified remapping between two sessions of a given day by PV correlation, spatial correlation, and changes in mean firing rate, spatial information, and firing location. To compute PV correlation between two sessions, we constructed a population vector (PV), consisting of firing rates of all active cells, at each spatial bin of the track in each session. A PV correlation was the Pearson correlation between the two PVs at each bin. For PV correlations involving Post (Supplementary Fig. 13), the bins in and close to the SZ were excluded from this analysis, since animals did not travel to the SZ in Post. To assess the distribution of PV correlation at the chance level, we shuffled PVs in Pre, by randomly assigning cell identities and circularly shifting the cells’ rate curves on the track 1000 times, and then computed PV correlations between the actual and shuffled PVs44. For each place cell, spatial correlation was the Pearson correlation of its rate curves between two sessions5. A place cell active in both sessions was determined as relocated if its spatial correlation was not significant (P >0.01). A cell was determined to become silent or active from one session to another, if it was active first (peak rate >1.5 Hz) and then became inactive (peak rate ≤1.5 Hz) or vice versa. For cells active in both sessions, we also computed changes in peak firing location and firing precision, which was quantified by spatial information45.
Population burst events (PBEs) and local field potential (LFP) analysis
PBEs were defined from multiunit activity, which included all putative spikes recorded by all tetrodes in the CA1 on a given day16,17,34. Multiunit spikes were counted in each 10-ms time bin. A PBE was defined as a time period of 50 – 400 ms, within which the peak spike count exceeded the mean by at least 4 STDs. The start and end of the PBE were time points when the spike count crossed the mean.
To verify that PBEs were associated with strong ripple oscillations in the CA1 LFPs16,17,34, for each recoding day we performed two analyses on the LFP trace of a tetrode channel histologically identified as at the CA1 pyramidal layer. First, we analyzed how the ripple oscillation increased its amplitude within PBEs. The LFP trace was band-pass filtered within the ripple band (100–250 Hz) and then Hilbert-transformed. The absolute values (amplitudes) of the Hilbert transform were smoothed using a Gaussian kernel with a STD of 4 ms. The amplitudes were then normalized by their mean and STD as z-scores. Second, we computed power spectrogram of raw LFPs triggered by PBEs, by a multitaper method (chronux.org) using 100-ms time windows. We obtained the STD and mean for each frequency across all windows and normalized the power of that frequency at each window as a z-score.. The PBE-triggered spectrogram was triggered at the peak of multiunit activity. We then computed the z-scored power of 100-ms sliding windows with a 10-ms step size at the interval [−350 350] ms around the multiunit peak.
For analyzing theta power prior to LE/SZ-avoiding turns, we filtered LFPs within theta band (6 – 12 Hz). Theta amplitudes (obtained by Hilbert transform of the filtered LFPs) were z-scored relative to the mean and STD of amplitudes in a session and then smoothed by a Gaussian kernel with a 1-s STD.
Place cell activity and coactivity within PBEs
For each cell active in a session, we computed activation probability (probability of firing at least one spike) and mean spike count (average number of spikes) within a PBE. For a pair of active place cells, we quantified how they co-activated together in PBEs by a measure of coactivity19,38. Briefly, for a pair of cells A and B, if they were independently active in nA and nB events out of N PBEs, the number of events expected from chance during which both were active had a mean, E = nA nB/N, and a variance, σ2 = nA nB (N-nA) (N-nB)/ N2 (N-1). The coactivity was the actual number of events during which both cell were active (nAB) normalized by the expected mean and STD, Z = (nAB – E)/σ. We computed coactivity for all pairs of active cells and, specifically for those pairs of template cells (see below) that had peak firing locations in vicinity (vicinity pairs: distance of peak firing locations <35 cm). The change in coactivity for a vicinity pair from Pre to Post on Day2 was linearly regressed with the average of their peak firing locations.
Identification of theta cycles
We identified individual theta cycles of LFPs in track sessions. For each rat, we selected the electrode with highest time-averaged theta power and with at least one place cell for analysis. We filtered LFPs within theta (6–12 Hz), delta (1 – 4 Hz), and ripple (100–250 Hz) bands. We then determined envelopes of both theta and delta by Hilbert transform, and computed the ratio of theta to delta envelope at each time point. High-theta time windows were identified as those when the theta/delta ratio exceeded 228,29 and when peak ripple power (absolute amplitude) was less than 3 STDs above the mean. Within these high-theta time windows, we identified peaks of the theta-filtered LFP (theta peaks). For each theta peak, we determined the local minimum of neuronal spiking activity that was nearest to the peak. The spiking activity was computed by counting spikes from all neurons in 1-ms time bins and smoothed with a 10-ms Gaussian kernel. The consecutive nearest local minima of theta peaks were used as start/end times of individual theta cycles for the theta sequence analysis below29,39.
Identification of replays and theta sequences
We identified replays and theta sequences by a Bayesian decoding method17,18,35. First, we constructed a firing template by taking firing rate curves of all place cells with single place fields (template cells) in either Pre or Re-exposure. We used cells with single place fields because including place cells with multiple place fields could generate spurious decoded locations, since these cells could be contaminated by other cells that could not be differentiated by tetrodes. Nevertheless, we also performed the replay analysis using the templates made of all active place cells, including those with multiple place fields, and the results are similar (data not shown). In addition, since most place cells (70%) were bi-directional (Supplementary Fig. 5), the templates were not built from place cell activities separately on each of animals’ two moving directions on the track, but from rate curves averaged over both directions18. Each firing rate curve of a cell in a template was used to compute a prior firing probability of the cell at each location of the track, assuming a Poisson firing process.
To identify replays, we defined a PBE with at least 4 active template cells as a candidate event. For each 20-ms time bin (with a step of 10-ms) within a candidate event that had at least one spike, we computed a spatial probability distribution by Bayes’ rule according to the prior firing probability35. The “decoded” position at each time bin was the location of the track with the maximum posterior probability. We then performed a linear regression between decoded positions and time bin numbers18. The resulting R2 value, a measure of how well the decoded positions matched to a linear trajectory on the track, was compared to 1000 shuffle-generated R2 values. For each of these shuffled values, we randomly shuffled the decoded positions in time and re-computed the R2 value of the linear regression. The P value was the proportion of shuffles with R2 values greater than the actual R2 value. A candidate event was considered a replay if P <0.05. Its replay trajectory was determined by the linear regression, which was a spatial vector from the regressed position at the first decoded time bin with at least one spike to that at the last decoded time bin with at least one spike, capped within the range of track (between 0 and 225 cm).
To identify theta sequences, we selected those theta cycles with at least 3 template cells firing at least one spike as candidate cycles28,39. We decoded the positions within 20-ms time bins (with a step of 10 ms) within each candidate cycle. We then determined whether the decoded positions significantly matched to a trajectory on the track, similarly as in identifying replays. If so, we defined the place cell sequence within the candidate cycle as a theta sequence and the matched trajectory as a theta trajectory.
Replay trajectory, movement vector, and overlap with past and future trajectories
A replay trajectory was considered ending near the SZ (Near replay) if its end position was within the SZ or less than 28 cm from the SZ boundary (within the last quarter of the track in the dark segment). Otherwise, it was considered an “Other” replay. Similarly, a replay trajectory was considered ending near the LE if its end position was within the LE or less than 28 cm from the LE boundary (within the last quarter of the track in the light segment).
For each replay, we analyzed the animal’s movement following the replay by a movement vector. We defined a (future) time window of 10 s immediately after the end time of the replay. The movement vector was a spatial vector from the animal’s position at the start to the end of the window. An animal’s movement was defined as moving toward the SZ, moving away from the SZ, or pausing, if the movement vector was <−10 cm, >10 cm, or between [−10 10] cm, respectively. We computed the overlap between a replay trajectory and the animal’s immediate past or future moving trajectory. We defined a future time window of 10-s as in computing movement vectors and defined a past time window as the 10-s period immediately preceding the start of a replay. The overlap between a replay trajectory and a past (or future) trajectory was the percentage of locations along the replay trajectory that were covered by the animal’s past (or future) trajectory. For computing the percentage of replays that had no overlap with either future or past trajectory at all, we only did so among those replays that were followed by at least 10 cm movement within future and past time windows.
Forward, reverse, outward, and inward replays
We detected replays using templates built from average place cell activities on the track (overall templates). To understand these replays in more details (Supplementary Fig. 5), we also characterized these replays using templates (uni-directional templates) built from place cell activities when animals moving through the track on each of the two moving directions. The vast majority of replays (89%) identified by overall templates significantly replayed at least one uni-directional template. (Conversely, 83% of replays identified by uni-directional templates significantly replayed the overall template). If a PBE replayed only one uni-directional template, but not the other, it was further defined as a forward or a reverse replay, if its replay trajectory pointed toward (start to end locations) the same or opposite direction of the replayed uni-directional template, respectively15,16. For those PBEs that replayed both uni-directional templates (bi-template replays), the overlap between two replay trajectories decoded from two uni-directional templates was the ratio between the length of their overlapped portion and their average length. Finally, we defined a replay as outward, if the start position of its replay trajectory was closer to the animal’s current position than the end position, or inward if vice versa.
Hippocampal lesion and behavioral testing
To examine whether the linear IA task depends on the hippocampus, an additional 18 adult (350–400 g), male Long-Evan rats were used in the lesion experiment. Each rat was randomly assigned to a control (N = 9) or a lesion group (N = 9). Neurotoxic lesions in the dorsal CA1 of the lesion group were made in a surgery, by infusing N-methyl-D-aspartic acid (NMDA, Sigma-Aldrich, St. Louis, MO) at 20 μg/μL in a vehicle of 100-mM phosphate-buffered saline (PBS, pH = 7.4). NMDA was infused to three sites bilaterally, using a micro-infusion pump (KD Scientific; Holliston, MA) and a 10-μL Hamilton syringe (Hamilton; Reno, NV) at a rate of 0.1 μL/min. The coordinates of the 3 infusion sites targeting the dorsal CA1 of each hemisphere were: 3.6 mm posterior to the Bregma (AP), 1.0 mm lateral to the midline (ML), 2.4 mm ventral to the dura (DV); AP: 3.6 mm, ML: 2.0mm, DL: 2.1 mm; and AP: 3.6 mm, ML: 3.0 mm, DV: 2.3 mm. The infusion volume was 0.1 μL for first 2 sites and 0.15 μL for the other. Later histological analysis verified that lesions occurred predominantly at the dorsal CA1 and the ventral hippocampus was intact (Supplementary Fig. 3). For the control group, the vehicle alone without NMDA was similarly injected at same coordinates.
At least 7 days after the surgery, each rat was tested in the linear IA task. On Day1, rats freely explored on the track for 20 min. On Day2, rats first freely explored the track for 10 min (Pre) and were then taken out briefly (< 1 min) to their home cages. In the following shock session, rats were placed at the light segment of the track. Two mild foot shocks (each 0.4 mA, 1-s duration with 1-s interval) were applied as soon as they traveled to the SZ. Immediately after the shocks, rats rested in their home cages for 10 min. Animals were placed back to the light segment and allowed to freely explore for 10 min (Post). During all sessions, a LED light was mounted onto the rats’ body to track their positions. Animals in this lesion experiment on average spent less time around the center of the track than the animals in the recording experiment, because their heads were not connected to a wire bindle that was balanced at the center. After behavioral testing, animals were sacrificed for histology, similarly as in the recording experiment. The experimenter was blind to the group allocation during behavioral testing and data analysis of this experiment.
Statistical Analysis
No formal methods were used to pre-determine sample sizes; the sample sizes used here are similar to those used in the field15–18. For statistical analysis, we used Student’s t-test, ANOVA for normally distributed data, after testing data normality, and used Wilcoxon ranksum test, Wilcoxon signrank test for non-normally distributed data. All tests are two-sided. For multiple comparisons, we used Bonferroni correction to adjust significant level. We did not exclude any data points. In box plots, horizontal lines are median and [25% 75%] range values and whiskers present the most extreme data points ≤1.5 interquartile range from box edges.
Data and Code Availability
The data and codes that support the findings of this study are available from the corresponding author upon reasonable request.
Supplementary Material
Acknowledgments
This study was supported by grants from National Institutes of Health (R01MH106552) and Simons Foundation (#273886) to D. J. We thank Ji lab members for helpful discussions.
Footnotes
AUTHOR CONTRIBUTIONS
D. J. and C. W. conceived the project. D. J. and C. W. designed the experiments. C. W. performed the experiments and collected the data. C. W., D. J. and C. K. analyzed the data. D.H. performed the histology. C. W., D. J. and C. K. wrote the manuscript.
COMPETING FINANCIAL INTERESTS
The authors declare no competing financial interests.
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Associated Data
This section collects any data citations, data availability statements, or supplementary materials included in this article.
Supplementary Materials
Data Availability Statement
The data and codes that support the findings of this study are available from the corresponding author upon reasonable request.