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Proceedings of the National Academy of Sciences of the United States of America logoLink to Proceedings of the National Academy of Sciences of the United States of America
. 2017 Mar 13;114(13):3346–3351. doi: 10.1073/pnas.1612907114

Sediment supply controls equilibrium channel geometry in gravel rivers

Allison M Pfeiffer a,1, Noah J Finnegan a, Jane K Willenbring b
PMCID: PMC5380060  PMID: 28289212

Significance

Geomorphologists commonly assume that gravel-bedded rivers tend toward a “threshold” equilibrium state, in which the median-sized grains on the riverbed surface begin to move at the bankfull flood stage. However, here we show that this widely held assumption fails to capture a more fundamental pattern in river channel geometry. Our findings provide evidence that river channel geometry and grain size are inherently linked to the supply of sediment transported from upstream. Threshold channels may therefore simply reflect settings with low sediment supplies, while high sediment supply channels are adjusted to transport large volumes of material during bankfull floods. Thus, an understanding of sediment supply is key to interpreting, predicting, and restoring bankfull geometry in rivers.

Keywords: river channel geometry, sediment supply, sediment transport

Abstract

In many gravel-bedded rivers, floods that fill the channel banks create just enough shear stress to move the median-sized gravel particles on the bed surface (D50). Because this observation is common and is supported by theory, the coincidence of bankfull flow and the incipient motion of D50 has become a commonly used assumption. However, not all natural gravel channels actually conform to this simple relationship; some channels maintain bankfull stresses far in excess of the critical stress required to initiate sediment transport. We use a database of >300 gravel-bedded rivers and >600 10Be-derived erosion rates from across North America to explore the hypothesis that sediment supply drives the magnitude of bankfull shear stress relative to the critical stress required to mobilize the median bed surface grain size (τbf*/τc*). We find that τbf*/τc* is significantly higher in West Coast river reaches (2.35, n = 96) than in river reaches elsewhere on the continent (1.03, n = 245). This pattern parallels patterns in erosion rates (and hence sediment supplies). Supporting our hypothesis, we find a significant correlation between upstream erosion rate and local τbf*/τc* at sites where this comparison is possible. Our analysis reveals a decrease in bed surface armoring with increasing τbf*/τc*, suggesting channels accommodate changes in sediment supply through adjustments in bed surface grain size, as also shown through numerical modeling. Our findings demonstrate that sediment supply is encoded in the bankfull hydraulic geometry of gravel bedded channels through its control on bed surface grain size.


What determines the shape of alluvial rivers? These self-formed channels emerge through the interaction of flowing water and transported sediment. Explaining widely observed trends in river channel hydraulic geometry remains an ongoing challenge in the field of geomorphology. Gravel-bedded alluvial rivers (whose bed and banks comprise sediment transported by the river) approach equilibrium geometry through feedbacks between deposition, erosion, and bed surface armoring as well as through channel slope change (13). These responses in channel geometry and surface grain size accommodate perturbations in the water and sediment supply regimes. Thus, sediment supply is among the key controls on the morphology of all river channels, and understanding linkages between sediment supply and channel morphology is a central question in much of fluvial geomorphology, civil engineering, and river restoration.

Decades of observations in gravel-bedded alluvial channels support the pervasiveness of threshold channels (46) in which the channel dimensions adjust such that the threshold for motion of the median bed surface grain size (D50) occurs at, or just below, bankfull flow. These observations are reinforced by theoretical work (7) showing that, at bankfull flow, a straight channel with noncohesive banks will maintain a stable channel width with a shear stress in the center of the channel that just exceeds that required to move the median-sized grains on the bed surface.

The seeming ubiquity of threshold channels provides a convenient constraint on gravel-bedded river morphology, suggesting that the near equivalence of the stress required for sediment motion (critical Shields stress, τc) and the mean bankfull bed stress (τbf) may be a criterion to which all gravel rivers must conform (8). The critical Shields stress (τc) describes the amount of stress needed to initiate median grain motion, normalized for the grain size, and is generally between 0.03 and 0.08 (9). The bankfull Shields stress (τbf) describes the stress acting on the bed during bankfull flow, and (at the reach scale) is approximated as

τbf=ρRbfS/(ρs-ρ)D50, [1]

where ρ is the density of water (1,000 kg/m3), ρs is the density of sediment, Rbf is the bankfull hydraulic radius, and S is the channel slope (note that all Shields stresses referred to herein apply to D50).

However, the orders of magnitude global variability in basin-wide erosion rates (and hence sediment yields) (10) points to a potential problem with widespread application of a threshold channel model. In tectonically active settings, channels, as the primary conduits of material off the landscape, must be adjusted to move high sediment loads. The sediment transport capacity of a channel is often modeled as a function of the excess stress, or difference between the bankfull and critical stress (τbf-τc) (11). Consequently, all else being equal, it would seem that higher bankfull stresses are needed to transport large volumes of material in tectonically active settings. The requirement to transport a high sediment supply (τbf>τc) is seemingly at odds with the threshold channel assumption (τbfτc).

Previous work has hinted at a relationship between sediment supply and τbf/τc. The difference between the grain size predicted by rearranging Eq. 1 and observed grain size can theoretically be used to predict sediment supply (12), although this idea has yet to be validated with field data. Further, τbf/τc has been shown to increase with decreasing bed stability (13), which is likely correlated with sediment supply. On the other hand, further confirmation of the ubiquity of threshold channels has continued to appear in the literature (8).

Although there is not a well-accepted link between sediment supply and τbf/τc, it is clear that sediment supply can affect many aspects of channel morphology. Rivers with very high sediment supply are often braided (2), and aggradation occurs when the sediment supply to a channel is in excess of the channel’s capacity to transport that sediment (14). Additionally, the bed surface can armor through size selective transport in low supply conditions (1, 3), or the bed surface grain size can fine in response to high sediment supply (15). Despite the prevalence of these observations, we lack a coherent understanding of how these responses are expressed in τbf, which is a function of both grain size and channel geometry. Although it is clear that sediment supply impacts channel morphology, this does not necessarily translate to an impact on τbf/τc. One can imagine that a river channel might respond to an increase in sediment supply through a decrease in bed surface armoring (reducing surface D50) while maintaining a constant, threshold τbf/τc value through a concurrent decrease in S or Rbf, via widening. It could also be the case that a river channel would respond to an increase in sediment supply through a reduction in bed surface armoring without a change in channel geometry, yielding an increased τbf/τc. Here, we address the question, Do all gravel-bedded rivers, regardless of sediment supply, tend toward an equilibrium that maintains threshold conditions, or can τbf/τc vary with sediment supply?

To the extent that we understand and restore rivers according to their sediment supply regime, a clearer understanding of the relationship between sediment supply, bed surface grain size, and the hydraulic geometry of river channels is needed. A unifying model should explain both the widespread observation of threshold channels and the need for channels in tectonically active areas to transport large coarse sediment loads. Here we adopt and test the hypothesis that the balance between bankfull shear stress and bed surface grain size reflects not only the need to initiate sediment motion, as is commonly argued, but also the requirement that channels convey the load supplied from upstream (12).

To explore the controls on bed surface grain size and bankfull hydraulic geometry, and their relationship to sediment supply, we compiled a dataset of D50 and hydraulic geometry for 341 reaches of gravel-bedded rivers in North America (Fig. 1A and Dataset S1). Using these data, we explore patterns in τbf across the continent. Channel geometry and grain size reflect basin lithology, large wood loading, landslide history, land use history, hydrology, and relative roughness, among other factors; rather than attempting to control for all of these factors in a small subset of drainages, we take a continent-wide approach to addressing this problem. By gathering a large dataset across a wide variety of lithologies, climates, and land use histories, we gain sufficient statistical power to see past the “noise” that is inherent in such a compilation.

Fig. 1.

Fig. 1.

Ratio of τbf/τc and 10Be erosion rate data across North America. (A) Location of all hydraulic geometry sites in our data compilation. (B and C) Boxplots showing (B) the distribution of τbf/τc separated by region and (C) the distribution of 10Be-derived erosion rates separated by region. (D) Location of 10Be erosion rate sites in our data compilation. Solid line corresponds to the Pacific−North American Plate boundary used in this analysis (Materials and Methods). Dashed line marks the boundary between West Coast and Other sites. Data are separated into color bins by quintile.

We compare patterns in τbf/τc to sediment supply, which we infer from an independent compilation of 10Be-derived erosion rates from across North America (10, 16) (Fig. 1D) (Materials and Methods). The 10Be erosion rates, which measure long-term (∼103 y) averages, are very often (17, 18) but not always (19, 20) in close agreement with short-term erosion rates. Also, the ratio of coarse sediment (which impacts gravel bed morphology) to fine sediment (which has no known bed-forming role in gravel-bed rivers) depends on lithology (21) and can vary widely between drainages and flood stages (22). With the understanding of these caveats, we proceed assuming that 10Be erosion rates are a proxy for coarse (bedload) sediment supplied to a channel, and further address these assumptions in Sediment Supply as a Driver of High τbf/τc.

Sediment Supply as a Driver of High τbf*/τc*

Calculating values of τc based on channel slope (23) (Materials and Methods), we find that the ratio of bankfull to critical Shields stress (τbf/τc) is significantly higher in West Coast rivers (median τbf/τc = 2.35) than in other rivers (τbf/τc = 1.03, Welch’s t test for unequal variance, P = 3 × 10−12) (Fig. 1B). This difference exists despite the wide spread in observed τbf/τc within both categories. The near equivalence of critical and bankfull Shields stress across most of the continent is in keeping with previous research (5, 7) and supports the threshold channel model. In contrast, the systematically high bankfull Shields stress in West Coast rivers has, to our knowledge, never been documented. Using depth, h, in place of Rbf in Eq. 1, a common simplification (4, 24), results in only modest differences in τbf/τc (median “Other” = 1.12, “West Coast” = 2.81).

To test whether high sediment supply drives this pattern in hydraulic geometry, we estimate sediment transport capacity (Materials and Methods), which we compare with 10Be-derived catchment-averaged erosion rates from across North America (10, 16). As with τbf/τc, 10Be erosion rates are very statistically significantly higher (P = 1.6 × 10−14) on the West Coast (median E = 177 mm/ky) compared with the rest of the continent (E = 25 mm/ky, Fig. 1C). Normalizing both 10Be-derived basin-wide erosion rate and sediment transport capacity (Materials and Methods) by their means, we find that sediment transport capacity and erosion rate decrease by about an order of magnitude moving east from the plate boundary (Fig. S1). These data suggest that more coarse sediment is being transported in regions with high sediment supply supporting our assertion that coarse sediment fluxes scale with 10Be-derived catchment-averaged erosion rates.

Fig. S1.

Fig. S1.

Transport capacity and erosion rate (E) away from the Pacific Plate boundary. (A) Erosion rate as a proportion of mean erosion rate and (B) calculated sediment transport capacity as a proportion of mean sediment transport capacity plotted by distance from the plate boundary. Solid lines mark the means of each region, and dotted lines mark 1 SD. Means for each region are marked in black text. Three high E and one high Qt points, all within the West Coast region, plot off the axes. Sespe Creek, CA, and Fish Creek, AK, with Qt/Qtmean of 93 and 36, respectively, plot above the axes.

Isolating the sites for which we have both 10Be and channel geometry data (Dataset S2), we see that there is a statistically significant trend of increasing τbf/τc with increasing erosion rate (Fig. 2). This pattern persists in both long-term (10Be) and short-term erosion rates. This consistency lends support to our assertion that 10Be erosion rates are a valid proxy for coarse sediment supply at timescales relevant to channel adjustment. The assertion is further supported by recent work (18) showing that basins dominated by fluvial incision do not exhibit a time scale bias in erosion rates. The magnitude of variation in background erosion rates across the continent is substantially greater than the differences in sediment supply generally attributed to land use effects (20). In Exploring Additional Explanations for High τbf/τc, we discuss some of the factors that likely drive the scatter in Fig. 2. Because we do not know the error associated with the τbf/τc data, we cannot determine the slope of the true functional relationship between erosion rate and τbf/τc (25). Regressions (Fig. 2) represent a lower bound; τbf/τc is likely more sensitive to erosion rate than suggested in Fig. 2 (25).

Fig. 2.

Fig. 2.

Paired erosion and τbf/τc sites. The solid dots and solid line represent 10Be erosion rates, and the open circles and dashed line represent short-term erosion rate measurements. West Coast data are in green; Other data are in maroon. See Dataset S2 for details on site pairings. There is a statistically significant relationship between erosion rate and τbf/τc, a relationship that holds true with both long-term (P = 0.001, r2 = 0.50) and short-term (P = 0.002, r2 = 0.47) erosion rates. The colored lines mark the median 10Be erosion and τbf/τc values, color-coded by region.

We note that the least-squares fit to our paired sites data nearly crosses the intersection of the median erosion rate and τbf/τc for both the West Coast and Other populations. This finding suggests that the paired sites are representative of the larger data compilation. Thus, both continent-wide trends and paired sites suggest that rivers in high erosion rate landscapes, where sediment supplies are high, have adjusted to maintain high bankfull Shields stresses rather than maintaining threshold conditions at bankfull flow.

Sediment Supply Accommodated Through Armoring

The association between erosion rate and τbf/τc suggests that high sediment supply channels are some combination of deeper (greater bankfull depth), steeper (higher slope), and finer (smaller bed surface grain size) than their low sediment supply counterparts. Substantial work has been done connecting sediment supply conditions with bed surface armor ratio (D50/D50ss, where D50ss is the median grain size of the subsurface) (1, 2, 12, 15). Although it is difficult to observe armoring of channels during high-flow conditions, the armor ratio of the channel measured at low flow appears to provide an index of the sediment supply and transport conditions during the formative flows (2628). Bed surface armor forms through the selective transport of finer bed surface particles relative to coarser particles (29). In high sediment supply conditions, however, armor formation is reduced, leaving the bed surface more closely matching the grain size distribution of the subsurface (14). This connection between low armor ratio and high sediment supply suggests that high τbf/τc primarily results from bed surface fining.

Using subsurface grain size measurements available for a subset of our sites, we see that, indeed, armor ratio correlates with τbf/τc (Fig. 3). To more directly link armor ratio and sediment transport, we make estimates of instantaneous sediment transport capacity per unit width during bankfull flow, Qt (square meters per second) (30) (Materials and Methods). Fig. 3 shows that the low armor ratio, high τbf/τc sites correspond with high estimated Qt. This observation suggests that bed surface grain size adjusts in channels to transmit the high sediment load supplied during bankfull flow.

Fig. 3.

Fig. 3.

Relationship between τbf/τc, armor, and sediment transport capacity. Points, which represent sites in our data compilation for which we have subsurface grain size measurements, are colored by predicted Qt (30) (Materials and Methods). The solid line shows the relationship between armor ratio and τ/τc* predicted using the Parker (3) model. The line is colored by predicted sediment transport capacity in the range of τ/τc* for which the model was calibrated. The vertical dashed lines mark the median τbf*/τc* values in the West Coast and Other populations (Fig. 1B).

The above approach to predicting sediment transport capacity is simplified and limited by the data available to us; it is based solely on S, Rbf, and D50. To independently validate the relationship between armor ratio, τbf/τc, and estimated Qt, we examine the results of an independent sediment transport model (3) that explicitly incorporates the formation of armor and its effect on sediment transport in natural rivers (Materials and Methods). The physically based, empirically calibrated model evolves Qt and armor ratio from an imposed bedload grain size distribution and Shields stress. Comparing the model output to our data compilation, we find good agreement with the general trends (Fig. 3): Both the independent model and the data from our compilation show decreasing armor ratio with increasing τ/τc and Qt. This agreement points to the mechanistic relationship between sediment transport, armor ratio, and τ/τc. At formative flows, a high sediment supply equilibrium channel must maintain high sediment transport capacity, which is a function of τbf/τc (e.g., ref. 12). This high transport rate depresses armor formation. We observe these relationships in our data compilation (Fig. 3), and the mechanistic links are encoded in the model (3). That said, we acknowledge that there are limits to the effectiveness of bed surface armor in absorbing the effects of sediment supply on τbf/τc. At some high sediment supply point, armor ratio approaches unity and bed surface aggradation begins (14).

Exploring Additional Explanations for High τbf*/τc*

Although our data support the idea that sediment supply is a significant driver of τbf/τc, other factors certainly influence this ratio. First, roughness elements such as immobile boulders or large in-channel wood can cause some of the total bankfull shear stress to be “partitioned” away from the bed (e.g., ref. 24). As a result of this form drag, the nondimensional effective shear stress acting on the bed will be lower than the total Shields stress at bankfull flow. However, relative roughness (D50/hbf) does not differ significantly between West Coast and Other channels (Welch’s t test for unequal variance, P = 0.58), suggesting that form drag due to grains is not responsible for the observed patterns in τbf/τc (Fig. S2). In-channel wood volumes, which may contribute substantially to hydraulic roughness, vary by orders of magnitude between channels (24), land management types, and biomes (31). Fig. 4A shows the effects of in-channel wood for a subset of our data. Even in West Coast channels devoid of wood, τbf/τc is substantially greater than 1. So, although high wood loading does have the expected effect of increasing τbf/τc (Fig. 4A), the form roughness associated with in-channel wood cannot alone explain the high τbf/τc observed in West Coast channels.

Fig. S2.

Fig. S2.

Boxplot of relative roughness (D50/h) measured at each site in the data compilation, separated by region.

Fig. 4.

Fig. 4.

Exploring alternative explanations for high τbf/τc. (A) The τbf*/τc* as a function of large wood density, separated by subregion. Olympic Peninsula (Washington) sites are in blue, Southeast Alaska sites are in black, and Middle Fork Salmon River (Idaho) sites are in red. The site marked with an open circle was excluded from the regression. The y-intercept values (b) from linear regressions are shown in colored text. (B) Effects of bank cohesion on τbf*/τc*. There are no statistically significant differences between bank vegetation classes within either dataset (ANOVA, ref. 43, P = 0.15; ref. 6, P = 0.14). In A and B, the upper and lower dashed gray lines mark the median τbf*/τc* ratio for West Coast and Other sites, respectively. (C) Overlay of our data compilation (in color) on the proposed (39) similarity collapse for all alluvial river data (greyscale). West Coast data and regression are in green, and Other are marked in maroon. The solid gray line denotes the best-fit regression through all alluvial river data shown by Li et al. (39), which is shown in gray. (D) Calculated normalized steepness (ksn) plotted by distance from the plate boundary. Solid lines mark the means of each region; dotted lines mark 1 SD.

Bank cohesion from vegetation has been suggested as a driver of high τbf/τc (4). However, reanalyzing data used by Parker and others (4), we find no statistically significant difference in τbf/τc between bank vegetation classes (Fig. 4B). Although bank cohesion may not drive high values of τbf/τc, cohesion is nevertheless fundamentally important to maintaining stable banks under high τbf/τc conditions. In the absence of cohesion, the alluvial material making up channel banks should become unstable when τbf>1.2τc (7), leading to channel widening, which would, in turn, reduce flow depth and bed shear stress. However, fine sediment and vegetation provide cohesion on the banks of many natural channels. In small and midsized channels, where the magnitude of shear stress acting on the banks is moderate, vegetation can act to stabilize otherwise mobile banks (32). The prevalence of meandering gravel-bedded rivers provides further evidence that cohesive banks are common, as stable meander formation requires bank cohesion (33). In the presence of stable banks, physical experiments suggest that changes in bed surface texture can accommodate a fourfold change in sediment supply before aggradation begins (14). Thus, bank cohesion, although likely not responsible for driving increases in τbf/τc, is likely required to stabilize the banks of above-threshold channels.

It could be argued that West Coast channels, even the alluvial-bedded ones included in this study, may have more exposed bedrock and therefore should not conform to threshold channel assumptions. However, in low sediment supply settings, bedrock channels, like their alluvial counterparts, conform to τbfτc (8). Even in tectonically active channels that incise bedrock, the combined stress needed to move and transport sediment is typically much greater than the stress needed to incise rock (34). The stress required to incise rock is especially small where bedrock has low tensile strength, as in the case of the young sedimentary rocks that cover much of the West Coast. For example, modeling suggests that ∼50% of the total bankfull shear stress along the South Fork Eel River in northern California is associated with the need to transport sediment and ∼40% is related to initiating sediment motion (34). Hence, the distinction between channels that incise rock and those that simply convey sediment (i.e., alluvial channels) is neither clear nor necessarily useful in many settings.

Patterns in basin-averaged erosion rates are not reflected in continent-wide trends in normalized channel steepness (ksn, Materials and Methods and Fig. 4D). According to the stream power model for river incision (35), we might expect channels actively incising uplifting rock to have high ksn to match the high erosion rates (e.g., ref. 36). We do not observe concordance between ksn and erosion rate at the continent scale (Figs. 1D and 4D). So, although ksn may be strongly correlated with erosion rates within a region of similar climate and rock type (e.g., ref. 36), our results suggest that the relationship between grain size and channel geometry (τbf/τc or Qt), rather than channel geometry and drainage area (ksn), may be a more universal indicator of active tectonics, at least to the extent that it is correlated with coarse sediment supply.

We noted earlier that lithology affects the relationship between basin-wide erosion rates and coarse sediment supply. Rocks of low tensile strength will rapidly abrade during transport, yielding less bedload for a given sediment supply than their high tensile strength counterparts, thereby decreasing the coarse sediment supply felt by the bed of a gravel-bedded river. The τbf/τc data from the Oregon Coast Range nicely demonstrate this effect. During transport, Oregon Coast Range sedimentary rocks rapidly disintegrate into grain sizes that are transported as suspended load rather than bedload (21). So, although the erosion rates across the Oregon Coast Range are uniformly high [100 mm/ky to 200 mm/ky (16)], the channels sourcing Coast Range sedimentary rocks have remarkably little coarse sediment supply (21). The paucity of coarse sediment manifests in τbf/τc values below 1 (e.g., 0.37, 0.18). For lithology to explain the continent-wide trends in τbf/τc, West Coast basins would need to have substantially stronger bedrock. As a first-order test of the effect of lithology on our results, we determined the percent of basin area underlain by sedimentary rocks for sites in our compilation (Basin Lithology and Fig. S3). On average, there was little difference between West Coast and Other basins, which were underlain by 72% (SD 42%) and 72% (SD 39%) sedimentary bedrock, respectively. This would suggest that our data compilation does not oversample hard rocks on the West Coast, and lithology does not explain the continent-wide trends we observe. However, the effects of lithology are almost certainly important when comparing between individual basins (37) and likely drive scatter in Fig. 2.

Fig. S3.

Fig. S3.

Shaded relief model overlain by the US Geological Survey Geologic Map of North America, separated into broad lithologic categories. Black dots mark the location of sites within our data compilation for which we calculated percent sedimentary bedrock. Lithology data from ref. 44.

The dependence of τbf on both slope (13, 23) and grain size can be used to produce a similarity collapse of all alluvial river data, including both bedload- and suspension-dominated systems (38). However, some scatter persists. Plotting our data compilation along the same axes used in the similarity collapse (39) (which are very nearly equivalent to plotting D50 on the horizontal axis and τbf/τc on the vertical), we see parallel trends in West Coast and Other channels, with West Coast channels having substantially higher τbf (Fig. 4C). To the extent that sediment supply drives the difference in trends between the two populations, we suggest that sediment supply is a major hidden variable driving the remaining scatter in the similarity collapse unifying all alluvial river morphology.

Many studies have called attention to the complexity of the incipient motion of grains in gravel-bedded rivers (13, 23). These studies imply that critical Shields stress should be viewed not as a constant but rather as a representative value used to generalize the stochastic process of grains being swept out of pockets by turbulent sweeps (40). Recent studies have shown that τc varies with channel slope (5, 23), grain packing geometry, and particle shape, among many other factors; thus, choices of τc should be made with these factors in mind (13). Similarly, we have shown here that bankfull channel geometry does not simply reflect the conditions required to initiate motion of D50. Roughness, large wood loading, and bedrock exposure can affect τbf/τc, although our data suggest that these factors likely play a small role relative to sediment supply in driving the difference in τbf/τc between West Coast and Other channels. Rather, roughness, large wood loading, and bedrock exposure, along with flow intermittency (26) and local variability in characteristics such as bed material attrition (21) and uplift rate, likely help drive the scatter in τbf/τc that we observe within West Coast and Other channels, as well as the scatter about the trend in Fig. 2. We suggest that, as with τc, assumptions of constant τbf/τc must be made with caution.

Basin Lithology

Using a geologic map of North America (44), a 15-arc-second digital elevation model, and a digital stream network (https://hydrosheds.cr.usgs.gov/), we extract basin lithology data for each basin in our data compilation, from which we calculate the percent of each basin underlain by sedimentary rock. We use percent sedimentary bedrock as a rough measure of the influence of lithology on the ratio of bedload to suspended load in our data compilation, as sedimentary rocks tend to abrade most rapidly (21). We note that the sedimentary rocks of the Appalachian Basin have undergone diagenesis during burial and exhumation from depths of >5 km (45), which tends to make them stronger than the younger sedimentary rocks of the West Coast. Thus, the comparison of lithologic effects between West Coast and Other sites is conservative, as sedimentary rocks on the West Coast will tend to more rapidly abrade into suspended load, decreasing the effective coarse sediment supply for a given erosion rate. Because a 15-arc-second grid imperfectly captures basin geometry, especially for smaller basins, we checked the output drainage areas against the drainage areas reported in the source literature. We discarded any basins with a mismatch in drainage area of >15%, unless it was clear from visual inspection of the source data that the basin was underlain entirely by one lithologic category. In total, we retained 51 West Coast sites and 156 sites on the rest of the continent for our lithologic analysis.

Conclusions

In summary, our findings provide evidence that river channel hydraulic geometry and grain size are fundamentally linked to sediment supply. Threshold channels may therefore simply reflect settings with low sediment supplies. Because sediment transport rates are a highly nonlinear function of stress near the threshold for motion (3), small changes in stress result in large changes in transport capacity. Therefore, on the low end of the sediment supply spectrum, a relatively large range of sediment supply conditions may be accommodated with small changes in τbf/τc, giving the appearance that channel geometry is set by the critical stress. The observation that channels are, on average, adjusted to threshold conditions across much of the continent (8), may simply reflect the fact that most channels are subject to modest sediment supply. Although the average channel may conform to the threshold model, physically meaningful factors drive the scatter in τbf/τc. Our findings suggest that bankfull stresses can be, and are, maintained well above critical where sediment supplies are sufficiently high to require it. Bankfull Shields stress, bed surface armoring, and sediment supply are fundamentally linked in gravel-bedded rivers. Thus, an understanding of sediment supply is key to interpreting, predicting, or restoring bankfull hydraulic geometry in rivers.

Materials and Methods

Channel Geometry and Grain Size Data Compilation.

To determine spatial patterns in bankfull Shields stress across North America, we compiled channel geometry and bed surface grain size data from 341 gravel-bedded river reaches with known locations (Dataset S1). We selected reaches with negligible regulation of flow and negligible sediment traps. Additionally, we chose reaches with primarily alluvial beds, and not immediately confined on both sides by bedrock banks. Our data are limited to gravel-bedded rivers, thus excluding the flatlands of the Great Plains where sand-bedded rivers predominate.

We calculated τbf* (Eq. 1) for each reach, substituting bankfull flow depth for hydraulic radius where bankfull width data were unavailable (n = 7). Because τc* varies systematically with channel slope (5, 23), it would be misleading to compare τbf* between reaches of different slope. Therefore, we normalize τbf* by an estimated slope-dependent τc* (23),

τc=0.15S0.25. [2]

For each site, we calculated the distance to the Pacific Plate boundary. Because portions of coastal California are west of the San Andreas Fault, and therefore could be considered a part of the Pacific Plate, we defined the plate boundary as the bathymetrically defined trench or the coast, whichever is farther west, thereby avoiding negative distance values. To compare West Coast sites with those elsewhere in North America, we use a threshold distance of 250 km from the Pacific Plate boundary.

Sediment Transport Capacity and Normalized Steepness.

We use channel geometry and D50 to estimate bankfull sediment transport capacity per unit channel width, Qt (square meters per second), for sites in the data compilation using the Recking (30) surface-based transport relation. The model, detailed in Recking Sediment Transport Equations, has been validated using independent field data from a variety of alluvial rivers. We note that sediment transport predictions, especially those based on just D50, can substantially overpredict or underpredict sediment transport rates (41). However, our analysis relies on the observed trends in Qt, not the precise values.

Sediment supply should equal sediment transport capacity in alluvial channels that are neither aggrading nor degrading. Thus, our prediction of sediment transport capacity can be viewed as a prediction of sediment supply.

In comparing Qt to erosion rates, we rely on the assumption that the recurrence interval of bankfull flows is similar across most fluvial regimes (42). Although this is a simplification, we note that our dataset covers significant climate gradients across both latitude and longitude, complicating a snowpack or rainfall intermittency explanation for observed patterns. Notably, a wide variety of hydrological environments are represented within the West Coast sites, from snowmelt-dominated streams to highly seasonal streams in Mediterranean climates.

For each of the sites, we calculate normalized steepness index [ksn (meters)] assuming a reference concavity, θ, of 0.5 (35),

ksn=SAθ. [3]

Parker 1990 Model.

The Parker (3) sediment transport model provides an independent prediction of the relationship between bed surface armoring, τ*/τ*c, and sediment supply. We use the model to evolve Qt and armor ratio from a given substrate grain size distribution and boundary shear stress (as in ref. 3, figure 4). For a detailed description, Parker Sediment Transport Model.

We the use the Parker (3) model because it numerically describes the importance of bed surface armor in moderating the transport of different grain size fractions, and provides us with an independent prediction of the relationships we observe in our larger data compilation. The Parker model was originally written assuming that bed surface armor changes continuously throughout the flood hydrograph. In the intervening years, however, work has shown that armor very likely persists, invariant of flood stage (27, 28). In Fig. 3, we compare the modeled equilibrium armor ratios and transport capacities for a single channel at a variety of flood stages (τ/τc) to the bankfull conditions (τbf/τc) and armor ratio (measured at low flow conditions) of the natural rivers in our data compilation. Given the evolution in understanding since the original publication, we believe it is fair to compare the model results (equilibrium transport and armor at various flood stages) to our compilation of bankfull shear stresses and low flow observed armor.

Recking Sediment Transport Equations

We use channel geometry and grain size data to estimate volumetric bankfull sediment transport capacity per unit channel width, Qt (square meters per second), for sites in our data compilation using the Recking (30) surface-based transport relation. These transport estimates appear in Fig. 3 (colored points) and in Fig. S1. The Recking equations are well suited to our purposes because they are designed specifically for situations in which data on channel grain size are limited (e.g., incomplete knowledge of the surface, subsurface, or bedload grain size distribution), as is the case in our data compilation. Secondly, in this model, Qt is not a function of excess bed surface shear stress (i.e., τbf-τc) but instead assumes partial mobility at low-to-moderate flows. Thus, with the knowledge of only channel slope (S), bankfull width [w (meters)], bankfull depth [h (meters)], and median bed surface grain size [D50 (meters)], we can predict nonzero transport even in channels where τbf-τc<1.

Recking frames transport in terms of the mobility of the 84th percentile bed surface grain size, D84. Lacking knowledge of D84 for most of our sites, we follow the suggestion of Recking and estimate D84 from D50,

D84=2.1D50. [S1]

Recking approximates the Shields stress corresponding to the transition from partial to full mobility of the bed surface grains as

τm=(5S+0.06)(D84D50)4.4S1.5. [S2]

The bankfull Shields stress associated with D84 is

τ84=SRbf(s1)D84, [S3]

where s is the relative density of the sediment (ρs/ρ), for which we assume a value of 2.65.

Using τm and τ84, Recking approximates the dimensionless sediment discharge, q*, as

q=14τ842.5[1+(τm/τ84)4], [S4]

from which we calculate the volumetric sediment flux per unit width (square meters per second),

Qt=(s1)gD843q, [S5]

where g is the gravitational constant.

Parker Sediment Transport Model

Parker (3) presents a transformation from the subsurface-based relation of Parker et al. (46) to a sediment transport model based on the grain size distribution of the bed surface. Using the equations presented in his transformation, we can relate the transport stage τ/τc to both bed surface armoring (D50/D50ss) and sediment flux, Qt. These data are presented in the colored curve in Fig. 4. We note that we are not using the final surface-based transport relation to determine these values, but rather are using the intermediate equations in ref. 3. We calculate Qt based on the subsurface grain size distribution, then determine the surface grain size distribution (and therefore, armor ratio) from the equations derived by Parker (3) as a part of the subsurface-to-surface transformation. Below, we use notation that is consistent with that used above and in the main manuscript, not the notation used by Parker, although we provide the original equation numbers from ref. 3.

Our goal is to predict the bed surface armor ratio (D50/D50ss) and sediment flux (Qt) for an example river at a variety of transport stages τ/τc. As inputs for the model, we used the Oak Creek channel slope, S, and subsurface grain size distribution, as in ref. 3. The subsurface grain size distribution is broken into n size classes, each of which is described by its diameter, Di, and fraction of the total subsurface grain size distribution, fi.

We used the following steps for a range of substrate-based transport stages (ϕ50) (ref. 3, equation 4a):

ϕ50=τss/τrss, [S6]

where the subsurface Shields stress, τss, is (ref. 3, equation 4b)

τss=τ/(ρs-ρ)gD50ss, [S7]

and τrss is a reference Shields stress associated with the mobility of D50ss with an assumed value of 0.0876. Ultimately, we transform these ϕ50 values to the surface-based transport stage ϕsg0 (nearly equivalent to τ/τc) for display in Fig. 4.

For each ϕ50, we determine the substrate-based transport stage associated with each individual grain size fraction (fi),

ϕi=gsiϕ50, [S8]

using the substrate-based hiding function (gsi) (ref. 3, equation 11),

gsi=1.048(Di/D50ss)-0.0951. [S9]

For each ϕi, we determine the dimensionless bedload transport rate (Wi) according to Parker (ref. 3, equation 13),

Wi=0.00218Gi, [S10]

in which Gi is the piecewise empirical transport function (ref. 3, equation 5),

Gi={5474(10.853ϕi)4.5ϕi>1.59exp[14.2(ϕi1)9.28(ϕi1)2]1ϕi1.59ϕi14.2ϕi<1. [S11]

The total dimensionless bedload transport rate across all grain size fractions for the given ϕ50 is then

Wtot=i=1nWi. [S12]

The dimensionless transport rate is then converted to a volumetric sediment transport rate per unit channel width, Qt (square meters per second) (ref. 3, equation 7b),

Qt=Wtot(τ/ρ)3/2/Rg. [S13]

R is the submerged specific gravity of sediment [(ρsρ)/ρ], assumed to be 1.65. The bed surface shear stress, τ (newtons per square meter), can be obtained by combining and rearranging Eqs. S6 and S7, above,

τ=ϕ50τrss(ρs-ρ)gD50ss. [S14]

To determine the surface median grain size, D50, we first solve for the surface grain size distribution, which is described as grain size fractions, Fi, using the same diameter bins, Di, as above (ref. 3, equation 12a),

Fi=(fi/Gi)Gtot, [S15]

where Gtot is a metric of the total bedload transport for all grain size fractions (ref. 3, equation 12b)

Gtot=1i=1nfi/Gi. [S16]

Using the calculated bed surface grain size fractions, we determine the surface median grain size (ref. 3, equation 14),

D50=ei=1nFilnDi, [S17]

from which we calculate the armor ratio D50/D50ss.

Because we want to compare armor and Qt to a surface-based measure of transport stage, i.e., τ/τc, rather than to a substrate-based one (ϕ50), we calculate ϕsg0, the surface-based transport stage associated with D50, for each case of ϕ50 according to (ref. 3, equation 17a)

ϕsg0=τsg/τrsg0, [S18]

where the surface-based Shields stress, τsg, and the reference surface-based Shields stress, τrsg0, are (ref. 3, equation 17b)

τsg=τ/(ρs-ρ)gD50 [S19]

and (ref. 3, equation 19)

τrsg0=0.0386. [S20]

We note that, when we compare the output of the Parker model to our data in Fig. 3, we are equating the surface-based reference Shields stress (τrsg0) to the critical Shields stress (τc). These two values are very nearly similar. Additionally, we equate the surface-based Shields stress (τsg) to the bankfull Shields stress (τbf). For a discussion of this comparison, see Materials and Methods.

Supplementary Material

Supplementary File
Supplementary File

Acknowledgments

We thank T. Lisle, J. Buffington, C. Phillips, N. Snyder, and M. Cover for sharing databases of channel geometry and grain size measurements. This paper benefited from insightful conversations with M. Lamb, C. Phillips, and J. Pitlick, as well as constructive comments from the editor and two reviewers.

Footnotes

The authors declare no conflict of interest.

This article is a PNAS Direct Submission.

This article contains supporting information online at www.pnas.org/lookup/suppl/doi:10.1073/pnas.1612907114/-/DCSupplemental.

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