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. 2017 Apr 28;18:202. doi: 10.1186/s13063-017-1929-0

Protective intraoperative ventilation with higher versus lower levels of positive end-expiratory pressure in obese patients (PROBESE): study protocol for a randomized controlled trial

T Bluth 1, R Teichmann 1, T Kiss 1, I Bobek 2, J Canet 3, G Cinnella 4, L De Baerdemaeker 5, C Gregoretti 6, G Hedenstierna 7, S N Hemmes 8,9, M Hiesmayr 10,11,12,13, M W Hollmann 8,9, S Jaber 14, J G Laffey 15,16,17,18, M J Licker 19, K Markstaller 20, I Matot 21, G Müller 22, G H Mills 23, J P Mulier 24, C Putensen 25, R Rossaint 26, J Schmitt 22, M Senturk 27, A Serpa Neto 28,29, P Severgnini 30, J Sprung 31, M F Vidal Melo 32, H Wrigge 33, M J Schultz 9,34, P Pelosi 35, M Gama de Abreu 1,; for the PROBESE investigators; and the PROtective VEntilation Network (PROVEnet); on behalf of the Clinical Trial Network of the European Society of Anaesthesiology (ESA)
PMCID: PMC5410049  PMID: 28454590

Abstract

Background

Postoperative pulmonary complications (PPCs) increase the morbidity and mortality of surgery in obese patients. High levels of positive end-expiratory pressure (PEEP) with lung recruitment maneuvers may improve intraoperative respiratory function, but they can also compromise hemodynamics, and the effects on PPCs are uncertain. We hypothesized that intraoperative mechanical ventilation using high PEEP with periodic recruitment maneuvers, as compared with low PEEP without recruitment maneuvers, prevents PPCs in obese patients.

Methods/design

The PRotective Ventilation with Higher versus Lower PEEP during General Anesthesia for Surgery in OBESE Patients (PROBESE) study is a multicenter, two-arm, international randomized controlled trial. In total, 2013 obese patients with body mass index ≥35 kg/m2 scheduled for at least 2 h of surgery under general anesthesia and at intermediate to high risk for PPCs will be included. Patients are ventilated intraoperatively with a low tidal volume of 7 ml/kg (predicted body weight) and randomly assigned to PEEP of 12 cmH2O with lung recruitment maneuvers (high PEEP) or PEEP of 4 cmH2O without recruitment maneuvers (low PEEP). The occurrence of PPCs will be recorded as collapsed composite of single adverse pulmonary events and represents the primary endpoint.

Discussion

To our knowledge, the PROBESE trial is the first multicenter, international randomized controlled trial to compare the effects of two different levels of intraoperative PEEP during protective low tidal volume ventilation on PPCs in obese patients. The results of the PROBESE trial will support anesthesiologists in their decision to choose a certain PEEP level during general anesthesia for surgery in obese patients in an attempt to prevent PPCs.

Trial registration

ClinicalTrials.gov identifier: NCT02148692. Registered on 23 May 2014; last updated 7 June 2016.

Electronic supplementary material

The online version of this article (doi:10.1186/s13063-017-1929-0) contains supplementary material, which is available to authorized users.

Keywords: Mechanical ventilation, Positive end-expiratory pressure, Recruitment maneuver, Obesity, Postoperative pulmonary complication

Background

It is well established that postoperative pulmonary complications (PPCs), especially postoperative respiratory failure, add greatly to perioperative morbidity and mortality, as well as to postoperative length of hospital stay [13]. Several independent risk factors for the development of PPCs have been identified, ranging from a patient’s health conditions to surgical approaches and anesthetic management [4]. Considering that more than 234 million surgical procedures are performed worldwide per year [5], a reduction of the rate of PPCs might have an important impact on global morbidity and mortality and reduce health system costs. Anesthetists could importantly contribute to preventing such respiratory complications, such as through intraoperative mechanical ventilation strategies expected to affect PPCs beyond preoperative patient status optimization and selection of operative methods to minimize surgical trauma. In fact, mechanical ventilation during general anesthesia has the potential to cause harm to previously noninjured lungs [4].

Authors of an individual patient data meta-analysis showed that intraoperative lung-protective mechanical ventilation using lower tidal volume (VT) in the range of 6 to 8 ml/kg of predicted body weight (PBW), with or without higher levels of positive end-expiratory pressure (PEEP) and with or without lung recruitment maneuvers (RMs), reduced the incidence of PPCs [2]. More recently, authors of another individual patient data meta-analysis identified the use of intraoperative low VT as a protective measure against PPCs, whereas the role of PEEP was unclear [6]. In fact, in a randomized controlled trial with patients with body mass index (BMI) <40 kg/m2 undergoing open abdominal surgery, higher PEEP with RMs did not prevent PPCs compared with lower PEEP without RMs [7].

BMI is an important determinant of respiratory function before and during anesthesia in obese patients [810]. In these patients, lung function impairment can manifest as (1) reduced lung volume with increased atelectasis and/or small airway closure; (2) derangements in respiratory system, lung, and chest wall compliance as well as increased resistance; and (3) moderate to severe hypoxemia. These physiological alterations are more marked in obese patients with hypercapnia or obstructive sleep apnea (OSA). To reduce such complications, PEEP levels should theoretically be set higher in obese than in nonobese patients. However, there is as yet no clinical evidence supporting such an approach. An observational study conducted in 28 centers in France revealed that most patients undergoing general surgery, including obese patients, were ventilated with low PEEP (≤4 cmH2O) or even without PEEP, even though average PEEP was higher in obese than in nonobese patients [11]. In fact, current recommendations on the use of PEEP and RMs [4, 12] are derived from trials that included mainly patients with BMI <35 kg/m2 and therefore cannot be extrapolated to obese patients.

The aim of the PRotective Ventilation with Higher versus Lower PEEP during General Anesthesia for Surgery in OBESE Patients (PROBESE) trial is to compare the effects of two intraoperative mechanical ventilation strategies on PPCs, extrapulmonary postoperative complications (PEPCs), and length of hospital stay, as well as intraoperative lung function and hemodynamics, in surgical patients with BMI ≥35 kg/m2. We hypothesized that intraoperative mechanical ventilation using high PEEP with periodic RMs, as compared with low PEEP without RMs, prevents PPCs in obese patients.

Methods/design

Objectives and design

PROBESE is a prospective international multicenter, randomized, controlled, two-arm trial initiated by investigators of the PROtective VEntilation NETwork (www.provenet.eu). In total, 2013 patients will be randomly assigned to one of two different intraoperative mechanical ventilation strategies (see Consolidated Standards of Reporting Trials [CONSORT] diagram, Fig. 1).

Fig. 1.

Fig. 1

Consolidated Standards of Reporting Trials (CONSORT) diagram for the PRotective Ventilation with Higher versus Lower PEEP during General Anesthesia for Surgery in OBESE Patients (PROBESE) trial. PEEP Positive end-expiratory pressure

The PROBESE trial will test the hypothesis that, during an intraoperative lung-protective mechanical ventilation strategy with low VT s, higher levels of PEEP and RMs, as compared with ventilation with lower levels of PEEP without RMs, reduce PPCs in obese patients at intermediate to severe risk for PPCs. After starting the trial, recalculation of the sample size was conducted upon a recommendation of the Data and Safety Monitoring Board (DSMB) (seeSample size calculations” section). There were changes in neither the study protocol (version 2.5; February 2016, Additional file 1) nor any of the endpoints. A complete checklist of recommended items to address in a clinical trial protocol and related documents according to the "Standard Protocol Items: Recommendations for Interventional Trials (SPIRIT) 2013 is provided in Additional file 2.

Study population

Investigators screen for obese patients with BMI ≥35 kg/m2 scheduled for surgery under general anesthesia. Patients are eligible if the expected duration of surgery (from incision to closure) exceeds 2 h and if they are at intermediate to high risk for PPCs. The number of patients meeting these enrollment criteria will be recorded.

To identify patients at risk for PPCs, the Assess Respiratory Risk in Surgical Patients in Catalonia (ARISCAT) score is used [13]. This score predicts individual preoperative risk for PPCs using seven independent predictors, four of which are patient-related and three of which are surgery-related (Table 1). An ARISCAT risk score ≥26 is associated with an intermediate to high risk for PPCs.

Table 1.

Assess Respiratory Risk in Surgical Patients in Catalonia scores

Multivariate analysis, OR (95% CI), n = 1624 β Coefficient Risk scorea
Age, years
 ≤50 1
 51–80 1.4 (0.6–3.3) 0.331 3
 >80 5.1 (1.9–13.3) 1.619 16
Preoperative SpO2, %
 ≥96 1
 91–95 2.2 (1.2–4.2) 0.802 8
 ≤90 10.7 (4.1–28.1) 2.375 24
Respiratory infection in the last month 5.5 (2.6–11.5) 1.698 17
Preoperative anemia (≤10 g/dl) 3.0 (1.4–6.5) 1.105 11
Surgical incision
 Peripheral 1
 Upper abdominal 4.4 (2.3–8.5) 1.480 15
 Intrathoracic 11.4 (4.9–26.0) 2.431 24
Duration of surgery, h
 ≤2 1
 >2–3 4.9 (2.4–10.1) 1.593 16
 >3 9.7 (4.7–19.9) 2.268 23
Emergency procedure 2.2 (1.04–4.5) 0.768 8

SpO 2 Peripheral oxyhemoglobin saturation measured by pulse oximetry breathing air in supine position

Independent predictors of risk for development of postoperative pulmonary complications as described by Canet et al. [13] (ARISCAT score). A risk score ≥26 predicts an intermediate to high risk for postoperative pulmonary complications)

aThe simplified risk score is the sum of each logistic regression coefficient multiplied by 10, after rounding off its value

Patients are excluded from participation if they are aged <18 years, have undergone any kind of previous lung surgery, have been invasively mechanically ventilated for longer than 30 minutes within the last 30 days before surgery, or have received recent immunosuppressive medication (chemotherapy or radiation therapy up to 2 months prior to surgery). Further exclusion criteria comprise neurosurgical procedures and cardiac surgery, need for one-lung ventilation or planned reintubation following surgery, need for intraoperative prone or lateral decubitus position, enrollment in another interventional study, or refusal to give written informed consent. Additionally, patients showing at least one the following medical conditions are excluded: pregnancy (excluded by anamnesis and/or laboratory analysis), persistent hemodynamic instability or intractable shock (considered hemodynamically unsuitable for the study by the patient’s managing physician), history of severe chronic obstructive pulmonary disease (COPD; defined as noninvasive ventilation and/or oxygen therapy at home or repeated systemic corticosteroid therapy for acute exacerbations of COPD), severe cardiac disease (defined as New York Heart Association class III or IV, acute coronary syndrome, or persistent ventricular tachyarrhythmia), concurrent acute respiratory distress syndrome (ARDS) expected to require prolonged postoperative mechanical ventilation, severe pulmonary arterial hypertension (defined as systolic pulmonary arterial pressure >40 mmHg), intracranial injury, or tumor or neuromuscular disease.

Intervention

Patients undergo intraoperative lung-protective mechanical ventilation with protective low VT of 7 ml/kg (PBW), and they are randomly assigned to a PEEP level of 12 cmH2O with planned lung RMs performed after intubation, hourly thereafter and preceding extubation (“high PEEP”), or a level of PEEP of 4 cmH2O without planned RMs (“low PEEP”). PEEP levels are to be maintained throughout the whole period of intraoperative mechanical ventilation.

Minimization of bias

The allocation sequence is computer-generated (nQuery 4; Statsols, Boston, MA, USA) using permuted blocks of different block sizes, with a maximum block size of 8. Allocation is stratified per center with an allocation ratio of 1:1 for each group. The process of sequence generation and storage is managed by an independent information technology expert not involved in patient care. Randomization is then performed patient-by-patient using a web interface as an integral part of the online case report form (CRF, Additional file 3; seeHandling of data” section).

At each study site, at least two investigators are involved with the study. One investigator is involved with the intraoperative mechanical ventilation strategy and performs the interventions defined in the protocol. A second investigator, who is blinded to randomization, performs postoperative visits and assessment of primary and secondary endpoints.

Standard procedures

To avoid interference with the trial intervention, routine elements of perioperative anesthetic care (including general anesthesia, postoperative pain management, physiotherapeutic procedures, and fluid management) are performed according to each center’s specific expertise and clinical routine. The following approaches are suggested (not mandatory) for anesthetic management:

  1. Use of inhalational isoflurane, desflurane, or sevoflurane; intravenous propofol, remifentanil, or sufentanil; and cisatracurium, atracurium, vecuronium, or rocuronium as required;

  2. Use of a balanced solution of prostigmine, or neostigmine and atropine or glycopyrrolate, for reversal of muscle relaxation, guided by neuromuscular function monitoring;

  3. Performing postoperative pain management to achieve a visual analogue scale (VAS) pain score <3, and regional or neuraxial analgesia should be used whenever indicated;

  4. Use of physiotherapy by early mobilization, deep breathing exercises with and without incentive spirometry, and stimulation of cough in the postoperative period; (5) avoidance of hypo- and hypervolemia;

  5. Use of invasive measurement of arterial blood pressure whenever indicated; and

  6. Use of appropriate prophylactic antibiotic drugs whenever indicated.

Data on the procedures applied will be collected in detail and analyzed.

In addition, the study protocol stresses that routine intraoperative monitoring should include measurements of noninvasive blood pressure, pulse oximetry, end-tidal carbon dioxide fraction, and electrocardiography. Every patient should receive at least one peripheral venous line to allow adequate fluid resuscitation during the study period. Nasogastric tubes, urinary bladder catheters, and/or other intravenous catheters, as well as other, more invasive monitoring, may be used according to local practice and/or guidelines. Other procedures should follow the Safe Surgery Checklist of the World Health Organization (WHO) (www.who.int/patientsafety/safesurgery/en/index.html).

Mechanical ventilation

Mechanical ventilation is performed with anesthesia ventilators in use at each individual center participating in the study. Patients undergo volume-controlled mechanical ventilation with the lowest possible fraction of inspired oxygen (FiO2; ≥0.4) to maintain a peripheral oxyhemoglobin saturation measured by pulse oximetry (SpO2) >92%, an inspiratory-to-expiratory ratio (I:E) of 1:2, and a respiratory rate adjusted to normocapnia (end-tidal carbon dioxide partial pressure between 35 and 45 mmHg). It is left to the discretion of the attending anesthesiologist whether to use a higher FiO2.

VT is set to 7 ml/kg (PBW). The PBW is calculated according to a predefined formula: 50 + 0.91 × (centimeters of height − 152.4) for men and 45.5 + 0.91 × (centimeters of height − 152.4) for women [14, 15]. VT throughout this protocol refers to the actual inspired VT in the ventilator circuit. PEEP is set according to the randomized intervention to 4 vs. 12 cmH2O and is modified only as part of the rescue strategy (in case of desaturation; see below) or at the discretion of the treating physician.

Planned and unplanned recruitment maneuvers

The RM, as part of the high-PEEP strategy, is performed directly after induction of anesthesia, after any disconnection from the mechanical ventilator, every 1 h during surgery, and before extubation, in a hemodynamically stable situation as judged by the anesthesiologist. RMs may also be performed as part of a rescue strategy in the low-PEEP group. To obtain standardization among centers, RMs will be performed in volume-controlled ventilation mode, as shown schematically in Fig. 2, and according to the following steps:

  1. Set peak inspiratory pressure limit to 55 cmH2O.

  2. Set VT to 7 ml/kg PBW and respiratory rate to ≥6 breaths/minute while PEEP is 12 cmH2O (or higher if during rescue; see below).

  3. Set I:E to 1:1.

  4. Increase VT in steps of 4 ml/kg PBW until plateau pressure reaches 40–50 cmH2O.

  5. If the maximum VT allowed by the anesthesia ventilator is achieved and the plateau pressure is <40 cmH2O, increase the PEEP as needed but only to a maximum of 20 cmH2O.

  6. Allow the patient three breaths while maintaining plateau pressure of 40–50 cmH2O.

  7. Set respiratory rate, I:E, inspiratory pause, and VT back to prerecruitment values while maintaining PEEP at 12 cmH2O (or higher if during rescue).

Fig. 2.

Fig. 2

Lung recruitment maneuver protocol. Ppeak Peak airway pressure, Pplat Plateau airway pressure, PEEP Positive end-expiratory pressure, Vt Tidal volume normalized for predicted body weight, RR Respiratory rate, I:E Ratio between inspiratory and expiratory time

Rescue strategies for intraoperative hypoxemia

If SpO2 ≤92% develops, increase in airway resistance, presence of intrinsic PEEP, hemodynamic impairment, and ventilator malfunction must be excluded before group-specific stepwise rescue strategies can be applied (Table 2).

Table 2.

Rescue strategies for intraoperative hypoxemia

Lower PEEP Higher PEEP
Step FiO2 PEEP (cmH2O) FiO2 PEEP (cmH2O)
1 0.5 4 0.4 14 (+RM)
2 0.6 4 0.4 16 (+RM)
3 0.7 4 0.4 18 (+RM)
4 0.8 4 0.5 18
5 0.9 4 0.6 18
6 1.0 4 0.7 18
7 1.0 5 0.8 18
8 1.0 6 0.9 18
9 1.0 7 (+RM) 1.0 18
10 1.0 20 (+RM)

Abbreviations: FiO 2 Fraction of inspired oxygen, PEEP Positive end-expiratory pressure, RM Recruitment maneuver

If intraoperative hypoxemia, defined as oxygen saturation ≤92%, develops, sequences of interventions will be used according to group assignment

In patients receiving lower PEEP levels, rescue consists primarily of an increase in FiO2, whereas elevation of PEEP levels is restricted to more severe cases of hypoxemia. In the higher PEEP group, the rescue strategy consists primarily of increase of PEEP before FiO2 is to be increased. At any rescue step, the treating physician may consider reducing PEEP if SpO2 deteriorates further in an otherwise hemodynamically stable patient.

Protocol deviation

Anesthesiologists may deviate from the ventilation protocol at any time if concerns about patient safety arise or upon the surgeon’s request. PEEP may be modified according to the anesthesiologist’s judgment in the presence of any of the following clinical situations:

  1. Decrease in systolic arterial pressure <90 mmHg and unresponsive to fluids and/or vasoactive drugs

  2. Need for a dosage of vasoactive drugs at the tolerance limit

  3. New arrhythmias unresponsive to the treatment suggested by the Advanced Cardiac Life Support Guidelines [16]

  4. Blood loss requiring massive transfusion (defined as replacement of >100% blood volume in 24 h or >50% of blood volume in 4 h to maintain hematocrit >21% [hemoglobin >7 mg/dl])

  5. Any life-threatening surgical complication that might benefit from changes in PEEP

Details about any protocol deviation will be prospectively collected and analyzed.

Study endpoints

The primary endpoint of PROBESE is a collapsed composite of all PPCs developing within the first 5 postoperative days. With this approach, each complication is weighted equally. Patients who develop a least one complication are considered as meeting the primary endpoint.

PPCs are defined as follows:

  1. Mild respiratory failure (partial pressure of arterial oxygen [PaO2] <60 mmHg or SpO2 <90% breathing at least 10 minutes of room air but responding to supplemental oxygen of 2 L/minute, excluding hypoventilation);

  2. Moderate respiratory failure (PaO2 <60 mmHg or SpO2 <90% breathing ≥10 minutes of room air but responding only to supplemental oxygen >2 L/minute, excluding hypoventilation);

  3. Severe respiratory failure (need for noninvasive or invasive mechanical ventilation, excluding hypoventilation resulting from use of sedative agents);

  4. ARDS (according to the Berlin Definition [17]);

  5. Bronchospasm (newly detected expiratory wheezing treated with bronchodilators);

  6. New pulmonary infiltrates (chest x-ray demonstrating new monolateral or bilateral infiltrate without other clinical signs);

  7. Pulmonary infection (new or progressive radiographic infiltrate plus at least two of the following: antibiotic treatment, tympanic temperature >38 °C, leukocytosis or leukopenia [white blood cell count <4000 cells/mm3 or >12,000 cells/mm3], and/or purulent secretions);

  8. Aspiration pneumonitis (respiratory failure after the inhalation of regurgitated gastric contents);

  9. Pleural effusion (chest x-ray demonstrating blunting of the costophrenic angle, loss of the sharp silhouette of the ipsilateral hemidiaphragm in upright position, evidence of displacement of adjacent anatomical structures, or [in supine position] a hazy opacity in one hemithorax with preserved vascular shadows);

  10. Atelectasis (lung opacification with shift of the mediastinum, hilum, or hemidiaphragm toward the affected area, as well as compensatory overinflation in the adjacent nonatelectatic lung);

  11. Cardiopulmonary edema (clinical signs of congestion, including dyspnea, edema, rales, and jugular venous distention, with chest x-ray demonstrating increase in vascular markings and diffuse alveolar interstitial infiltrates); and

  12. Pneumothorax (air in the pleural space with no vascular bed surrounding the visceral pleura).

Secondary clinical endpoints include the following:

  1. Collapsed severe PPC composite, defined as any of the above-mentioned adverse pulmonary events, except mild respiratory failure;

  2. Intraoperative adverse events (AEs), such as hypoxemia (defined as SpO2 ≤92%), hypotension (defined as systolic blood pressure <90 mmHg), and bradycardia (defined as heart rate <50 beats/minute);

  3. Unexpected need for intensive care unit (ICU) admission or ICU readmission;

  4. Hospital-free days at follow-up day 90;

  5. Postoperative wound healing; and

  6. Postoperative extrapulmonary complications (PEPCs).

PEPCs include systemic inflammatory response syndrome, sepsis, severe sepsis, and septic shock (all according to consensus criteria [18]); extrapulmonary infection (wound infection or any other infection); coma (Glasgow Coma Scale score <8 in the absence of therapeutic coma or sedation); acute myocardial infarction (according to universal definition of myocardial infarction [19]); acute renal failure (according to the risk, injury, failure, loss, end-stage kidney disease [RIFLE] classification system [20]); disseminated intravascular coagulation (DIC) (according to the International Society of Thrombosis and Hemostasis diagnostic scoring system for DIC [21]); gastrointestinal failure (GIF) (defined according to the GIF score [22]); and hepatic failure (defined as the ratio of total bilirubin on postoperative day 5 to postoperative day 1 >1.7 and ratio of international normalized ratio [INR] on postoperative day 5 to postoperative day 1 >1.0, or new presence of hepatic encephalopathy and coagulopathy [INR >1.5] within 8 weeks after initial signs of liver injury [e.g., jaundice] without evidence of chronic liver disease) (adapted from Du et al. [23] and Wlodzimirow et al. [24]).

At the discretion of participating centers, blood and urine samples are collected preoperatively as well as directly postoperatively and on postoperative day 5. Samples will be analyzed centrally for systemic markers of inflammation and coagulation (including but not limited to interleukins 6 and 8, thrombin-antithrombin, protein C, and plasminogen activator inhibitor-1) as well as systemic markers of injury to the lungs (including but not limited to plasma E-cadherin, soluble receptor for advanced glycation end products, and surfactant proteins A and D) and to distal organs, including renal injury (including but not limited to plasma/urine neutrophil gelatinase-associated lipocalin and cystatin C). The standard operating procedure for collecting and processing biomarkers in plasma and urine is available in the online supplement (Additional files 4 and 5, respectively).

Study visits and data collection

Patients are visited preoperatively, intraoperatively, daily between postoperative days 1 and 5, and at discharge. On postoperative day 90, patients are contacted by phone (Fig. 3). A complete participant time line, including all variables as well as interventions, is available in Additional files 1 and 2.

Fig. 3.

Fig. 3

Schedule of enrollment, interventions, and assessments. POD Postoperative day, PEEP Positive end-expiratory airway pressure, RM Recruitment maneuver, SpO 2 Peripheral oxyhemoglobin saturation measured by pulse oximetry

During the preoperative visit, eligible patients meeting none of the exclusion criteria are asked by physicians to provide written informed consent. (Model consent form and information to study patients). Baseline variables are collected, including sex; age; height; weight; BMI; waist/hip ratio according to WHO guidelines; physical status according to the American Society of Anesthesiologists; functional status according to Cumulated Ambulation Score [25]; cardiovascular status (heart failure according to the New York Heart Association classification, coronary heart disease according to Canadian Cardiovascular Society, atrial flutter/fibrillation, arterial hypertension); pulmonary status (COPD, including steroids and/or inhalation therapy use, respiratory infection within the last month, use of noninvasive ventilatory support); history of OSA, including apnea-hypopnea index or STOP-Bang score (snoring, tired, observed stopped breathing or choking/gasping, pressure, body mass index >35 kg/m2, age >50 years, large neck size, and male sex) [26] in patients without diagnosis of OSA); metabolic status (diabetes mellitus, including data on treatment); history of active cancer; smoking status; alcohol status; gastroesophageal reflux; oral medication (e.g., use of antibiotics, statins, aspirin); preoperative organ function (SpO2 in beach chair position breathing room air; if possible, SpO2 in supine position breathing room air; if possible, so-called oxygen stress test, with this measurement left to the discretion of each center); respiratory rate; heart rate; mean arterial pressure; body temperature; airway secretion, including data on purulence, VAS score (1–10) for dyspnea, chest pain, and abdominal rest; and incident pain. Preoperative nonmandatory measurements include spirometry (forced ventilatory capacity, forced expiratory volume in 1 second), chest x-ray (assessed for infiltrates, pleural effusion, atelectasis, pneumothorax, and cardiopulmonary edema), and routine laboratory tests (including hemoglobin, white blood cell count, platelet count, prothrombin time, partial thromboplastin time, creatinine, blood urea nitrogen, alanine aminotransferase, aspartate amino transferase, bilirubin).

During the intraoperative visit, both surgery- and anesthesia-related data are recorded, including duration of surgery (from incision to closure), transfusion of blood products within 6 h before surgery, priority and type of surgery, wound classification, patient positioning during operation, duration of anesthesia (from intubation to extubation or exit from operating room if on mechanical ventilation), anesthetic procedure details, drugs and fluids administered during anesthesia (e.g., anesthetics, vasoactive drugs, transfusion). Ventilator settings, hemodynamics, need for rescue strategy, and AEs are recorded at anesthesia induction and hourly thereafter (in the higher PEEP group, before performing the RM) as well as during the plateau phase of the RM.

Clinical data, including actual organ function and the presence of PPCs and PEPCs, are scored during postoperative visits on a daily basis. Nonmandatory measures include chest x-ray, spirometry, and routine laboratory tests. Patients will be visited until discharge. On postoperative day 90, the sum of hospital-free days is recorded. Day 90 is defined as the last day of follow-up; accordingly, patients still admitted to the hospital will be last visited on that day.

Study dropouts

Because participation in the trial is voluntary, a subject has the right to withdraw consent to participate in the study at any time for any reason without any consequences for further medical treatment. Furthermore, investigators have the right to terminate participation of any subject at any time if the investigator deems it in the participant’s best interest. The reasons and circumstances for study discontinuation will be documented in the CRF. Primarily, all data will be analyzed according to the intention-to-treat (ITT) principle. Secondarily, data will be analyzed as per protocol.

Handling of data

Patient data are collected in pseudonymous form using a patient identification number of six digits. The first three digits correspond to the site identifier, and the remaining three digits correspond to the patient inclusion number at the respective site. Study data are collected and managed using Research Electronic Data Capture (REDCap™; a web-based system used during PROBESE as electronic case report form) electronic data capture tools hosted at the Coordinating Center for Clinical Trials of the University of Dresden, Germany [27]. REDCap is a Secure Sockets Layer (SSL)-encrypted, password-protected, web-based application designed to support data capture for research studies. Full access to the final trial dataset will be granted to selected investigators only (MGdA, TB, and JSc). If a substudy is approved by the steering committee, access to data related only to the substudy will be granted to the respective principal investigator.

Sample size calculations

Sample size calculation was based on our primary hypothesis that, in obese patients ventilated intraoperatively with protective low VT, high PEEP leads to lower incidence of PPCs than lower PEEP. Effect sizes were derived from data collected during the ARISCAT study [13] and a single-center, relatively small study in which researchers reported the effects of intraoperative higher PEEP and RMs on the incidence of postoperative desaturation, chest infection, and bronchospasm in obese patients who underwent laparoscopic bariatric surgery [28].

Prior to the start of the study, these calculations had indicated that 356 patients would be required per group, assuming a two-sided significance level of 0.05 (α) and a power of 80%, to detect the expected difference in PPCs between the higher-PEEP group of 30% and the lower-PEEP group of 40% (risk ratio of 0.75). However, the sample size was reestimated after data of the first 618 patients revealed that the overall incidence of the collapsed composite outcome was 20% and, thus, lower than initially expected. Also, the adjustment of the sample size took into account the need for interim analyses for efficacy and futility at 50%, 75%, and 100% of the total number of patients, for which a nonbinding group sequential design with γ spending functions (γ = −4 for each of α and β) was used. In total, 1912 patients will be included in the analysis. Assuming a dropout rate of 5%, 2013 patients will be enrolled. Table 3 shows the α and β spent over the trial, z-statistic boundaries for efficacy and futility, and boundary-crossing probabilities under the alternative hypothesis (H1). The corresponding P value boundaries for efficacy and futility at the first, second, and final looks, respectively, are P ≤ 0.006, P ≤ 0.015, and P ≤ 0.044, as well as P > 0.82, P > 0.35, and P > 0.044, respectively. Figure 4 displays the z-statistic boundaries for efficacy/harm and futility as a function of accrued sample size. East 6.0 interim monitoring software (Cytel Inc., Cambridge, MA, USA) was used for sample size calculations.

Table 3.

Z-statistic boundaries and boundary-crossing probabilities

Look Information fraction N Cumulative α spent Cumulative β spent Z-efficacy Z-futility Boundary-crossing probabilities under H1
Efficacy Futility
1 0.5 956 0.006 0.024 ≥2.75 <0.225 0.234 0.024
2 0.75 1434 0.018 0.071 ≥2.432 <0.929 0.296 0.047
3 1 1912 0.05 0.2 ≥2.012 <2.012 0.271 0.129

Look Interim analysis, N Number of patients, H1 Hypothesis 1 (group difference exists)

Values were calculated using power = 0.80, α = 0.05, γ spending functions (γ = −4), and expected incidence of postoperative pulmonary complications of 20% (p1) and 15% (p2) in the lower and higher positive end-expiratory pressure groups, respectively

Fig. 4.

Fig. 4

Effect size (Z) according to enrollment of patients in the PRotective Ventilation with Higher versus Lower PEEP during General Anesthesia for Surgery in OBESE Patients (PROBESE) trial

To foster the study and increase the interest of practicing physicians, the steering committee will apply for endorsement of national and international professional societies. The following societies have already given endorsement to the trial: the European Society of Anaesthesiology, the European Society for Perioperative Care of the Obese Patient, the German Society of Anesthesiology and Intensive Care Medicine, and the Italian Society of Anesthesiology and Reanimation.

Statistical analysis

Exploratory analysis will include mean and SD for normally distributed variables. Non-normally distributed variables will be expressed by their medians and IQRs, and categorical variables will be expressed as count (percent). Parametric or nonparametric tests will be used as appropriate. Categorical variables will be compared with chi-square tests, Fisher’s exact test, or as relative risk, if appropriate. Statistical uncertainty will be expressed by 95% CIs.

Preoperative (baseline) data will be tested for any imbalance. If imbalances are detected (despite 1:1 randomization of a relatively large cohort), those factors will be corrected for using a multiple logistic regression model.

The primary endpoint, namely occurrence of any PPC (collapsed composite endpoint) within the first 5 postoperative days, will be presented as total percentage per group and analyzed as continuous data. Primary and secondary outcome variables describing time to event will be analyzed using a proportional hazards model adjusted for possible baseline imbalances. A linear mixed model with two factors (study group and time) will be used to analyze variables repetitively measured over time.

In case of loss to follow-up or study dropout, those cases will be reported, and ITT as well as per-protocol analyses will be performed. For ITT analysis, data will be processed for all patients in the groups to which they were randomized. The per-protocol analysis will be conducted to assess the primary outcome in cases where there is a considerable proportion of patients who do not receive their randomized intervention or are lost to follow-up. Patients discharged earlier than postoperative day 5 are considered as not experiencing any PPC or PEPC during the out-of-hospital days. In this regard, missing data will be handled by means of the last observation carried forward method.

Given that laparoscopic surgery is common in obese patients, we anticipate that a subgroup analysis of primary and secondary endpoints will be conducted for this type of surgery as well. A further subgroup analysis of patients with obesity class III according to the WHO definition (i.e., BMI ≥40 kg/m2) will be performed. Given the importance of driving pressure to determine PPCs [29, 30], a subgroup analysis taking into account cutoff values and changes in PEEP will be conducted.

Possibility and policy for substudies

Participating centers are allowed to conduct substudies, provided that (1) no interference with the primary protocol occurs; (2) approval by the local institutional review board is obtained; and (3) the steering committee accepts the proposal according to its originality, feasibility, and importance. Currently, substudies with electrical impedance tomography, spirometry, respiratory system mechanics, and preoperative oxygen stress test are under evaluation. Publication of substudies, in any form, is strictly forbidden until the results of the primary study have been published.

Trial organization

The trial is managed by a team consisting of the chief investigator (MGdA), the trial coordinator (TB), the statisticians (JSc, GM), the informatics technician responsible for the web-based electronic data capture system (Marko Kaeppler), and the monitors (Luigi Vivona, Alice Bergamaschi). A steering committee contributed to the design and revision of the study and will be responsible for interpretation of data and compilation of a resulting manuscript.

Patient data and safety are closely monitored by a DSMB, which is composed of a chairperson (Daniel Sessler) and four other members (Jennifer Hunter, Jeanine Wiener-Kronish, Jean-Louis Vincent, and Andreas Hoeft). All AEs entered into the electronic CRF within prespecified time frames, including severe AEs and suspected unexpected severe adverse reactions, are monitored by an international AE manager (ASN), who provides the DSMB with reports for review. The DSMB further monitors the overall status of the trial (e.g., progress of patient enrollment, general adherence to protocol, and completeness of data entry). Monitoring visits will be conducted as deemed necessary by the DSMB. National coordinators are responsible for administration and communication with local principal investigators, as well as for assistance during trial management and data collection. When submitting the report on the results of the trial for possible publication, sites will be eligible for one collaborative coauthorship plus a further coauthorship for every 12 treated patients with complete datasets.

Discussion

Despite being lifesaving, mechanical ventilation has the potential to aggravate or even initiate lung injury. In patients with previously injured lungs, especially those with ARDS, mechanical ventilation with low VT [31] and driving pressures [32] has been shown to decrease mortality. Furthermore, in more severe ARDS, high PEEP improves survival [33]. Such effects have been attributed to avoidance of tidal overdistention as well as cyclic collapse and reopening of lung units, which may trigger the inflammatory lung response [34]. Interestingly, low VT with low to moderate PEEP levels has been also reported to facilitate weaning [35] and reduce pulmonary complications [36] in critically ill patients without lung injury. However, the value of protective ventilation in the absence of lung injury has been challenged. In pigs with noninjured lungs, VT as high as 27 ml/kg was not associated with relevant degrees of lung damage [37]. Such an observation might be explained by the fact that, within a certain range, mechanical ventilation does not injure lungs if a previous insult (first hit), such as inflammation, ischemia-reperfusion injury, or factors impairing the homogeneity of ventilation [38], are not present. Surgery itself can trigger a systemic inflammatory response [39], which may prime the lungs for possible harmful effects of mechanical ventilation. In fact, protective intraoperative mechanical ventilation with low VT and PEEP is able to prevent postoperative respiratory failure in patients undergoing abdominal or thoracic surgery, and those who develop this adverse pulmonary event not only have longer stays in the hospital but also a significantly higher risk of death [2]. However, though the role of intraoperative low VT [6] and low driving pressure [29, 30] to decrease the risk of PPCs has been defined, the role of PEEP is more controversial [4, 7, 40, 41].

The decision to address the obese patient population undergoing surgery is based on several aspects. The proportion of obese patients undergoing surgery is higher than in the general population [42]. Treatment of these patients is usually challenging because their needs in terms of perioperative care differ from those of nonobese patients and are often unmet. For example, the deleterious effects of anesthesia on the respiratory system of obese patients are exacerbated when compared with nonobese patients. The known decrease in end-expiratory lung volume following induction of general anesthesia is striking in obese patients, mainly because of formation of lung atelectasis, which may impair gas exchange [43]. Previous studies addressed the effects of intraoperative mechanical ventilation strategies aimed at reverting the formation of atelectasis during general anesthesia in obese patients. Respiratory strategies that increase the pressure of the airways during induction of anesthesia, such as the application of noninvasive ventilation [44], use of PEEP with [45] or without RMs [46], or a combination of all of these [47], seem to be useful for improving the respiratory function of obese patients in the pre- and intraoperative periods [48]. Nevertheless, their effects seem to be short-lived in the postoperative period [49, 50]. To our knowledge, the impact of such strategies on clinically relevant outcome endpoints, such as adverse pulmonary events, has not previously been addressed. Therefore, we believe PROBESE is the first large, international, multicenter randomized controlled trial addressing the effects of PEEP during protective low VT on postoperative outcome.

We opted for testing the impact of two ventilation strategies at the same low VT but mainly differing in the level of PEEP. The decision to use a PEEP value of 4 cmH2O in the low-PEEP group derives mainly from reports on the practice of intraoperative mechanical ventilation in obese patients [11, 51], but it also takes into account aspects regarding patient safety. In fact, use of PEEP of 0 cmH2O during anesthesia in morbidly obese patients is still common practice and is usually compensated for by means of proportionally high VT values [52]. The level of PEEP in the high-PEEP group has been intensely debated by the steering committee of the trial. The decision to use a PEEP of 12 cmH2O was based on reports of several small clinical studies showing that such a level of PEEP is able to preserve the end-expiratory lung volume after induction of anesthesia [46, 53] and to avoid development of significant atelectasis when preceded by RMs [45]. Theoretically, PEEP values >12 cmH2O might be even more effective to avoid progressive derecruitment of lungs, but they could also result in more severe impairment of hemodynamics [54, 55]. In fact, a previous trial by our group with nonobese patients undergoing open abdominal surgery showed that high PEEP levels are more frequently associated with intraoperative hypotension that in turn requires more fluids and support with vasoactive drugs [7]. We also decided not to use an individual titration of PEEP for two reasons. First, even a PEEP titrated to a respiratory mechanical target, such as the elastance of the respiratory system, represents a compromise in terms of regional overdistention and collapsing-reopening of lung units and does not fully prevent atelectasis formation. Second, the setting of PEEP shall be pragmatic (i.e., practicable for anesthetists worldwide) while keeping the physiological rationale. The RM is based on a stepwise increase of VT and PEEP, which allows opening of lung units without interruption of mechanical ventilation [40] and ensures standardization across different centers [7]. Furthermore, because the maneuver was designed for volume-controlled ventilation, it can be performed with practically all anesthesia ventilators. During RMs, the target airway pressure in the range of 40–50 cmH2O was based on previous functional studies in obese patients. Also, the inspiratory time of approximately 5 seconds was chosen to allow enough pressure versus time product to open atelectatic lung units [56]. We opted for recruiting lungs not only after intubation but also every hour thereafter in order to revert possible progressive derecruitment at PEEP of 12 cmH2O. For both the lower- and higher-PEEP groups, rescue protocols for the progression of intraoperative hypoxemia were defined to protect patients while allowing a standardized approach that minimizes interference with the respective interventions. Importantly, deviations from the protocol, even rescue because of hypoxemia, are explicitly allowed, provided this is in the best interest of the patient.

It is worth noting that recommendations have been made also with regard to different phases and aspects of the anesthetic procedure, including monitoring, choice of anesthetic agents, muscle paralysis and its reversal, intravascular volume loading and maintenance, postoperative analgesia target, and respiratory management at induction and emergence of anesthesia (e.g., use of continuous or noninvasive positive pressure and positioning). However, PROBESE is a pragmatic study, and influence on local practice of respective sites is being kept to a minimum, focusing on factors that are more directly related to the hypothesis being investigated.

Besides postoperative respiratory failure, several other adverse pulmonary events seem to add to the odds of mortality in the surgical population. In-hospital length of stay and mortality increase with the number of single pulmonary AEs in the postoperative period [1]. For this reason, in the PROBESE trial, we opted for a binary collapsed composite of single adverse pulmonary events as a primary endpoint, despite the fact that single events may differ in terms of severity. Therefore, the use of PPCs as a primary endpoint in the PROBESE trial not only has clinical relevance for the practicing anesthetist but also increases the study power because of summation of the incidence of single AEs. In spite of this, the study analysis will address not only the composite itself but also the incidence of each element separately, as well as a secondary composite that excludes mild respiratory failure. Furthermore, given the importance of minimally invasive surgical techniques in the obese population, we will conduct a separate analysis of the primary endpoint in patients undergoing laparoscopic surgery, as well as of patients with obesity class III of the WHO (BMI ≥40 kg/m2).

Not only the respiratory system but also other organ systems may be impaired in the postoperative period in obese patients. Thus, the analysis will also address the impact of intraoperative mechanical ventilation on single organs and a collapsed composite of nonpulmonary AEs, namely the PEPCs. In addition, further relevant outcome measures that might be related to PPCs and PEPCs, especially the length of hospital stay, will be addressed. This outcome variable not only is a measure of morbidity but has also direct impact on related health costs. Because we anticipate that, during surgery, both the lower- and the higher-PEEP groups will experience impacts on intraoperative oxygenation, respiratory system mechanics, and arterial blood pressure, intraoperative respiratory function and hemodynamic variables will also be evaluated.

Much attention has been paid to safety in the PROBESE trial. Accordingly, data and patient safety during the PROBESE trial is closely monitored by a DSMB whose members have been chosen for their expertise in clinical research, as well as by a serious AE/AE manager. The web-based approach for research electronic data capture (REDCap™) will be used for building the database within a secure system and allowing access to the electronic CRF as well as randomization of patients into groups within one single platform from all participating sites across the world.

In summary, PROBESE is the first multicenter, international, adequately powered randomized controlled trial that compares the effects of two different levels of intraoperative PEEP during protective low VT on PPCs in obese patients. The results of the PROBESE trial will support anesthesiologists in their decision to set PEEP during general anesthesia for surgery in obese patients.

Trial status

The PROBESE trial is currently recruiting patients.

Additional files

Additional file 1: (870.7KB, pdf)

PROBESE Study protocol version 2.5. This PDF file includes the most recent version of the PROBESE Study protocol with changes highlighted. (PDF 870 kb)

Additional file 2: (1.6MB, pdf)

Standard Protocol Items: Recommendations for Interventional Trials (SPIRIT) 2013 checklist: recommended items to address in a clinical trial protocol and related documents. (PDF 122 kb).

Additional file 3: (122KB, doc)

PROBESE case report form version 1.2.2. This file corresponds to the paper version of the case report form. (DOC 1610 kb).

Additional file 4: (115.4KB, pdf)

Standard operating procedures (SOP) for plasma Sampling. (PDF 115 kb)

Additional file 5: (110.1KB, pdf)

Standard operating procedures (SOP) for plasma Sampling. (PDF 110 kb)

Acknowledgements

We thank Marko Kaeppler for building and maintaining the electronic CRF, as well as the team of the Clinical Trial Network of the European Society of Anaesthesiology (ESA) for organizational support, study promotion, and on-site monitoring: Brigitte Leva, Sandrine Damster, Benoit Plichon, Julia Dowell, and Pierre Harlet. We are also thankful to Edward J. Mascha, PhD, from the Department of Quantitative Health Sciences and the Department of Anesthesia Outcomes Research, Cleveland Clinic, Cleveland, OH, USA, for statistical advice regarding adjustment of sample sizes. We are indebted to all the PROBESE investigators listed in Appendix 1.

Funding

This trial was funded in part by a grant from the European Society of Anesthesiology Clinical Trial Network (ESA CTN; reference no. CTN-2014-PROBESE). At the Mayo Clinic, Rochester, MN, USA, funding was provided by The Mayo Clinic Small Grants Program (reference no. UL1 TR000135 from the National Center for Advancing Translational Sciences [NCATS]). At U.K. sites, funding was provided by the Portfolio Program of the National Health Service (NHS reference no. 19983).

Availability of data and materials

The datasets analyzed during the present study are available from the corresponding author on reasonable request.

Authors’ contributions

TB conceived and designed the study, coordinates the overall study and drafted the manuscript. RT participated in the design of the study and contributed to the final manuscript. TK participated in the design of the study and contributed to the final manuscript. IB participated in the design of the study and contributed to the final manuscript. JC participated in the design of the study, coordinates the study in Spain and contributed to the final manuscript. GC participated in the design of the study and contributed to the final manuscript. LdB participated in the design of the study, coordinates the study in Belgium and contributed to the final manuscript. CG participated in the design of the study and contributed to the final manuscript. GH participated in the design of the study and contributed to the final manuscript. SNH participated in the design of the study, co-coordinates the study in the Netherlands and contributed to the final manuscript. MH participated in the design of the study and contributed to the final manuscript. MWH participated in the design of the study, coordinates the study in The Netherlands and contributed to the final manuscript. SJ participated in the design of the study and contributed to the final manuscript. JGL participated in the design of the study, coordinates the study in Canada and contributed to the final manuscript. MJL participated in the design of the study, coordinates the study in Switzerland and contributed to the final manuscript. KM participated in the design of the study, coordinates the study in Austria and contributed to the final manuscript. IM participated in the design of the study and contributed to the final manuscript. GM performed the sample size calculation, drafted the statistical analysis plan and contributed to the final manuscript. GHM participated in the design of the study, coordinates the study in the United Kingdom and contributed to the final manuscript. JPM participated in the design of the study and contributed to the final manuscript. CP participated in the design of the study and contributed to the final manuscript. RR participated in the design of the study and contributed to the final manuscript. JSc drafted the statistical analysis plan and contributed to the final manuscript. MS participated in the design of the study, coordinates the study in Turkey and contributed to the final manuscript. ASN participated in the design of the study, monitors and reports adverse events and contributed to the final manuscript. PS participated in the design of the study and contributed to the final manuscript. JSp participated in the design of the study, coordinates the study in the United States and contributed to the final manuscript. MFVM participated in the design of the study and contributed to the final manuscript. HW participated in the design of the study, coordinates the study in Germany and contributed to the final manuscript. MJS conceived and designed the study and drafted the manuscript. PP conceived and designed the study and drafted the manuscript. MGdA conceived and designed the study and drafted the manuscript. All authors read and approved the final manuscript.

Authors’ information

Not applicable.

Competing interests

The authors declare that they have no competing interests.

Consent for publication

Not applicable.

Ethics approval and consent to participate

The institutional review board (IRB) at the University Hospital Dresden, Technische Universität Dresden, Dresden, Germany, approved the study protocol version 2.5 (reference no. EK 430112013). The respective review boards of participating sites, which are listed in Appendix 2, also approved the study. PROBESE is designed in accordance with the principles of the Declaration of Helsinki. Written informed consent was obtained from every enrolled patient upon request by the local IRB.

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Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Abbreviations

AE

Adverse event

ARDS

Acute respiratory distress syndrome

ARISCAT

Assess Respiratory Risk in Surgical Patients in Catalonia

BMI

Body mass index

CONSORT

Consolidated Standards of Reporting Trials

COPD

Chronic obstructive pulmonary disease

CRF

Case report form

DIC

Disseminated intravascular coagulation

DSMB

Data and Safety Monitoring Board

FiO2

Fraction of inspired oxygen

GIF

Gastrointestinal failure

I:E

Inspiratory-to-expiratory ratio

ICU

Intensive care unit

INR

International normalized ratio

ITT

Intention-to-treat

OSA

Obstructive sleep apnea

PaO2

Partial pressure of arterial oxygen

PBW

Predicted body weight

PEEP

Positive end-expiratory pressure

PEPC

Postoperative extrapulmonary complication

POD

Postoperative day

PPC

Postoperative pulmonary complication

Ppeak

Peak airway pressure

Pplat

Plateau airway pressure

PROBESE trial

PRotective Ventilation with Higher versus Lower PEEP during General Anesthesia for Surgery in OBESE Patients

REDCap™

Research Electronic Data Capture (web-based system used during PROBESE as electronic case report form)

RIFLE classification system

Risk, injury, failure, loss, end-stage kidney disease

RM

Recruitment maneuver

RR

Respiratory rate

SPIRIT

Standard Protocol Items: Recommendations for Interventional Trials

SpO2

Peripheral oxyhemoglobin saturation measured by pulse oximetry

SSL

Secure Sockets Layer

VAS

Visual analogue scale

VT

Tidal volume

WHO

World Health Organization

Appendix 1

Table 4.

PROBESE investigators

Site ID Site name Collaborator(s) Email address(es)
001 Department of Anesthesiology and Intensive Care Medicine, Pulmonary Engineering Group, University Hospital Dresden, Germany Andreas Güldner
Robert Huhle
Christopher Uhlig
Luigi Vivona
Alice Bergamaschi
andreas.güldner@uniklinikum-dresden.de
robert.huhle@tu-dresden.de
christopher.uhlig@uniklinikum-dresden.de
vivonag@tiscali.it
alice_bergamaschi@libero.it
002 Department of Anesthesiology, University of Aachen, Germany Rossaint, Rolf
Stevanovic, Ana
rrossaint@ukaachen.de
astevanovic@ukaachen.de
003 Department of Anesthesiology CLIPS Clinical Trials – Patient-centered Studies, University Hospital Düsseldorf, Germany Treschan, Tanja
Maximilian Schaefer
Kienbaum, Peter
tanja.treschan@med.uni-duesseldorf.de
maximilian.schaefer@med.uni-duesseldorf.de
peter.kienbaum@med.uni-duesseldorf.de
004 Department of Anesthesiology, University Medical Center Mainz, Germany Laufenberg-Feldmann, Rita rita.laufenberg@unimedizin-mainz.de
005 Department of Anesthesiology, Intensive Care and Pain Medicine, University Clinic Knappschaftskrankenhaus Bochum, Germany Bergmann, Lars
Ebner, Felix
Robitzky, Luisa
Mölders, Patrick
Unterberg, Matthias
lars.bergmann@kk-bochum.de
felix.ebner@kk-bochum.de
luisa.robitzky@gmail.com
patrick.moelders@kk-bochum.de
matthias.unterberg@kk-bochum.de
006 Department of Anesthesiology, University Hospital Heidelberg, Germany Busch, Cornelius cornelius.busch@med.uni-heidelberg.de
007 Department of Anesthesiology, Marienhospital Wesel, Germany Achilles, Marc marc.achilles@prohomine.de
008 Department of Anesthesiology and Intensive Care Medicine, Marienstift Friesoythe, Germany Menzen, Angelika
Freesemann, Harbert
dr.menzen@marienstift-friesoythe.de
dr.freesemann@smhf.de
009 Department of Anesthesiology and Intensive Care Medicine, University Hospital Bonn, Germany Putensen, Christian putensen@uni-bonn.de
011 Serviço de Anestesiologia, Centro Hospitalar do Porto, Portugal Machado, Humberto
Cavaleiro, Carla
Ferreira, Cristina
Pinho, Daniela
Carvalho, Marta
Pinho, Sílvia
Soares, Maria
director.anestesia@hgsa.min-saude.pt
cscavaleiro@gmail.com
crispintoferreira@gamil.com
daniepinho@gmail.com
marta.monteiro.carvalho@gmail.com
silviaabpinho@gmail.com
mariapereirasoares@gmail.com
012 Serviço de Anestesiologia, Centro Hospitalar Entre o Douro e Vouga, Santa Maria da Feira, Portugal Castro, Diogo Sousa diogosousacastro@hotmail.com
013 Serviço de Anestesiologia, Centro Hospitalar São João, Porto, Portugal Abelha, Fernando fernando.abelha@gmail.com
014 Serviço de Anestesiologia, Hospital Pedro Hispano, Matosinhos, Portugal Rabico, Rui rrabico@gmail.com
021 Department of Anesthesiology, Montefiore Medical Center Bronx, New York, NY, USA Delphin, Ellise edelphin@montefiore.org
022 Department of Anesthesiology, Mayo Clinic, Rochester, MN, USA Sprung, Juraj
Weingarten, Toby N.
Kellogg, Todd A.
Martin, Yvette N.
McKenzie, Travis J
sprung.juraj@mayo.edu
weingarten.toby@mayo.edu
kellogg.todd@mayo.edu
martin.yvette@mayo.edu
mckenzie.travis@mayo.edu
023 Department of Anesthesiology, Mayo Clinic, Jacksonville, FL, USA Brull, Sorin J.
Renew, J. Ross
brull.sorin@mayo.edu
renew.j@mayo.edu
024 Department of Anesthesiology, Mayo Clinic, Phoenix, AZ, USA Ramakrishna, Harish ramakrishna.harish@mayo.edu
025 Department of Anesthesiology, University of Colorado SOM, Aurora, CO, USA Fernandez-Bustamante, Ana ana.fernandez-bustamante@ucdenver.edu
026 Department of Anesthesiology, Tufts Medical Center, Boston, MA, USA Balonov, Konstantin kbalonov@tuftsmedicalcenter.org
027 Department of Anesthesiology, University of Mississippi, Jackson, MS, USA Baig, Harris R. hbaig@umc.edu
028 Department of Anesthesiology, University of Chicago, Chicago, IL, USA Kacha, Aalok akacha@dacc.uchicago.edu
031 Department of Anesthesiology, Pontificia Universidad Católica de Chile, Santiago de Chile, Chile Pedemonte, Juan C.
Altermatt, Fernando
Corvetto, Marcia A.
Paredes, Sebastian
Carmona, Javiera
Rolle, Augusto
jcpedemo@gmail.com
falterma@med.puc.cl
marciacorvetto@gmail.com
sparedese@gmail.com
javiera.carmona.b@gmail.com
arollep@gmail.com
041 Department of Intensive Care, Academic Medical Center, University of Amsterdam, The Netherlands Bos, Elke
Beurskens, Charlotte
e.m.bos@amc.uva.nl
c.j.beurskens@amc.uva.nl
042 Department of Anesthesiology, Leiden University Medical Center, Leiden, The Netherlands Veering, B b.t.h.veering@lumc.nl
043 Department of Anesthesiology, Westfriesgasthuis, Hoorn, The Netherlands Zonneveldt, Harry h.zonneveldt@westfriesgasthuis.nl
044 Department of Anesthesiology, VU Medical Center, Amsterdam, The Netherlands Boer, Christa m.w.hollmann@amc.uva.nl
045 Department of Anesthesiology, Onze Lieve Vrouwen Gasthuis (OLVG), Amsterdam, The Netherlands Godfried, Marc
Thiel, Bram
m.b.godfried@olvg.nl
b.thiel@olvg.nl
051 Department of Anesthesiology and General Intensive Care, Medical University of Vienna, Austria Kabon, Barbara
Reiterer, Christian
barbara.kabon@meduniwien.ac.at
christian.reiterer@meduniwien.ac.at
061 Department of Anesthesiology, Hospital Universitari Germans Trias i Pujol, Badalona, Spain Canet, Jaume
Tolós, Raquel
Sendra, Mar
González, Miriam
Gómez, Noemí
jcanet.germanstrias@gencat.cat
rakeltp@yahoo.es
marsendra@gmail.com
miriamgn@hotmail.com
noe6gl@hotmail.com
062 Department of Anesthesiology and Critical Care, Hospital Clinico Universitario de Valencia, Spain Ferrando, Carlos
Tania Socorro
Ana Izquierdo
Marina Soro
cafeoranestesia@gmail.com
austania@gmail.com
anaizpa@gmail.com
soromarina@gmail.com
063 Department of Anesthesiology, Critical Care and Pain Relief, Consorcio Hospital General Universitario de Valencia, Spain Granell Gil, Manuel
Hernández Cádiz, María José
Biosca Pérez, Elena
mgranellg@hotmail.com
mj.herca@hotmail.com
ebipe@hotmail.com
064 Department of Anesthesiology and Surgical Critical Care, Hospital Universitario La Paz, Madrid, Spain Suarez-de-la-Rica, Alejandro
Lopez-Martinez, Mercedes
Huercio, Iván
Maseda, Emilio
Yagüe, Julio
alejandro.suarez.delarica@gmail.com
mercelopezmartinez@yahoo.es
ivanhuercio@gmail.com
emilio.maseda@gmail.com
juyaru@gmail.com
065 Department of Anesthesiology, Hospital Universitari Mútua de Terrassa, Spain Cebrian Moreno, Alba a.cebrian.moreno@gmail.com
066 Department of Anesthesiology, Hospital Clinic de Barcelona, Spain Rivas, Eva
Lopez-Baamonde, Manuel
erivas@clinic.ub.es
lopez10@clinic.cat
071 Depts. of Anesthesiology, 1King Abdullah Medical City, Makkah, Saudi Arabia & 2Assiut University- EGYPT & 3Mansoura University- EGYPT. 1,2 Elgendy, Hamed
1,3Sayedalahl,Mohamed
helgendy70@gmail.com
al-ahl.m@kamc.med.sa
072 Department of Anesthesiology, King Abdulaziz National Guard Medical City, Riyadh, Saudi Arabia Sibai, Abdul Razak sibaiab@ngha.med.sa
081 Department of Anaesthesiology, Istanbul Medical Faculty, Istanbul University, Istanbul, Turkey Yavru, Aysen
Sivrikoz, Nukhet
Karadeniz, Meltem
aysenyg@gmail.com
ntsz06@gmail.com
mskaradeniz@gmail.com
082 Department of Anesthesiology and Reanimation, Marmara University School of Medicine, Istanbul, Turkey Corman Dincer, Pelin
Ayanoglu, Hilmi Omer
Tore Altun, Gulbin
Kavas, Ayse Duygu
pelincorman@yahoo.com
ayanoglu@mamara.edu.tr
dr_gulbin@yahoo.com
adkavas@hotmail.com
083 Department of Anesthesiology and Reanimation, Akdeniz University Hospital, Antalya, Turkey Dinc, Bora drboradinc@gmail.com
084 Department of Anesthesiology and Reanimation, Dokuz Eylül University of Medicine, Izmir, Turkey Kuvaki, Bahar
Ozbilgin, Sule
bkuvaki@deu.edu.tr
ozbilginsule@gmail.com
085 Department of Anesthesiology and Reanimation, Fatih Sultan Mehmet Educational and Research Hospital, Istanbul, Turkey Erdogan, Dilek
Koksal, Ceren
Abitagaglu, Suheyla
dilekerdoganari@gmail.com
ceren_hazer@yahoo.com
suheylaatay81@gmail.com
091 Department of Anaesthesiological, Surgical and Emergency Sciences, Second University of Naples, Italy Aurilio, Caterina
Sansone, Pasquale
Pace, Caterina Maria
Donatiello, Valerio
Mattera, Silvana
Palange, Nazareno
Di Colandrea, Salvatore
caterina.aurilio@unina2.it
pasquale.sansone@unina2.it
caterina.pace@libero.it
valerio.donatiello@gmail.com
silvanamattera@gmail.com
nazareno.palange@gmail.com
di.colandrea@libero.it
092 Department of Morphology, Surgery and Experimental Medicine, Ospedale Sant’ Anna, Ferrara, Italy Spadaro, Savino
Volta, Carlo Alberto
Ragazzi, Riccardo
Ciardo, Stefano
Gobbi, Luca
savinospadaro@gmail.com
vlc@unife.it
rgc@unife.it
stefano.ciardo@student.unife.it
lucagobbi1988@gmail.com
093 Department of Environment, Health and Safety, University of Insubria, Varese, Italy Severgnini, Paolo
Bacuzzi, Alessandro
Brugnoni, Elisa
paolo.severgnini@uninsubria.it
alessandro.bacuzzi@gmail.com
elisa.brugnoni@gmail.com
094 Dept. of Surgical Sciences and Integrated Diagnostics, IRCCS AOU San Martino, IST, University of Genoa, Italy Gratarola, Angelo
Micalizzi, Camilla
Simonassi, Francesca
Malerbi, Patrizia
a.gratarola@gmail.com
camilla.micalizzi@gmail.com
fra.simonassi@libero.it
patrizia.malerbi@hsanmartino.it
095 Department of Anesthesiology and Reanimation, Ospedale U. Parini, AUSL della Valle d’ Aosta, Italy Carboni, Adrea acarboni@ausl.vda.it
101 Department of Anesthesiology, Pharmacology & Intensive Care, University Hospital Geneva, Switzerland Licker, Marc-Joseph marc-joseph.licker@hcuge.ch
102 Institute for Anesthesia and Intensive Care Medicine, Kantonsspital Frauenfeld, Switzerland Dullenkopf, Alexander alexander.dullenkopf@stgag.ch
103 Department of Anesthesia, Surgical Intensive Care, Prehospital Emergency Medicine and Pain Therapy, University Hospital Basel, Switzerland Goettel, Nicolai nicolai.goettel@usb.ch
111 University Department of Anesthesiology, Resuscitation and Intensive Care, University Hospital Sveti Duh, Zagreb, Croatia Nesek Adam, Visnja
Karaman Ilić, Maja
visnja.nesek@hotmail.com
majakilic@gmail.com
112 Department of Anesthesiology, Resuscitation and Intensive Care, Clinical Hospital Dubrava, Zagreb, Croatia Klaric, Vlasta
Vitkovic, Bibiana
Milic, Morena
Miro, Zupcic
vllastica@gmail.com
bibianavit@hotmail.com
morena.milic@gmail.com
miro_zupcic@yahoo.com
121 Department of Anesthesiology, Ghent University Hospital, Belgium De Baerdemaeker, Luc
De Hert, Stefan
Heyse, Bjorn
Van Limmen, Jurgen
Van Nieuwenhove, Yves
luc.debaerdemaeker@ugent.be
stefan.dehert@ugent.be
bjorn.heyse@ugent.be
jurgen.vanlimmen@ugent.be
yves.vannieuwenhove@ugent.be
123 Department of Anesthesiology, UH Antwerpen, Belgium Mertens, Els els.mertens@uza.be
124 Department of Anesthesiology, UZ Leuven, Belgium Neyrinck, Arne arne.neyrinck@uzleuven.be
125 Department of Anaesthesiology, Intensive care and Emergency, AZ Sint Jan Brugge, Bruges, Belgium Mulier, Jan jan.mulier@azsintjan.be
126 Department of Anesthesiology, Cliniques Universitaires St Luc, Belgium Kahn, David david.kahn@uclouvain.be
131 Department of Anesthesiology, Ponderas Hospital, Bucharest, Romania Godoroja, Daniela danielagodoroja@yahoo.com
141 Department of Intensive Care, St James’s University Hospital, Dublin, Ireland Martin-Loeches, Martin drmartinloeches@gmail.com
151 Department of Anaesthesiology and Intensive Care, Zaporozhye State Medical University, Zaporozhye, Ukraine Vorotyntsev, Sergiy vorotyntsev_s@ukr.net
152 Department of Anaesthesiology and Intensive Care, Lutsk Clinical Hospital, Lutsk, Ukraine Fronchko, Valentyna fron@ua.fm
161 Division of Anesthesiology, Critical Care and Pain Medicine, Tel Aviv Medical Center, Sackler School of Medicine, Tel Aviv, Israel Matot, Idit
Goren, Or
Zac, Lilach
iditm@tlvmc.gov.il
goren.orr@gmail.com
isanaesfile@gmail.com
171 Department of Anaesthesiology and Intensive Therapy, Barlicki University Hospital, Medical University of Lodz, Poland Gaszynski, Thomasz tomasz.gaszynski@umed.lodz.pl
181 Department of Anesthesiology and Critical Care, Saint Michael’s Hospital, University of Toronto, Canada Laffey, Jon laffeyj@smh.ca
191 Operating Services, Critical Care and Anaesthesia (OSCCA), Sheffield Teaching Hospitals, United Kingdom Mills, Gary g.h.mills@sheffield.ac.uk
192 Department of Anaesthesia and Critical Care Medicine, University Hospital of North Midlands, Stoke-on-Trent, United Kingdom Nalwaya, Pramod pramod.nalwaya@uhns.nhs.uk
193 Research Divisional Lead – Surgery and Oncology, Research and Development Department, Ashford and St Peter Hospitals NHS Trust, Chertsey, United Kingdom Mac Gregor, Mark mark.macgregor@asph.nhs.uk
194 Department of Anaesthesia, Royal Cornwall Hospital, Truro, United Kingdom Paddle, Jonathan jonathan.paddle@nhs.net
195 Department of Anaesthesia, Hull and East Yorkshire NHS Trust, Hull, United Kingdom Balaji, Packianathaswamy indbalaji@gmail.com
196 Department of Critical Care Medicine, Imperial College Healthcare NHS Trust, London, United Kingdom Rubulotta, Francesca
Adebesin, Afeez
frubulotta@hotmail.com
afeez.adebesin@imperial.nhs.uk
197 Department of Anaesthesia, Western Sussex Hospitals NHS Foundation Trust, Chichester, United Kingdom Margarson, Mike michael.margarson@wsht.nhs.uk
198 Department of Anaesthesia, York Teaching Hospitals, York, United Kingdom Davies, Simon drsimondavies@googlemail.com
199 Department of Anaesthesia, Homerton University Hospitals NHS Foundation Trust, Homerton, United Kingdom Rangarajan, Desikan desikan.rangarajan@homerton.nhs.uk
190 Department of Anesthesia, Southmead Hospital, Bristol, United Kingdom Newell, Christopher christopher.newell@doctors.org.uk
201 Department of Anaesthesia and Critical Care Medicine, University Clinic of Surgery St. Naum Ohridski, Skopje, Macedonia Shosholcheva, Mirjana sosolceva@hotmail.com
211 Department of Anaesthesia, Polyclinique Montier La Celle, St. Andre les Vergers, France Papaspyros, Fotios papaspyrosf@outlook.com
221 Department of Anaesthesia, Alexandra General Hospital, Athens, Greece Skandalou, Vasiliki vps_71@hotmail.com
Department of Anaesthesiology and Intensive Medicine, University Hospital of Ostrava, Ostrava-Poruba, Czech Republic Dzurňáková, Paula paula.dzurnakova@fno.cz

Appendix 2

Table 5.

Ethics committees that approved the study

001 Dresden Department of Anesthesiology and Intensive Care Medicine, Pulmonary Engineering Group, University Hospital Dresden, Germany Ethics Committee of the Medical Faculty of the Technical University Dresden
ID: EK 430112013
002 Aachen Department of Anesthesiology, University of Aachen, Germany Ethics Committee of the Medical Faculty of RWTH Aachen
ID: EK 181/14
003 Düsseldorf Department of Anesthesiology CLIPS Clinical Trials – Patient-centered Studies, University Hospital Düsseldorf, Germany Ethics Committee of the Medical Faculty of HHU Düsseldorf
ID: 2014072709
004 Mainz Department of Anaesthesiology, University Medical Center Mainz, Germany Ethics Committee of the Medical Faculty of UMC Mainz
ID: 837.307.14 (9546)
005 Bochum Clinic of Anesthesiology, Intensive Care and Pain Medicine, University Clinic Knappschaftskrankenhaus Bochum, Germany Ethics Committee of the Medical Faculty, Ruhr University Bochum
ID: 5110-14
006 Heidelberg Department of Anesthesiology, University Hospital Heidelberg, Germany Ethics Committee of the Medical Faculty, University of Heidelberg
ID: S-442/2014
007 Wesel Department of Anesthesiology, Marienhospital Wesel, Germany Ethics Committee of the Medical Council Nordrhein, Düsseldorf
ID: 2014497
008 Friesoythe Department of Anesthesiology and Intensive Care Medicine, Marienstift Friesoythe, Germany Ethics Committee of the Medical Council Niedersachsen, Hannover
ID: Grae/045/2015
009 Bonn Department of Anesthesiology and Intensive Care Medicine, University Hospital Bonn, Germany Ethics Committee of the Medical Faculty of the University of Bonn
ID: 288/15
011 Porto Serviço de Anestesiologia, Centro Hospitalar do Porto, Portugal Ethics and Health Committee of Centro Hospitalar do Porto
ID: 2014.144 (100-DEFI/130-CES)
012 Santa Maria da Feira Serviço de Anestesiologia, Centro Hospitalar Entre o Douro e Vouga, Santa Maria da Feira, Portugal Ethics and Health Committee of Centro Hospitalar Entre o Douro e Vouga, Santa Maria da Feira
ID: 07/ANES/2014
013 Porto Serviço de Anestesiologia, Centro Hospitalar São João, Porto, Portugal Ethics and Health Committee of Centro Hospitalar São João, Porto
ID: CES 167-14
014 Matosinhos Serviço de Anestesiologia, Hospital Pedro Hispano, Matosinhos, Portugal Ethics and Health Committee of Hospital Pedro Hispano, Matosinhos
ID: 076/CE/JAS
021 New York Department of Anesthesiology, Montefiore Medical Center Bronx, New York, NY, USA Institutional Review Board at Montefiore Medical Center Bronx, New York
ID: 2014-3761
022 Rochester, Minnesota Department of Anesthesiology, Mayo Clinic, Rochester, MN, USA Institutional Review Board Mayo Clinic
ID: 14-005465
023 Jacksonville, Florida Department of Anesthesiology, Mayo Clinic, Jacksonville, FL, USA Institutional Review Board Mayo Clinic
ID: 14-005465
024 Phoenix, Arizona Department of Anesthesiology, Mayo Clinic, Phoenix, AZ, USA Institutional Review Board Mayo Clinic
ID: 14-005465
025 Aurora, Colorado Department of Anesthesiology, University of Colorado SOM, Aurora, CO, USA ŒColorado Multiple Institutional Review Board (COMIRB)
ID: 14-1495
026 Boston Department of Anesthesiology, Tufts Medical Center, Boston, MA, USA Institutional Review Board at Tufts Medical Center, Boston
ID: 11808
027 Jackson Department of Anesthesiology, University of Mississippi, Jackson, MS, USA Institutional Review Board at University of Mississippi, Jackson
ID: 2015-0080
028 Chicago Department of Anesthesiology, University of Chicago, Chicago, IL, USA Institutional Review Board at University of Chicago, Chicago
ID: 14-1044
031 Santiago de Chile Department of Anesthesiology, Pontificia Universidad Católica de Chile, Santiago de Chile, Chile Comite de Etica en Investigacion Escuela de Medicina Pontificia Universidad Catolica de Chile
ID: 14-462
041 Amsterdam Department of Intensive Care, Academic Medical Center, University of Amsterdam, The Netherlands Medisch Ethische Toetsingscommissie (METC) of the Academic Medical Center (AMC), Amsterdam
ID: 2014_261
042 Leiden Department of Anesthesiology, Leiden University Medical Center, Leiden, The Netherlands Ethics Committee of the Leiden University Medical Center (LUMC), Leiden
ID: P15.038
043 Hoorn Department of Anesthesiology, Westfriesgasthuis, Hoorn, The Netherlands Ethics Committee of Westfriesgasthuis, Hoorn
ID: WB 486
044 Amsterdam Department of Anesthesiology, VU Medical Center, Amsterdam, The Netherlands Ethics Committee of VU Medical Center (VUMC), Amsterdam
ID: 2014.561
045 Amsterdam Department of Anesthesiology, Onze Lieve Vrouwen Gasthuis (OLVG), Amsterdam, The Netherlands Ethics Committee of the Onze Lieve Vrouwen Gasthuis (OLVG), Amsterdam
ID: WO 14.133
051 Vienna Department of Anesthesiology and General Intensive Care, Medical University of Vienna, Austria Ethics committee of the Medical University of Vienna
ID: 1702/2014
061 Badalona Department of Anesthesiology, Hospital Universitari Germans Trias i Pujol, Badalona, Spain Comité d’Ètica de la Investigació. Hospital Universitari Germans Trias i Pujol, Badalona
ID: AC-14-095
062 Valencia Department of Anesthesiology and Critical Care, Hospital Clinico Universitario de Valencia, Spain Ethics Committee of the Hospital Clinico Universitario de Valencia
ID: F-CE-GEva-15, approved 27/11/2014
063 Valencia Department of Anesthesiology, Critical Care and Pain Relief, Consorcio Hospital General Universitario de Valencia, Spain Ethics Committee of the Consorcio Hospital General Universitario of Valencia
ID: 223/2004
064 Madrid Department of Anesthesiology and Surgical Critical Care, Hospital Universitario La Paz, Madrid, Spain Ethics Committee of the Hospital Universitario La Paz, Madrid
ID: 4465 12/2015
065 Terrassa Department of Anesthesiology, Hospital Universitari Mútua de Terrassa, Spain Ethics Committee of the Hospital Universitari Mútua de Terrassa, Terassa
ID: 04/15, approved 29/04/2015
066 Barcelona Department of Anesthesiology, Hospital Clinic de Barcelona, Spain Research Ethics Committee of the Hospital Clínic of Barcelona
ID: HCB/2015/0963
071 Makkah Department of Anesthesiology, King Abdullah Medical City, Makkah, Saudi Arabia King Abdullah Medical City (KAMC) Local IRB registered at the National BioMedical Ethics Committee, King Abdulaziz City for Science and Technology
ID: 14-144
072 Riyadh Department of Anesthesiology, King Abdulaziz National Guard Medical City, Riyadh, Saudi Arabia Ethics Committee of the King Abdulaziz National Guard Medical City, Riyadh
ID: IRBC/215/16
081 Istanbul Department of Anaesthesiology, Istanbul Medical Faculty, Istanbul University, Istanbul, Turkey Clinical Research Ethics Committee of the Istanbul Faculty of Medicine, Istanbul University, Istanbul
IB: 1417, approved 18/9/2014
082 Istanbul Department of Anesthesiology and Reanimation, Marmara University School of Medicine, Istanbul, Turkey Clinical Research Ethics Committee of the Istanbul Faculty of Medicine, Istanbul
ID: 09.2015075
083 Antalya Department of Anesthesiology and Reanimation, Akdeniz University Hospital, Antalya, Turkey Ethics Committee of Akdeniz University Hospital, Antalya
ID: 170, approved 17/04/2015
084 Izmir Department of Anesthesiology and Reanimation, Dokuz Eylül University of Medicine, Izmir, Turkey Ethics Committee of Dokuz Eylul University Medical Faculty
ID: 66, approved 23/01/2015
085 Istanbul Department of Anesthesiology and Reanimation, Fatih Sultan Mehmet Educational and Research Hospital, Istanbul, Turkey Ethics committee of Fatih Sultan Mehmet Educational and Research Hospital, Istanbul
ID: 17073117-050-99
091 Napoli Department of Anaesthesiological, Surgical and Emergency Sciences, Second University of Naples, Italy Ethics committee of Second University of Naples
ID: 29.GEN.2015/128
092 Ferrara Department of Morphology, Surgery and Experimental Medicine, Ospedale Sant’ Anna, Ferrara, Italy Ethics Committee of Ferrara
ID: 15097, approved 26/03/2015
093 Varese Department of Environment, Health and Safety, University of Insubria, Varese, Italy Ethics Committee – ASST Sette Laghi Ospedale di Circolo e Fondazione Macchi, Varese, Italy
ID: 0034259
094 Genoa Dept. of Surgical Sciences and Integrated Diagnostics, IRCCS AOU San Martino, IST, University of Genoa, Italy Regional Ethics Committee Liguria, Italy
ID: 121.REG.2015
095 Aosta Department of Anesthesiology and Reanimation, Ospedale U. Parini, AUSL della Valle d’ Aosta, Italy Ethics Committee of AUSL della Valle d’ Aosta, Aosta
ID: 737, approved 19/06/2015
101 Geneva Department of Anesthesiology, Pharmacology & Intensive Care, University Hospital Geneva, Switzerland Ethics Committee of University Hospital Geneva
ID: 14-238
102 Frauenfeld Department of Anesthesiology and Intensive Care, Kantonsspital Frauenfeld, Switzerland Ethics Committee of the Kanton Thurgau, Münsterlingen
ID: A2015/33
103 Basel Department of Anesthesia, Surgical Intensive Care, Prehospital Emergency Medicine and Pain Therapy, University Hospital Basel, Switzerland Ethikkommission Nordwest- und Zentralschweiz
ID: PB_2016-00313
111 Zagreb University Department of Anesthesiology, Resuscitation and Intensive Care, University Hospital Sveti Duh, Zagreb, Croatia Ethics Committee of the Clinical Hospital Sveti Duh
ID: 01-12/4
112 Zagreb Department of Anesthesiology, Resuscitation and Intensive Care, Clinical Hospital Dubrava, Zagreb, Croatia Ethics Committee of the University Zagreb School of Medicine and Ethics Committee of Clinical Hospital Dubrava Zagreb
ID: none provided, approved 23/06/2015
121 Ghent Department of Anesthesiology, Ghent University Hospital, Belgium Ethics Committee of Ghent University Hospital
ID: B670201523757
123 Antwerpen Department of Anesthesiology, UH Antwerpen, Belgium Ethics Committee of Ghent University Hospital
ID: B670201523757
124 Leuven Department of Anesthesiology, UZ Leuven, Belgium Ethics Committee of Ghent University Hospital
ID: B670201523757
125 Bruges Department of Anaesthesiology, Intensive care and Emergency, AZ Sint Jan Brugge, Bruges, Belgium Ethics Committee of Ghent University Hospital
ID: B670201523757
126 Brussels Department of Anesthesiology, Cliniques Universitaires St Luc, Belgium Ethics Committee of Ghent University Hospital
ID: B670201523757
131 Bucharest Department of Anesthesiology, Ponderas Hospital, Bucharest, Romania Ethic Council of the Ponderas Hospital, Bucharest
ID: 73, approved /23/06/2015
141 Dublin Department of Critical Care and burns unit, SR James’s University Hospital, Dublin, Ireland Ethics Committee of St. James’s University Hospital, Dublin
ID: 2015/05/02
151 Zaporozhye Department of Anaesthesiology and Intensive Care, Zaporozhye State Medical University, Zaporozhye, Ukraine Ethics Committee of the Zaporozhye State Medical University, Zaporozhye
ID: 5/2015
152 Lutsk Department of Anaesthesiology and Intensive Care, Lutsk Clinical Hospital, Lutsk, Ukraine Ethics Committee of the Lutsk Clinical Hospital, Lutsk
ID: 354/1.3.7.15
161 Tel Aviv Division of Anesthesiology, Critical Care and Pain Medicine, Tel Aviv Medical Center, Sackler School of Medicine, Tel Aviv, Israel Tel Aviv Medical Center Helsinki Committee
ID: 0509-14-TLV
171 Lodz Department of Anaesthesiology and Intensive Therapy, Barlicki University Hospital, Medical University of Lodz, Poland Ethics Committee of Medical University of Lodz, Poland
ID: RNN/134/15/KE
181 Toronto Department of Anesthesiology and Critical Care, Saint Michael’s Hospital, University of Toronto, Canada St Michael’s Hospital Research Ethics Board
ID: 15-134
191 Sheffield Operating Services, Critical Care and Anaesthesia (OSCCA), Sheffield Teaching Hospitals, United Kingdom NISCHR Research Ethics Service, Wales REC4,Wrexham
ID: 15/WA/0106
192 Stoke-on-Trent Department of Anaesthesia and Critical Care Medicine, University Hospital of North Midlands, Stoke-on-Trent, United Kingdom NISCHR Research Ethics Service, Wales REC4,Wrexham
ID: 15/WA/0106
193 Chertsey Research Divisional Lead – Surgery and Oncology, Research and Development Department, Ashford and St Peter Hospitals NHS Trust, Chertsey, United Kingdom NISCHR Research Ethics Service, Wales REC4,Wrexham
ID: 15/WA/0106
194 Truro Department of Anaesthesia, Royal Cornwall Hospital, Truro, United Kingdom NISCHR Research Ethics Service, Wales REC4,Wrexham
ID: 15/WA/0106
195 Hull Department of Anaesthesia, Hull and East Yorkshire NHS Trust, Hull, United Kingdom NISCHR Research Ethics Service, Wales REC4,Wrexham
ID: 15/WA/0106
196 London Department of Critical Care Medicine, Imperial College Healthcare NHS Trust, London, United Kingdom NISCHR Research Ethics Service, Wales REC4,Wrexham
ID: 15/WA/0106
197 Chichester Department of Anaesthesia, Western Sussex Hospitals NHS Foundation Trust, Chichester, United Kingdom NISCHR Research Ethics Service, Wales REC4,Wrexham
ID: 15/WA/0106
198 York Department of Anaesthesia, York Teaching Hospitals, York, United Kingdom NISCHR Research Ethics Service, Wales REC4,Wrexham
ID: 15/WA/0106
199 Homerton Department of Anaesthesia, Homerton University Hospitals NHS Foundation Trust, Homerton, United Kingdom NISCHR Research Ethics Service, Wales REC4,Wrexham
ID: 15/WA/0106
190 Bristol Department of Anaesthesia, Southmead Hospital, Bristol, United Kingdom NISCHR Research Ethics Service, Wales REC4,Wrexham
ID: 15/WA/0106
201 Skopje Department of Anaesthesia and Critical Care Medicine, University Clinic of Surgery St. Naum Ohridski, Skopje, Macedonia Ethic Committee of the University Hospital Skopje
ID: 07/3183/1
211 St. Andre les Vergers Department of Anaesthesia, Polyclinique Montier La Celle, St. Andre les Vergers, France Ethic Committee of the Polyclinique Montier La Celle, St. Andre les Vergers
ID: non provided; approved 16/03/2016
221 Athens Department of Anaesthesia, Alexandra General Hospital, Athens, Greece Ethic Committee of the Alexandra General Hospital, Athens
ID: 18-8/21-06-2016
Ostrava-Poruba Department of Anaesthesiology and Intensive Medicine, University Hospital of Ostrava, Ostrava-Poruba, Czech Republic Ethic Committee of the University Hospital of Ostrava, Ostrava-Poruba
ID: 64/2015

Contributor Information

T. Bluth, Email: thomas.bluth@uniklinikum-dresden.de

R. Teichmann, Email: robert.teichmann@mailbox.tu-dresden.de

T. Kiss, Email: thomas.kiss@uniklinikum-dresden.de

I. Bobek, Email: bobekilona@gmail.com

J. Canet, Email: jcanet.germanstrias@gencat.cat

G. Cinnella, Email: gilda.cinnella@unifg.it

L. De Baerdemaeker, Email: luc.debaerdemaeker@ugent.be

C. Gregoretti, Email: c.gregoretti@gmail.com

G. Hedenstierna, Email: goran.hedenstierna@akademiska.se

S. N. Hemmes, Email: s.hemmes@amc.uva.nl

M. Hiesmayr, Email: michael.hiesmayr@meduniwien.ac.at

M. W. Hollmann, Email: m.w.hollmann@amc.uva.nl

S. Jaber, Email: s-jaber@chu-montpellier.fr

J. G. Laffey, Email: laffeyj@smh.ca

M. J. Licker, Email: marc-joseph.licker@hcuge.ch

K. Markstaller, Email: markstaller@gmx.de

I. Matot, Email: iditm@tlvmc.gov.il

G. Müller, Email: gabriele.mueller@uniklinikum-dresden.de

G. H. Mills, Email: g.h.mills@sheffield.ac.uk

J. P. Mulier, Email: jan.mulier@azsintjan.be

C. Putensen, Email: christian.putensen@ukb.uni-bonn.de

R. Rossaint, Email: rrossaint@ukaachen.de

J. Schmitt, Email: jochen.schmitt@uniklinikum-dresden.de

M. Senturk, Email: senturkm@istanbul.edu.tr

A. Serpa Neto, Email: aryserpa@terra.com.br

P. Severgnini, Email: paolo.severgnini@uninsubria.it

J. Sprung, Email: sprung.juraj@mayo.edu

M. F. Vidal Melo, Email: vidalmelo.marcos@mgh.harvard.edu

H. Wrigge, Email: hwrigge@web.de

M. J. Schultz, Email: marcus.j.schultz@gmail.com

P. Pelosi, Email: ppelosi@hotmail.com

M. Gama de Abreu, Email: mgabreu@uniklinikum-dresden.de

for the PROBESE investigators:

Andreas Güldner, Robert Huhle, Christopher Uhlig, Luigi Vivona, Alice Bergamaschi, Rolf Rossaint, Ana Stevanovic, Tanja Treschan, Maximilian Schaefer, Peter Kienbaum, Rita Laufenberg-Feldmann, Lars Bergmann, Felix Ebner, Luisa Robitzky, Patrick Mölders, Matthias Unterberg, Cornelius Busch, Marc Achilles, Angelika Menzen, Harbert Freesemann, Christian Putensen, Humberto Machado, Carla Cavaleiro, Cristina Ferreira, Daniela Pinho, Marta Carvalho, Sílvia Pinho, Maria Soares, Diogo Sousa Castro, Fernando Abelha, Rui Rabico, Ellise Delphin, Juraj Sprung, Toby N. Weingarten, Todd A. Kellogg, Yvette N. Martin, Travis J. McKenzie, Sorin J. Brull, J. Ross Renew, Harish Ramakrishna, Ana Fernandez-Bustamante, Konstantin Balonov, Harris R. Baig, Aalok Kacha, Juan C. Pedemonte, Fernando Altermatt, Marcia A. Corvetto, Sebastian Paredes, Javiera Carmona, Augusto Rolle, Elke Bos, Charlotte Beurskens, B. Veering, Harry Zonneveldt, Christa Boer, Marc Godfried, Bram Thiel, Barbara Kabon, Christian Reiterer, Jaume Canet, Raquel Tolós, Mar Sendra, Miriam González, Noemí Gómez, Carlos Ferrando, Tania Socorro, Ana Izquierdo, Marina Soro, Manuel Granell Gil, María José Hernández Cádiz, Elena Biosca Pérez, Alejandro Suarez-de-la-Rica, Mercedes Lopez-Martinez, Iván Huercio, Emilio Maseda, Julio Yagüe, Alba Cebrian Moreno, Eva Rivas, Manuel Lopez-Baamonde, Hamed Elgendy, Mohamed Sayedalahl, Abdul Razak SIibai, Aysen Yavru, Nukhet Sivrikoz, Meltem Karadeniz, Pelin Corman Dincer, Hilmi Omer Ayanoglu, Gulbin Tore Altun, Ayse Duygu Kavas, Bora Dinc, Bahar Kuvaki, Sule Ozbilgin, Dilek Erdogan, Ceren Koksal, Suheyla Abitagaglu, Caterina Aurilio, Pasquale Sansone, Caterina Maria Pace, Valerio Donatiello, Silvana Mattera, Palange Nazareno, Salvatore Di Colandrea, Savino Spadaro, Carlo Alberto Volta, Riccardo Ragazzi, Stefano Ciardo, Luca Gobbi, Paolo Severgnini, Alessandro Bacuzzi, Elisa Brugnoni, Angelo Gratarola, Camilla Micalizzi, Francesca Simonassi, Patrizia Malerbi, Adrea Carboni, Marc-Joseph Licker, Alexander Dullenkopf, Nicolai Goettel, Visnja Nesek Adam, Maja Karaman Ilić, Vlasta Klaric, Bibiana Vitkovic, Morena Milic, Zupcic Miro, Luc De Baerdemaeker, Stefan De Hert, Bjorn Heyse, Jurgen Van Limmen, Yves Van Nieuwenhove, Els Mertens, Arne Neyrinck, Jan Mulier, David Kahn, Daniela Godoroja, Martin Martin-Loeches, Sergiy Vorotyntsev, Valentyna Fronchko, Idit Matot, Or Goren, Lilach Zac, Thomasz Gaszynski, Jon Laffey, Gary Mills, Pramod Nalwaya, Mark Mac Gregor, Jonathan Paddle, Packianathaswamy Balaji, Francesca Rubulotta, Afeez Adebesin, Mike Margarson, Simon Davies, Desikan Rangarajan, Christopher Newell, Mirjana Shosholcheva, Fotios Papaspyros, Vasiliki Skandalou, and Paula Dzurňáková

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Associated Data

This section collects any data citations, data availability statements, or supplementary materials included in this article.

Supplementary Materials

Additional file 1: (870.7KB, pdf)

PROBESE Study protocol version 2.5. This PDF file includes the most recent version of the PROBESE Study protocol with changes highlighted. (PDF 870 kb)

Additional file 2: (1.6MB, pdf)

Standard Protocol Items: Recommendations for Interventional Trials (SPIRIT) 2013 checklist: recommended items to address in a clinical trial protocol and related documents. (PDF 122 kb).

Additional file 3: (122KB, doc)

PROBESE case report form version 1.2.2. This file corresponds to the paper version of the case report form. (DOC 1610 kb).

Additional file 4: (115.4KB, pdf)

Standard operating procedures (SOP) for plasma Sampling. (PDF 115 kb)

Additional file 5: (110.1KB, pdf)

Standard operating procedures (SOP) for plasma Sampling. (PDF 110 kb)

Data Availability Statement

The datasets analyzed during the present study are available from the corresponding author on reasonable request.


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