Skip to main content
World Psychiatry logoLink to World Psychiatry
. 2017 May 12;16(2):146–153. doi: 10.1002/wps.20412

Implementing shared decision making in routine mental health care

Mike Slade 1
PMCID: PMC5428178  PMID: 28498575

Abstract

Shared decision making (SDM) in mental health care involves clinicians and patients working together to make decisions. The key elements of SDM have been identified, decision support tools have been developed, and SDM has been recommended in mental health at policy level. Yet implementation remains limited. Two justifications are typically advanced in support of SDM. The clinical justification is that SDM leads to improved outcome, yet the available empirical evidence base is inconclusive. The ethical justification is that SDM is a right, but clinicians need to balance the biomedical ethical principles of autonomy and justice with beneficence and non‐maleficence. It is argued that SDM is “polyvalent”, a sociological concept which describes an idea commanding superficial but not deep agreement between disparate stakeholders. Implementing SDM in routine mental health services is as much a cultural as a technical problem. Three challenges are identified: creating widespread access to high‐quality decision support tools; integrating SDM with other recovery‐supporting interventions; and responding to cultural changes as patients develop the normal expectations of citizenship. Two approaches which may inform responses in the mental health system to these cultural changes – social marketing and the hospitality industry – are identified.

Keywords: Shared decision making, mental health care, ethics, implementation, routine outcome monitoring, social marketing


Decision making is a complex and dynamic social interaction1. The balance of involvement between clinician and patient can be conceptualized as lying on a continuum from clinician‐led/passive/paternalistic, through shared, to patient‐led/informed/active2. Clinician‐led decision making occurs when the clinician makes the decision for the patient, possibly after consulting with him/her. Patient‐led decision making occurs when the patient makes the decision, possibly having received information from the clinician. The intermediate position of shared decision making (SDM) involves collaboration.

A widely used definition of SDM is that it is “a process in which clinicians and patients work together to select tests, treatments, management or support packages, based on clinical evidence and the patient's informed preferences; it involves the provision of evidence‐based information about options, outcomes and uncertainties, together with decision support counselling and a system for recording and implementing patients’ informed preferences”3. This definition focuses, as does the present paper, on interactions between clinicians and patients, but SDM also has relevance to decision making between clinicians and family members, and perhaps also to clinical discussion between different professional groups.

What is a decision? In physical health care, decisions might include whether to complete a diagnostic test, undergo a medical procedure, receive a particular pharmacological or psychological treatment, or attempt a lifestyle change. In mental health, decisions relating to inpatient care are broadly similar. When asked to name recent clinical decisions, inpatients with a diagnosis of schizophrenia (N=60) and their psychiatrists (N=30) consistently mentioned categories such as “medication”, “leave from ward/hospital”, “non‐pharmacological therapies” and “changes in treatment setting”4. By contrast, decision making in community mental health settings is more wide‐ranging; a principal component analysis of topics discussed in routine consultations between community patients (N=418) and their clinicians found a three‐factor solution comprising treatment, social (family, friends, leisure) and financial (work, benefits)5.

The essential elements of SDM have been identified. A systematic review synthesized 161 conceptual models of SDM to identify eight characteristics of clinician behaviour: define/explain the health care problem, present options, discuss benefits/risks/costs, clarify patient values/preferences, discuss patient ability/self‐efficacy, present what is known and make recommendations, clarify the patient's understanding, and make or explicitly defer a decision6. This framework underpinned a systematic review of implementation of SDM across different health care settings, identifying five randomized controlled trials of interventions to improve clinicians’ adoption of SDM7. Training of clinicians and use of decision aids (structured approaches to facilitate SDM) were tentatively recommended, though none of the studies related to mental health populations.

Patients want SDM8. A systematic review of 199 analyses from 115 studies of decision‐making style preference concluded that patients prefer shared to clinician‐led decision making, with the preference proportion higher in studies carried out in patients with cancer or undergoing invasive procedures, compared to those conducted in non‐disease specific study populations or patients with other chronic conditions9.

Overall, there is international consensus across medicine about the importance of SDM10, and it is widely supported11. It is argued that SDM leads to better outcomes, including help‐seeking behaviour12, increased compliance with decisions13, reduction in errors14, reduced stigma and increased involvement15. In 2010, a gathering of 58 experts from 18 countries produced the Salzburg Statement on Shared Decision Making16. This included a call for clinicians to recognize SDM as an ethical imperative, stimulate two‐way flow of accurate and tailored information, and give patients and their families resources and help to reach decisions. The statement also exhorted action by researchers, editors, journalists, patients (to speak up, to expect to be an equal partner, to seek and use high‐quality information) and policy makers.

SHARED DECISION MAKING IS RECOMMENDED IN MENTAL HEALTH

SDM is promoted in mental health systems17. It is advocated as an important approach in the mental health policy of many countries internationally10. For example, in England it is recommended that “a shared decision making approach should be facilitated” across all adult mental health services18.

Why is SDM in mental health so widely recommended? The standard argument made to support SDM is that clinicians have expertise in diagnosis, etiology, prognosis, treatment options and outcome probabilities, whereas patients have expertise in illness experience, social circumstances, attitudes to risk, values and preferences3. Bringing these two types of expertise together can, when informed by research evidence, produce better decisions. However, this standard argument conflates two overlapping but separate justifications: the clinical and the ethical.

The clinical justification

The clinical justification put forward for SDM is that patients who are active participants in managing their care have better outcomes. Increased involvement will lead to better engagement, higher‐quality decision making, and increased treatment adherence – all of which will improve outcome. There is some evidence supporting this justification. For example, a trial in the Netherlands involving 220 psychiatric inpatients showed that SDM led to reduced substance use and improved quality of life19. A follow‐up study found that SDM was also associated with increases in patient autonomy20.

However, critical appraisal of all available evidence is less positive. A Cochrane review of SDM in mental health21 identified only two randomized controlled trials. Both studies took place in Germany, one involving 107 patients with a schizophrenia diagnosis22 and the other 405 patients with depression23. The Cochrane review concluded that there was no evidence for harm, but the weak evidence base meant that no firm conclusions could be drawn. Since that review, one randomized controlled trial involving 80 community patients24, also showing advantages for decision aids, has been published.

Other reviews have reached similar conclusions. A systematic review25 identified eleven randomized controlled trials, including two in mental health, one focussing on schizophrenia26 and the other on depression27. Five trials, including the two mental health trials, showed positive outcomes associated with SDM, but the reviewers concluded that the overall evidence is encouraging but inconclusive.

It should be noted that this conclusion is not unique to mental health. The most recent systematic review of trials (N=22) testing the impact of SDM on outcome in physical health concluded: “The trials performed to date to address the effect of SDM on patient‐relevant, disease‐related endpoints are insufficient in both quantity and quality. Although just under half of the trials reviewed here indicated a positive effect, no final conclusion can be drawn”28. But available evidence does suggest that SDM in mental health is particularly challenging. For example, SDM leads to a greater increase in treatment adherence in general medicine than in mental health29.

Overall, the totality of evidence is inconclusive about the impact of SDM on patient outcomes in mental health.

The ethical justification

The ethical justification put forward for SDM is that it is a human right. Sometimes expressed as “No decision about me without me”3, the right to self‐determination implies full involvement in decisions affecting the person. This seems to be a view increasingly taken by patients: the above‐mentioned 2012 systematic review of 115 studies investigating decision‐making preferences9 identified a patient preference for SDM in 63% of studies, but a time trend was evident, with 50% of studies before 2000 and 71% after 2000 showing this preference.

Reviews of SDM in persons with schizophrenia30 and depression31 showed that patients and clinicians found SDM acceptable and did in fact engage in SDM, which resulted in improvements in patients’ knowledge about their illness and a higher level of perceived involvement in decision making.

The ethical justification is often positioned as a solution to the suggested problem of an assumption that the clinician is the only competent decision maker, who will make decisions for rather than with the patient. Ethical justifications emphasize that “clinicians and patients bring different but equally important forms of expertise to the decision‐making process”3. Arguments made from this perspective often focus on values and power relationships, for example by linking SDM with values‐based practice32. SDM is understood primarily as a process involving the expert‐by‐training (the clinician) and the expert‐by‐experience (the patient) both contributing their expertise, committing to decision‐making responsibility, and being respectful of the other's perspective. This transactional focus contrasts with the clinical justification emphasis on producing better outcomes.

Shared decision making is a polyvalent concept

SDM is thus supported both by those who prioritize clinical expertise and expertise‐by‐experience. In this sense, the term is what sociologists call a polyvalent concept33 – one which commands superficial agreement and apparent consensus between disparate stakeholders, but which conceals incompatible assumptions and expectations. Put concretely, does the clinician still support SDM if it leads to empowered patients who are less adherent to treatment recommendations? Does the patient still support SDM if apparently involving conversations that seem somehow always to end up with the clinician's view prevailing34?

There are particular challenges in mental health care35. Is SDM still the best approach to decision making with non‐capacitous adults, such as those with advanced dementia or acute psychosis36? Is it appropriate in a forensic context, where the decisions that the person makes may fall slightly or greatly outside social norms?

These tensions between different justifications for shared decision making also occur in other initiatives in mental health. The same features of apparent universal agreement occur in relation to the service agenda and rights agenda which both provide support for anti‐stigma initiatives37. Other polyvalent constructs include self‐management, advance directives and social inclusion.

For example, recovery has emerged as a guiding vision for mental health systems38. Like the ethical justification for SDM, a recovery orientation involves a re‐focussing on subjectively‐defined process rather than clinician‐defined outcome. The relevance of recovery to dementia39, forensic40 and mental health inpatient services41, however, has been questioned. A focus on recovery creates challenges for clinicians and patients. Clinicians have the uncomfortable experience of competing priorities42 leading to role tensions43, yet advocates raise concerns that recovery is being “commandeered”44 to individualize social problems, to de‐politicize individual experience and to remain focussed on deficit amelioration45. The recommendation that sociological research is needed to understand the socio‐cultural meaning and implications of recovery46 is probably equally applicable to SDM.

HOW IS SHARED DECISION MAKING IMPLEMENTED IN MENTAL HEALTH?

SDM is not yet widely implemented across mental health systems. For example, in the National Health Service (NHS) Community Mental Health Survey 2015 in England47, only 42% – a reduction with respect to 201448 – fully agreed with the statement “Have you agreed with someone from NHS mental health services what care you will receive?” (N=12,695). Only 50% fully agreed with the statement “Were you involved as much as you wanted to be in decisions about which medicines you receive?” (N=9,775), and among patients who received non‐pharmacological treatments, only 55% fully agreed with “Were you involved as much as you wanted to be in deciding what treatments or therapies to use?”.

Is there a difference between SDM in mental versus physical health? A study in the Canary Islands compared experience of decision making between patients attending psychiatric outpatient clinics and primary care (N=1,477)49. It found no difference in overall score, but differences at the item level. Participants using psychiatric outpatient services said that they were helped to understand the information, but were more likely to say that they were not asked about which treatment option they preferred, that there was no negotiation, and that the selection of treatment was not a consensus decision. There may be challenges specific to SDM in mental health.

A qualitative investigation of the views of experienced psychiatrists (N=26) identified barriers to its use in relation to prescribing50. The most frequently identified barrier was beliefs about the insight of the patient, which in some cases was seen as an absolute barrier. Other challenges were societal expectations about mental disorder (so statutory powers are held by the psychiatrist), beliefs about the primacy and the tranquillizing effects of antipsychotic medication, and financial pressures limiting options.

These barriers may lead to SDM conversations in mental health being more factual than values‐based. An exploration using factor analysis of decision making in psychiatric visits in the US (N=191) found that discussions about the science (pros and cons, clinical issues and uncertainties, consumers’ goals and understanding) were more common than about preferences (the consumer's role in decision making, consideration of alternatives, exploration of preferences)51.

Other implementation challenges have been identified in physical health10 and mental health52 settings, such as hierarchical doctor‐patient relationships53, differing understandings of, and low commitment to, SDM54, lack of a “rights discourse” in the culture55, and challenges of avoiding inequities when access to support tools is through insurance‐funded health systems56.

RESEARCH IN ROUTINE CLINICAL SETTINGS

Given these implementation challenges, research in routine mental health services is needed. The European Union‐funded “Clinical decision making and outcome in routine care for people with severe mental illness” (CEDAR) study took place in six European countries (Denmark, Germany, Hungary, Italy, Switzerland and UK) from 2009 until 201457. The study had two aims.

The first aim was to establish a methodology to assess clinical decision making in people with severe mental illness. This aim was met by the development and cross‐cultural validation of three new measures. All of them comprised parallel clinician and patient versions, and were developed in English followed by rigorous translation and cultural adaptation using good practice guidelines58 into Danish, German, Hungarian and Italian. The Clinical Decision Making in Routine Care (CDRC) measure assesses the content and implementation of decisions59. The Clinical Decision Making Style (CDMS) measure assesses preference for different styles of decision making60. The Clinical Decision‐making Involvement and Satisfaction (CDIS) measure assesses involvement and satisfaction in a specific decision. All measures are available at www.cedar-net.eu/instruments.html.

The second aim was to investigate decision making in routine adult community‐based mental health services, using a six‐country prospective observational design. A total of 588 patients met inclusion criteria, primarily aged 18‐60, with a diagnosis of a mental disorder (established using research criteria61) severe62 and enduring for two years. After giving consent, patients identified a clinician, and these clinician‐patient dyads were then asked to complete bimonthly assessments for one year.

The main study investigated the relationship between decision making style and outcome63. A preference for shared, rather than patient‐led or clinician‐led, decision making was reported by both patients (χ2=135.08, p<0.001) and clinicians (χ2=368.17, p<0.001). SDM was also the dominant experience, with a 10% increase in the proportion of both groups reporting SDM over the one‐year study period. Hierarchical linear modelling found that the decision‐making style of clinicians significantly affected patient‐rated unmet needs over time, with unmet needs decreasing more in patients whose clinicians preferred patient‐led to clinician‐led (−0.406 unmet needs per two months, p=0.007) or shared (−0.303 unmet needs per two months, p=0.015) decision making. In other words, outcomes were best when clinicians supported patient‐led decision making.

A second study investigated the relationship between decision‐making involvement and satisfaction64. Patients (N=445) were partitioned based on involvement preferences (assessed using CDMS) and experiences (assessed using CDIS). The preference hypothesis was that satisfaction with a specific decision will be higher if it is made using the patient's preferred decision‐making style (patient‐led, shared or clinician‐led). This was not confirmed. Overall, 90 patients (20%) had less involvement than preferred (“disempowered”), 190 (43%) were “matched” and 162 (37%) were “empowered”. Empowered patients, who experienced more involvement in decision making than they desired, rated highest satisfaction (OR=2.47, p=0.005, 95% CI: 1.32‐4.63). The agreement hypothesis was that satisfaction will be higher when decisions are made with a clinician with the same preferred decision‐making style. This was also not confirmed, since ordinal logistic regression modelling showed that decisions made with clinicians whose decision‐making style preference was for more active involvement than the patient preference were rated with highest satisfaction (OR=3.17, p=0.003, 95% CI: 1.48‐6.82). So, higher satisfaction was experienced following more active involvement in decision making than the patient stated as desired, and with a clinical orientation towards empowering, rather than shared, decision making. This is consistent with findings from other health sectors. For example, a primary care study (N=1,913) in Germany found that high experienced involvement predicted higher patient satisfaction65.

The CEDAR study has two implications for routine practice. First, if the intention is to reduce patient‐rated unmet needs and to maximize satisfaction, then the empirical findings indicate that long‐term efforts should be oriented towards developing patient‐led rather than shared decision making. This is challenging to the current culture of health services. Patient‐led decision making is not always valued by the system; a patient preference for involvement has been found to be negatively associated with experienced involvement65. Socio‐political debate would be needed about the purpose of the mental health system – to what extent is the “core business” of the system keeping people (patients and others) safe, which may necessarily involve some clinician‐led decision making, versus supporting them to live as well as possible? Can and should we socialize clinicians into a professional role which gives primacy to patient‐led decision making? Clinical practice would need to be oriented towards supporting this type of patient empowerment, with a recovery‐oriented culture in mental health systems which promotes the normal entitlements of citizenship66. We know that the desire to participate in decision making is higher in some groups of patients, e.g., inpatients with experiences of involuntary treatment, with negative attitudes toward medication, with a higher level of education, with lower treatment satisfaction, with better perceived decision‐making skills, in patients of female gender and in younger patients30. Should efforts to support patient‐led decision making be targeted at these patient subgroups, or at all patients?

Also, patients may bring expectations about being looked after whilst unwell. When is this expectation helpful, and when is it ultimately harmful? Recovery is far more common than often understood in mental health systems67, 68, and access to peer workers can powerfully transform these role expectations69. How do we minimize harm, balancing the reality that being allowed to disengage from services leads to the best outcome for some people70 and to avoidable tragedies for others?

The second implication is that an orientation towards SDM is an empirically defensible goal in mental health systems which have traditionally used clinician‐led decision making. An SDM orientation will improve both patient experiences and outcomes, indicating an alignment between the clinical and ethical justifications for SDM as a more beneficial style than clinician‐led decision making. If it is accepted that SDM is a necessary component of a modern mental health system, then three challenges can be identified: the technical problems of access to appropriate tools and integration with other innovations, and addressing the implications of changing culture.

DECISION SUPPORT TOOLS

Changing practice often involves the use of formal decision support tools, and resources exist to support SDM. For example, online decisions support systems are available which are both generic (e.g., optiongrid.org) and condition‐specific (e.g., sdm.rightcare.nhs.uk/pda for depression).

These tools may target behaviour change in either clinicians or patients. Clinician‐focussed approaches typically involve training and support for practice change. These approaches have been evaluated in depression, and (when augmented with patient information leaflets giving information and encouragement towards involvement) they lead to improved patient participation and satisfaction without adding to consultation time23.

A good example of a patient‐focussed approach is the Common Ground system, which is an online peer‐delivered system to support patient involvement and empowerment in psychopharmacology consultations71.

Widespread access to generic and condition‐specific decision support tools is needed. Tools need to be of a high quality: a systematic review of decision aids across medicine found a tendency to under‐specify the procedure, to emphasize benefits more than harms, and to focus more on false positives than on false negatives in screening tools72. Development of reporting guidelines for decision aid studies would be one approach to improving quality73.

Decision support tools also need to be small in number: the same systematic review identified 68 tools relating to treatment and 30 relating to screening. This variation makes benchmarking and comparison between services and systems more difficult28. Finally, there needs to be a focus on tailoring and testing tools in different clinical groups and geographical locations. The extent to which patients expect to be actively involved in treatment decisions varies according to the prevailing culture74. In paternalistic cultures, both clinicians and patients are likely to assume that decisions are the responsibility of the clinician only, whereas in more egalitarian cultures a partnership or SDM approach may be jointly preferred75. Translation processes therefore need to address these cultural factors in ensuring both linguistic and conceptual equivalence58.

INTEGRATION WITH OTHER RECOVERY‐SUPPORTING INNOVATIONS

Implementation of SDM will involve the integration of the relevant technologies with wider innovations, and the application of improvement science to support evaluation and sustainable implementation. A number of measures of SDM now exist: a structured review identified 19 measures, and a move towards measuring processes from both patient and clinician perspectives76. These provide standardized approaches to evaluate complex interventions which integrate SDM with other established innovations.

Advanced directives and joint crisis plans are examples of established innovations77. Advance directives involve the patients pre‐specifying their preferences for what should occur if they lose capacity due to mental illness. An emergent problem with this patient‐led approach was that the clinician might not be involved in, or even aware of, the directive in advance, leading to low implementation78. A variant involving SDM has emerged, called joint crisis plans. These are developed through facilitated meetings between the patient and involved clinicians79. A randomized controlled trial involving 569 patients in 64 community mental health teams in England found that implementation by clinicians was the main challenge, with no significant treatment effect for the primary outcome of compulsory admissions, or any secondary outcome with the exception of improved therapeutic relationships80. Qualitative investigation identified four barriers to clinician engagement: ambivalence about care planning; perceptions that they were “already doing SDM”; concerns regarding the clinical “appropriateness of service users’ choices”; and limited “availability of service users’ choices”81.

Another example of integration is with the emergent field of routine outcome monitoring82, which involves the longitudinal collection of patient‐level outcome information to inform individualized care. There is strong evidence of short‐term benefit and moderate evidence of longer‐term benefit from routine outcome monitoring83. A study is now underway which integrates SDM and that monitoring84. Routinely collected outcome data are fed into the SDM process, with the intervention supported by a quality improvement collaborative programme involving a national and local implementation strategy.

ETHICAL AND CULTURAL CHALLENGES OF IMPLEMENTATION

Although most clinicians believe that they are using the SDM approach, there is evidence to the contrary85. Perceptions about level of involvement differ, with patients identifying more clinician‐led and clinicians identifying more shared approaches86. Patients report inhibiting factors including the patient‐clinician relationship, fear of being judged, perceived inadequacy, and a history of substance abuse87. The use of clinician‐led decision making is most pronounced in treatment‐related decisions5.

One reason for low implementation is represented by ethical tensions. A widely‐used biomedical ethical framework identifies four principles: respect for autonomy, justice, beneficence and non‐maleficence88. Skilled clinicians attempt to integrate these principles, for example supporting patient participation not just for reasons of autonomy but also justified by beneficence (as well as other influences, such as avoiding legal liability)89. However, engagement remains challenging90. The potential conflict between these principles has been characterized in relation to antipsychotic prescribing for a patient who lacks insight; the psychiatrist may think: “If I leave it up to the patient, he would certainly choose not to initiate treatment. Symptoms would persist or even worsen, and thus I would harm the patient. If I apply pressure and he accepts antipsychotics, he may respond to treatment and likely gain insight. Then he will later be thankful that I proceeded in the way I did”91. This reflects the tension between deontological (duty‐based) ethical frameworks emphasized in the training of many professional groups and teleological (rights‐based) frameworks emphasized by citizens.

A second reason for low implementation is cultural. An asylum‐based system creates a micro‐culture (a “total institution”92) which can be out of step with wider cultural values. Institutional structures can powerfully socialize a patient into a moral duty to be treatment‐adherent (a “good” patient) and respectful of the clinician's sapiential expertise and professional authority. When the dominant discourse is clinician‐led, a primary flow of information from clinician to patient means that the patient's values and treatment preferences are given less importance93. Overall, it is difficult to avoid clinician‐led decision making being the default choice in institution‐based mental health services, because SDM involves a shift in power arrangements94.

TRANSFORMATION IN THE MENTAL HEALTH SYSTEMS

The world is changing. Mental health systems internationally are transitioning towards community‐based services95, 96, 97, 98, 99, 100, 101, which involve interactions with patients who are more influenced by citizenship expectations relating to consumerism, self‐determination and empowerment102. Patients increasingly expect as a right to be active participants in decisions about their lives, with a greater emphasis on the biomedical ethical principles of autonomy and justice.

The implications of this shift for mental health systems are profound, and extend well beyond discussion of approaches to decision making. Organizational transformation may be needed if the mental health systems are to survive this transition to engaging with patients holding citizenship expectations. A readiness to draw in insights and use language and constructs from other sectors will be needed to inform this transformation. This can be illustrated by two examples, both of which are potentially relevant but currently almost unused in planning and developing mental health systems.

The first example is given by the academic discipline of social marketing103, which could be used as an approach to fostering culture change in mental health systems. Social marketing involves the application of marketing principles and practices to advance social good, in this case participation in decision making. It takes a citizen‐centred approach in which insights developed with citizens and stakeholders inform the process104. An orientation towards mutuality, exchange and reciprocity differentiates social marketing from other social intervention approaches, particularly in traditional expert‐driven, top‐down public health approaches. So, social marketing provides an approach to developing citizen‐centred mental health systems oriented around the preferences of participants (patients), and in which partnership working (shown for example by SDM) is the foundation rather than a feature to be added on.

Participatory approaches to service development already exist in mental health services. Peer support theories such as intentional mutuality emphasize relationships in which both people have value and reciprocity is possible105. Recovery Colleges are based on principles of collaboration, co‐production, inclusiveness and a community focus106. Similarly, “a majority of participants in user‐run programmes value role equity, the mutuality and reciprocity of relationships and the non‐hierarchical organization”107.

Market segmentation is a well‐established business technique used to identify and manage diverse customer needs and to target marketing resources108. Positioning similar groups of people into market segments, and then focusing marketing efforts at these different segments as appropriate can manage heterogeneity in preferences. By developing marketing strategies and behaviour change strategies for distinct groups of patients who have specific needs or values, it becomes possible to influence culture and create demand for SDM in clinicians working with, and patients coming from, different clinical populations.

The second example is given by the expertise held by the hospitality industry in working with disparate customers: “Key values, such as the importance of welcome, the customer always being right and the job being to provide help to meet the customer's needs, underpin the best interactions in this service industry. Hospitality workers are skilled in recognizing how customers like to be engaged with – from face‐to‐face to elbow‐to‐elbow. Workers are not doing their job if customer care is poor”109. If patients achieve similar levels of emancipation and agency as other citizens, then patient choices and preferences become central. If clinicians don't work in partnership with patients to ensure they have a positive experience, then patients will – and should – choose to go elsewhere for support.

CONCLUSION

In this paper, the case has been made that SDM is part of a broader movement of change in the mental health system110. There are implementation challenges, but these are ethical and cultural as well as technical.

It is worth addressing these complex issues relating to power, control, expertise and valued knowledge, because SDM has the potential to contribute to supporting people to live as well as possible in communities of their own choosing.

REFERENCES

  • 1. Karnieli‐Miller O, Eisikovits Z. Physician as partner or salesman? Shared decision‐making in real‐time encounters. Soc Sci Med 2009;69:1‐8. [DOI] [PubMed] [Google Scholar]
  • 2. Charles C, Gafni A, Whelan T. Decision‐making in the physician‐patient encounter: revisiting the shared treatment decision‐making model. Soc Sci Med 1999;49:651‐61. [DOI] [PubMed] [Google Scholar]
  • 3. Coulter A, Collins A. Making shared decision‐making a reality. No decision about me, without me. London: King's Fund, 2011. [Google Scholar]
  • 4. Hamann J, Mendel R, Fink B et al. Patients’ and psychiatrists’ perceptions of clinical decisions during schizophrenia treatment. J Nerv Ment Dis 2008;196:329‐32. [DOI] [PubMed] [Google Scholar]
  • 5. Freidl M, Konrad J, Pesola F et al. Effects of clinical decision topic on patients' involvement in and satisfaction with decisions and their subsequent implementation. Psychiatr Serv 2016;67:658‐63. [DOI] [PubMed] [Google Scholar]
  • 6. Makoul G, Clayman ML. An integrative model of shared decision making in medical encounters. Patient Educ Couns 2006;60:301‐12. [DOI] [PubMed] [Google Scholar]
  • 7. Legare F, Ratte S, Stacey D et al. Interventions for improving the adoption of shared decision making by healthcare professionals. Cochrane Database Syst Rev 2010;5:CD006732. [DOI] [PubMed] [Google Scholar]
  • 8. Schattner A, Bronstein A, Jellin N. Information and shared decision‐making are top patients’ priorities. BMC Health Serv Res 2006;6:21. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 9. Chewning B, Bylund CL, Shah B et al. Patient preferences for shared decisions: a systematic review. Patient Educ Couns 2012;86:9‐18. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 10. Health Foundation. Helping people share decision making. London: Health Foundation, 2012. [Google Scholar]
  • 11. Anonymous . Taking shared decision making more seriously. Lancet 2011;377:784. [DOI] [PubMed] [Google Scholar]
  • 12. Wakefield P, Read S, Firth W et al. Clients’ perceptions of outcome following contact with a community mental health team. J Ment Health 1998;7:375‐84. [DOI] [PubMed] [Google Scholar]
  • 13. Hamann J, Leucht S, Kissling W. Shared decision making in psychiatry. Acta Psychiatr Scand 2003;107:403‐9. [DOI] [PubMed] [Google Scholar]
  • 14. Crumlish N, Kell B. How psychiatrists think. Adv Psychiatr Treat 2009;15:72‐9. [Google Scholar]
  • 15. Hamann J, Langer B, Winkler V et al. Shared decision making for in‐patients with schizophrenia. Acta Psychiatr Scand 2006;114:265‐73. [DOI] [PubMed] [Google Scholar]
  • 16. Elwyn G. Salzburg statement on shared decision making. BMJ; 2011;342:d1745. [DOI] [PubMed] [Google Scholar]
  • 17. Del Piccolo L, Goss C. People‐centred care: new research needs and methods in doctor‐patient communication. Challenges in mental health. Epidemiol Psychiatr Sci 2012;21:145‐9. [DOI] [PubMed] [Google Scholar]
  • 18.National Institute for Health and Clinical Excellence. Service user experience in adult mental health: improving the experience of care for people using adult NHS mental health services. CG136. London: National Institute for Health and Clinical Excellence, 2011. [PubMed]
  • 19. Joosten EAG, de Jong CAJ, de Weert‐van Oene GH et al. Shared decision‐making reduces drug use and psychiatric severity in substance‐dependent patients. Psychother Psychosom 2009;78:245‐53. [DOI] [PubMed] [Google Scholar]
  • 20. Joosten E, De Jong C, de Weert‐van Oene G et al. Shared decision making: increases autonomy in substance‐dependent patients. Subst Use Misuse 2011;46:1037‐8. [DOI] [PubMed] [Google Scholar]
  • 21. Duncan E, Best C, Hagen S. Shared decision making interventions for people with mental health conditions. Cochrane Database Syst Rev: 2010;1:CD007297. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 22. Hamann J, Cohen R, Leucht S et al. Shared decision making and long‐term outcome in schizophrenia treatment. J Clin Psychiatry 2007;68:992‐7. [DOI] [PubMed] [Google Scholar]
  • 23. Loh A, Simon D, Wills CE et al. The effects of a shared decision‐making intervention in primary care of depression: a cluster‐randomized controlled trial. Patient Educ Couns 2007;67:324‐32. [DOI] [PubMed] [Google Scholar]
  • 24. Woltmann EM, Wilkniss SM, Teachout A et al. Trial of an electronic decision support system to facilitate shared decision making in community mental health. Psychiatr Serv 2011;62:54‐60. [DOI] [PubMed] [Google Scholar]
  • 25. Joosten EA, DeFuentes‐Merillas L, de Weert GH et al. Systematic review of the effects of shared decision‐making on patient satisfaction, treatment adherence and health status. Psychother Psychosom 2008;77:219‐26. [DOI] [PubMed] [Google Scholar]
  • 26. Malm U, Ivarsson B, Allebeck P et al. Integrated care in schizophrenia: a 2‐year randomized controlled study of two community‐based treatment programs. Acta Psychiatr Scand 2003;107:415‐23. [DOI] [PubMed] [Google Scholar]
  • 27. Ludman E, Katon W, Bush T et al. Behavioural factors associated with symptom outcomes in a primary care‐based depression prevention intervention trial. Psychol Med 2003;33:1061‐70. [DOI] [PubMed] [Google Scholar]
  • 28. Hauser K, Koerfer A, Kuhr K et al. Outcome‐relevant effects of shared decision making. A systematic review. Dtsch Arztebl Int 2015;112:665‐71. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 29. Thompson L, McCabe R. The effect of clinician‐patient alliance and communication on treatment adherence in mental health care: a systematic review. BMC Psychiatry 2012;12:87. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 30. Hamann J, Cohen R, Leucht S et al. Do patients with schizophrenia wish to be involved in decisions about their medical treatment? Am J Psychiatry 2005;162:2382‐4. [DOI] [PubMed] [Google Scholar]
  • 31. Clever S, Ford D, Rubenstein L et al. Primary care patients’ involvement in decision‐making is associated with improvement in depression. Med Care 2006;44:398‐405. [DOI] [PubMed] [Google Scholar]
  • 32. Stacey G, Felton A, Morgan A et al. A critical narrative analysis of shared decision‐making in acute inpatient mental health care. J Interprof Care 2016;30:35‐41. [DOI] [PubMed] [Google Scholar]
  • 33. Pilgrim D. ‘Recovery’ and current mental health policy. Chronic Illn 2008;4:295‐304. [DOI] [PubMed] [Google Scholar]
  • 34. Quirk A, Chaplin R, Lelliott P et al. How pressure is applied in shared decisions about antipsychotic medication: a conversation analytic study of psychiatric outpatient consultations. Sociol Health Illn 2012;34:95‐113. [DOI] [PubMed] [Google Scholar]
  • 35. Morant N, Kaminskiy E, Ramon S. Shared decision making for psychiatric medication management: beyond the micro‐social. Health Expect 2016;19:1002‐14. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 36. Hamann J, Mendel R, Cohen R et al. Psychiatrists’ use of shared decision making in the treatment of schizophrenia: patient characteristics and decision topics. Psychiatr Serv 2009;60:1107‐12. [DOI] [PubMed] [Google Scholar]
  • 37. Corrigan P. Lessons learned from unintended consequences about erasing the stigma of mental illness. World Psychiatry 2016;15:67‐73. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 38. Slade M, Amering M, Farkas M et al. Uses and abuses of recovery: implementing recovery‐oriented practices in mental health systems. World Psychiatry 2014;13:12‐20. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 39. Daley S, Newton D, Slade M et al. Development of a framework for recovery in older people with mental disorder. Int J Geriatr Psychiatry 2013;28:522‐9. [DOI] [PubMed] [Google Scholar]
  • 40. Drennan G, Alred D. (eds). Secure recovery. Approaches to recovery in forensic mental health settings. Oxon: Willan, 2012. [Google Scholar]
  • 41. Kidd S, McKenzie K, Virdee G. Mental health reform at a systems level: widening the lens on recovery‐oriented care. Can J Psychiatry 2014;59:243‐9. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 42. Le Boutillier C, Chevalier A, Lawrence V et al. Staff understanding of recovery‐orientated mental health practice: a systematic review and narrative synthesis. Implement Sci 2015;10:87. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 43. Le Boutillier C, Slade M, Lawrence V et al. Competing priorities: staff perspectives on supporting recovery. Adm Policy Ment Health 2015;42:429‐38. [DOI] [PubMed] [Google Scholar]
  • 44. Mental Health “Recovery” Study Working Group . Mental health “recovery”: users and refusers. Toronto: Wellesley Institute, 2009. [Google Scholar]
  • 45. Harper D, Speed E. Uncovering recovery: the resistible rise of recovery and resilience. Stud Soc Justice 2012;6:9‐25. [Google Scholar]
  • 46. Watson DP. The evolving understanding of recovery: what the sociology of mental health has to offer. Humanity Soc 2012;36:290‐308. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 47.Care Quality Commission. 2015 community mental health survey. Statistical release. London: Care Quality Commission, 2015.
  • 48.Care Quality Commission. CQC's response to the 2015 community mental health survey. London: Care Quality Commission, 2016.
  • 49. De las Cuevas C, Peñate W, Perestelo‐Pérez L et al. Shared decision making in psychiatric practice and the primary care setting is unique, as measured using a 9‐item Shared Decision Making Questionnaire (SDM‐Q‐9). Neuropsychiatr Dis Treat 2013;9:1045‐52. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 50. Shepherd A, Shorthouse O, Gask L. Consultant psychiatrists’ experiences of and attitudes towards shared decision making in antipsychotic prescribing, a qualitative study. BMC Psychiatry 2014;14:127. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 51. Fukui S, Matthias M, Salyers M. Core domains of shared decision‐making during psychiatric visits: scientific and preference‐based discussions. Adm Policy Ment Health 2015;42:40‐6. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 52.Center for Mental Health Services. Shared decision‐making in mental health care: practice, research, and future directions. Rockville: Substance Abuse and Mental Health Services Administration, 2010.
  • 53. Cornuz J, Kuenzi B, Krones T. Shared decision making development in Switzerland: room for improvement! Z Evid Fortbild Qual Gesundhwes 2011;105:296‐9. [DOI] [PubMed] [Google Scholar]
  • 54. Moumjid N, Brémond A, Mignotte H et al. Shared decision‐making in the physician‐patient encounter in France: a general overview. Z Evid Fortbild Qual Gesundhwes 2007;101:223‐8. [DOI] [PubMed] [Google Scholar]
  • 55. Perestelo‐Perez L, Rivero‐Santana A, Perez‐Ramos J et al. Shared decision making in Spain: current state and future perspectives. Z Evid Fortbild Qual Gesundhwes 2011;105:289‐95. [DOI] [PubMed] [Google Scholar]
  • 56. Holmes‐Rovner M, Gruman J, Rovner D. Shared decision‐making in the US – research & development outpaces delivery. Z Evid Fortbild Qual Gesundhwes 2007;101:254‐8. [DOI] [PubMed] [Google Scholar]
  • 57. Puschner B, Steffen S, Slade M et al. Clinical decision making and outcome in routine care for people with severe mental illness (CEDAR): study protocol. BMC Psychiatry 2010;10:90. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 58. Wild D, Grove A, Martin M et al. Principles of good practice for the translation and cultural adaptation process for patient‐reported outcomes (PRO) measures: report of the ISPOR Task Force for Translation and Cultural Adaptation. Value Health 2005;8:94‐104. [DOI] [PubMed] [Google Scholar]
  • 59. Konrad J, Loos S, Neumann P et al. Content and implementation of clinical decisions in the routine care of people with severe mental illness. J Ment Health 2015;24:15‐9. [DOI] [PubMed] [Google Scholar]
  • 60. Puschner B, Neumann P, Jordan H et al. Development and psychometric properties of a five‐language multiperspective instrument to assess clinical decision making style in the treatment of people with severe mental illness (CDMS). BMC Psychiatry 2013;13:48. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 61. First MB, Spitzer RL, Gibbon M et al. Structured Clinical Interviews for DSM‐IV Axis I Disorders – Clinical Version (SCID‐CV). Washington: American Psychiatric Association, 1997. [Google Scholar]
  • 62. Slade M, Cahill S, Kelsey W et al. Threshold 4: an evaluation of the Threshold Assessment Grid as an aid to mental health referrals. Primary Care Ment Health 2003;1:45‐54. [Google Scholar]
  • 63. Puschner B, Becker T, Mayer B et al. Clinical decision making and outcome in the routine care of people with severe mental illness across Europe (CEDAR). Epidemiol Psychiatr Sci 2016;25:69‐79. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 64. Clarke E, Puschner B, Jordan H et al. Empowerment and satisfaction in a multinational study of routine clinical practice. Acta Psychiatr Scand 2015;131:369‐78. [DOI] [PubMed] [Google Scholar]
  • 65. Hölzel L, Kriston L, Härter M. Patient preference for involvement, experienced involvement, decisional conflict, and satisfaction with physician: a structural equation model test. BMC Health Serv Res 2013;13:231. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 66. Le Boutillier C, Leamy M, Bird VJ et al. What does recovery mean in practice? A qualitative analysis of international recovery‐oriented practice guidance. Psychiatr Serv 2011;62:1470‐6. [DOI] [PubMed] [Google Scholar]
  • 67. Slade M, Longden E. Empirical evidence about mental health and recovery. BMC Psychiatry 2015;15:285. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 68. Zipursky R, Agid O. Recovery, not progressive deterioration, should be the expectation in schizophrenia. World Psychiatry 2015;14:94‐6. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 69. Davidson L, Bellamy C, Guy K et al. Peer support among persons with severe mental illnesses: a review of evidence and experience. World Psychiatry 2012;11:123‐8. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 70. Peters E, Ward T, Jackson M et al. Clinical, socio‐demographic and psychological characteristics in individuals with persistent psychotic experiences with and without a “need for care”. World Psychiatry 2016;15:41‐52. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 71. Deegan PE. A web application to support recovery and shared decision making in psychiatric medication clinics. Psychiatr Rehabil J 2010;34:23‐8. [DOI] [PubMed] [Google Scholar]
  • 72. Feldman‐Stewart D, Brennenstuhl S, McIssac K et al. A systematic review of information in decision aids. Health Expect 2006;10:46‐61. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 73. Moher D, Schulz KF, Simera I et al. Guidance for developers of health research reporting guidelines. PLoS Med 2010;7:e1000217. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 74. Bär Deucher A, Hengartner MP, Kawohl W et al. Participation in medical decision‐making across Europe: an international longitudinal multicenter study. Eur Psychiatry 2016;35:39‐46. [DOI] [PubMed] [Google Scholar]
  • 75. Coulter A, Jenkinson C. European patients’ views on the responsiveness of health systems and healthcare providers. Eur J Publ Health 2005;14:355‐60. [DOI] [PubMed] [Google Scholar]
  • 76. Scholl I, Koelewijn‐van Loon M, Sepucha K et al. Measurement of shared decision making – a review of instruments. Z Evid Fortbild Qual Gesundhwes 2011;105:313‐24. [DOI] [PubMed] [Google Scholar]
  • 77. Henderson C, Farrelly S, Moran P et al. Joint crisis planning in mental health care: the challenge of implementation in randomized trials and in routine care. World Psychiatry 2015;14:281‐3. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 78. Campbell LA, Kisely SR. Advance treatment directives for people with severe mental illness. Cochrane Database Syst Rev 2009:CD005963. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 79. Henderson C, Flood C, Leese M et al. Effect of joint crisis plans on use of compulsory treatment in psychiatry: single blind randomised controlled trial. BMJ 2004;329:136‐40. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 80. Thornicroft G, Farrelly S, Szmukler G et al. Clinical outcomes of Joint Crisis Plans to reduce compulsory treatment for people with psychosis: a randomised controlled trial. Lancet 2013;381:1334‐41. [DOI] [PubMed] [Google Scholar]
  • 81. Farrelly S, Lester H, Rose D et al. Barriers to shared decision making in mental health care: qualitative study of the Joint Crisis Plan for psychosis. Health Expect 2015;19:448‐58. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 82. Thornicroft G, Slade M. New trends in assessing the outcomes of mental health interventions. World Psychiatry 2014;13:118‐24. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 83. Knaup C, Koesters M, Schoefer D et al. Effect of feedback of treatment outcome in specialist mental healthcare: meta‐analysis. Br J Psychiatry 2009;195:15‐22. [DOI] [PubMed] [Google Scholar]
  • 84. Metz M, Franx G, Veerbeek M et al. Shared decision making in mental health care using routine outcome monitoring as a source of information: a cluster randomised controlled trial. BMC Psychiatry 2015;15:313. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 85. Hamann J, Maris N, Iosifidou P et al. Effects of a question prompt sheet on active patient behaviour: a randomized controlled trial with depressed outpatients. Int J Soc Psychiatry 2014;60:227‐35. [DOI] [PubMed] [Google Scholar]
  • 86. Seale C, Chaplin R, Lelliott P et al. Sharing decisions in consultations involving anti‐psychotic medication: a qualitative study of psychiatrists’ experiences. Soc Sci Med 2006;62:2861‐73. [DOI] [PubMed] [Google Scholar]
  • 87. Eliacin J, Salyers M, Kukla M et al. Factors influencing patients’ preferences and perceived involvement in shared decision‐making in mental health care. J Ment Health 2015;24:24‐8. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 88. Beauchamp T, Childress J. Principles of biomedical ethics. Oxford: Oxford University Press, 2001. [Google Scholar]
  • 89. McGuire A, McCullough L, Weller S et al. Missed expectations? Physicians’ views of patients’ participation in medical decision‐making. Med Care 2005;43:466‐70. [DOI] [PubMed] [Google Scholar]
  • 90. Dixon L, Holoshitz Y, Nossel I. Treatment engagement of individuals experiencing mental illness: review and update. World Psychiatry 2016;15:13‐20. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 91. Hamann J, Heres S. Adapting shared decision making for individuals with severe mental illness. Psychiatr Serv 2014;65:1483‐6. [DOI] [PubMed] [Google Scholar]
  • 92. Goffman E. Asylums: essays on the social situation of mental patients and other inmates. Harmondsworth: Penguin, 1968. [Google Scholar]
  • 93. McCabe R, Heath C, Burns T et al. Engagement of patients with psychosis in the consultation. BMJ 2002;325:1148‐51. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 94. Kaminskiy E. The elephant in the room: a theoretical examination of power for shared decision making in psychiatric medication management. Intersectionalities 2015;4:19‐38. [Google Scholar]
  • 95. Razzouk D, Gregorio G, Antunes R et al. Lessons learned in developing community mental health care in Latin American and Caribbean countries. World Psychiatry 2012;11:191‐5. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 96. Ito H, Setoya Y, Suzuki Y. Lessons learned in developing community mental health care in East and South East Asia. World Psychiatry 2012;11:186‐90. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 97. McGeorge P. Lessons learned in developing community mental health care in Australasia and the South Pacific. World Psychiatry 2012;11:129‐32. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 98. Drake RE, Latimer E. Lessons learned in developing community mental health care in North America. World Psychiatry 2012;11:47‐51. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 99. Okasha A, Karam E, Okasha T. Mental health services in the Arab world. World Psychiatry 2012;11:52‐4. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 100. Semrau M, Barley EA, Law A et al. Lessons learned in developing community mental health care in Europe. World Psychiatry 2011;10:217‐25. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 101. Hanlon C, Wondimagegn D, Alem A. Lessons learned in developing community mental health care in Africa. World Psychiatry 2010;9:185‐9. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 102. Leamy M, Bird V, Le Boutillier C et al. A conceptual framework for personal recovery in mental health: systematic review and narrative synthesis. Br J Psychiatry 2011;199:445‐52. [DOI] [PubMed] [Google Scholar]
  • 103. French J, Gordon R. Strategic social marketing. London: Sage, 2015. [Google Scholar]
  • 104. Gordon O, Oades L. Social marketing of wellbeing In: Slade M, Oades L, Jarden A. (eds). Wellbeing, recovery and mental health. Cambridge: Cambridge University Press; 2017:311‐23. [Google Scholar]
  • 105. Mead S. Intentional peer support: an alternative approach. Plainfield: Shery Mead Consulting, 2005.
  • 106. McGregor J, Repper J, Brown H. “The college is so different from anything I have done”. A study of the characteristics of Nottingham Recovery College. J Ment Health Train Educ Pract 2014;9:3‐15. [Google Scholar]
  • 107. Mahlke C, Krämer U, Becker T et al. Peer support in mental health services. Curr Opin Psychiatry 2014;27:276‐81. [DOI] [PubMed] [Google Scholar]
  • 108. Dibb S, Simkin L. Implementation rules to bridge the theory/practice divide in market segmentation. J Market Manag 2009;25:375‐96. [Google Scholar]
  • 109. Slade M. Personal recovery and mental illness. Cambridge: Cambridge University Press, 2009. [Google Scholar]
  • 110. Galderisi S, Heinz A, Kastrup M et al. Toward a new definition of mental health. World Psychiatry 2015;14:231‐3. [DOI] [PMC free article] [PubMed] [Google Scholar]

Articles from World Psychiatry are provided here courtesy of The World Psychiatric Association

RESOURCES