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British Journal of Pharmacology logoLink to British Journal of Pharmacology
. 2016 Nov 12;174(11):1195–1208. doi: 10.1111/bph.13649

Antioxidants from black and green tea: from dietary modulation of oxidative stress to pharmacological mechanisms

Ilaria Peluso 1, Mauro Serafini 1,
PMCID: PMC5429329  PMID: 27747873

Abstract

The consumption of tea (Camellia sinensis) has been correlated with a low incidence of chronic pathologies, such as cardiovascular disease and cancer, in which oxidative stress plays a critical role. Tea catechins and theaflavins are, respectively, the bioactive phytochemicals responsible for the antioxidant activity of green tea (GT) and black tea (BT). In addition to their redox properties, tea catechins and theaflavins could have also pharmacological activities, such as the ability to lower glucose, lipid and uric acid (UA) levels. These activities are mediated by pharmacological mechanisms such as enzymatic inhibition and interaction with transporters. Epigallocatechin gallate is the most active compound at inhibiting the enzymes involved in cholesterol and UA metabolism (hydroxy‐3‐methyl‐glutaryl‐CoA reductase and xanthine oxidase respectively) and affecting glucose transporters. The structural features of catechins that significantly contribute to their pharmacological effect are the presence/absence of the galloyl moiety and the number and positions of the hydroxyl groups on the rings. Although the inhibitory effects on α‐glucosidase, maltase, amylase and lipase, multidrug resistance 1, organic anion transporters and proton‐coupled folate transport occur at higher concentrations than those apparent in the circulation, these effects could be relevant in the gut. In conclusion, despite the urgent need for further research in humans, the regular consumption of moderate quantities of GT and BT can effectively modulate their antioxidant capacity, mainly in people subjected to oxidative stress, and could improve the metabolism of glucose, lipid and UA.

Linked Articles

This article is part of a themed section on Principles of Pharmacological Research of Nutraceuticals. To view the other articles in this section visit http://onlinelibrary.wiley.com/doi/10.1111/bph.v174.11/issuetoc


Abbreviations

BT

black tea

BTE

black tea extract

CYP450

cytochrome p450

DNMT

DNA‐methyltransferase

EC

epicatechin

ECG

epicatechin gallate

EGC

epigallocatechin

EGCG

epigallocatechin gallate

GLUT1

sodium‐independent glucose transporter

GST

glutathione S‐Transferase

GT

green tea

GTE

green tea extract

HMGR

hydroxy‐3‐methyl‐glutaryl‐CoA reductase

IsoP

isoprostanes

MDR1

multidrug resistance 1

NEAC

non enzymatic antioxidant capacity

Nrf2

nuclear factor‐erythroid 2‐related factor 2

OAT

organic anion transporters

OCT

organic cation transporters

OSRRF

oxidative stress‐related risk factors

OT

oolong tea

PCFT

proton‐coupled folate transport

RNase A

ribonuclease A

SGLT1

sodium‐dependent glucose transporter

TrxR

thioredoxin reductase

UA

uric acid

XO

xanthine oxidase

Tables of Links

These Tables list key protein targets and ligands in this article which are hyperlinked to corresponding entries in http://www.guidetopharmacology.org, the common portal for data from the IUPHAR/BPS Guide to PHARMACOLOGY (Southan et al., 2016) and are permanently archived in the Concise Guide to PHARMACOLOGY 2015/16 (a,bAlexander et al., 2015a,b).

Introduction

The consumption of tea (Camellia sinensis) has been correlated with low incidence of chronic pathologies, such as cardiovascular disease and cancer (Tang et al., 2015). However, although the molecules involved in this effect have been shown to have anti‐inflammatory and antioxidant effects, and to improve endothelial function, no clear‐cut conclusion has been reached on their mechanism of action. The health benefits ascribed to the consumption of teas are thought to be associated with their high content of bioactive ingredients such as polyphenols. The latter are secondary plant metabolites and include the subclasses of flavonoids, flavones, flavonols, flavanols, isoflavones, flavanones and anthocyanidins (Del Rio et al., 2013). Within the polyphenols, the tea flavanols, catechins and theaflavins, have been identified as the bioactive phytochemicals of green tea (GT) and black tea (BT) respectively, and shown to be responsible for their antioxidant activity (Serafini et al., 2011). The antioxidant properties of GT and BT in humans were discovered in 1996 (Serafini et al. 1996), where in healthy subjects, the non enzymatic antioxidant capacity (NEAC) of plasma was shown to significantly increase after the ingestion of 300 mL of either BT or GT (Serafini et al. 1996). However, when GT and BT were consumed with milk, the antioxidant activity was drastically reduced or totally inhibited (Serafini et al., 1996).

Apart from their antioxidant activity, tea flavanols could also have other activities of pharmacological interest, such as the ability to lower glucose (Liu et al., 2013; Zheng et al., 2013), lipid (Zheng et al., 2011; Hartley et al., 2013; Onakpoya et al., 2014) and uric acid (UA) (Peluso et al., 2015a) concentrations. These activities could be mediated by their effects on various enzymes and transporters (Peluso et al., 2015b). One of the most important mechanisms of food–drug interactions has been suggested to be mediated by effects on transporters (Shang et al., 2014; Werba et al., 2015). With the increasing interest in the health promoting properties of tea, in this review we have evaluated the role of teas in modulating oxidative stress in humans and the mechanisms involved in the pharmacological effects of tea flavanols.

Flavanols in teas and their pharmacokinetics in humans

GT and BT are the two types of tea mostly consumed throughout the world, and they contain different phytochemicals endowed with biological activities, such as flavanols (Serafini et al., 2011). The processing or harvesting times of the leaves of C. sinensis leads to the different composition of flavonoids between GT and BT (Serafini et al., 2011). In the case of GT, the leaves are steamed quickly after harvesting. Home tea preparation has also an impact on the flavonoid content of tea; brews of 5 min at temperatures of 100°C result in infusions with greater antioxidant capacity than teas with a shorter brewing time (2 min) at lower temperatures (60–80°C) (Sharpe et al., 2016).

The major active flavonoids in GT are epicatechin (EC), epicatechin gallate (ECG), epigallocatechin (EGC) and epigallocatechin gallate (EGCG), as displayed in Table 1. The structure of EGCG includes a benzenediol ring joined to a tetrahydropyran moiety, a pyrogallol ring and a galloyl group (with the pyrogallol ring) (Figure 1) (Serafini et al., 2011). ECG lacks a hydroxyl group on the pyrogallol ring; while in EGC, the galloyl group is replaced by a hydrogen atom (Figure 1). These flavonoids are present in lower amounts in BT where they are in part converted, during the enzymatic fermentation process driven by polyphenol oxidase, to complex condensation products, such as theaflavins (Figure 1) and thearubigins (Serafini et al., 2011; Stodt et al., 2014). The latter are known to be heterogeneous polymers, but their formation and characterization have yet to be elucidated, whereas the former possess a characteristic benzotropolone moiety that is produced by condensation between a catechol‐type ring of EC and a pyrogallol‐type ring of EGC (Tanaka et al., 2009).

Table 1.

Flavanol content of GT, BT and OT

GT infusion mg ·100 mL‐1 ± SD BT infusion mg ·100 mL‐1 ± SD OT infusion mg ·100 mL‐1 ± SD References
EC 7.93 ± 13.74 3.94 ± 4.27 2.7 ± 3.77 Arts et al., 2000; Begona Barroso and Werken van de, 1999; Bronner and Beecher, 1998; Ding et al., 1992; Ding et al., 1999; Khokhar and Magnusdottir, 2002; Kilmartin and Chyong, 2003; Kuhr and Engelhardt, 1991; Lee and Ong, 2000; Liang et al., 2003; Lin et al., 1996; Lin et al., 1998; Long et al., 2001; Luximon‐Ramma et al., 2005; Pascual‐Teresa et al., 2000; Pelillo et al., 2002; Price and Spitzer, 1993; Rechner et al., 2002; Stewart et al., 2005; Wang et al., 2000; Zhang et al., 1997
ECG 7.50 ± 10.19 7.34 ± 7.10 4.99 ± 6.55
EGC 19.68 ± 25.11 7.19 ± 10.87 9.65 ± 14.16
EGCG 27.16 ± 39.91 9.12 ± 12.67 17.89 ± 27.41
TF 3.27 ± 3.31 Liang et al., 2003; Stewart et al., 2005; Ding et al. 1992
TF3G 1.58 ± 2.97
TF3′G 4.08 ± 4.08
TFDG 3.52 ± 3.89

TF, theaflavin; TF3G, theaflavin 3‐O‐gallate; TF3′G, theaflavin 3′‐O‐gallate; TFDG, theaflavin 3,3′‐O‐digallate. (Source: http://phenol‐explorer.eu/, values calculated by combining the data from the publications listed).

Figure 1.

Figure 1

Chemical structures of bioactive ingredients in green and black tea. TF, theaflavins; TF3G, theaflavin 3‐O‐gallate; TF3′G, theaflavin 3′‐O‐gallate; TFDG, theaflavin 3,3′‐O‐digallate.

Oolong tea (OT) also originates from C. sinensis and is produced using a shorter fermentation time than BT and contains fewer flavanols (35.72 mg · 100 mL‐1 infusion) than BT and GT (76.46 mg ·100 mL‐1 GT infusion, 82.6 mg ·100 mL‐1 BT infusion) (Table 1). In addition, a new group of polymeric oxidized flavanols have been isolated and identified from OT and are known as theasinensins (Weerawatanakorn et al., 2015). Theasinensins are quinone dimers of EGC and EGCG produced by these two catechin quinone monomers and have been suggested to contribute to biological activities of OT (Weerawatanakorn et al., 2015) despite there being no data available on their content and absorption.

At present the data published on the absorption of green tea phenolics vary considerably and are controversial (Manach et al., 2005). Analytical limitations have drastically biased the identification and characterization of flavan‐3‐ol catabolites, but also a lack of available pure standards for each specific catabolite has significantly reduced the quality of absorption studies. The liver and intestines play a major role in the first‐pass metabolism and absorption of catechins (Feng, 2006). After ingestion of GT, ECG is generally absent from plasma, whereas EGCG, EGC and EC are found in various forms, free or conjugated with glucuronide, sulfate or methyl groups (Table 2). Williamson et al. (2011), Clifford et al. (2013) and Del Rio et al. (2013) reviewed the pharmacokinetic data of the consumption of GT in humans (Table 2).

Table 2.

Pharmacokinetics of tea flavanols and their plasma metabolites in humans

Ingested dose Detected compound Cmax Tmax (h) References
GT EGCG 63–328.5 mg EGCG 55–711 nM 1.3–2.7 http://phenol‐explorer.eu/, Williamson et al., 2011; Clifford et al., 2013; Del Rio et al., 2013
GT EGC 32–306 mg EGC 40–1791 nM 1.3–2.2 http://phenol‐explorer.eu/, Williamson et al., 2011; Clifford et al., 2013; Del Rio et al., 2013
GT EC 12–113 mg EC 29–655 nM 1.4–1.8 http://phenol‐explorer.eu/, Williamson et al., 2011; Clifford et al., 2013; Del Rio et al., 2013
GT flavanols 32–154 mg Methyl‐EGC 62–5300 nM 2–2.3 http://phenol‐explorer.eu/, Williamson et al., 2011; Clifford et al., 2013; Del Rio et al., 2013
GT flavanols 12–17 mg Methyl‐EC‐sulfate 14–90 nM 1.3–1.7 http://phenol‐explorer.eu/, Williamson et al., 2011; Clifford et al., 2013; Del Rio et al., 2013
GT Flavanols 648 μM in 500 mL EC‐glucuronide 29 nM 1.7 http://phenol‐explorer.eu/, Williamson et al., 2011; Clifford et al., 2013; Del Rio et al., 2013
EC‐sulfates 89 nM 1.6
EGC‐glucuronide 126 nM 2.2
Met‐EGC‐glucuronide 46 nM 2.3
TFs 700 mg dissolved in 150 mL hot water: Theaflavins ≈1 μg·L−1 2 http://phenol‐explorer.eu/, Mulder et al., 2001
TF 123.9·700 mg−1 DW
TF3G 222.6·700 mg−1 DW
TF3'G 116.9·700 mg−1DW
TFDG 219.8·700 mg−1DW

Cmax, peak‐plasma concentrations; DW, dry weight; TF, theaflavin; TF3G, theaflavin 3‐O‐gallate; TF3′G, theaflavin 3′‐O‐gallate; TFDG, theaflavin 3,3′‐O‐digallate; Tmax, time at which the Cmax is observed.

Although the F values of bioavailability were not estimated in humans, after the consumption of a cup of GT containing 112 mg of EGCG, 51 mg of EGC and 15 mg of EC in 200 mL, the predicted peak‐plasma concentrations (Cmax) values (total free and sulfate/glucuronide conjugates) are 125, 181 and 76 nM, respectively, together with 94 nM methyl‐EGC and 51 nM methyl‐EC (Williamson et al., 2011); these Cmax values occurred 1.3–2.7 h after ingestion (Table 2). After the ingestion of 500 mL of GT, the reported t 1/2 of flavanols' conjugates ranged between 1 and 3.1 h (Clifford et al. (2013).

The serum metabolites of GT (GTM, sulfates/glucuronides of EC, EGC, ECG and EGCG: 32.47, 33.29, 0.13 and 0.40 μM respectively), prepared from rats given an infusion of GT, significantly inhibited the activity of the organic anion transporters (OAT) in CHO cells expressing OAT1 and in HEK293 cells expressing OAT3 (Peng et al., 2015).

Urine collected 0–24 h after GT ingestion contained flavan‐3‐ol metabolites similar to those detected in plasma (Del Rio et al., 2013). The percentage of metabolites excreted in urine range from 8.1 to 28.5% of the ingested GT flavanols (Del Rio et al., 2013).

Only limited data are available on the pharmacokinetic of theaflavins in humans: after the consumption of 700 mg theaflavins, equivalent to about 30 cups of black tea, the maximum concentration detected in blood plasma was around 1.0 μg·L−1 in a sample collected after 2 h and also the concentration in urine peaked after 2 h at 4.2 μg·L−1 (Mulder et al., 2001), as shown in Table 2.

In addition to the intestinal or hepatic metabolites, metabolites derived from colonic bacteria have been identified (Sang et al., 2008). In particular, the action of the microbiota results in their conversion to C‐6‐C‐5 phenylvalerolactones and phenylvaleric acids, which undergo side‐chain shortening to produce C‐6‐C‐1 phenolic and aromatic acids that enter the bloodstream and are excreted in urine in amounts equivalent to 36% of flavanol intake (Clifford et al., 2013). It has recently been observed that the microbial metabolite 5‐(3′,5′‐dihydroxyphenyl)‐γ‐valerolactone (EGC‐M5) and the 5‐(3′,5′‐dihydroxyphenyl)‐γ‐valerolactone‐3′‐O‐glucuronide (EGC‐M5‐glucuronide) significantly increase CD4+ activity (ATP level), having immunostimulatory activity, whereas EGC and EGCG decreased the CD4+ activity (Kim et al., 2016).

Most polyphenols present in tea undergo drastic modifications due to the action of human and microbial enzymes leading to a wide array of metabolites. Moreover, as the gut micro flora vary significantly among subjects, this could result in different microbial catabolism and, consequently, diverse biological effects.

Antioxidant activity

The structural features of GT catechins that significantly contribute to their antioxidant action are the presence/absence of the galloyl moiety and the number and positions of the hydroxyl groups on the rings. The latter determine their ability to interact with biological matter through hydrogen bonding, or electron and hydrogen transfer processes within their antioxidant activities. In fact, the antioxidant mechanism implies hydrogen atom transfer or single electron transfer reactions, or both (Lambert and Elias, 2010). Tea catechins are thought to display antioxidant activity, scavenging lipid alkoxyl and peroxyl radicals by acting as chain‐breaking antioxidants (Lambert and Elias, 2010). In vitro, a stoichiometric factor n of 4.16 ± 0.51 was obtained for EGCG, which is considered to be responsible for most of the antioxidant activity of GT (Khan et al., 2006). In contrast, a factor of 2.20 ± 0.26 was found for EGC, during the reaction with peroxyl radicals generated by thermolysis of the azo initiator 2,2′‐azobis(2,4‐dimethylvaleronitrile) (Valcic et al., 2000).

Despite the large body of evidence for the antioxidant effect of flavanols in vitro, the results from human trials are inconsistent and are related to ingested dose, measured biomarkers and the extent of oxidative stress in the subjects. As observed for healthy subjects (Serafini et al., 1996; van het Hof et al., 1997) the consumption of GT, but not BT, increased NEAC in subjects with risk factors. In particular, Bertipaglia de Santana et al. (2008) found increased of NEAC levels in hypercholesterolaemic subjects (n = 25) who consumed 500 mL of GT for 90 days. In contrast, the long‐term consumption of five cups (21 days) (Davies et al., 2003) or 900 mL (28 days) (Widlansky et al., 2005) of BT did not increase plasma NEAC either in mildly hypercholesterolaemic subjects (Davies et al., 2003) or in patients with coronary artery disease (Widlansky et al., 2005). In a randomized cross‐over study that investigated the dose–response effect of 500 mL of GT with different solid contents (1.4, 1.6, 1.8 and 2.0 g·L−1), a linear increase in NEAC was observed when the amount of tea solids present in GT was increased. This highlights the presence of a linear association between the amount of flavonoids ingested and the extent of the antioxidant response in humans (Pecorari et al., 2010). Only one human study has investigated the ability of a ready‐to‐drink OT to modulate plasma antioxidant status; it showed that ingestion of 500 mL of OT significantly increased plasma and urinary NEAC levels (Villaño et al. 2012).

The picture is even more complicated if we select intervention studies looking at isoprostanes (IsoP), a reliable marker of oxidative stress. The consumption of BT, GT, green tea extract (GTE) or catechins did not change IsoP levels either in healthy subjects or in disease patients (Table 3). Of the 17 interventions, from 13 studies, only one reported a decrease in plasma and serum IsoP after 4 weeks consumption of BT (500 mL·day−1) in 12 healthy volunteers, whereas no effect was observed after acute drinking of a single dose (Wolfram et al., 2002). The consumption of GT (Müller et al., 2010) or catechins (Loke et al., 2008) did not change the levels of IsoP in an acute intervention study, despite the increase in NEAC and/or markers of absorption of polyphenols (Table 3). Similarly, Braga et al. (2012) found increased levels of NEAC after 2 days of GTE consumption in pancreatic cancer patients, whereas IsoP levels were unchanged. No changes in IsoP levels were observed after the repeated consumption of GT, GTE or catechins (7–112 days) in either healthy (Table 3) or hypertensive subjects (Hodgson et al., 2002a), even when consumed in association with onions (O'Reilly et al., 2001) or lutein (Li et al., 2010). Moreover, there is a clear discrepancy between effects on antioxidant capacity and on oxidative stress markers, as demonstrated in Table 3. The effect of teas on plasma NEAC was described in a meta‐analysis by Lettieri‐Barbato et al. (2013), who investigated the antioxidant effect of plant food ingestion in humans. The main result from the 17 interventions showed that tea consumption induced a similar increase in plasma NEAC after both acute and chronic ingestion (Lettieri‐Barbato et al., 2013) and that GT had a stronger antioxidant effect than BT (Lettieri‐Barbato et al., 2013). When participants were divided into healthy subjects and subjects exposed to oxidative stress‐related risk factors (OSRRF), in the beverage category including teas, an effect on plasma NEAC was clearly detected in the OSRRF category, whereas no changes in plasma NEAC were observed in healthy subjects (Lettieri‐Barbato et al., 2013). Biomarkers of oxidative stress such as isoprostanes increase significantly only when an ongoing oxidative stress is present, following that, antioxidant modulation might occur only if levels are significantly high; unfortunately, there are no data available on the physiological level of isoprostanes in healthy humans. Moreover, NEAC represents the overall molecular antioxidant defences of plasma and, despite being regulated endogenously, might be more liable to increase after the consumption of tea or plant food supplements compared with the reducing markers of oxidative stress. In intervention studies, it is highly recommended that different markers of oxidative stress, antioxidant status and redox enzymes should be measured in order to have a complete picture of the phenomenon and define the results according to the different aspects of the redox mechanism. Overall, it is possible that the antioxidant activity of teas is strictly associated with the presence of chronic oxidative stress, when an increase in antioxidant activity from dietary sources is required to improve the antioxidant defences. In this regard, more evidence is needed to identify differences in the level of markers of oxidative stress and antioxidants status between healthy and pre‐pathological conditions.

Table 3.

Human intervention studies with BT, GT, EC and EGCG: effect on absorption of IsoP, NEAC and polyphenols

Subjects Dose day−1 (n° days) IsoP NEAC PC§ Reference
BT 10 (mildly dyslipidaemic) 10 g in1250 mL (28) Hodgson et al., 2002b
BT 12 500 mL (1) Wolfram et al., 2002
BT 12 500 mL (28) Wolfram et al., 2002
BT 13 (hypertensive) 10 g in 1000 mL (7) Hodgson et al., 2002a
BT 15 (mildly dyslipidaemic) Five cups (21) Davies et al., 2003
BT 22 (mildly dyslipidaemic) 10 g in 1250 mL (28) Hodgson et al., 2002a
BT 66 (coronary artery disease) 900 mL (28) Widlansky et al., 2005
BT + Onions 32 300 mL + 150 g of onion cake (14) O'Reilly et al., 2001
GT 13 (hypertensive) 10 g in 1000 mL (7) Hodgson et al., 2002a
GT 22 6.3 g in 700 mL (14) Hirano‐Ohmori et al., 2005
GT 33 600 mL (1) Müller et al., 2010
GTE 20 3 g (28) Freese et al., 1999
GTE 36 (pancreatic cancer) 1000 mg (2) Braga et al., 2012
GTE 9 844 mg (catechins) (14) Donovan et al., 2005
GTE + lutein 40 200 + 12 mg lutein (112 days) Li et al., 2010
EC 12 200 mg (1) Loke et al., 2008
EGCG 12 200 mg (1) Loke et al., 2008

IsoP, isoprostanes; NEAC, non‐enzymatic antioxidant capacity; PC, polyphenols concentration, §reported as the plasma or urinary concentrations of a single cathechin, total catechins or total phenols or their metabolites; ↔, unchanged; ↑, increased; ↓, decreased.

Enzymatic inhibition

In vitro GTE, black tea extract (BTE), catechins and theaflavins have been shown to inhibit various enzymes involved in glucose and lipid metabolism, such as amylase, maltase, glucosidase and lipase and the enzyme involved in cholesterol synthesis hydroxy‐3‐methyl‐glutaryl‐CoA reductase (HMGR). As shown in Table 4, the IC50 values range between 10−8 and 10−5 M. In the majority of the cases, GTE, BTE, catechins and theaflavins inhibit the enzymes in a non‐competitive manner with respect to substrate concentration. EGCG potently inhibits the in vitro activity of HMGR (Ki in the nanomolar range) by competitively binding to the co‐factor site of the reductase (Cuccioloni et al., 2011). In contrast, EGCG interacts with Val21, Glu188 and Glu220 of lipase, inducing conformational alterations and decreasing the enzyme's catalytic activity (Wu et al., 2013). The galloyl moiety seems to be involved in the inhibitory effect on pancreatic lipase, because theaflavins and catechins without galloyl moieties did not inhibit this enzyme (Ikeda et al., 2005; Kobayashi et al., 2009).

Table 4.

Inhibitory effect in vitro of tea flavanols on selected enzymes

Enzyme IC50 or Ki References
GTE α‐glucosidase, maltase or 2.82 μg·mL−1 Forester et al., 2012; Nguyen et al., 2012; Simsek et al., 2015; Yang and Kong, 2016.
BTE amylase 2.25 μg·mL−1
EGCG 10−5 M
BTE Lipase 0.9–1.3 μg·mL−1 Grove et al., 2012; Kobayashi et al., 2009; Wang et al., 2014; Yuda et al., 2012.
TFDG, EGCG 10−6 M
EGCG HMGR 10−8 M Cuccioloni et al., 2011.
BTE XO 5.8% Aucamp et al., 1997; Lin et al., 2000; Dew et al., 2005.
TFDG 10 6–10−5 M
EC, EGC 10−5 M
ECG 10−6 M
EGCG 10−7 M
EGC, GCG and EGCG GST 10−6 M Boušová et al., 2012.
GTE TrxR 256 μg·mL−1 Wang et al., 2008; Du et al., 2009.
EGCG, ECG 10−5 M
TF3G, TF3′G and TFDG 10−5 M
EGCG COX‐1 10−6 M Lee et al., 2013.
EGC and ECG DNA‐pol 10−4 M Mizushina et al., 2005.
EGCG 10−6 M
ECG > Met‐ DNMT 10 6–10−5 M Fang et al., 2003; Rajavelu et al., 2011.
EGCG > EGC > Di‐Me‐
EGCG > EC
EGCG 10 7–10−6 M
TFDG 10−5 M
GTE RNase A 10−4 M GAE Ghosh et al., 2004.
EGCG 10−5 M

TF, theaflavin; TF3G, theaflavin 3‐O‐gallate; TF3′G, theaflavin 3′‐O‐gallate; TFDG, theaflavin 3,3′‐O‐digallate; DNA‐pol, DNA‐polymerase; GAE, gallic acid equivalents.

However, the results in humans are contrasting as highlighted by different meta‐analyses on human interventions with GT, BT or catechins. In particular, Zheng et al. (2013) and Liu et al. (2013) found decreased glucose levels, whereas no significant effects on glucose were observed in a recent meta‐analysis (Khalesi et al., 2014; Li et al., 2016). Similarly, a different meta‐analysis reported a reduction in cholesterol levels (Zheng et al., 2011; Hartley et al., 2013; Khalesi et al., 2014; Onakpoya et al., 2014), but this was not confirmed by Li et al. (2016) and Zhao et al. (2015).

As shown in Table 4, theaflavins and catechins inhibit xanthine oxidase (XO) activity and UA production in vitro: theaflavin 3,3′‐O‐digallate (10−6 M) and EGCG (10−7 M) act as competitive inhibitors (Aucamp et al., 1997; Lin et al., 2000). Despite the effect of theaflavins and catechins as XO inhibitors, in a meta‐analysis reviewing human intervention studies that measured UA after tea products, no significant differences were observed between BT, GT and GTE (Peluso et al., 2015a). However, it must be taken into account that many studies had UA as secondary outpoint and did not consider the fact that the normal range of UA differs in males and females. Only the study of Bahorun et al. (2010) had UA as primary outpoint and BT as a treatment and reported data for men and women separately, stratifying them according to baseline levels. It showed a decrease of UA only in subjects with high baseline levels and in men with baseline UA concentrations above 80 mg·L−1, with the latter lowered after washout (BT 73 ± 17 mg·L−1 and water 80 ± 20 mg·L−1) suggesting an inhibitory effect on XO that persists after discontinuation of consumption (Bahorun et al., 2010). In accordance with the hypothesis of a persistent inhibitory effect on XO, in an uncontrolled trial, GTE (164 mg tea catechins) decreased UA after 7 days of washout, subsequent to 7 days of supplementation (Kimura et al., 2002). Panza et al. (2008) reported a decrease in UA levels after 7 days of ingestion of GT (600 mL) and an inhibition of the exercise‐induced activation of XO. Moreover, in an uncontrolled trial, decreases in UA after 9 weeks of GT (100 mg·day−1 of total catechins) and increases in UA with catechin‐enriched GT (400 mg·day−1 of total catechins) were observed, but these effects were not statistically significant (Sone et al., 2011). Furthermore, treatments of 2 weeks with GT (1.5 g, three times a day with total catechins 183 mg·g−1: 823.5 mg·day−1) (Gomikawa et al., 2008) or 16 weeks with GTE (200 mg·day−1) plus lutein (12 mg·day−1) (Li et al., 2010) were unable to change the UA concentration. Therefore, longer or higher consumptions of tea catechins do not seem to be associated with a greater effect, in contrast to the results of Kimura et al. (2002).

As shown in Table 4, catechins and theaflavins inhibit glutathione S‐transferase (GST) and thioredoxin reductase (TrxR) with IC50 values between 10−6 and 10−5 M (Table 4). However, catechins are also able to stimulate the transcription of antioxidant enzymes, including SOD, catalase, glutathione peroxidase, glutathione reductase and GST, through the nuclear factor‐erythroid 2‐related factor 2 (Nrf2)/antioxidant responsive elements pathway (Na and Surh, 2008). In particular, it has been suggested that some derivatives of catechins can oxidize highly reactive cysteine thiol groups of kelch‐like ECH‐associated protein‐1, resulting in disulfide bond formation and Nfr2 release (Na and Surh, 2008). In mice, a repeated (5 days) non‐lethal toxic dose (55 or 75 mg·kg−1) of EGCG decreased the expression of Nrf2 in the cytosol and increased it in the nucleus. As a result, mRNA expression and activities and/or protein levels of Nrf2‐target genes including GST and TrxR were increased (Wang et al., 2015).

Regarding the reported inhibition of COX‐1 activity in platelets (Lee et al., 2013; Table 4), this effect is not supported by the results of a human study conducted by Hirano‐Ohmori et al. (2005). After the consumption of seven cups of GT a day for 2 weeks by healthy subjects, no significant changes in the aggregation of platelets were observed, despite a significant decrease in the serum low density lipoproteins (MDA‐LDL).

Some catechins inhibited mammalian DNA‐polymerase, DNA‐methyltransferase (DNMT) and ribonuclease A (RNase A) (Table 4), with EGCG being the strongest inhibitor with IC50 values ranging between 10−7 M (DNMT9) and 10−5 M (RNase A). Among these enzymes, DNMT is involved in the hypermethylation of the promoter regions, which is an important mechanism for silencing the expression of many significant genes in cancer (Yiannakopoulou, 2015). However, data from meta‐analyses provided contrasting results and indicated that the associations differ according to sex, ethnicity, cancer and tea types (Zeng et al., 2014; Ma et al., 2015; Zhu et al., 2015; Huang et al., 2016; Zhou et al., 2016).

Flavanols are substrates of cytochrome p450 (CYP450) and are well‐known to interfere with the pharmacokinetics of drugs in humans (Shang et al., 2014; Werba et al., 2015). However, only one case report has documented the interaction between GT and an immunosuppressant (tacrolimus), a substrate for CYP3A4. This case involved a 58‐year‐old male kidney transplant recipient, genotyped as ‘poor metabolizer’ and treated with a low dose of tacrolimus (i.e. 1 mg · 24 h‐1). After GT ingestion, an increase in tacrolimus levels was observed, and a positive dechallenge of tea was performed (Vischini et al., 2011). In healthy volunteers, who received a cocktail of CYP450 metabolic probe drugs, including caffeine, dextromethorphan, losartan and buspirone for assessing the activity of CYP1A2, CYP2D6, CYP2C9 and CYP3A4, respectively, after 4 weeks of EGCG (800 mg) consumption, only a significant increase in the concentration of buspirone was found, suggesting a reduction in CYP3A4 activity (Chow et al., 2006). In contrast, despite GTE (844 mg · day‐1 for 14 days) inducing an increase in EGCG in plasma (1.3 ± 1.8 μM 2 h after treatment), no effect on CYP3A4 activity was found when alprazolam was used as the probe drug in healthy subjects (Donovan et al., 2004). Therefore, the interaction of tea catechins with CYP450 depends on the substrate present.

Interaction with transporters

Catechins interact with transporters of the phase III drug detoxifying system, mainly the multidrug resistance 1 (MDR1), OAT and organic cation (OCT) transporters (Table 5). These transporters are characterized by low substrate specificity, and mediate the uptake of numerous drugs and xenobiotics into cells (Ayrton and Morgan, 2001). They are also involved in the absorption of flavonoids in the gastrointestinal tract and their subsequent tissue distribution (Passamonti et al., 2009), as well as the extrusion of catechins (Vaidyanathan and Walle, 2003).

Table 5.

Inhibitory effect in vitro of tea flavanols on selected transporters

Transporter IC50 or tested concentration References
GT MDR1 1% (v.v−1) Kitagawa et al., 2004; Knop et al., 2015; Mei et al., 2004; Qian et al., 2005; Wang et al., 2002.
GT polyphenols 40 μg·mL−1
EGCG 10 5–10−6 M; 10 μg·mL−1
GT OAT 0.39–2.6% (v.v−1) Fuchikami et al., 2006; Knop et al., 2015; Misaka et al., 2014; Roth et al., 2011; Zhang et al., 2013.
EGCG 10 6–10−4 M
ECG 10−5 M
GT OCT1/OCT2 1.4–7.0% (v.v−1) Jaiyen et al., 2015; Knop et al., 2015.
GTE 1–3 mg·mL−1
EGC 10−3–10−4 M
EGCG 10−4 M
EGCG PCFT 10−6 M (competitive) Kissei et al., 2014.
ECG GLUT1 /SGLT1 10−7–10−3 M (competitive) Johnston et al., 2005; Kobayashi et al., 2000; Naftalin et al., 2003.
EGCG 10−7–10−3 M (competitive)

GLUT, sodium‐independent glucose transporter; SGLT, sodium‐dependent glucose transporter.

It is important to note that OAT (Sekine et al., 2006; Wang et al., 2010; Hu et al., 2012) plays an important role in the renal excretion of urate. Therefore, the concentration of uric acid can be affected by the consumption of tea not only by its inhibition of XO (Table 4) but also its interaction with OAT (Table 5).

A recent review of the experimental studies in humans and/or clinical observations about interactions between GT and cardiovascular drugs only yielded data for simvastatin and nadolol (Werba et al., 2015). The authors suggested that these effects could be due to the inhibition of MDR1 and OAT exerted by GT catechins. Accordingly, the in vitro IC50 of tea flavanols on transporters, shown in Table 5, was lower for MDR1 and OAT than for OCT. Jaiyen et al. (2015) suggested that the consumption of GT could not interfere with cationic drugs secreted via renal OCT2 in humans because he found the interaction of GTE and ECG with OCT2 to be weak and reversible.

Kitagawa et al. (2004) reported that the effect of EGCG on MDR1 was more significant than that of verapamil (a well‐known substrate for this transporter). The interaction of EGCG with MDR1 is at the level of the ATP‐binding site (Wang et al., 2002), in particular the ATP‐binding site of the carboxyl‐terminal nucleotide binding domain (Qian et al., 2005), and it has been suggested that GT polyphenols and EGCG can reverse multidrug resistance through modulation of the ATPase activity of MDR1 (Mei et al., 2004). Moreover, it has been suggested that the absorption of methotrexate can be reduced if it is consumed with GT, due to competitive inhibition of the proton‐coupled folate transporter (PCFT) (Kissei et al., 2014) (Table 5). However, while there are no data on this type of food and drug interaction, in an open‐labelled randomized crossover study in healthy volunteers, it has been reported that GTE and BTE (0.3 g extract . 250 mL‐1) decrease the bioavailability of the vitamin folic acid (0.4 and 5 mg), reducing the Cmax of serum folate by 30–40% (Alemdaroglu et al., 2008).

The glucose uptake pathways include sodium‐independent (GLUT1) and sodium‐dependent (SGLT1) transporters. Johnston et al. (2005) expressed both transporters in Caco‐2 cells and showed that GT polyphenols (100 μM) decrease glucose uptake both in sodium‐containing and sodium‐free medium. It has been suggested that the antidiabetogenic effects of GT are, at least in part, due to the inhibition of the glucose transporter GLUT1 (Naftalin et al., 2003). ECG and EGCG have high affinities for GLUT1 and competitively inhibit the uptake of glucose (ECG 0.14 μM; EGCG 0.9 μM) (Table 5). In particular, EGCG competitively inhibits the binding of glucose onto the external face of the carrier (Naftalin et al., 2003). In contrast, the ungallated catechins, EC and EGC have only weak effects on glucose transport (Naftalin et al., 2003). Similar results, but at higher concentrations compared with GLUT‐1 inhibition, were obtained on SGLT1‐mediated glucose transport that was competitively inhibited by ECG (390 μM) and EGCG (1 mM), whereas the inhibitory effects of EC and EGC were not significant (Kobayashi et al., 2000) (Table 5). These data imply that a galloyl ester group may be important for blocking glucose uptake.

Potential adverse effects

The Dietary Supplement Information Expert Committee (DSI EC) have systematically reviewed the safety information for GT products and indicated that the consumption of GTE could induce liver damage (Sarma et al., 2008). In fact, there is an increasing number of case reports of hepatoxicity associated with the intake of GT dietary supplements (Schönthal, 2011, Stickel et al., 2011, Teschke et al., 2012, Mazzanti et al., 2015). The patients showed clinical symptoms of different severity, ranging from a mild increase in serum aminotransferase levels to fulminant hepatitis requiring a liver transplant (Di Lorenzo et al., 2015). The types of preparation responsible for these adverse effects were plant food supplements based on GTE, among these were a hydroalcoholic extract and an aqueous extract of GT consumed as tea or in capsules (Di Lorenzo et al., 2015). The dose of the tea supplement ingested ranged between 320 mg·day−1 catechins (710 mg·day−1 polyphenols) for the decaffeinated extract and 1 g·day−1 catechins for the micronized powder (Mazzanti et al., 2015). For patients who consumed the GTEs as infusions, the ingested dose ranged from two cups to 3 L·day−1, corresponding to about 186 and 1395 mg polyphenols ·day−1 (Mazzanti et al., 2015). The components most frequently indicated as responsible for hepatotoxicity are catechins and in particular EGCG supplements (Bunchorntavakul and Reddy, 2013, Di Lorenzo et al., 2015).

Discussion and conclusion

In recent years, the attention of the scientific community has been focused on understanding the mechanisms of action of tea flavanols, due to evidence that the consumption of tea has beneficial effects on health (Serafini et al., 2011). In addition to conventional antioxidant properties (Serafini et al., 1996; Lettieri‐Barbato et al., 2013; Table 3), there is evidence from in vitro experiments that antioxidants in tea may act by pharmacological mechanisms, such as inhibiting various enzymes and interacting with transporters (Tables 4 and 5). In this context, some considerations should be taken into account. Firstly, the biological effect of flavanols depends on their absorption, which tends to be low in humans (Table 2). Secondly, once ingested, they are extensively metabolized into molecules with different chemical structures and activity compared with the ones originally present in the teas. Therefore, differences in microbiota (van Duynhoven et al., 2014) and genetic polymorphism of metabolizing enzymes (Hursel et al., 2014) could play a role in the inter‐individual variability in the response to treatment. This implies that we must exercise caution when speculating about the effects of a cup of tea from in vitro data and results obtained in animals. Furthermore, the poor of absorption of flavonoids and the extensive metabolic activity they undergo during absorption lead to very low plasma concentrations and to the presence in the blood stream of a wide variety of known and lesser‐known metabolites (Del Rio et al., 2013). Also most of the in vitro evidence for the beneficial effects of flavonoids has been obtained with pure compounds, which are present at low concentrations in humans (Table 2). However, EGCG at concentrations similar to its Cmax (10−8–10−7 M, Table 2) after the consumption of a cup of GT, can effectively inhibit the enzymes involved in cholesterol and UA metabolism (HMGR: IC50 10−8 M; XO: IC50 10−7 M, Table 4) and the glucose transporters (IC50 10−7 M, Table 5). The structural features of catechins that significantly contribute to their pharmacological effect are the presence/absence of the galloyl moiety and the number and positions of the hydroxyl groups on the rings. This also accounts for the higher antioxidant activity of GT than BT, both in vitro (Serafini et al., 1996) and in human intervention studies (Lettieri‐Barbato et al., 2013).

At a pharmacological level, although the inhibitory effect on α‐glucosidase, maltase, amylase and lipase, as well as on MDR1, OAT and PCFT, occurs at higher concentrations (IC50 10−6–10−5 M, Tables 4 and 5) compared to circulating levels (Table 2), these effects could be relevant in the gut. In particular, in humans, the GTE‐induced decrease in the digestion and absorption of carbohydrates (Lochocka et al., 2015) and lipids (Lisowska et al., 2015) have been confirmed by the starch 13C breath test and the 13C‐labelled mixed triglyceride breath test.

It has been suggested that the food–drug interactions with cardiovascular drugs could be due to the inhibitory effects of GT catechins on MDR1 and OAT (Werba et al., 2015) and that their ability to reduce the bioavailability of the vitamin folic acid could be due to competitive inhibition of PCFT (Alemdaroglu et al., 2008). Furthermore, as flavanols are substrates of CYP450, they interfere with the pharmacokinetics of many drugs in humans (Vischini et al., 2011; Shang et al., 2014; Werba et al., 2015). Their extensive hepatic metabolism could also account for the case reports of hepatoxicity associated with an intake of GTE in humans. However, in a recent systematic review, it was found that liver‐related adverse events were only reported in four out of the 34 trials examined (Isomura et al., 2016). A meta‐analysis of these four trials gave a summary odds ratio for liver‐related adverse events in subjects who received green tea intervention versus placebo of 2.1 (Isomura et al., 2016) and it was concluded that liver‐related adverse events after the consumption of GTE are likely to be rare.

The antioxidant effect of tea ingestion requires more evidence to unravel the mechanism of action and the ingredients involved. Despite there being no convincing evidence from long‐term intervention studies in humans, tea flavanols are still considered to be the major candidates involved in the biological activity of teas. Possible mechanisms of action, such as the induction of an endogenous redox pathway or direct effects of polyphenol metabolites, should be elucidated so that the molecules responsible for the effect can isolated and clear‐cut evidence can be obtained from long‐term intervention studies.

In conclusion, despite the urgent need for further research in humans, the regular consumption of moderate quantitities of GT and BT can effectively modulate the antioxidant capacity of individuals, mainly of people experiencing conditions of oxidative stress, and could improve glucose, lipid and UA metabolism.

Author contributions

M.S. drafted the aspect related to antioxidant activity, planned and critically reviewed the manuscript. I.P. drafted the manuscript.

Conflict of interest

The authors declare no conflicts of interest.

Acknowledgements

We thank Claudio Andrew Gobbi for English review of the manuscript.

Peluso, I. , and Serafini, M. (2017) Antioxidants from black and green tea: from dietary modulation of oxidative stress to pharmacological mechanisms. British Journal of Pharmacology, 174: 1195–1208. doi: 10.1111/bph.13649.

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