Abstract
Sensory environments often contain an overwhelming amount of information, with both relevant and irrelevant information competing for neural resources. Feature attention mediates this competition by selecting the sensory features needed to form a coherent percept. How attention affects the activity of populations of neurons to support this process is poorly understood because population coding is typically studied through simulations in which one sensory feature is encoded without competition. Therefore, to study the effects of feature attention on population-based neural coding, investigations must be extended to include stimuli with both relevant and irrelevant features. We measured noise correlations (rnoise) within small neural populations in primary auditory cortex while rhesus macaques performed a novel feature-selective attention task. We found that the effect of feature-selective attention on rnoise depended not only on the population tuning to the attended feature, but also on the tuning to the distractor feature. To attempt to explain how these observed effects might support enhanced perceptual performance, we propose an extension of a simple and influential model in which shifts in rnoise can simultaneously enhance the representation of the attended feature while suppressing the distractor. These findings present a novel mechanism by which attention modulates neural populations to support sensory processing in cluttered environments.
SIGNIFICANCE STATEMENT Although feature-selective attention constitutes one of the building blocks of listening in natural environments, its neural bases remain obscure. To address this, we developed a novel auditory feature-selective attention task and measured noise correlations (rnoise) in rhesus macaque A1 during task performance. Unlike previous studies showing that the effect of attention on rnoise depends on population tuning to the attended feature, we show that the effect of attention depends on the tuning to the distractor feature as well. We suggest that these effects represent an efficient process by which sensory cortex simultaneously enhances relevant information and suppresses irrelevant information.
Keywords: amplitude modulation, attention, auditory cortex, feature-selective attention, noise correlation
Introduction
Listening is a challenging task. Multiple mixed sound sources arrive at the ear and the auditory system must then select relevant sound features from this mixture for further processing while suppressing irrelevant features. This is often called the “cocktail party problem” and humans and other animals can solve this problem (Bee and Micheyl, 2008) despite its computational complexity (Haykin and Chen, 2005). Recent work has demonstrated that listeners do this in part by shifting attention between sound features (Woods and McDermott, 2015), although the mechanism of this adaptive feature selection is unknown (Shamma et al., 2011).
Recent work has highlighted attentional modulation of noise correlations (rnoise) as a potential mechanism to enhance perception (Cohen and Maunsell, 2009). rnoise arises between neurons when their response variability (“noise”) to repeated presentations of the same stimulus is correlated. These correlations are thought to affect the information bearing capacity of a neural population (Averbeck et al., 2006), although theoretical studies of the effect of rnoise on population coding suggest that the variables that mediate the impact of rnoise on coding are complex (Ecker et al., 2011; Hu et al., 2014; Moreno-Bote et al., 2014; Kanitscheider et al., 2015). One theory, the sign rule (SR) (Hu et al., 2014), posits that the effect of rnoise on coding accuracy can be determined based on the joint tuning or tuning correlation (rtuning) between the pairs of neurons in the population: when rtuning and rnoise have identical signs, sensory coding performance is impaired and, when they have opposite signs, performance is enhanced (Oram et al., 1998; Abbott and Dayan, 1999; Averbeck et al., 2006). However, despite theoretical disagreements regarding the effects of rnoise on coding, the effects of attention on rnoise have been remarkably reliable across studies; namely, studies have found that attention globally decreases rnoise (Cohen and Maunsell, 2009; Mitchell et al., 2009; Cohen and Maunsell, 2011; Herrero et al., 2013; Doiron et al., 2016; Nandy et al., 2017). Further, recent studies have shown that attention can modulate rnoise depending on rtuning, consistent with the SR (Ruff and Cohen, 2014a; Downer et al., 2015). Importantly, the studies mentioned above, both theoretical and empirical, have only dealt with the detection or discrimination of a single sensory variable in isolation (Fig. 1A,B). How rnoise contributes to coding in multifeature settings and how feature-selective attention may rely on dynamic changes in rnoise remains unexplored.
Modulation of rnoise presents a compelling potential mechanism for feature-selective attention. In cases in which a relevant (target) feature must be selected among competing irrelevant (distractor) features, attentional modulation of rnoise may allow for simultaneous enhancement of target detection alongside suppression of distractor detection. According to the SR, this would be possible between populations of neurons with opposite rtuning signs for the target and distractor features (Fig. 1C,F); for example, positive rtuning for the target feature and negative rtuning for the distractor feature (Fig. 1F). In such cases, a given shift in rnoise would have opposite effects on the detection of the target and distractor. For example, an increase in rnoise between pairs with negative target rtuning and positive distractor rtuning could simultaneously enhance target information and decrease distractor information (Fig. 1C).
We tested the effects of feature-selective attention on rnoise in a population of neurons with heterogeneous target and distractor tuning. To do so, we recorded from small populations of primary auditory cortical (A1) neurons from two rhesus macaques while they performed a feature-selective attention task. We found that attention's effects on rnoise depended upon both target rtuning and distractor rtuning in a manner consistent with simultaneous enhancement of target detection and suppression of distractor detection. Therefore, modulation of rnoise appears to support feature-selective attention efficiently. These results demonstrate a novel mechanism for listening in cluttered environments and contribute to an active debate on the role of rnoise in population coding.
Materials and Methods
Subjects.
Our research subjects were two adult rhesus macaques, one male (Monkey U, 12 kg) and one female (Monkey W, 8 kg). All procedures were approved by the University of California–Davis animal care and use committee and met the requirements of the United States Public Health Service policy on experimental animal care. We implanted each animal with a head post centrally behind the brow ridge and a recording cylinder over an 18 mm craniotomy over the left parietal lobe using aseptic surgical techniques. Placement of the craniotomy was based on stereotactic coordinates of auditory cortex to allow us vertical access through parietal cortex to the superior temporal plane (Saleem and Logothetis, 2007).
Stimuli and task.
We presented sounds that varied along two feature dimensions, spectral and temporal, as well as an unmodified broadband noise sound (Fig. 2B). The unmodified sound was broadband (white) Gaussian noise with a 9 octave (40 to 20480 Hz) range. We used four different seeds to create noise signals and these were frozen across recording sessions. To introduce variance along each feature dimension, this sound was narrowed in terms of the spectral bandwidth (ΔBW) or sinusoidally amplitude modulated (AM). We also manipulated the degree (value) of variation in each dimension to measure behavioral and neural responses near the perceptual threshold for detecting each feature.
Single-feature threshold determination.
We first assessed the behavioral thresholds for detecting each feature in isolation using a yes/no task (Fig. 2A). Subjects moved a joystick laterally to initiate a trial, after which the 400 ms S1 sound (always the 9-octave wide unmodified sound) was presented, followed by a 400 ms interstimulus interval (ISI), followed by the 400 ms S2 sound. Subjects then reported whether the S2 contained the target feature by either moving the joystick down (up) to report detection or up (down) to report no detection. The response contingencies were counterbalanced between subjects. For determining ΔBW thresholds, the S2 was either the unmodified sound or one of six sounds that differed in spectral BW from the unmodified sound. We varied the value of ΔBW from a minimum of 0.25 octaves (8.75 octave spectral BW; 440–18,780 Hz) to a maximum of 2 octaves (7 octave spectral BW; 800–10,240 Hz), with 4 other intermediate ΔBW values in between (0.5, 0.75, 1.0, 1.5 ΔBW; 480–17,222, 520–15,792, 570–14,482, 670–12,177 Hz). Both the high- and low-frequency changes of the ΔBW sounds fall in sensitive areas of the rhesus macaque audiogram (Pfingst et al., 1978). After S2 offset, the subject used the joystick to report whether s/he detected ΔBW. Hits and correct rejections were rewarded with water or juice and misses and false alarms resulted in a penalty (5–10 s timeout). Animals were rewarded (penalized) equally for all correct (incorrect) trials regardless of trial difficulty. Threshold was determined as the ΔBW at which subjects' average sensitivity (d') was 1. Subjects' thresholds for detecting ΔBW value were similar between each other (∼0.4 octaves from Monkey U, ∼0.5 octaves for Monkey W). It is important to note that, with some methods, changing the spectral BW of a sound induces variations in that sound's envelope. However, we have implemented a noise synthesis method that constructs noise using a single-frequency additive technique and thereby avoids introducing envelope variations that may serve as cues for ΔBW (Strickland and Viemeister, 1997).
We used an identical procedure for determining thresholds for detecting AM: the S2 was either the unmodified sound, or 1 of 6 sounds with AM depth >0%, with values from 6% to 100%. For this pilot experiment, we presented AM at a fixed frequency of 30 Hz. For the full experiment, in which we presented AM at other frequencies, we only used frequencies for which the established average detection thresholds for rhesus macaques were similar to those found for 30 Hz AM noise (O'Connor et al., 2011).
Feature attention task.
For feature attention (e.g., during recording sessions), we presented only three values of each feature because we presented sounds that varied along both feature dimensions and we needed to keep the size of our stimulus set small enough to obtain reasonable power for analyzing neural data (Fig. 2B). We also reduced the stimulus space by presenting only a subset of the possible co-modulated stimuli (stimuli with modulation in each feature dimension). Within each recording session, we presented 13 total stimuli (Fig. 2B; the blank diagonals indicate co-modulated sounds that were not used in the task). To equilibrate difficulty between the two features, we presented values of each feature so that one was near threshold, one was slightly above, and one far above threshold. For Monkey U, ΔBW values were 0.375, 0.5, and 1 octave and AM depth values were 28%, 40%, and 100%. For Monkey W, ΔBW values were 0.5, 0.75, and 1.5 octaves and AM depth values were 40%, 60%, and 100%. For all analyses in which data are collapsed across subjects, ΔBW values and AM values are presented as ranks (ΔBW0-3 and AM0-3) (e.g., Fig. 2B). Within a given session, we presented AM sounds at only a single frequency. Across sessions, we used a small range of frequencies, for which behavioral detection thresholds were similar to 30 Hz (15, 22, 30, 48, and 60 Hz). The AM frequency was selected randomly each day.
All sounds were 400 ms in duration (5 ms cosine ramped at onset and offset). We have reported our sound generation methods previously (O'Connor et al., 2011). Briefly, sound signals were produced using an in-house MATLAB program and a digital-to-analog converter (Cambridge Electronic Design [CED] model 1401). Signals were attenuated (TDT Systems PA5, Leader LAT-45), amplified (RadioShack MPA-200), and presented from a single speaker (RadioShack PA-110 or Optimus Pro-7 AV) positioned approximately 1 m in front of the subject centered at the interaural midpoint. Sounds were generated at a 100 kHz sampling rate. Intensity was calibrated across all sounds (Bruel Kjaer model 2231) to 65 dB at the outer ear.
The task structure for feature attention was identical to that for the single-feature task described in the section “Single-feature threshold determination” except that the S2 could be any of the 13 sounds in the set. The subject was cued visually via an LED above the speaker as to which feature to attend (green or red light, counterbalanced between subjects). Moreover, each block began with 60 “instruction” trials in which only the unmodified sound and sounds only containing the target feature were presented (i.e., sounds containing the distractor feature were not presented). Subjects were to respond with a “yes” (up or down joystick movement) on any trial in which the attended feature was presented (Fig. 2B: sounds in black brackets during Attend AM and sounds in green brackets during Attend BW). Otherwise, the correct response was “no.” The S2 was the unmodified sound on 25% of trials, co-modulated on 25% of trials, contained only ΔBW on 25% of trials, and only AM on 25% of trials. Sounds in the set were presented pseudorandomly such that, over sets of 96 trials, the stimulus set was presented exhaustively (including all four random noise seeds). Block length was variable, based in part on subjects' performance, to ensure sufficient correct trials for each stimulus. Not including instruction trials, block length was at least 180 trials and at most 360 trials to ensure that subjects performed in each attention condition at least once during the experiment. Subjects could perform each attention condition multiple times within a session. Only sessions in which subjects completed at least 180 trials per condition (excluding instruction trials) were considered for analysis in this study. We analyze neural data from both correct and incorrect trials in this study; excluding error trials makes no qualitative difference in the results because they make up a relatively small fraction of the overall trials.
Recording procedures.
All recordings took place within a sound-attenuated, foam-lined booth (IAC: 9.5 × 10.5 × 6.5 feet) while subjects sat in an acoustically transparent chair (Crist Instruments). We advanced three quartz-coated tungsten microelectrodes (Thomas Recording, 1–2 MΩ; 0.35 mm horizontal spacing; variable, independently manipulated vertical spacing) vertically to the superior surface of the temporal lobe. During electrode advancement, we isolated sound-responding neurons as follows. We presented sounds to the subject while the experimenter monitored neural responses to various sounds, including the tested stimuli (described above) and other natural and synthetic sounds. When neural signals from the electrodes exhibited responsiveness to sound, we then attempted to isolate single neurons. When at least one single neuron was well isolated from at least one of the electrodes, we measured spike count responses for the two sound features while the animal sat passively awake. We presented at least 10 repetitions each of the following stimuli: the unmodified sound, each of the 3 ΔBW stimuli, as well as 100% depth AM across the range of frequencies (15, 22, 30, 48, and 60 Hz). After we measured the responses of the isolated neurons, we cued the subject via cue light to begin the task and continued recording throughout task performance. When possible, we also measured responses to the tested stimuli after task performance in part to ensure stability of electrodes throughout the recording. Only recordings in which neurons were well isolated for at least 180 trials within each condition (excluding instruction trials) are included in this report.
We estimated our recording locations using established measures of neural responses to pure tones (Merzenich and Brugge, 1973; Petkov et al., 2006). Across recordings, we mapped neurons' best pure tone frequency and drew boundaries around A1 based on the tonotopic frequency gradient and reversal (caudal–rostral axis), the width of neurons' frequency response areas (medial–lateral axis), and response latency. Recordings were assigned to their putative cortical fields post hoc. Here, we present data from 92 single neurons assigned to A1.
Extracellular signals were amplified (AM Systems model 1800), band-pass filtered between 0.3 Hz and 10 kHz (Krohn-Hite 3382), and then converted to a digital signal at a 50 kHz sampling rate (CED model 1401). Contributions of single units to the signal were determined offline using principal components analysis-based spike sorting tools from Spike2 (CED). Spiking activity was at least 4–5 times the background noise level. Fewer than 0.1% of spike events assigned to single unit clusters fell within a 1 ms refractory period window. In the present study, we report data from 92 individual neurons (57 from Monkey W, 35 from Monkey U) and 434 simultaneously recorded pairs of neurons (274 from Monkey W, 160 from Monkey U).
Analysis of single neuron feature tuning.
Spike counts (SCs) were calculated over the entirety of each 400 ms stimulus. Each neuron was categorized as “increasing” or “decreasing” for each feature based on its SC in response to the presence of a feature (ΔBW or depth of AM). To characterize a neuron's response function, we calculated a feature-selectivity index (FSI) for each feature. This index characterizes a neuron's change in spike count in the presence of a feature, normalized over its full spike count distribution across both features. It is calculated as follows:
where SCx is the mean SC in response to the class of stimuli designated by the subscript. We performed a Kruskal–Wallis rank-sum test between the distribution of SCs in response to sounds with a feature value above 0 (e.g., AM>0 for AM) and the distribution of SCs in response to sounds with a feature value of 0 (e.g., AM0 for AM) to determine the significance of each FSI for each neuron.
Analysis of rnoise and rtuning.
We measured AM rtuning, ΔBW rtuning and rnoise for each pair in each condition. We calculated rtuning as the Pearson correlation between the mean spike count of each neuron in a pair to the set of four stimuli along each feature axis (each axis includes the unmodified sound). It is worth noting that Pearson correlation provides a noisy measure of the overall fit between the mean responses, it is not sensitive to relationships between means that are not linear, and it is affected by outliers. For the purposes of this study, we do not intend this correlation metric to provide an exact account of the relationship between mean responses; rather, we use it to approximate the relationship between neurons' selectivity to a given feature. For instance, if a given neuron tends to increase its spike count in the presence of AM depth >0%, then it will have a positive AM rtuning with other neurons that increase their spike count in the presence of AM, and a negative AM rtuning with neurons that decrease their spike count in the presence of AM. We also calculated rtuning using two other methods, Spearman correlation and the weighted least-squares coefficient on the normalized mean spike counts, both of which are more robust to outliers than Pearson correlation. The results obtained with those metrics (not reported here) are qualitatively quite similar to those obtained using Pearson correlation and do not alter our major findings or conclusions.
We calculated rnoise across all presentations of the unmodified stimulus separately within each condition to allow for analyses of rnoise due to changes in attention. We calculated rnoise using spike counts calculated over the entire 400 ms S2 presentation epoch within each trial. We selected the unmodified stimulus (i.e., S2 = S1) as the stimulus upon which to calculate rnoise due to the fact that its behavioral “meaning” and associated behavioral response were consistent across contexts. These factors have been shown to modulate nonsensory variability in A1 neurons and this nonsensory variability may modulate rnoise because it is, on average, shared across neurons (Nienborg and Cumming, 2010; Niwa et al., 2012). Moreover, rnoise is also often affected by stimulus drive, so restricting our analyses to responses to a single stimulus type should increase the reliability of our rnoise estimate. We calculated rnoise over an average of 85 trials of spike count responses to the unmodified sound (range 48–168). When we calculated rnoise by collapsing across all stimuli, the results that we observed were qualitatively similar and statistically indistinguishable from the analyses conducted when only the unmodified sound was used to calculate rnoise. This implies that the effect of attention on rnoise is, on average, consistent across all stimuli. Those analyses are not presented here. To calculate rnoise collapsed across stimuli, spike counts within each stimulus were z-scored, combined into a single vector of normalized spike counts within each condition, and then the Pearson correlation between these vectors was calculated. Low spike counts reduce the reliability of rnoise estimates. We therefore excluded 16 pairs due to low average pairwise spike counts (<1 spike/s).
Results
Rhesus macaques perform an auditory feature-selective attention task
We developed a feature-selective attention task in which subjects must listen for the occurrence of a target feature while ignoring a concurrent distractor feature (Fig. 2A,B). The task simulates feature-based tracking of relevant information in a crowded environment (Shamma et al., 2011; Mesgarani and Chang, 2012; Woods and McDermott, 2015). We assessed subjects' performance by calculating, within each attention condition within each session, the influence of each of the two features on subjects' responses. To do so, we use a binomial logistic regression to calculate coefficients that quantify the degree to which the value of a given feature affects the probability of a “yes” response, according to the following logistic function:
where VALAM and VALBW are the ranked values of AM and ΔBW (from 0–3), respectively, β is the coefficient for the value term, and α is an offset term to capture response bias. Intuitively, as the influence of a given feature on the subject's probability of responding “yes” increases, the value of the coefficient will increase; when a given feature has no impact on the behavioral response, the value of the coefficient will be ∼0. We calculated βAM and βBW within each condition for each recording session [n = 16 sessions; 9 Monkey U (circles, Fig. 2C) and 7 Monkey W (crosses, Fig. 2C)] and then compared these coefficient values collapsed across sessions (Fig. 2C). We found a significant increase in the average coefficient value for the target versus the distractor feature (t(31) = 7.89, p = 6.59e−9) revealing that animals were using feature-selective attention, although imperfectly (as evidenced by nonzero coefficients for the distractor feature). Specifically, this nonzero distractor coefficient arises because animals increase their likelihood to make a “yes” response in the presence of the distractor feature for both single feature stimuli (Fig. 1B, marginals) and co-modulated stimuli. We emphasize that this analysis is meant to estimate the strength of selective attention, rather than assess task accuracy. Both the analysis and behavioral results are similar to those from a feature-selective attention study in the visual system (Sasaki and Uka, 2009).
Single neurons exhibit heterogeneous selectivity for the two sound features
We measured single neurons' selectivity to each feature by analyzing whether the presence of the feature significantly changed a given neuron's spike count. We assessed this by performing a Mann–Whitney rank-sum test comparing spike count distributions in response to the unmodified sound with spike count distributions in response to each of the single-feature AM and ΔBW sounds (Fig. 2B, marginals of the stimulus matrix) in each of the two conditions. For each neuron, we performed 12 tests and used the false discovery rate method to correct for multiple comparisons at an α level of 0.05 (Benjamini and Yekutieli, 2001).
We found that 73/92 of recorded neurons exhibited selectivity (either increasing or decreasing spike count) to at least one feature. Only one of these 73 neurons exhibited increasing spiking to at least one value of a feature and decreasing spiking to another value of the same feature; therefore, we classify selectivity as either “increasing” or “decreasing.” In addition, although neurons did show some change in spike count between conditions, the valence of selectivity was constant across conditions. The responses of four example neurons are shown in Figure 3A. As illustrated, neurons may exhibit increased spike count to both AM and ΔBW (Fig. 3A, Neurons 1, 4), they may exhibit decreased spike count to both (Fig. 3A, Neuron 3), or they may increase for one feature and decrease for the other (Fig. 3A, Neuron 2).
The distributions of selectivity profiles for each feature are summarized in Figure 4. For AM, neurons overwhelmingly tend toward increasing selectivity (median FSIAM = 0.095; sign-rank test, p = 1.21e-9) and, for ΔBW, neurons are approximately evenly distributed between increasing and decreasing selectivity (median FSIΔBW = 0.010; sign rank test, p = 0.327) (Fig. 4A,B). There is no significant relationship between a neuron's AM selectivity and ΔBW selectivity (Fig. 4A; r(91) = 0.17, p = 0.102). Figure 4B illustrates the frequency with which we observed each of nine possible classes of neurons (increasing, decreasing, or nonselective for each feature). In our sample, we found multiple neurons within each of these classes. Such a diverse population of neurons allows for the possibility of heterogeneous feature-specific joint tuning, which is crucial to the type of simultaneous modulation of target and distractor detection illustrated in Figure 1.
Neural pairs exhibit heterogeneous feature-specific rtuning in A1
We calculated feature-specific rtuning for both AM and ΔBW for each of the 418 pairs, as described in the Materials Methods. We found that approximately equal numbers of pairs exhibited opposite (188/418) versus the same (230/418) rtuning sign for AM and ΔBW. The pairs with opposite AM and ΔBW rtuning are essential for allowing the neural population to exploit a mechanism by which selective shifts in rnoise can simultaneously enhance target detection and suppress distractor detection (Fig. 1C–F). The feature-specific rtuning between the four example neurons in Figure 3A is shown in Figure 3B. Each point corresponds to the joint mean for a given stimulus and the lines correspond to weighted least-squares fits, which illustrate the rtuning sign. Among this small population of four neurons with diverse feature tuning, three of the six resulting pairs exhibit feature-specific rtuning profiles that would allow for efficient attentional modulation of rnoise to support feature-selective attention.
The frequency distribution of feature specific rtuning across the 418 pairs is displayed in Figure 5. As we have reported previously, AM rtuning tends to be positive in A1 (Downer et al., 2015). Conversely, ΔBW rtuning appears to be approximately evenly distributed between positive and negative. There is no significant relationship between AM and ΔBW rtuning (r(417) = −4.8e-4, p = 0.99; Fig. 5A). We observe approximately equal numbers of pairs within each of the four rtuning classes (positive or negative for each feature; Fig. 5B). Figure 5C shows the distribution of rtuning differences (AM rtuning − ΔBW rtuning). We found a large number of pairs with very large differences between AM and ΔBW rtuning.
Feature-selective attention modulates noise correlations between pairs with opposite feature-specific rtuning signs
We hypothesized that feature-selective attention may operate by modulating rnoise between pairs with opposite feature-specific rtuning signs, as in Figure 1, C and F, because a single shift in rnoise between these pairs can efficiently enhance target detection and suppress distractor detection. Namely, the SR predicts that attention should decrease rnoise when the rtuning for the target feature is positive and increase rnoise when the rtuning for the target feature is negative (Fig. 1C). In the absence of distractors, such modulations have been argued to enhance coding (Romo et al., 2003; Averbeck et al., 2006; Jeanne et al., 2013; Hu et al., 2014; Ruff and Cohen, 2014a). We therefore compared the average rnoise between attention conditions and tested for influences of both feature-specific rtuning similarity (whether the pair had the same or opposite rtuning sign for AM and ΔBW) and the sign of rtuning of the target feature. We used an independent-means ANOVA for these analyses, with two levels each of three factors (factor 1: AM rtuning sign, positive or negative; factor 2: ΔBW rtuning sign, positive or negative; and factor 3: attention condition, AM or BW).
Our results support adaptive modulation of rnoise to enhance representation of the attended feature and suppress representation of the distractor feature. We found no main effect of attention on rnoise across the population (F(1,1,835) = 0.01, p = 0.92), but we did find a significant interaction between attention condition and target rtuning when collapsing across distractor rtuning (F(1,1,835) = 5.01, p = 0.025). When we analyzed the nature of this interaction more deeply, we found that feature-selective attention shifts rnoise based not only on the target rtuning, but also on the distractor rtuning, as our illustrations in Figure 1, C and F, would predict to enhance performance. Figure 6 shows rnoise values in each attention condition across four groups (classified based on both AM and ΔBW rtuning). Among pairs with opposite feature-specific rtuning signs (Fig. 6A,D), we observed that rnoise is lower when the rtuning of the target feature is positive and higher when rtuning of the target feature is negative (F(1,1,375) = 8.64, p = 0.003; one-sided pairwise Tukey's HSD tests, p < 0.05). Among pairs with the same feature-specific rtuning signs (Fig. 6B,C), we observed no effect of attention on rnoise (F(1,1,459) = 0.09, p = 0.76).
We also analyzed these data using multivariate linear regression, treating rtuning as a continuous variable, to ensure that our findings are robust across the range of rtuning values. Similar to the ANOVA, the regression analysis revealed a significant interaction between attention and rtuning. Namely, attention modulates the relationship between rtuning and rnoise depending on both target and distractor rtuning (t(417) = 3.65, p = 0.0003). To better visualize this interaction, we show the effect of attention on rnoise (attend AM − attend BW) across the range of AM and ΔBW rtuning values (Fig. 6E). We calculated the rnoise difference (attend AM − attend BW) between attention conditions for each pair, calculated the average rnoise difference value within bins of width 0.33 for both AM and ΔBW rtuning, and then smoothed these averages with a Gaussian kernel of width 0.5. The heat map in Figure 6E shows increased rnoise difference values in the upper left quadrant and decreased rnoise difference values in the lower right quadrant, with average rnoise difference values near 0 in the upper right and lower left quadrants. However, it is worth noting that, in the lower left quadrant, we found a local increase in rnoise difference in pairs with slightly negative AM rtuning and strongly negative ΔBW rtuning. This local anomaly arises due to effects in ∼20 pairs and therefore has little impact when folded into the coarser category shown in Figure 6C.
These results suggest that feature-selective attention can operate by selectively modulating rnoise in specific subnetworks within sensory cortex. The observed effects are consistent with feature-selective attention operating by simultaneous enhanced detection of the target feature and decreased detection of the distractor via a single shift in rnoise.
Potential impact of changes in spike count on rnoise
Previous studies have shown both that rnoise and spike count covary (de la Rocha et al., 2007; Cohen and Maunsell, 2009; Hu et al., 2014; Zylberberg et al., 2016) and that attention affects spike counts in A1 (Sutter and Shamma, 2011; Osmanski and Wang, 2015). Therefore, we analyzed the relationship between the effect of attention on spike count and the effect of attention on rnoise to determine whether attention uniquely affects rnoise or, alternatively, if the observed effects can be attributed to attention-mediated changes in spike count. We calculated the spike count of a pair separately for each stimulus within each condition as the geometric mean between each neuron's mean spike count. Figure 7A shows the relationship between the attention-related changes in spike count and attention-related changes in rnoise across all pairs (attend AM − attend BW). Using a Pearson correlation, we found a nonsignificant negative relationship between the two variables (r(417) = −0.047, p = 0.342). We also conducted this analysis separately for each of the feature-specific rtuning groups (Fig. 7B–E) and found no significant relationship between attention-related changes in spike count and attention-related changes in rnoise in any of the 4 groups (Fig. 7B: r(79) = 0.026, p = 0.817; Fig. 7C: r(159) = −0.062, p = 0.444; Fig. 7D: r(69) = −0.094, p = 0.41; Fig. 7E: r(107) = −0.036, p = 0.738). Therefore, we could find no evidence that the observed effects of attention on rnoise could be explained by changes in spike count.
Attention-related rnoise changes during the ISI
Differences between stimulus-driven and non-driven rnoise have been reported in multiple studies across a range of cortical structures (Kohn and Smith, 2005; Cohen and Maunsell, 2009; Churchland et al., 2010; Doiron et al., 2016; Nandy et al., 2017). Stimulus-related changes in rnoise provide insights into the neural mechanisms that give rise to rnoise. In the present study, we have observed highly selective attention-related changes in rnoise that may be due to changes to feedforward inputs to A1, changes in connections among neurons within A1, changes in the structure of top-down inputs, or some combination thereof. To begin to address the source of the observed stimulus-driven rnoise effects, we analyzed the effect of attention on rnoise during the ISI between S1 and S2 (Fig. 1A, ISI).
The results of these analyses are shown in Figure 8. Interestingly, the effect of attention on nondriven rnoise is quite similar to the effects of attention on driven rnoise (Fig. 6). Factorial ANOVA reveals no significant main effect of attention (F(1,1,835) = 0.12, p = 0.73), but a trending nonsignificant interaction effect between attention and target rtuning when collapsing across distractor rtuning (F(1,1,835) = 3.47, p = 0.0625). Moreover, we also find that for pairs with opposite feature-specific rtuning signs (Fig. 8A,D), attention inverts the relationship between rtuning and rnoise, similar to the observed effects on driven activity (F(1,1,375) = 8.14, p = 0.0044) and elicits no interaction between target rtuning and attention on rnoise in pairs with the same feature-specific rtuning signs (Fig. 8B,C; F(1,1,459) = 0.02, p = 0.897). We also represent these results in a more continuous manner in Figure 8E (similar to Fig. 6E). Although these results are consistent with what we found during driven neural activity, we did observe some differences. For instance, there was an interaction between AM rtuning and attention wherein attending to AM decreases average rnoise when AM rtuning is positive (Fig. 8B,D) and exhibits a nonsignificant increase in rnoise when AM rtuning is negative (Fig. 8A,C) (F(1,1,459) = 4.6, p = 0.02). Moreover, the pairwise test of the effect of attention between pairs with positive AM and ΔBW rtuning reveals a reduction in rnoise during the attend AM condition (Fig. 8B). Finally, we find a significant main effect of stimulus on rnoise: consistent with previous reports, stimulus-driven rnoise is significantly lower than nondriven rnoise (F(1,1,835) = 32.34, p = 1.52e-8) regardless of rtuning or attention condition, consistent with previous reports (Kohn and Smith, 2005; Churchland et al., 2010; Snyder et al., 2014).
These results show that highly selective attention-related effects of rnoise in A1 are mainly consistent throughout a trial and are distinct from nonselective stimulus-related decreases in rnoise. Together, these findings support distinct sources of rnoise in A1 and suggest that attention can target distinct network mechanisms selectively to modulate rnoise according to specific task demands. Frontal cortex inputs to A1 appear particularly poised to modulating rnoise selectively relative to rtuning because these inputs have been shown to shift the relationship dynamically between rtuning and rnoise in A1 pairs (Winkowski et al., 2013).
Discussion
Perception is a fundamentally constructive process in which attention plays a critical role (Rensink et al., 1997). One proposed role for attention is in the selection of the sensory features that compose perceptual objects (Treisman, 1998). Although the study of feature-selective attention has a rich history, its mechanisms remain obscure. We present a novel mechanism by which different features of the same object can be adaptively selected or discarded based on the ongoing sensory needs of the organism. Importantly, this mechanism extends the current framework for studying how attention affects neural populations in two ways. First, we present an extension of the SR that is of potential value in understanding how populations may encode sensory information when more than one feature or object is present, an area of study that is currently lacking (Orhan and Ma, 2015). Second, although effects of feature attention on rnoise have been reported previously (Cohen and Maunsell, 2011), we present the first known mechanism for how attention may shift rnoise to affect both target and distractor sensitivity simultaneously, rather than simply enhancing detection of a single object or feature in isolation.
Across modalities, early sensory neurons represent constituent features of stimuli (Hubel and Wiesel, 1962; Merzenich and Brugge, 1973; Fuss and Korsching, 2001), whereas later stages tend to integrate over multiple features (Barlow, 1972). Researchers debate whether the features that constitute perceived objects must be either selected or rejected at early stages or if both relevant and irrelevant features are passed from early to late stages (Chun et al., 2011). There is strong evidence that multiple mechanisms may be at play and that the brain can change its strategy based on task demands (Chen et al., 2012; David et al., 2012; Mante et al., 2013; Bacigalupo and Luck, 2015; Woods and McDermott, 2015). In the auditory domain, feature attention supports “cocktail party” listening, in which sound features such as the fundamental frequency of a speaker's voice can be used to listen selectively to one speaker over another (Cherry, 1953; Shamma et al., 2011; Mesgarani and Chang, 2012). Feature attention has long been understood to constitute one of the primary skills required to solve the cocktail party problem, but has received less attention than other skills such as preattentive sound segregation (Shinn-Cunningham, 2008; McDermott, 2009). Our results suggest an efficient mechanism by which auditory neurons can prioritize relevant features to facilitate tracking an attended sound source to solve the cocktail party problem. Moreover, our findings contribute to a growing literature suggesting that heterogeneous joint tuning in a population allows for efficient coding of complex signals (Pagan et al., 2013).
Relationship to previous studies of the effect of behavior on rnoise
Our results support adaptive modulation of rnoise among specific neural networks as a property of effective listening. The dynamic selection and suppression of sound features is a crucial aspect of this problem, the neural implementation of which has been elusive. Our results suggest that network noise can be reshaped by the ongoing sensory demands of the listener to simultaneously enhance relevant and suppress irrelevant representations. Importantly, our results suggest that this can be done efficiently and without changes in the level of overall neural activity.
There has been recent interest in the optimal relationship between rtuning and rnoise. That rnoise could be modulated selectively according to rtuning has only recently been shown (Jeanne et al., 2013; Ruff and Cohen, 2014a; Downer et al., 2015). Previously, many studies have revealed that, in situations of increased sensory demand, rnoise would globally decrease in a population (Cohen and Maunsell, 2009; Mitchell et al., 2009; Gu et al., 2011; Herrero et al., 2013; Issa and Wang, 2013; Ruff and Cohen, 2014b; Nandy et al., 2017). According to the SR, the effect of rnoise on coding accuracy depends on the sign of rnoise relative to the sign of rtuning, namely that coding is enhanced when they have opposite signs but impaired when they have the same sign (Oram et al., 1998; Abbott and Dayan, 1999; Averbeck et al., 2006). Therefore, according to the SR, the global reduction of rnoise across a population of neurons could enhance coding only if a large majority of neurons exhibited similar tuning (yielding mainly positive rtuning). Widespread similar tuning may very well have been the case in many studies. Recently, Ruff and Cohen (2014a) presented evidence that a more demanding attention task, in which the activity of distinct neural populations code for different perceptual decisions, can increase or decrease rnoise in a manner consistent with the SR. Similarly, we show that attention can either increase or decrease rnoise depending on pairs' rtuning, as the SR predicts. Moreover, our results provide the first evidence that we know of that rnoise can be modulated, not only based on target rtuning, but also distractor rtuning.
Multiple theoretical studies have pointed out that the effect of rnoise on neural coding may depend on other factors in addition to those described by the SR, including heterogeneity of tuning functions (Ecker et al., 2011), stimulus dependence of rnoise (Zylberberg et al., 2016), rnoise with a very large magnitude (Hu et al., 2014), and the slopes of neurons' tuning curves (Moreno-Bote et al., 2014). These studies tend to assume different population codes than those that might be at work coding AM and ΔBW in A1. Namely, AM depth and ΔBW are largely encoded by monotonic changes in spike count in A1, whereas most studies of the effect of rnoise on population coding assume bell-shaped feature coding. In addition, these studies tend to measure population coding accuracy in terms of discrimination whereas we focus on feature detection. We find that neurons exhibit monotonic, as opposed to bell-shaped, feature tuning for the features we present in the current study; this difference in single neuron coding strategy can significantly change how a population's activity is decoded. In addition, as we mentioned earlier, most studies of population coding and the effect of rnoise thereupon have not considered cases in which a relevant feature must be detected in the presence of irrelevant features, so our study presents a step toward understanding the role of rnoise in more naturalistic sensory settings. Moreover, because rnoise cannot be manipulated precisely in a behaving animal, evidence for a role of rnoise in perception is only correlative. Although we believe that our findings support the SR as a valid model of the effect of rnoise on coding accuracy, future work is needed to test these ideas directly both theoretically and experimentally.
Feature attention and the cocktail party problem
Feature attention likely plays a special role in listening for two primary reasons. First, the spatial acuity of the auditory system is poor relative to the visual system (Alais and Burr, 2004), so the ability to attend to nonspatial features is likely more important in sound perception than, say, visual or tactile perception. Second, the soundscape undergoes constant change such that a given feature may uniquely define a target sound in one instance but not the next (Woods and McDermott, 2015). Therefore, experiments in which listeners alternate attention between different nonspatial sound features provide insights into one of the most challenging aspects of listening in crowded environments.
A few studies examining the neural basis of nonspatial feature attention during cocktail party listening have been performed in humans. In one prominent study, Mesgarani and Chang (2012) presented monaural mixtures of two talkers, one of which subjects attended to . Using electrocorticography (ECoG) to measure brain activity, they found that local field potential activity in nonprimary (parabelt) auditory cortex selectively represented the attended speaker relative to the unattended speaker. Moreover, they provide evidence that the auditory cortex selectively represents the spectral feature values that may best segregate the attended from the unattended speaker. Other studies in humans have examined shifts in attention between nonspatial features such as duration, pitch and loudness (for review, see Caporello Bluvas and Gentner, 2013). These studies used methods coarse in spatial or temporal resolution due to limitations inherent in measuring human brain activity. The primary finding has been that brain areas that putatively code the attended feature exhibit greater activity. Our results would not be detectable using methods without very fine spatial and temporal resolution (such as that available with microelectrode recording) and thus would not be apparent in these human studies. We argue that our results provide evidence of a novel and independent property of auditory cortical function in enhancing listening in crowded environments.
Future work should focus on bridging the gap between mesoscopic measures of human neural activity (e.g., ECoG high-gamma signals) and microscopic measures obtained in animals (e.g., single neurons) in the context of rnoise and attention. Although there is evidence that the high-gamma local field potential signal indexes multiunit neuron activity (Steinschneider et al., 2008; Ray and Maunsell, 2011; Chang, 2015), the direct relationship between ECoG high-gamma signals recorded at the pial surface and correlated single neuron activity recorded across the depth of cortex remains unknown. A promising and feasible avenue for future studies is the simultaneous acquisition of ECoG and single neuron data during complex attention tasks in monkeys. Heretofore, simultaneous acquisition of ECoG and single neuron data in rhesus macaque auditory cortex has been hampered by difficulties in recording from the exposed superior temporal gyrus corresponding to parabelt, where ECoG recordings are most feasible. Recent advances in the ability to record from the surface of the superior temporal gyrus in rhesus macaques provide an excellent opportunity to both address the relationship between ECoG and single neuron activity in the auditory cortex and understand hierarchical changes in the effects of attention in the auditory cortex (Kajikawa et al., 2015).
Footnotes
This work was supported by the National Institute on Deafness and Other Communication Disorders–National Institutes of Health (Grant 02514 to M.L.S.), the National Science Foundation (Graduate Research Fellowship 1148897 to J.D.D.), and the ARCS Foundation (Fellowship to J.D.D.). We thank Felix Bacigalupo for comments on an earlier version of the manuscript and Jalina Graham for providing illustrations for figures.
The authors declare no competing financial interests.
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