Abstract
Callous-unemotional behaviors (CU) demonstrate meaningful individual differences in early childhood, even in nonclinical samples with low mean levels of CU, but the factors underlying this variation have not been examined. This study investigated genetic and environmental contributions to individual differences and to sources of continuity and change in CU in toddler twins (145 MZ, 169 DZ) assessed at ages 2 and 3 years. CU, as assessed by the Child Behavior Checklist 1.5-5 (Achenbach & Rescorla, 2000), was moderately stable across age (r=.45, p<.0001). Longitudinal biometric analyses revealed genetic and nonshared environmental influences on CU at both ages, with no significant contribution from shared environmental factors. Stability from age 2 to 3 was due to genetic factors, whereas change was due to both genetic and nonshared environmental influences. This genetic and nonshared environmental change was substantial, suggesting malleability of CU in early childhood. Over 50% of the genetic influences and 100% of the nonshared environmental influences on CU at age 3 were independent of those that operated at age 2. Implications of novel sources of variance across age are discussed.
Keywords: callous-unemotional, early childhood, twins, genetic
Introduction
Callous-unemotional behaviors (CU) are characterized by a lack of guilt, empathy and affect and are predictive of later psychopathy and conduct disorder, with the presence of CU representing a more severe, stable and aggressive pattern of behaviors (Edens, Capbell, & Weir, 2007; Frick, Ray, Thornton, & Kahn, 2014). Thus, CU is diagnostically informative when assessing psychopathology. In fact, the utility of CU in assessing diagnostic severity of psychopathology and behavior problems is made clear by its addition as a subtype for Conduct Disorder in the DSM-V (APA, 2013).
CU is often discussed in the context of clinical samples with psychopathy and conduct disorder in adolescence, yet elevated CU is also associated with impairment in childhood in nonclinical samples. For example, in a community sample in middle childhood through early adolescence, conduct problems were more strongly related to proactive aggression in children with high CU (Thornton, Frick, Crapanzano, & Terranova, 2012). Similarly, individuals with higher CU bully more than others, above and beyond differences in bullying accounted for by conduct problems (e.g., Viding, Simmonds, Petrides, & Frederickson, 2009). Not surprisingly, then, children with higher CU often have low prosociality and poor peer relationships (see Viding & McCrory, 2012b for review on importance of CU). Additionally, in community childhood samples, greater levels of CU in childhood are related to Attention-Deficit Hyperactivity Disorder (e.g., Willoughby et al., 2014) and conduct problems (e.g., Viding, Frick & Plomin, 2007). Thus, there are clear meaningful individual differences in CU in childhood and beyond, even in nonclinical community samples where CU is assessed on a continuum. Consequently, CU in childhood is not only useful as a risk factor for later severe psychopathology, but also as a set of behaviors associated with social and behavioral maladjustment in childhood more generally.
Although the relevance of investigating CU in both clinical and nonclinical samples has been established, much remains to be known. Genetically-informed research allowing for a better understanding of the mechanisms underlying individual differences in CU can provide critical information on why children differ in CU. One such way to explore these underlying mechanisms is by using a twin design, which can provide estimates of the extent to which variation in the population is due to genetic, shared environmental (experiences common to family members) and nonshared environmental (experiences unique to individuals within a family, and measurement error) influences on CU. Thus far, this behavioral genetic approach has been applied to the exploration of CU in community samples of twins as young as 7 and as old as early adulthood, and consistently finds genetic and nonshared environmental contributions to variation in CU, with no shared environmental effects (see Viding & McCrory, 2012a for an overview). Genetic influences account for approximately 40-78% of the variation, with the nonshared environment explaining the remaining variance (Viding & McCrory, 2012a). Similar estimates are found when exploring genetic effects at the extreme (i.e., top 10% of the sample; Viding, Blair, Moffitt, & Plomin, 2005). These high heritability estimates are seen for CU both with and without other behavior problems, such as antisocial behavior (Humayun, Kahn, Frick, & Viding, 2014; Larsson, Viding, & Plomin, 2008).
From a developmental perspective, CU is moderately stable across age with phenotypic age-to-age correlations in the range of .4 to .6 (Frick et al., 2014). These moderate correlations suggest that while CU is to some extent stable across age, there is also substantial change from one age to the next. At question then, is what factors explain continuity and change in CU? Only two longitudinal twin studies have examined genetic and environmental sources of change and stability in CU, and focus on middle childhood and early adulthood. These studies find that from 7 to 12 years of age, and from 17 to 24 years of age, genetic factors contribute to both stability and change, whereas nonshared environmental factors influence only change across age (Blonigen et al., 2006; Fontaine, Rijsdijk, McCrory, & Viding, 2010). Nothing is known, however, about the genetic and environmental sources of variance in individual differences in CU in early childhood. This is an important developmental question as genetic and environmental influences on individual differences are dynamic and can change across age (Plomin, DeFries, Knopik, & Neiderhiser, 2013). Consequently, the factors that influence CU in early childhood may differ from those that operate at later ages.
The study of genetic and environmental influences on CU in very young children is particularly relevant as early childhood is a period that may be developmentally significant for several reasons. For example, characteristics central to the development of CU, such as empathy and guilt, first appear at approximately 2 years of age (Young, Fox, & Zahn-Waxler, 1999; Kochanska, Gross, Lin, & Nichols, 2002), and CU is proposed as the normative development of these characteristics gone awry (Frick & Viding, 2009). CU has also been related to aggression in high-risk preschool samples (Ezpeleta, Osa, Granero, Penelo, & Domenech, 2013; Kimonis, et al., 2006) and elevated CU in early childhood predicts worse antisocial behavior over time (Frick et al., 2014). Thus, investigating CU as a continuum in early childhood can inform on individual differences in these behaviors as they are first coming online and may be more malleable to change. Indeed, the responsiveness of very young children to intervention (Olds, Robinson, Song, Little, & Hill, 2005) makes this developmental period a promising avenue for research on CU and later psychopathology.
The assessment of CU in early childhood was previously limited because there were few measures available. The use of CU-specific measures was rare in young children, and no general assessment of early child behavior had included CU scales for the investigation of these behaviors. More recently, a valid and reliable CU scale has been created using the Child Behavior Checklist 1.5-5 (CBCL 1.5-5; Achenbach & Rescorla, 2000; Willoughby, Waschbusch, Moore, & Propper, 2011; Willoughby et al., 2014), making measurement of CU in early childhood more feasible. A distinct CU factor has been shown to emerge from factor analyses of CBCL items assessing problem behaviors related to Attention Deficit Hyperactivity Disorder (ADHD), oppositional defiant problems (ODD) and CU in children at 2 (Waller, Shaw, et al., 2015) and 3 years of age (Willoughby et al., 2011; Willoughby et al., 2014). This measure of early CU has been found to show significant variability in community samples, and this variability is predictive of other behavioral outcomes such as ADHD and ODD (Waller, Hyde, Grabell, Alves, & Olson, 2015; Willoughby et al., 2014; Willoughby et al., 2011) as has been found in older childhood using more established measures. More important, with respect to validity, the CBCL CU measure has been shown to be stable across early childhood in community samples (Willoughby et al., 2011) and high CU at 2 years is predictive of more teacher-reported externalizing behavior problems at age 7 (Waller, Shaw, et al., 2015). Thus, it is possible to assess CU in early childhood and there are meaningful individual differences in early CU that are predictive of later outcomes.
The present study fills an important gap in the literature by exploring genetic and environmental sources of variability in CU in early childhood. In addition to exploring genetic and environmental variances at each age, we also examine genetic and environmental contributions to stability and change across ages 2 and 3, a time when the components of CU are first coming online and can inform on factors that influence the development of early CU. Analyses of genetic and environmental contributions to phenotypic stability and change permit the estimation of the extent to which genetic effects on a trait at one age overlap with genetic effects at another age (i.e., the genetic correlation) and, further, whether new genetic influences on the trait emerge across time. Such analyses also inform about environmental sources of individual continuity and change and can therefore provide important information about developmental processes (Saudino, 2012).
Based on previous research in older children and adolescence, we predicted genetic and nonshared environmental influences on individual differences in CU in toddlerhood. However, given that individual differences in other behavior problems in early childhood (e.g., ADHD, externalizing, and internalizing problems) have been shown to be influenced by the shared environment (Bartels et al., 2004; Saudino, Carter, Purper-Ouakil, & Gorwood, 2008; Schmitz, Cherny, Fulker, & Mrazek, 1994), we also expected family-wide environments that are common to siblings may also influence CU. Lastly, we anticipated genetic influences on stability in CU across age, and environmental influences on change from age 2 to 3 years.
Methods
Participants
Participants were from the Boston University Twin Project. Twins were assessed within approximately 2 weeks of their second and third birthdays. Three hundred and fourteen same-sex twin pairs (145 MZ, 169 DZ) participated in age 2 assessments. Of these, 304 of these (141 MZ, 163 DZ) were reassessed at age 3. Ethnicity was generally representative of the Massachusetts population (85.4% Caucasian, 3.2% Black, 2% Asian, 7.3% Mixed, 2.2% Other). Socioeconomic status according to the Hollingshead (1975) Four Factor Index ranged from low to upper middle class (range = 20.5-66; M = 50.9, SD = 14.1). Zygosity was determined via DNA analyses using DNA obtained from cheek swab samples. In the cases where DNA was not available (n = 3), zygosity was determined using parents’ responses on physical similarity questionnaires, which have been shown to be more than 95% accurate when compared with DNA markers (Price et al., 2000).
Assessment of Callous-Unemotional Behaviors
Primary caregivers (94% mothers) completed the Child Behavior Checklist 1½-5 (CBCL1½-5) for each twin at both ages. Following Willoughby et al. (2011), a 5-item screening measure from the CBCL 1½-5 was used to assess CU behaviors for each twin. Items included “doesn’t seem to feel guilty after misbehaving”, “punishment doesn’t change behavior”, “seems unresponsive to affection”, “shows little affection toward people” and “shows too little fear of getting hurt”. Each item was rated as either 0 (“not true”), 1 (“sometimes true”), or 2 (“always true”). Possible scores range from 0 – 10, with our non-clinical sample ranging from 0 – 7. This measure has been shown to be valid and reliable in prior research. With regard to validity, as indicated earlier, the CBCL measure of early childhood CU shows a pattern of intercorrelations consistent with the literature (i.e., CU correlates significantly with ADHD and ODD; Willoughby et al., 2011). Nonetheless, factor analyses indicate that CU emerges as a distinct construct in 2- and 3-year-olds, demonstrating that parents are able to discriminate between CU and other behavior problems at a young age (Waller, Shaw et al., 2015; Willoughby et al., 2011; Willoughby et al., 2014). We replicated these findings. Confirmatory factor analyses of the 17 items comprising the CU, ADHD and ODD scales were conducted separately at ages 2 and 3 using Mplus Version 7 (Muthén & Muthén, 2012). At both ages, a three-factor model (CU, ADHD, ODD) provided the best fit to the data (see supplementary materials Table S1, Table S2, Figure S1, Figure S2 for model fit statistics and factor loadings at each age). To further examine the factor structure of CU in early childhood, longitudinal confirmatory factor analyses to explore factor invariance at ages 2 and 3 were conducted. A two-factor model (CU at age 2 and CU at age 3) allowing the factors to correlate across age provided a reasonable fit to the data (RMSEA=.081, CFI=.926); and using the DIFFTEST procedure in Mplus, factor loadings could be equated across age without a significant detriment in fit (Δχ2=5.114, df=4, p=.276; RMSEA=.072; CFI=.935; WRMR=1.287).
In terms of reliability, prior research has found that the internal consistency for the CBCL early childhood CU measure is typically moderate (α in the range of .55 - .65), but is consistent with measures of CU in middle childhood that tend to have lower internal consistency in general (Willougby et al., 2014). In the present sample internal consistency, assessed by Cronbach’s alpha, was consistent with previous research (age 2 α =.55; age 3 α =.61; see Waller et al., 2014 for a comparison with a similar measure at both ages).
Data Transformations
As expected in our normative sample, CU scores were positively skewed, and were log-transformed to create a more normal distribution. Because twin covariances can be inflated by variance due to sex, all scores used in the behavior genetic analyses were residualized for sex effects (McGue & Bouchard, 1984).
Correlational Analyses
The twin method involves comparing genetically identical (MZ) twins with fraternal (DZ) twins who share approximately 50% of their segregating genes. Genetic influences are implied when cotwin similarity covaries with the degree of genetic relatedness. If heredity affects a trait, the two-fold greater genetic similarity of MZ twins is expected to make them more similar than DZ twins. Intraclass correlations typically serve as indices of cotwin similarity. A MZ correlation that is greater than the DZ correlation suggests genetic influence on the phenotype. DZ correlations that exceed one-half the MZ correlation suggest the presence of shared environmental influences. Differences within pairs of MZ twins (i.e., the extent to which the MZ intraclass correlation is less than 1.0) are due to nonshared environmental influences and measurement error.
To evaluate genetic and environmental sources of covariance in CU across age, cross-twin cross-age correlations were calculated. The cross-twin cross-age correlation involves correlating Twin A's CU score at age 2 with Twin B’s CU score at age 3 and vice versa. Genetic contributions to the age-to-age covariance (i.e., genetic stability) are implied when the MZ cross-twin correlation is greater than the DZ cross-twin correlation.
Model-Fitting Analyses
Although correlations can be used to indicate the presence of genetic and environmental effects, longitudinal bivariate Cholesky models were used to estimate the magnitude of genetic and environmental contributions to variances in CU at each age and covariances across age and their 95% confidence intervals (see Neale & Cardon, 1992; Saudino, 2012 for descriptions of this model). Models were fit to raw data using a maximum likelihood pedigree approach implemented in Mx structural equation modeling software (Neale, Boker, Xie, & Maes, 2006). This approach allows the inclusion of participants with incomplete data.
The longitudinal bivariate model partitions the phenotypic variance of CU at each age into genetic, shared and nonshared environmental components. Moreover, at age 3 the model estimates the genetic and environmental effects persisting from CU at age 2 (i.e., stability effects) and those specific to age 3 (i.e., change). Thus under this model, “change” represents variances in CU that are independent of variances at age 2. This model allows the estimation of genetic, shared environmental, and nonshared environmental correlations between CU phenotypes across age. The genetic correlation (rg) indicates the extent to which genetic effects on CU at age 2 correlate with genetic effects on CU at age 3, independent of the heritability of each measure. The genetic factors that influence two measures (or one measure across time) can covary perfectly even if the genetic factors on each measure contribute only slightly to the phenotypic variance. Thus, rg can be 1.0 even when the heritability of each measure is modest. Conversely, two measures may be substantially heritable, but the genetic correlation would be zero if the genetic effects on the two measures do not overlap. Similar logic applies to rc and re.
The overall fit of a model can be assessed by calculating twice the difference between the negative log-likelihood (−2LL) of the model and that of a saturated model (i.e., a model in which the variance/covariance structure is not estimated and all variances and covariances for MZ and DZ twins are estimated). The difference in -2LL is asymptotically distributed as χ2 with degrees of freedom equal to the difference in the number of parameters in the full model and that in the saturated model. In addition to the full model estimating all genetic and environmental sources of variance and covariance, a reduced model dropping all non-significant paths in the full model was fit to the data. The fit of this more parsimonious reduced model was compared to that of the full model.
Results
Descriptive Statistics
Table 1 lists the means and standard deviations by age and gender. Given that we are using a nonclinical sample, means were, not surprisingly, low. This is consistent with the literature using the CBCL CU scale in early childhood in community and high-risk samples, where means ranged from .29 to 1.8 and meaningful individual differences were reported (Waller, Hyde et al., 2015; Willoughby et al., 2011; Willoughby et al., 2014). Mean differences were evaluated using generalized estimating equations (GEE) implemented in the SAS GENMOD procedure to account for dependence in the data due to the fact that our sample comprised twin pairs. GEE are an extension of the standard generalized linear models that allow modeling of correlated data (Liang & Zeger, 1986). CU significantly declined across age (F=5.15, df=304, p=.02). The gender effect was nonsignificant (F=1.37, df=312, p=.24); however, means were in a direction consistent with the literature with males being higher in CU. The interaction between gender and age was not significant (F=.74, df=305, p=.39).
Table 1.
Age 2 M (SD) |
Age 3 M (SD) |
|
---|---|---|
Females | 1.45 (1.44) | 1.13 (1.21) |
Males | 1.62 (1.51) | 1.39 (1.41) |
Note. Means and standard deviations are provided for the non-transformed scores.
Phenotypic and Twin Correlations
CU was moderately stable across age (r=.45, p<.0001). MZ intraclass and cross correlations (Table 2) exceeded those for DZ twins, suggesting genetic influences on CU at each age and on the continuity across age.
Table 2.
MZ | DZ | |
---|---|---|
CU Age 2 | .72 (.64-.78) | .41 (.28-.52) |
CU Age 3 | .63 (.53-.71) | .40 (.27-.52) |
CU Cross-Age | .41 (.32-.49) | .26 (.16-.36) |
Model-Fitting Analyses
As seen in Table 3, although the full model provided a good fit to the data, all shared environmental parameters and the nonshared environmental across-age covariance parameter were nonsignificant (i.e., had confidence intervals that included zero) and could be dropped from the model without a significant detriment to fit. Estimates of genetic and environmental variances from the more parsimonious reduced model are presented in Table 4. There was little differential heritability across age (i.e., heritability estimates were not significantly different at ages 2 and 3 years). Genetic influences accounted for approximately two thirds of the variance at both ages. The remaining variance at each age was explained by nonshared environmental influences. Both genetic and nonshared environmental factors contributed to change. Fifty-eight percent (i.e., .38/.65 × 100) of the genetic effects and 100% of the nonshared environmental effects at age 3 were independent of effects at age 2. Only genetic factors contributed to continuity across age, with 41.5% (i.e., .27/.65 × 100) of the genetic variance at age 2 persisting at age 3. The genetic correlation across age, indexing the degree of genetic overlap independent of the genetic variance at each age (i.e., regardless of whether the strength of the heritability estimate at each age is low or high), was .65 (95% CI .55-.74). This means that 65% of the genetic effects contributing to CU are overlapping at ages 2 and 3 years.
Table 3.
Overall Fit of Modela | Relative Fit of Modelb |
||||||||
---|---|---|---|---|---|---|---|---|---|
|
|
||||||||
Model | −2LL | df | χ 2 | Δ df | p | AIC | Δ χ 2 | Δ df | p |
Saturated | −228.43 | 1182 | |||||||
ACE | −225.76 | 1193 | 2.67 | 11 | .99 | −19.33 | |||
Reduced (Drop all C and E covariance) |
−221.17 | 1197 | 7.26 | 15 | .95 | −22.74 | 4.59 | 4 | .33 |
Note. −2LL=Likelihood Statistic. χ2=Chi-square fit statistic. df =Degrees of freedom. AIC=Akaike’s Information Criterion.
Overall fit of the model is determined by the difference in −2LL of the model and that of a saturated model.
Relative fit of the model determined by the χ2 difference (Δχ2) between full bivariate ACE model and reduced model. Best fitting model indicated in bold.
Table 4.
Overall | Continuity | Change | |||||||
---|---|---|---|---|---|---|---|---|---|
a2 | c2 | e2 | a2 | c2 | e2 | a2 | c2 | e2 | |
Age 2 | .72 (.65−.78) |
- | .28 (.22−.35) |
||||||
Age 3 | .65 (.55−.72) |
- | .35 (.28−.45) |
.27 (.19−.25) |
- | - | .38 (.28−.47) |
- | .35 (.28−.45) |
Note. a2 = genetic variance; c2 = shared environmental variance; e2 = nonshared environmental variance. 95% Confidence Intervals are indicated in parentheses.
Discussion
Our findings with a very young sample are remarkably consistent with prior research examining CU in older children and adolescents. We found high heritability of CU at ages 2 and 3, and genetic influence on both stability and change across age. The nonshared environment (i.e., those experiences unique to each child) explained the remaining variance in CU at both ages, and contributed solely to change across age. Even at this young age, the shared environment did not contribute to individual differences in CU traits in early childhood.
Genetic factors accounted for the largest source of variance in CU at both ages (approximately two thirds of the variance) with little evidence of differential heritability across age. Moreover, our estimates of genetic influence are similar to those in older samples. In other words, heritability estimates of CU do not differ greatly across age and across studies. This is not to say that the same genes are operating across age—just that the proportion of variance that is attributed to genetic influences (i.e., genetic effect size) is similar at different ages. Indeed, in the present study there was clear evidence of genetic change across the transition from infancy to early childhood; roughly half of the genetic variance at age 3 was independent from that at age 2. This novel genetic variance represents genetic change. Consequently, links between CU and developmental outcomes, such as ADHD, may vary across different developmental periods as a result of different environmental and genetic mechanisms that operate on CU across age. Further behavioral genetic research exploring the underlying links between CU and other behavioral outcomes (e.g., aggression and Attention Deficit/Hyperactivity Disorder) at various ages is important to better understand how CU is associated with maladaptive behaviors across development.
There was also evidence of genetic stability across early childhood. It was these stable genetic factors that fully explained the age-to-age phenotypic stability. In other words, what makes a child behave similarly in CU across toddlerhood is entirely due to genetic effects that overlap across age. Finding possible biomarkers of this stability in CU could begin to identify children who are at risk for a more stable, severe CU developmental trajectory.
The strong genetic influences on CU do not suggest that intervention is not possible. Indeed, CU was only moderately stable across age, indicating that there is substantial change – even across a short 1-year period. These strong genetic influences on CU as well as the genetic contribution to stability across age do, however, make CU a promising target for identifying specific variants in molecular work on psychopathy (Viding et al., 2007). Yet we must remember that the novel genetic influences on CU at age 3 highlight the importance of considering age when conducting molecular genetic work on CU. Failures to replicate findings across age may reflect developmental change.
Previous research with other behavior problems (e.g., internalizing and externalizing) has found that shared environments play a significant role in early childhood (e.g., Saudino et al., 2008), but that heritability increases and shared environmental factors decrease with age (Eley & Stevenson, 1999; Rhee & Waldman, 2002; Rice et al., 2002; Scourfield et al., 2003). Although we predicted that early CU might also be influenced by environments that are shared within the family, this was not the case. The finding of no significant shared environmental influences on CU implies that parent characteristics that operate similarly across children within a family, such as parent personality or parenting style, do not play a direct role in the development of early CU. Moreover, it suggests that CU shows a different genetic and environmental developmental trajectory from other behavior problems.
The lack of shared environmental influences does not mean that the environment is unimportant—just that family-wide factors do not contribute to individual differences in CU. The environments that are important to variation in CU are those that are unique to each individual within a family. Nonshared environmental factors accounted for roughly one third of the variance in CU at both ages, highlighting the importance of environments that are specific to each child in the family. The simple twin design does not inform on the specific nonshared environments that are at work, but the finding of nonshared environmental influences highlights the importance of exploring environments that differ within rather than across families. Research should focus on environmental experiences that are unique to individuals within a family. Because a variety of unique experiences outside of the home are less likely to be relevant for our young age group (i.e., peers, teachers or extracurricular activities are unlikely to differ substantially for twin toddlers), one plausible nonshared environmental factor is differential parenting. Parents may be sensitive to the unique needs and behaviors of their children and use different strategies or techniques with each child. Specifically, parent positivity, negativity, and discipline may vary for each child. In fact, the utility of targeting differential parenting is suggested by the finding that enhancing warmth in the parent-child interaction can decrease levels of CU in young children (Somech & Elizur, 2012). Research in early childhood demonstrates that parents use more negativity towards children with higher levels of CU (e.g., Fontaine, McCrory, Boivin, Moffitt, & Viding, 2011; Waller et al., 2012, Waller, Gardner et al., 2015), although no direction of effect has been established. One way in which negative parenting may directly influence CU is through differential parent demonstration of unemotional or harsh behavior and poor emotional communication, making it difficult for the child to understand the perspective or emotions of others (Daversa, 2010). However, differential parenting may be more complicated. It may be that there is a direct effect of differential parenting on CU, but it is also possible that the child’s genetically-influenced CU behaviors are eliciting more negative parenting, and/or less positive parenting (i.e., evocative genotype-environment correlation). Indeed, lower parental warmth is associated with higher levels of CU in early childhood (Waller et al., 2014; Waller, Gardner et al., 2015), and has demonstrated a bidirectional effect (Waller et al., 2014) such that low parental warmth at age 2, in part, causes higher levels of child CU at age 3, and elevated CU at age 2 decreases parental warmth at age 3. These bidirectional results, though not explicitly exploring evocative genotype-environment correlations, hint that parents may be responding to genetically influenced CU behaviors of their children. Evidence of an evocative genotype-environment correlation has emerged between a related construct, low social motivation, and hostile parenting in an adoption design (Elam et al., 2014), but to date, there have been no studies of evocative genotype-environment correlations with CU. Behavioral genetic research using measured environments, such as differential parenting, in combination with measures of early CU, can address the question of whether CU evokes specific nonshared environmental effects.
As with past research, we found that the nonshared environment contributed to change, but not stability, in CU across age (Blonigen et al., 2006; Fontaine et al., 2010). All of the nonshared environmental effects at age 3 were independent from those that operated on CU at age 2. Although beyond the scope of a simple twin design, this finding raises the intriguing question of what are the different nonshared environments that influence CU at each age. This is particularly important to developing interventions in early childhood. One possibility is that by 3 years of age children are more likely to be in some form of daycare or preschool, allowing for greater child-specific environmental influences such as interactions with peers and teachers/daycare providers. Indeed, in our sample, attending some form of daycare increased by 39% from age 2 to 3 years. It may also be that differential parenting is affecting CU differently at each age. Even if the environments themselves do not change (e.g., even with no change in differential parenting at age 2 and 3), the relative impact on CU in children can vary with age. It is also possible the amount or type of differential parenting changes across toddlerhood. This could be due to changes in parenting as a result of greater cognitive and socioemotional skills in the children, or new parenting tasks that emerge at age 3 (e.g., helping the child navigate peer relationships in preschool), which could create changes in how the parent is interacting with each child. Future work should identify specific nonshared environmental factors contributing to CU across young childhood, bearing in mind that the effects may differ across age. Identifying these individual age-specific environmental factors may be a critical next step to create targeted interventions. This is particularly important given that young children are more receptive to intervention (e.g., Zigler, Taussig, & Black, 1992; Ramey & Ramey, 1998). Regardless of the mechanism, it is clear that across even one year of development there is substantial change in both environmental and genetic factors critical to individual differences in CU.
The potential limitations of this study should be acknowledged. CU scales typically show modest internal consistency and our data is in line with other estimates in early childhood and beyond (e.g., Hyde et al., 2013; Willoughby et al., 2011). However, within our sample, the stability and intercorrelations between other behavior problems are consistent with prior research with the CBCL (Waller, Shaw, et al., 2015; Willoughby et al., 2011; Willoughby et al., 2014) and our biometric results are consistent with prior twin studies of CU at later ages. Thus, despite the fact that CU, in general, tends to show lower reliability, consistent results are emerging in the literature. A second potential limitation was the use of parent-reports to assess CU–a limitation common to almost all studies of behavior problems in young children as clinician, teacher, and self-report are generally not possible with toddlers. The present results, however, are in accord with previous research with older children that employed multiple reporters of child behavior. Hence, it appears that parents’ reports of their young children’s CU behaviors have the potential to inform about an important aspect of behavior in early childhood. Third, quantitative genetic analyses indicate the magnitude of genetic influence and the extent of genetic overlap across age, but they do not identify specific genes responsible for individual differences in CU. Similarly, although these designs can tell us about the impact of nonshared environments on the development of CU, they do not provide information about the specific environments that influence the behaviors under study. Nonetheless, these findings of anonymous effects provide important avenues for future research focusing on specific genetic and environmental effects. For example, researchers interested in understanding how the environment influences developmental change in CU would do well to focus on nonshared environments. Related to this, the basic twin design does not examine possible genetic × environment interactions (GxE) and as such, estimates the average effects in the population (i.e., average genetic variance collapsing across all levels of the environment). Results from the basic twin design are accurate, but general (Krueger et al., 2008). Future working looking at GxE interactions will allow for a more nuanced understanding of the genetic and environmental etiology of CU by exploring whether the heritability of CU varies under different environmental conditions (e.g., negative or positive parenting). Lastly, our sample of approximately 300 twin pairs does not afford sufficient statistical power to explore possible gender differences in the magnitude of genetic and environmental effects. The literature in middle childhood and adolescence suggests few gender differences in heritability and environmental estimates (Viding et al., 2012a), but it remains an empirical question as to whether this is the case in early childhood.
In sum, even in very young children, CU is highly heritable yet moderately stable across age, suggesting malleability in the preschool years. Overlapping genetic factors across age explain the stability in CU from age 2 to 3 years, whereas both genetic and nonshared environmental influences contribute to change in CU. These results highlight the importance of considering a child’s age when assessing behavioral outcomes, and suggest targets for intervention and molecular genetic work in CU. For CU to be truly understood and applied successfully to clinical work on psychopathology, development must be not be ignored.
Supplementary Material
Acknowledgments
The Boston University Twin Project (BUTP) is supported by grants MH062375 and HD068435 to Dr. Saudino. The twins’ and families’ participation is gratefully acknowledged.
References
- Achenbach TM, Rescorla LA. Manual for the ASEBA Preschool Forms and Profiles. University of Vermont, Research Center for Children, Youth, & Families; Burlington, VT: 2000. [Google Scholar]
- American Psychiatric Association. APA Desk Reference to the Diagnostic Criteria from DSM-5TM. 2013 [Google Scholar]
- Bartels M, Vanden Oord EJCG, Hudziak JJ, Rietveld MJH, van Beijsterveldt CEM, Boomsma DI. Genetic and environmental mechanisms underlying stability and change in problem behaviors at ages 3, 7, 10, and 12. Developmental Psychology. 2004;40(5):852–867. doi: 10.1037/0012-1649.40.5.852. [DOI] [PubMed] [Google Scholar]
- Blonigen DM, Hicks BM, Krueger RF, Patrick CJ, Iacono WG. Continuity and change in psychopathic traits as measured via normal-range personality: a longitudinal-biometric study. Journal of abnormal psychology. 2006;115(1):85. doi: 10.1037/0021-843X.115.1.85. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Daversa MT. Early environmental predictors of the affective and interpersonal constructs of psychopathy. International Journal of Offender Therapy and Comparative Criminology. 2010;54(1):6–21. doi: 10.1177/0306624X08328754. [DOI] [PubMed] [Google Scholar]
- Edens JF, Campbell JS, Weir JM. Youth psychopathy and criminal recidivism: a meta-analysis of the psychopathy checklist measures. Law and human behavior. 2007;31(1):53. doi: 10.1007/s10979-006-9019-y. [DOI] [PubMed] [Google Scholar]
- Elam KK, Harold GT, Neiderhiser JM, Reiss D, Shaw DS, Natsuaki MN, Gaysina D, Barrett D, Leve LD. Adoptive parent hostility and children’s peer behavior problems: Examining the role of genetically informed child attributes on adoptive parent behavior. Developmental Psychology. 2014;50(5):1543–1552. doi: 10.1037/a0035470. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Eley TC, Stevenson J. Exploring the covariation between anxiety and depression symptoms: A genetic analysis of the effects of age and sex. Journal of Child Psychology and Psychiatry. 1999;40(8):1273–1282. [PubMed] [Google Scholar]
- Ezpeleta L, Osa NDL, Granero R, Penelo E, Domènech JM. Inventory of callous-unemotional traits in a community sample of preschoolers. Journal of Clinical Child & Adolescent Psychology. 2013;42(1):91–105. doi: 10.1080/15374416.2012.734221. [DOI] [PubMed] [Google Scholar]
- Fontaine NMG, McCrory EJP, Boivin M, Moffitt TE, Viding E. Predictors and outcomes of joint trajectories of callous-unemotional traits and conduct problems in childhood. Journal of Abnormal Psychology. 2011 Feb 21;120(3):730–742. doi: 10.1037/a0022620. [DOI] [PubMed] [Google Scholar]
- Fontaine NM, Rijsdijk FV, McCrory EJ, Viding E. Etiology of different developmental trajectories of callous-unemotional traits. Journal of the American Academy of Child & Adolescent Psychiatry. 2010;49(7):656–664. doi: 10.1016/j.jaac.2010.03.014. [DOI] [PubMed] [Google Scholar]
- Frick PJ, Ray JV, Thornton LC, Kahn RE. Annual research review: A developmental psychopathology approach to understanding callous-unemotional traits in children and adolescents with serious conduct problems. Journal of Child Psychology and Psychiatry. 2014;55(6):532–548. doi: 10.1111/jcpp.12152. [DOI] [PubMed] [Google Scholar]
- Frick PJ, Viding E. Antisocial behavior from a developmental psychopathology perspective. Development and psychopathology. 2009;21(04):1111–1131. doi: 10.1017/S0954579409990071. [DOI] [PubMed] [Google Scholar]
- Humayun S, Kahn RE, Frick PJ, Viding E. Callous-unemotional traits and anxiety in a community sample of 7-year-olds. Journal of Clinical Child & Adolescent Psychology. 2014;43(1):36–42. doi: 10.1080/15374416.2013.814539. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Hyde LW, Shaw DS, Gardner F, Cheong J, Dishion TJ, Wilson M. Dimensions of callousness in early childhood: Links to problem behavior and family intervention effectiveness. Development and Psychopathology. 2013;25(02):347–363. doi: 10.1017/S0954579412001101. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Kimonis ER, Frick PJ, Boris NW, Smyke AT, Cornell AH, Farrell JM, Zeanah CH. Callous-unemotional features, behavioral inhibition, and parenting: independent predictors of aggression in a high-risk preschool sample. Journal of Child and Family Studies. 2006;15(6):741–752. [Google Scholar]
- Krueger RF, South S, Johnson W, Iacono W. The heritability of personality is not always 50%: Gene-environment interactions and correlations between personality and parenting. Journal of Personality. 2008;76(6):1485–1522. doi: 10.1111/j.1467-6494.2008.00529.x. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Kochanska G, Gross JN, Lin MH, Nichols KE. Guilt in young children: Development, determinants, and relations with a broader system of standards. Child development. 2002;73(2):461–482. doi: 10.1111/1467-8624.00418. [DOI] [PubMed] [Google Scholar]
- Larsson H, Viding E, Plomin R. Callous-unemotional traits and antisocial behavior genetic, environmental, and early parenting characteristics. Criminal Justice and Behavior. 2008;35(2):197–211. [Google Scholar]
- Liang KY, Zeger SL. Longitudinal data analysis using generalized linear models. Biometrika. 1986;73(1):13–22. [Google Scholar]
- McGue M, Bouchard TJ., Jr. Adjustment of twin data for the effects of age and sex. Behavior Genetics. 1984;14(4):325–343. doi: 10.1007/BF01080045. [DOI] [PubMed] [Google Scholar]
- Muthén LK, Muthén BO. Mplus User’s Guide. Seventh Muthén & Muthén; Los Angeles, CA: 1998-2012. [Google Scholar]
- Neale MC, Boker SM, Xie G, Maes HH. Mx: Statistical modeling. 7th Virgina Commonwealth University; Richmond, VA: 2006. [Google Scholar]
- Neale MC, Cardon LR. Methodology for genetic studies of twins and families. Kluwer Academic Publishers; Dordrecht, the Netherlands: 1992. [Google Scholar]
- Olds DL, Robinson J, Song N, Little C, Hill P. Reducing risks for mental disorders during the first five years of life: A review of the literature. Substance Abuse and Mental Health Services Administration; Rockville, MD: 2005. [Google Scholar]
- Plomin R, DeFries JC, Knopik VS, Neiderhiser JM. Behavioral Genetics. 6th Worth Publishers; New York, NY: 2013. [Google Scholar]
- Price TS, Freeman B, Craig I, Petrill SA, Ebersole L, Plomin R. Infant zygosity can be assigned by parental report questionnaire data. Twin Research. 2000;3(03):129–133. doi: 10.1375/136905200320565391. [DOI] [PubMed] [Google Scholar]
- Ramey CT, Ramey SL. Early intervention and early experience. American Psychologist. 1998;53(2):109. doi: 10.1037//0003-066x.53.2.109. [DOI] [PubMed] [Google Scholar]
- Rhee SH, Waldman ID. Genetic and environmental influences on antisocial behavior: A meta-analysis of twin and adoption studies. Psychological Bulletin. 2002;128(3):490–529. [PubMed] [Google Scholar]
- Rice R, Harold GT, Thapar A. Assessing the effects of age, sex and shared environment on the genetic aetiology of depression in childhood and adolescence. Journal of Child Psychology and Psychiatry. 2002;43(8):1039–1051. doi: 10.1111/1469-7610.00231. [DOI] [PubMed] [Google Scholar]
- Saudino KJ. Sources of continuity and change in activity level in early childhood. Child Development. 2012;83(1):266–281. doi: 10.1111/j.1467-8624.2011.01680.x. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Saudino KJ, Carter AS, Purper-Ouakil D, Gorwood P. The etiology of behavioral problems and competencies in very young twins. Journal of abnormal psychology. 2008;117(1):48. doi: 10.1037/0021-843X.117.1.48. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Schmitz S, Cherny S, Fulker D, Mrazek D. Genetic and environmental influences on early childhood behavior. Behavior Genetics. 1994;24(1):25–34. doi: 10.1007/BF01067926. [DOI] [PubMed] [Google Scholar]
- Scourfield J, Rice F, Thapar A, Harold GT, Martin N, McGuffin P. Depressive symptoms in children and adolescents: change aetiological influences with development. Journal of Child Psychology and Psychiatry. 2003;44(7):968–976. doi: 10.1111/1469-7610.00181. [DOI] [PubMed] [Google Scholar]
- Somech LY, Elizur Y. Promoting self-regulation and cooperation in pre-kindergarten children with conduct problems: A randomized controlled trial. Journal of the American Academy of Child & Adolescent Psychiatry. 2012;51(4):412–422. doi: 10.1016/j.jaac.2012.01.019. [DOI] [PubMed] [Google Scholar]
- Thornton LC, Frick PJ, Crapanzano AM, Terranova AM. The incremental utility of callous-unemotional traits and conduct problems in predicting aggression and bullying in a community sample of boys and girls. Psychological assessment. 2013;25(2):366. doi: 10.1037/a0031153. [DOI] [PubMed] [Google Scholar]
- Viding E, Blair RJR, Moffitt TE, Plomin R. Evidence for substantial genetic risk for psychopathy in 7-years-olds. Journal of Child Psychology and Psychiatry. 2005;46(6):592–597. doi: 10.1111/j.1469-7610.2004.00393.x. [DOI] [PubMed] [Google Scholar]
- Viding E, Frick PJ, Plomin R. Aetiology of the relationship between callous–unemotional traits and conduct problems in childhood. The British Journal of Psychiatry. 2007;190(49):s33–s38. doi: 10.1192/bjp.190.5.s33. [DOI] [PubMed] [Google Scholar]
- Viding E, Simmonds E, Petrides KV, Frederickson N. The contribution of callous-unemotional traits and conduct problems to bullying in early adolescence. Journal of Child Psychology and Psychiatry. 2009;50(4):471–481. doi: 10.1111/j.1469-7610.2008.02012.x. [DOI] [PubMed] [Google Scholar]
- Viding E, McCrory EJ. Genetic and neurocognitive contributions to the development of psychopathy. Development and Psychopathology. 2012a;24(03):969–983. doi: 10.1017/S095457941200048X. [DOI] [PubMed] [Google Scholar]
- Viding E, McCrory EJ. Why should we care about measuring callous–unemotional traits in children? The British Journal of Psychiatry. 2012b;200(3):177–178. doi: 10.1192/bjp.bp.111.099770. [DOI] [PubMed] [Google Scholar]
- Waller R, Gardner F, Hyde LW, Shaw DS, Dishion TJ, Wilson MN. Do harsh and positive parenting predict parent reports of deceitful-callous behavior in early childhood? Journal of Child Psychology and Psychiatry. 2012;53(9):946–953. doi: 10.1111/j.1469-7610.2012.02550.x. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Waller R, Gardner F, Viding E, Shaw DS, Dishion TJ, Wilson MN, Hyde LW. Bidirectional associations between parental warmth, callous unemotional behavior, and behavior problems in high-risk preschoolers. Journal of abnormal child psychology. 2014;42(8):1275–1285. doi: 10.1007/s10802-014-9871-z. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Waller R, Gardner F, Shaw DS, Dishion TJ, Wilson MN, Hyde LW. Callous-Unemotional Behavior and Early-Childhood Onset of Behavior Problems: The Role of Parental Harshness and Warmth. Journal of Clinical Child & Adolescent Psychology. 2015;44(4):655–667. doi: 10.1080/15374416.2014.886252. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Waller R, Hyde LW, Grabell AS, Alves ML, Olson SL. Differential associations of early callous-unemotional, oppositional, and ADHD behaviors: multiple domains within early-starting conduct problems? Journal of Child Psychology and Psychiatry. 2015;56(6):657–666. doi: 10.1111/jcpp.12326. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Waller R, Shaw DS, Neiderhiser JM, Ganiban JM, Natsuaki MN, Reiss D, Trentacosta CJ, Leve LD, Hyde LW. Toward an Understanding of the Role of the Environment in the Development of Early Callous Behavior. Journal of Personality. 2015 doi: 10.1111/jopy.12221. doi:10.1111/jopy.12221. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Willoughby MT, Mills-Koonce WR, Gottfredson NC, Wagner NJ. Measuring callous unemotional behaviors in early childhood: factor structure and the prediction of stable aggression in middle childhood. Journal of psychopathology and behavioral assessment. 2014;36(1):30–42. doi: 10.1007/s10862-013-9379-9. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Willoughby MT, Waschbusch DA, Moore GA, Propper CB. Using the ASEBA to screen for callous unemotional traits in early childhood: factor structure, temporal stability, and utility. Journal of psychopathology and behavioral assessment. 2011;33(1):19–30. doi: 10.1007/s10862-010-9195-4. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Young SK, Fox NA, Zahn-Waxler C. The relations between temperament and empathy in 2-year-olds. Developmental psychology. 1999;35(5):1189. doi: 10.1037//0012-1649.35.5.1189. [DOI] [PubMed] [Google Scholar]
- Zigler E, Taussig C, Black K. Early childhood intervention: a promising preventative for juvenile delinquency. American psychologist. 1992;47(8):997. doi: 10.1037//0003-066x.47.8.997. [DOI] [PubMed] [Google Scholar]
Associated Data
This section collects any data citations, data availability statements, or supplementary materials included in this article.