Follow-up study of liver metastasis from breast cancer treated by proton beam therapy

Abstract

Liver metastasis from breast cancer (LMBC) is an incurable, fatal disease with a very poor prognosis. Although various local treatments have been applied, their clinical utility has not been established. The purpose of this study was to investigate the safety and effectiveness of proton beam therapy (PBT) for the treatment of patients with LMGC. A total of 8 female patients (aged 38–63 years) with LMBC who received PBT between 2002 and 2012 were retrospectively reviewed. Patients who had tumors confined to the liver were investigated, whereas patients with extrahepatic tumors were excluded. A total of 5 patients had solitary tumors and 3 had multiple tumors. The total irradiation dose was 66–72.6 Gray equivalent [Gy relative biological effectiveness (RBE)] and 2 patients received concurrent chemotherapy or hormone therapy. The overall and progression-free survival (OS and PFS) rates, local control (LC) rate and adverse effects were investigated. All the patients completed treatment without interruption and late adverse effects of grade >3 were not observed. The OS rate was 88/73/58%, the PFS rate was 50/25/0% and the LC rate was 86/86/86% at 1/3/5 years, respectively. Thus, PBT is a safe treatment and the OS and PFS rates are comparable to those with other local treatments. PBT may be considered as an effective local treatment option for the treatment of LMBC patients.

Introduction

Approximately 50% of breast cancer patients will develop distant metastasis (1,2), which is a major cause of cancer-related mortality among women (3). In most series, isolated liver metastases are found in 5–25% of the cases (1,2,4–6). As the majority of LMBC patients may have systemic disease, only a limited number of patients are candidates for local treatment.

Although systemic chemotherapy regimens with new molecular-targeted agents have been developed, LMBC is an incurable, fatal disease, with a median survival of 3–15 months (5,7,8) and the management of liver metastases remains challenging. Thus, the treatment of patients with LMBC is considered as palliative. To improve the treatment outcome, various local treatments, such as surgery and transcatheter arterial chemoembolization (TACE) have been applied, in combination with chemotherapy or performed alternatively. However, the clinical utility of local treatment has not been established in LMBC; by contrast, surgery is widely considered to be a useful treatment option in liver metastasis from colorectal cancer (9).

Proton beam therapy (PBT) is characterized by precisely delivering a high dose of radiation to the target, while significantly limiting the exposure of regions beyond the target. It is well known that PBT for primary liver cancer achieves excellent local control rates with few adverse effects (10–14). The preliminary outcome of 5 LMBC cases who received PBT during a maximum follow-up period of 8 years in 2012 was previously reported (15). The cases were further followed up and new patients with LMBC who were treated using PBT were included in order to investigate the safety and effectiveness of PBT for LMBC patients.

Patients and methods

Patients

A total of 8 patients with LMBC who received PBT at the University of Tsukuba (Tsukuba, Japan) between 2003 and 2013 were retrospectively investigated. All the patients were women and had a median age of 47 years (range, 38–63 years). The tumors were categorized as solitary or multiple tumors that could be included within a few irradiation fields. Patients with extrahepatic tumors were excluded.

The time interval from primary disease surgery to PBT was 3–14 years (median, 5 years) in 7 patients with metachronous metastasis and the surgery was performed after PBT in the remaining patient who had synchronous metastasis. Of the 8 patients, 5 had solitary tumors and 3 had multiple tumors. The tumor distribution was unilateral in all cases. The maximal diameter of the tumors was 1.2–7 cm (median, 4 cm). All the patients had received another form of treatment prior to PBT, such as chemotherapy and/or hormone therapy. Two patients received concurrent chemotherapy and hormone therapy. According to the Eastern Cooperative Oncology Group Performance Status (PS) scale, all the patients had a PS of 0–1 and a Child-Pugh score of 5 (class A). The follow-up period after PBT was 1.1–12.5 years (median, 3.8 years). The treatment strategy was discussed with surgeons on an individual basis, considering the patient's PS, tumor location and tumor size, and was approved in an in-hospital conference. The reason for selecting PBT was disease incurable by chemotherapy, surgery or radiofrequency ablation (RFA) in 7 cases and on the patient's request in 1 case. Written informed consent was obtained from all patients prior to PBT. The characteristics of the patients and tumors are summarized in Table I.

Table I.

Summary of patient characteristics.

Case	Age, years/gender	Number	Size, cm	Dose, Gy (RBE)/fr	Previous therapy	Concurrent therapy	Adjuvant therapy	Survival period, years
1	48/F	S	2	66/10	C, H	N	N	12.5a
2	39/F	S	7	66/10	C, H	N	N	8.9a
3	38/F	M	4	66/10	C	N	N	7.8a
4	63/F	S	2.5	66/10	C, H	N	N	4.4a
5	51/F	S	4	72.6/22	C	N	N	3.2a
6	46/F	M	1.2	72.6/22	C	N	N	2.2
7	51/F	S	4	72.6/22	R, H	H	H	1.8a
8	32/F	M	5.5	72.6/22	C, H	C	C	1.1

^aPatients who remained alive at the last follow-up (July 2015-January 2016). F, female; M, male; RBE, relative biological effectiveness; S, solitary; M, multiple; C, chemotherapy; H, hormone therapy; R, radiofrequent ablation; N, none.

PBT

Computed tomography (CT) images were captured at 5-mm intervals during the expiratory phase under a respiratory gating system (16). At the treatment planning stage, an aperture margin of 5–10 mm, a depth margin of 5–10 mm, and a 5-mm margin on the caudal axis were added to cover the entire clinical target volume to compensate for uncertainty resulting from respiration-induced hepatic movements. These margins included the field margins. A bolus was fabricated for the smearing process. Proton beams of 155–250 MeV, generated through a linear accelerator and synchrotron, were spread out and shaped with ridge filters, double-scattering sheets, multicollimators and custom-made boluses to ensure that the beams conformed to the treatment planning data. The patient's position was registered using an implanted fiducial marker and orthogonal fluoroscopy unit attached to the treatment unit. PBT was performed using a respiratory gating system (16).

The proton beam schedule was selected according to the tumor location and treatment strategy. Multiple tumors were included in the same irradiation field. The total irradiation dose was 66 Gray equivalent [Gy relative biological effectiveness (RBE)] in 22 fractions in 5 patients, and 72.6 Gy (RBE) in 22 fractions in 4 patients. The maximum cumulative dose was set for the spinal cord, stomach and duodenum to <50 Gy (RBE), and for the colon to <60 Gy (RBE). The RBE of the PBT was considered to be 1.1 (17).

Treatment after PBT

A total of 4 patients received adjuvant chemotherapy or hormone therapy following PBT. Moreover, a total of 5 patients received additional treatment to the new or recurrent tumors (PBT, X-ray radiotherapy, chemotherapy and/or hormone therapy).

Follow-up and evaluation criteria

During the treatment sessions, acute treatment-related toxicities were assessed weekly in all patients. After completion of PBT, the patients were evaluated by means of physical examinations, blood tests, and CT or MRI scans. Assessment of response was evaluated according to the Response Evaluation Criteria in Solid Tumors, version 1.1 (18). Local failure was defined as an increase in the maximal diameter of the treated target tumors of >20% and 5 mm. Adverse events were assessed after every procedure according to the Common Terminology Criteria for Adverse Effects (CTCAE), version 4.0 (19). Patients treated prior to 2010 were also retrospectively reviewed using the CTCAE 4.0.

To determine safety, the treatment completion rate, liver toxicity and late adverse effects were examined. To assess the treatment effect, the OS, PFS and LC rates were calculated using the Kaplan-Meier method.

Results

Treatment dose

All the patients completed treatment without interruptions. The biologically effective dose for the liver (α/β=3) was 11.3–31.1 Gy (RBE) [median, 18.5 Gy (RBE)], and the volume that received >30 Gy (RBE) (V₃₀) was 12–39% (median, 23%) of the liver. A late grade 2 adverse effect was observed in 1 patient (rib fracture 7 months after PBT).

Follow-up

A total of 5 patients remained alive at the final follow-up between July 2015 and March 2016, whereas 3 patients had succumbed to the disease. The follow-up period was 1.1–12.5 years (median, 3.8 years). The OS rate was 88/73/58% at 1/3/5 years, respectively. The PFS rate was 50/25/0% at 1/3/5 years, respectively (median, 0.8 years). The LC rate was 86/86/86% at 1/3/5 years, respectively (Fig. 1).

Figure 1.

(A) Overall survival (OS) and progression-free survival (PFS) rates for all patients. (B) Local control rate for all patients.

Fig. 2 shows a 39-years-old woman with LMBC. The patient had a 7-cm solitary tumor in the right lobe of the liver that had not been controlled by chemotherapy. PBT was administered at a dose of 66 Gy (RBE) in 10 fractions. Due to the superior physical characteristic of proton beams, the tumor was conformally irradiated with high doses, while the left lobe of the liver and digestive organs received extremely low doses. No radiation-induced liver damage or gastrointestinal disorders were observed. Additional chemotherapy and PBT were performed to the new lesions after the initial PBT and the patient remains alive 8.9 years after PBT (last follow-up, December, 2015).

Figure 2.

Dose distribution image (coronal plane) in a 39-year-old woman with liver metastasis from breast cancer. A sizeable (7 cm) tumor was identified in the right lobe and was treated with proton beam therapy at a dose of 66 Gy (relative biological effectiveness)/10 fractions. Isodose lines represent 95–10% from the center to the periphery.

Discussion

Reports on the local treatment of the patients with LMBC are extremely rare. With surgery, the OS rate is 49–75/41–61% at 3/5 years, respectively, with a median of 3.8–5.3 years (20–24). With TACE, the OS rate was 63–76/13–48% at 1/3 years, respectively (25–27) (Table II). Although severe adverse effects are rare, Caralt et al reported that 2/12 patients (17%) suffered from bile leakage postoperatively (28).

Table II.

Local treatment outcome of liver metastasis from breast cancer (review and present study).

First author	Patient population, n	Number (S/M)	Distribution (unilateral/bilateral)	Size, cm (cut-off value, patient no.)	Treatment	1/3/5-year OS rate, % (median, years)	1/3/5-year PFS rate, % (median, years)	(Refs.)
Hoffmann	29				SU	−/75/59		(21)
Adam	85	32/53	52/33	<5/≥5, 71/14	SU	−/−/41 (3.8)	−/−/17	(20)
Vlastos	31	20/11		<2/≥2, 11/20	SU	−/−/61 (5.3)	−/−/31	(22)
Abbott	86	53/33		<5/≥5, 73/13	SU	(4.8)	(1.2)	(23)
Pocard	52	36/16	28/24	<3/≥3, 9/12	SU	86/49/−		(24)
Li	29				TACE	63/13/−		(27)
Vogl	159				TACE	64/36/−		(26)
Duan	44				TACE+C	76/48/− (2.6)		(25)
Present study	8	5/3	8/0	<5/≥5, 5/2	PBT	88/73/58	50/25/0 (0.8)

S, solitary; M, multiple; OS, overall survival; PFS, progressionfree survival; SU, surgery; C, chemotherapy; TACE, transcatheter arterial chemoembolization; PBT, proton beam therapy.

The OS rate in our study was 88/73/58% at 1/3/5 years, respectively, using PBT. Compared with the previous studies on local treatment, the number and size of the tumors did not differ significantly. However, our data on OS are consistent with that of the surgery, which is associated with the highest OS rate among optional treatments. As treatment of patients with LMBC is not satisfactory and the survival period with chemotherapy is 3–15 months, PBT may be a useful treatment option if the metastasis is confined to the liver. Moreover, although 1 patient suffered a late grade 2 adverse effect (rib fracture), there were no reported adverse event-related deaths, and no patients required hospitalization. Thus, PBT appears to be a safe treatment for LMBC patients.

The advantages of PBT for LMBC are considered to be as follows: i) Few adverse effects, ii) high local control rate, iii) treatment repeatability and iv) applicable to large tumors. First, tolerable doses to the liver have been well-documented. Austin-Seymour et al reported the tolerance dose as 30–35 Gy to one-third of the liver volume (29), and Emami et al reported a 5% risk of liver dysfunction 5 years after radiotherapy with 30 Gy (30). The V₃₀ was 15–39% in our patients. It is well established that PBT for the treatment of primary liver cancers has the distinct advantage of causing relatively little damage to the healthy liver tissue (10,12,31,32). The complications of hepatitis or liver cirrhosis are clearly less frequent in breast cancer patients compared with primary liver cancer patients. No patients exhibited a Child-Pugh score elevation of >2 during the follow-up in the present study. Based on safety data of previous studies on primary liver cancers, we consider the extent of liver toxicity to be very limited during treatment of LMBC (10,12,31,32). Second, it was previously reported that the LC rate is 98/87/81% at 1/3/5 years, respectively, with PBT for primary liver cancers (11). It appears that the LC rate of LMBC is equal to that of primary liver cancers, possibly due to the fact that breast cancer is as radiosensitive as primary liver cancer. We consider that PBT may be applied as local treatment based on its high local control rate, particularly when other treatments have not proven to be useful. Third, breast cancer may cause additional metastatic tumors, some of which may appear in the liver. It is highly possible that additional local treatment is required for the new metastatic tumors in breast cancer patients. In the present study, 1 patient received additional PBT when new liver metastases appeared. Repeated PBT is occasionally applied for primary liver cancers and its safety has been proven (33). The most important factor for repeat PBT is liver function. Surgery is one of the standard options in local treatment. However, repeat surgery is not only difficult due to adhesions or complications, but is also associated with unacceptable risk in several patients. Considering the efficacy of repeated treatment for primary liver cancers and the lower frequency of complicated liver disease mentioned above, PBT is a safe and effective option for repeated treatment. Fourth, RFA, which is also one of the viable local treatment options in the view of its safety and repeatability, is limited to tumors sized <5 cm. PBT may be applied to treat significantly larger tumors without severe adverse effects. In the present study, 2 patients had tumors sized >5 cm. The patient with the largest tumor (7 cm) has received additional chemotherapy and radiotherapy and remains alive 8.8 years after treatment (last follow-up, December, 2015).

For patients with LMBC, chemotherapy is the first choice of treatment; however, the treatment outcome is not satisfactory. If the metastatic tumors are confined to the liver, several optional treatments have been attempted, some of which may achieve higher OS rates compared with conventional chemotherapy, although there are currently no available evidence-rich data. Our study was retrospective, and the number of patients was limited. However, to the best of our knowledge, only one case report of LMBC using PBT has been published to date (15), and ours is the first study to investigate survival rate from several patients. The OS rate was definitely not inferior to that of other local treatments, (10–14,31,34). We consider that PBT was sufficiently effective to be considered as a viable local treatment option. Further investigation, with a larger patient sample is expected to provide more detailed information on the treatment of LMBC patients using PBT.