Abstract
As the production of carbon nanotubes (CNTs) expands, so might the potential for release into the environment. The possibility of bioaccumulation and toxicological effects has prompted research on their fate and potential ecological effects. For many organic chemicals, bioaccumulation properties are associated with lipid-water partitioning properties. However, predictions based on phase partitioning provide a poor fit for nanomaterials. In the absence of data on the bioaccumulation and other properties of CNTs, the Office of Pollution Prevention and Toxics (OPPT) within the US Environmental Protection Agency (EPA) subjects new pre-manufacture submissions for all nanomaterials to a higher-level review. We review the literature on CNT bioaccumulation by plants, invertebrates and non-mammalian vertebrates, summarizing 40 studies to improve the assessment of the potential for bioaccumulation. Because the properties and environmental fate of CNTs may be affected by type (single versus multiwall), functionalization, and dosing technique, the bioaccumulation studies were reviewed with respect to these factors. Absorption into tissues and elimination behaviors across species were also investigated. All of the invertebrate and non-mammalian vertebrate studies showed little to no absorption of the material from the gut tract to other tissues. These findings combined with the lack of biomagnification in the CNT trophic transfer studies conducted to date suggest that the overall risk of trophic transfer is low. Based on the available data, in particular the low levels of absorption of CNTs across epithelial surfaces, CNTs generally appear to form a class that should be designated as a low concern for bioaccumulation.
Introduction
Carbon nanotubes (CNTs) and other carbon-based nanomaterials are major building blocks of nanotechnology 3. CNTs have been incorporated into diverse products, ranging from lightweight data cables, rechargeable batteries, automotive parts, and sporting goods to boat hulls and water filters 4. They currently have the highest production volumes among carbonaceous engineered nanomaterials (ENMs) worldwide 7. As production and use of CNTs grow, so does the potential for their release to the environment and for the exposure of ecological receptors 8, 9. The prospect of nanomaterial release into the environment and possible bioaccumulation and toxicological effects has prompted research on the fate, transport and effects of these materials on biota. However, the novel or enhanced properties associated with materials that have nanoscale dimensions between 1 nm and 100 nm in at least one dimension, 12, also creates unique challenges in assessing their likely impact on human health and the environment.
A key component for risk assessment of traditional chemicals includes an evaluation of their persistence, potential for bioaccumulation and potential to cause toxic effects. As governments began articulating concerns about these three properties of chemicals, regulators began placing persistence, bioaccumulation and toxicity (PBT) characteristics into a common regulatory scheme in the identification of chemical hazards e.g., Japan’s Chemical Substances Control Law, 13. Chemicals designated as PBT are priority substances for regulators and environmental managers and may be subject to controls (e.g., limitations on release and toxicity testing).
Bioaccumulation, the second pillar in the PBT framework, occurs when the chemical concentration in an organism exceeds that in its environmental matrix 1, 14. The propensity for a chemical to accumulate in tissues could increase the probability of transfer up the food chain from prey to predators, thus creating increasingly larger exposures for upper-level predators, including human beings 15. The potential for bioaccumulation, the B in PBT, represents an assessment of the accumulation of a chemical from the environment to an organism’s tissues 1. If a chemical has a low persistence in the environment, this would usually end concern regarding its PBT properties. However, given the persistence of CNTs in the environment as will be discussed later, this raises the importance of determining their potential for bioaccumulation within the PBT framework.
This review will focus on non-mammalian organisms and ignores inhalation exposures for terrestrial organisms. Inhalation exposures and the buildup of a chemical in the lungs are important for determining potential toxic effects but accumulation of a chemical in the lungs alone is not an indication of high bioaccumulation potential. Furthermore, biomagnification is an important indicator of bioaccumulation potential and inhalation exposures are not typically connected to the ability of a chemical to biomagnify in a food web. The potential for bioaccumulation (or bioconcentration, see Box 1 for definitions) for many organic chemicals is correlated with phase-distribution properties 16. Chemicals will redistribute (equilibrate) into the most energetically favorable phase; for hydrophobic organic chemicals this is typically partitioning into another organic phase such as lipid, proteins, or polysaccharides 17. In contrast, compounds that are hydrophilic tend to have a low potential to bioaccumulate or bioconcentrate and do not readily partition into an organism’s tissues 18.
Box 1. Definitions.
Bioaccumulation
Bioaccumulation is the process by which a chemical substance is absorbed by an organism from all routes of exposures as occurs in the natural environment (i.e., dietary and ambient environment sources) and achieves a level that exceeds those in the exposed sources. Bioaccumulation is distinct from bioconcentration because chemical exposure is in the diet and therefore potential biomagnification is included 1, 2.
Bioaccumulation Factor
Ratio of the steady state chemical concentrations in an aquatic water-respiring organism (CB, g chemical/kg ww) and the water (CW, g chemical/L) determined from field data in which sampled organisms are exposed to a chemical in the water and in their diet. Thus BAF = CB /CW 1
Bioconcentration
The process by which a chemical substance is absorbed by an organism from the ambient environment only through its respiratory and dermal surfaces, i.e., exposure in the diet is not included (Arnot and Gobas, 2006).
Bioconcentration Factor (BCF
The ratio of the steady state chemical concentrations in an aquatic water-respiring organism (CB, g chemical/kg ww) and the water (CW, g chemical/L) determined in a controlled laboratory experiment in which the test organisms are exposed to a chemical in the water (but not in the diet). Thus BCF = CB /CW 1.
Biomagnification
Bioaccumulation of a chemical through an ecological food chain by transfer of residues from the diet into body tissues. The tissue concentration increases at each trophic level in the food web when there is efficient uptake and slow elimination 5, 6.
Biomagnification factor (BMF)
The ratio of the steady state chemical concentrations in a water- or air-respiring organism (CB, g chemical/kg ww) and in the diet of the organism (CD, g chemical/kg ww). BMF is determined either in a controlled laboratory experiment in which the test organisms are exposed to chemical in the diet (but not the water or air) or from field data in which sampled organisms are exposed to chemical in air, water, and diet 1.
Biodistribution
Uptake
that part of the bioaccumulation/bioconcentration process(es) involving the movement of a chemical from the external environment into an organism, either through direct exposure to a contaminated medium and/or by consumption of food containing the chemical 9, 11.
In the 1970s, the concept of bioconcentration as a phenomenon of equilibrium partitioning 19 led to modeling efforts that linked bioconcentration measurements of a chemical to measurements of its partitioning behaviors (the ratio of contaminant concentrations in two phases at equilibrium). In particular, the octanol-water partitioning coefficient (Kow) has been used to categorize and predict the bioconcentration factor of organic chemicals as it frequently reflects a chemical’s affinity to partition to lipids within an organism20, 21. In general, the hierarchy of evidence for the potential for bioaccumulation or bioconcentration begins with a field measured trophic magnification factor (TMF), followed by field, then laboratory-based biomagnification factors (BMFs), bioaccumulation factors (BAFs), and then laboratory-measured bioconcentration factors (BCF). The lowest tier is a measured or estimated octanol-water partition coefficient (Kow). Bioconcentration measurements for dissolved chemicals may have included the total organism mass including the contents of the gut, and for highly bioaccumulated chemicals, distribution into systemic circulation and accumulation in specific tissues were assumed. Nanomaterials that do not penetrate the epithelial surfaces, such as the gut tract, require removal of the gut or inclusion of a depuration period to distinguish between nanomaterials that have been ingested or uptaken and those that have been absorbed across epithelial tissues and entered into systemic circulation in the organisms; in the nanomaterial bioaccumulation literature, it is common to use the term uptake to refer to nanomaterials that have entered the organism and remain in the gut tract while this term is more typically used for other chemicals to reflect those that have passed through epithelial surfaces and into systemic distribution in the organism. Even if a bioaccumulation study only exposes the organism to nanomaterials suspended in water (i.e. BCF type study), filter feeders like Daphnia may show accumulation of the material in their intestines because they ingest them. Typical lipid normalization approaches may also not be appropriate as a given nanomaterial will not necessarily associate with lipids.
The earliest use of the PBT concept was by Japan and other jurisdictions then adopted this usage 22, 23. In the US, the association of persistence, bioaccumulation and toxicity was set out in the Resources Conservation and Recovery Act (RCRA) of 1976 (42 U.S.C. §6921). By the late 1980s, the OPPT had established working categories for chemicals, including one for PBT compounds 24. In the 1990s, under the RCRA’s Waste Minimization Action Plan, EPA developed a scoring system for human and ecological risk potential based on PBT characteristics 25. That system placed substances in different categories corresponding to a low, medium and high value for each assessment factor (P, B, and T) giving the substances a ranking from 1 to 3 (where 3 indicates high concern). As mentioned in the previous paragraph, a good correlation between Kow and BCF has been found for many nonionic organic molecules 26. Models based on this relationship have been built into EPA’s Estimation Program Interface (EPI) Suite™ software, a widely used tool for predicting physico-chemical properties and environmental fate of chemicals in the absence of measured data. Such models provide the basis for many of the initial assessments by the New Chemical Review Program (NCRP) within OPPT of the potential for bioaccumulation or bioconcentration for chemicals where test data are not available.
OPPT later refined its approach to include a formal consideration of PBT under the Toxic Release Inventory (TRI) program established under the Emergency Planning and Community Right-to-Know Act (EPCRA, 42 U.S.C. §11001 et seq. (1986). This approach was adopted by OPPT as part of its management of new chemicals under the Toxic Substances Control Act 24. The 1999 Federal notice also outlined a tiered test strategy OPPT believed necessary for a PBT chemical evaluation. This information is provided here to provide context for the process that would typically be used for chemical submissions. The PBT policy takes into account factors such as magnitude of releases, results of physicochemical and potential ecotoxicological testing, and structure-activity relationship (SAR) prediction 24. Evaluation factors for the potential for bioaccumulation or bioconcentration include experimental determination of Log Kow (tier 1) and experimental determination of a fish BCF for tier 2. The European Union (EU) regulates chemicals under REACH (Registration, Evaluation, Authorisation and Restriction of Chemicals) and employs similar evaluation methods for standard industrial chemicals.
While the use of partitioning models to estimate the potential for bioaccumulation or bioconcentration has been available for traditional organic chemicals for decades, this framework is not considered valid for determining how CNTs or other nanomaterials would behave in food webs given the substantial differences in the partitioning behaviors between nanomaterials and organic chemicals. Unlike dissolved organic chemicals, nanomaterial dispersions are colloidal suspensions, requiring energy input to become suspended throughout another phase 27.Therefore, ratios of nanoparticle concentrations in two phases violate the fundamental description of an equilibrium partitioning coefficient. Despite their use in the regulatory framework for organic chemicals, current test guidelines for estimating bioaccumulation (e.g., BCF) using partitioning coefficients are not appropriate to measure the bioconcentration of chemicals that do not reach equilibrium among phases such as nanomaterials (e.g., the organism tissue and water, see Handy et al. 28, 29).
Nanomaterials also behave differently than traditional low solubility organic chemicals that are challenging to test in traditional assays for measuring the potential for bioaccumulation. Exposing a test organism to a steady dose of a low solubility organic chemicals can be difficult due to challenges in solubilizing the chemical in media and measuring the concentration of the test substance during the study. However, for the most part, these low solubility organic molecules are still expected to partition to lipids. In contrast, it is not clear that nanomaterials, such as CNTs, will partition to lipids or that equilibrium behavior will be responsible for determining their fate in an organism. This arises from the instability of CNTs in water and the slow and not well understood mechanism for CNTs passing through epithelial surfaces which often leads to concentrations in the organism tissues outside of the gut tract being below the instrument detection limits.
There is evidence that CNTs will persist in the environment. Hydrolysis is not expected to be a significant environmental degradation pathway for CNTs 30. Photodegradation of CNTs has been shown to transform CNTs by changing their surface chemistry 31 or causing a loss of fluorescence when hydrogen peroxide was also present 32, 33, but complete degradation has not been confirmed. Neither pure fungal cultures of white rot fungi, Trametes versicolor, nor environmental microbial communities degraded radioactively-labeled SWCNTs after a six-month incubation period 34.
Studies testing the enzymatic and microbial degradation of radioactively-labeled multiwall carbon nanotubes (MWCNTs) also showed minimal degradation except when a specific microbial grouping was used 35, 36. The results with radioactively-labeled CNTs contrast with enzymatic studies on non-radioactive CNTs which showed quicker degradation 37. However, the experimental conditions in the enzymatic studies did not reflect environmentally relevant concentrations of these enzymes and the CNTs in the study were pre-treated with acid to introduce additional defect sites that should increase the ability of the CNTs to degrade. Thus, these results may not be directly applicable to determining environmental persistence values. Overall, the reported data suggests a half-life of CNTs in environmental systems (soil, sediment, water) greater than 6 months 9, 38. The current persistence scale (P1, P2 and P3) in OPPT is generally based on these guideposts: environmental half-lives lower than 2 months (P1), between 2 and 6 months (P2) and greater than 6 months (P3). Therefore, CNTs would be considered P3 (i.e., high potential for environmental persistence).
Field measurements of CNTs, which have only recently entered commerce, are not yet available. A modeled average CNT surface water concentration in Europe was estimated to be 0.0035 ng/L 39, a concentration below the detection limit of all currently available analytical methods 40. However, greater concentrations could be present in the environment at release locations. OPPT does not generally permit environmental releases of CNTs. As a result of these factors, there are no direct measurements of the bioaccumulation behavior of CNTs in the environment to evaluate.
To assess the potential of CNTs to bioaccumulate or bioconcentrate, we summarize the literature on CNT bioaccumulation and bioconcentration by invertebrates and non-mammalian vertebrates, and discuss how these measurements were made as well as their implications for assessing the placement of CNTs in the bioaccumulation component of a PBT framework. Because the physicochemical behavior of CNTs may be affected by type (single versus multiwall), surface modifications (functionalizations), and exposure conditions, the bioaccumulation studies were reviewed with respect to these factors. In addition, we investigated the extent of CNT absorption across epithelial tissues and retention of CNTs among species. Other key topics such as general findings on the potential toxicity of CNTs to ecological receptors and humans 41–43 or the potential for carbon nanotubes to modify the bioaccumulation of co-contaminants 44–47 were not systematically reviewed in this study.
Method
We identified recent publications (2005 to 2016) that reviewed single, double-walled and multiwall carbon nanotube bioaccumulation and ecotoxicity as the starting point for our summary 8, 9, 48, 49. We reviewed the bioaccumulation behaviors reported in these studies and extracted information on factors that might affect bioaccumulation (detection method, functionalization, exposure concentration, test taxa). We searched the Web of Science to update the article list from the reviews using a range of search terms including, for example, “nanotube” AND “bioaccumulation,” to identify manuscripts published up to August 2016.
General findings
CNTs have been detected and quantified in environmental matrices and organisms using a broad range of analytical techniques, including fluorescence spectroscopy, Raman spectroscopy, electron microscopy, elemental analysis of the metallic impurities in the CNTs, thermal methods, and radiolabeling 9, 40, 50, 51. Qualitative measurements (e.g., electron microscopy) do not determine the mass or concentration of CNTs but instead only determine their presence or absence, and thus the preferred methods for measuring biodistribution of CNTs are quantitative ones that determines the mass of CNT in organs. While there have been few quantitative CNT biodistribution measurements in organism tissues, numerous qualitative measurements have revealed no absorption of CNTs across the gut tract wall after uptake from the environment in either lower vertebrates or invertebrates 8, 48, 52–55. In addition, quantitative measurements of total CNT body burden in organisms have consistently revealed limited bioaccumulation or bioconcentration 8, 56. In general, uptake (from the environment) is rapidly followed by elimination of CNTs since the presence of food dramatically increases the egestion of significant proportions of ingested CNTs, particularly for aquatic invertebrates 53. In a study investigating bioaccumulation in benthic marine organisms, near-infrared spectroscopy was used quantify body burdens of marine taxa (amphipods and mysids) after exposure to SWCNT in sediment and/or food matrices but found no bioaccumulation (measured BAF < 1) 52. Another study observed no appreciable bioaccumulation in any biotic compartments in a wetland mesocosm spiked with SWCNTs in the water column 57. A summary of studies of CNT bioaccumulation or bioconcentration is provided in Table 1.
Table 1.
Summary of qualitative and quantitative carbon nanotube bioaccumulation results for single-walled carbon nanotubes (SWCNT), double-walled (DWCNT), and multiwall carbon nanotubes (MWCNT) and surface functionalized CNTs.
| Type | Length | Diameter | Functionalization | Detection method |
Exposure | Conc. | Duration | Taxon | Species | Factora | Results | Reference |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| DWCNT | NDb | 0.7 nm to 2.2 nm | Acid-purified | Ramen spectroscopy; scanning electron microscopy (SEM) | Aqueous medium (distilled tap water with nutritive salts). | 10 mg/L to 500 mg/L | 12 days | Amphibian | Xenopus laevis | Masses of CNT accumulated on gills and gut tract of the tadpoles. | 101 | |
| DWCNT | ND | 1.2 nm to 3.2 nm | Acid-purified | Field Emission Gun SEM/ High resolution Transmission Electron Microscopy (TEM) | Aqueous medium (distilled tap water with nutritive salts). | 1 mg/L to 1000 mg/L | 12 days | Amphibian | Ambystoma mexicanum | Ingested CNTs accumulated in the gut even at lowest exposures tested. | ||
| MWCNT | < 1 μm | 5 nm to 20 nm | None | Carbon-14 labeling, TEM | Aqueous medium | 1 mg/L | 24 h to 72 h | Algae | Desmodesmus subspicatus | 5000 (BCF) | Most material agglomerated around cells, but single CNTs were detected in the cytoplasm. Large amounts of CNTs detached from the cells after moving them to water without CNTs. | 59 |
| MWCNT | 5 μm to 15 μm | 10–20 nm | None or Acid-purified | TEM | Sand substrate in aqueous medium | 103 mg/L | 14 days | Amphipod | Hyalella azteca | Qualitative determination of the presence of CNTs in the gut as well as on the outer surface of the test organisms, although no evidence of penetration of CNTs through cell membranes. No significant removal on depuration. | 102 | |
| MWCNT | 2 μm | 20 nm to 70 nm | None | TEM | Substrate of gauze layers moistened with MWCNT solution | 0 mg/L to (1 x 103) mg/L | 10 days | Angiosperm | Onobrychis arenaria | Qualitative demonstration in plant seedlings of the translocation of MWCNTs from the roots via stems to leaves. | 103 | |
| MWCNT | 0.5 μm | 36.5 nm ± 12.7 nm | Acid-purified, 14C-labeled | SEM; AMS (accelerator mass spectrometry); LSC | In growth medium | 0.01 mg/L, 1 mg/L | Bacteria | Pseudomonas aeruginosa | MWCNTs identified in endosperm. | 90 | ||
| MWCNT | 5 μm to 15 μm | 10 nm to 20 nm | None/Acid-purified | TEM | 103 mg/L | 14 days | Dipterid | Chironomus dilutus | Qualitative determination of the presence of CNTs in the gut as well as on the outer surface of the test organisms, although no evidence of penetration of CNTs through cell membranes. No significant removal on depuration. | 102 | ||
| MWCNT | ND | ND | None | Field Emission Scanning Electron microscopy | Added to larval food gel | 100 mg/kg 103 mg/kg |
4 days | Dipterid | Drosophila melanogaster | Nanomaterials observed as dark concentrations in tissues of hatched adults. Nanomaterials consumed by the larvae were assimilated into the developing fly and sequestered into the tissue | 104 | |
| MWCNT | 0.2 μm to 1 μm | ND | None | Carbon-14 labeling | Aqueous medium with/without organic matter | 1 mg/L | 7 days | Fish | Danio rerio | 16 (wet) and 73 (dry) (BCF) | MWCNTs mainly accumulated in the gut, but large relative amounts of radioactivity were also detected in gills, skin, and muscle samples of briefly exposed fish (3 h). MWCNTs were largely eliminated via the digestive tract. In the presence of DOC, 10-fold decrease in uptake after 48 h. No distribution to the liver, the gonads, and the brain was observed. Low amounts of radioactivity were detected in the blood of fish exposed for more than 1 week. | 60 |
| MWCNT | 0.5 μm to 2 μm | 10 nm to 20 nm | None | Raman microscopy | Suspended in Pluronic F-108 | 50–200 mg/L | 5 days post fertilization | Fish (embryo) | Danio rerio | Accumulation in embryos were exposure concentration-dependent. | 42 | |
| MWCNT | 0.5 μm to 2 μm | 10 nm to 20 nm | Carboxylated | Raman microscopy | Suspended in Pluronic F-108 | 50–200 mg/L | 5 days post fertilization | Fish (embryo) | Danio rerio | Accumulation in embryos were exposure concentration-dependent. | 42 | |
| MWCNT | 0.05 to 2.0 μm | 20 nm to 30 nm | Amine and carboxylate functionalization | TEM | Hydroponically | 10mg/L to 50 mg/L | 18 days | Legume (soy bean) and monocot (corn) | Glycine max and Zee mays | MWCNTs accumulated in the xylem and phloem cells and within intracellular sites. | 105 | |
| MWCNT | 0.05 μm to 2.0 μm | 20 nm to 30 nm | Carboxylate-functionalized | TEM | Hydroponic solution | 10 mg/L to 50 mg/L | 18 days | Legume (Soy bean) and monocot (corn) | Glycine max and Z. mays | MWCNT accumulated in xylem and phloem and intracellular sites. Stems had lower levels of MWCNTs. Functionalization did not affect uptake and translocation. | 105 | |
| MWCNT | 15nm to 40 nm | HCL-purified and carboxylated | TEM; Raman spectroscopy | In growth medium | 100 mg/L | 11 days | Legume (soy bean), | G. max. | Aggregates of MWCNTs detected inside the endosperm of exposed seeds. | 106 | ||
| MWCNT | 15nm to 40 nm | HCL-purified and carboxylated | TEM; Raman spectroscopy | Deposited through air spray on seed | 25–100 mg/L | 24 h | Monocot (corn and barley) Legume (soy bean), barley |
Z. mays, Hordeum vulgare and G. max. | Varied-size clusters of MWCNTs detected inside the endosperm of exposed seeds. | 106 | ||
| MWCNT | 0.5 μm to 2 μm | 40 nm to 70 nm | Raman spectroscopy | In germination medium | 2.5mg/L to 800 mg/L | 14 days | Monocot (rice) | Oryza sativa | The uptake of MWNTs at concentrations of 20 mg/L to800 mg/L was found to be insignificant, with some aggregates appearing in the vascular system and almost none in the plant tissue. | 107 | ||
| MWCNT | 2.65 μm ±1.55 μm | 10 nm to 150 nm | MWCNT stabilized in gum Arabic and humic acids | Radioimaging, TEM, Raman spectroscopy | in hydroponic media | 50 mg/L | 7 days | Monocot (wheat) and rosid (rapeseed) | Triticum aestivum; Brassica napus | Transfer Factorc 4.739 × 10−6 ± 1.126 × 10−6 for wheat; 4.739 × 10−6 ± 1.126 × 10−6 dispersed in gum Arabic (GA). In humic acid (HA), 1.113 × 10−6 ± 0.066 × 10−6. For rapeseed-1.699 × 10−6 ± 0.694 × 10−6 in GA and 0.830 × 10−6 ± 0.276 × 10−6 | Radioimaging qualitatively demonstrated uptake of MWCNT by plant roots and translocated to leaves. | 108 |
| MWCNT | 386 nm to 407 nm | 30 nm to 70 nm | HCL purified or acid oxidized MWCNT | Carbon-14 labeling | Sediment | 0.037 mg/g | 14 days | Oligochaete | Lumbriculus variegatus | BAF for acid-purified CNT in peat-amended sediment =0.39 (±0.08) and non-amended sediment= 0.67 (±0.026) | Oxidizing the MWCNT had no effect on BAF. | 75 |
| MWCNT | 386 nm to 407 nm4 | 30 nm to 70 nm | HCl purified | Carbon-14 labeling | Sediment | (3.7 x102) mg/kg | 28 days | Oligochaete | Lumbriculus variegatus | 0.40 ± 0.1 (BAF) | Bioaccumulation factors and order of magnitude lower than PAHs. Almost complete depuration after 3 days in CNT-free sediment or water. | 55 |
| MWCNT | 386 nm to 407 nmd | 30 nm to 70 nm | HCl purified | Carbon-14 labeling | Soil | 30 mg/kg and (3 x102) mg/kg | 14 days | Oligochaete | Eisenia foetida. | 0.023± 0.01, 0.014± 0.003, 0.016 ± 0.001 (BAF) | MWCNTs into the tissues of E. foetida is minimal in comparison to that of a representative PAH counterpart, pyrene. | 54 |
| MWCNT | 407 nm | 30 nm to 70 nm | Polyethyleneimine (PEI) coating w/ negative, positive, or neutral surface charges | Carbon-14 labeling | Sediment | (5x 102) mg/kg | 28 days | Oligochaete | Eisenia fetida | 0.03 (BAF) | No substantial absorption of carbon nanotubes having PEI surface modifications. The PEI-grafted MWCNTs had higher BAF values compared to the nonmodified MWCNTs, but standard deviations were consistently large, hindering definitive conclusions about relative uptake rates. | 56 |
| MWCNT | 10 μm 20 μm |
30 nm to 50 nm | None | Microwave method | Soil | (3 x 103) mg/kg | 14 days | Oligochaete | Eisenia fetida | 0.015± 0.004 (BAF) | Low potential to bioaccumulate; minimal uptake and ready elimination on depuration. | 70 |
| MWCNT | 5 μm to 15 μm | 10 nm to 20 nm | None/Acid-purified | TEM | Water exposure but sand was provided as a substrate | (1x 103) mg/L | 14 days | Oligochaete | Lumbriculus variegatus | Qualitative determination of the presence of CNTs in the gut as well as on the outer surface of the test organisms, although no evidence of penetration of CNTs through cell membranes. | 102 | |
| MWCNT | 10 μm to 30 μm | 10 nm to 30 nm | Hydroxylated and carboxylated MWCNTs | TEM | 48 h waterborne exposure to 32 mg/L to 120.2 mg CNT/L in water with or without algae as food | 32 mg/L to 120.2 mg/L | 48 h | Planktonic crustacea | Ceriodaphnia dubia | Qualitative demonstration of MWCNT retention in gut at all concentrations. | 98 | |
| MWCNT | 407 nm | 30 nm to 70 nm | Acid-oxidized | Carbon-14 labeling | waterborne exposure | 0.04 mg/L, 0.1 mg/L and 0.4 mg/L | 48 h | Planktonic crustacea | Daphnia magna | 360000 ± 40000, 440000 ± 190000, and 350000 ± 80000 (BCF) | Minimal depuration w/o feeding, however the fraction released rises 50 % to 85 % depurated with feeding. | 53 |
| MWCNT | 407 nm | 30 nm to 70 nm | Polyethyleneimine (PEI) coating w/ negative, positive, or neutral surface charges | Carbon-14 labeling | in artificial freshwater | 0.025 mg/L, 0.25 mg/L | 48 h | Planktonic crustacea | Daphnia magna | 6000 to 46000 (BCF) | Surface coating did not substantially affect accumulation or elimination rate | 61 |
| MWCNT | ND | 10 nm to 70 nm | Ozone - treated | TEM, XRD | Aqueous medium | 10 mg/L | 24 h | Planktonic crustacea | Ceriodaphnia dubia | Nanoparticle accumulation in brood chamber and digestive tract. CNTs Largely eliminated during depuration. | 109 | |
| MWCNT | ND | ND | Bisphosphonic acid | TEM, Raman spectroscopy | Filtered pond water medium | 0.1 mg/L to 200 mg/L | 5 days | Protozoa | Stylonychia mytilus | MWCNTs exclusively localized to the mitochondria of the cells. | 110 | |
| MWCNT | 0.5 μm | 36.5 nm ± 12.7 nm | Acid-purified, 14C-labeled | SEM; AMS LSC | In growth medium | 0.3 mg/L, 1 mg/L | 22 h | Protozoa | Tetrahymena thermophila | 2900 ± 800 L/kg (at 0.3mg/L MWCNT
exposure) 1200 ± 800 L/kg (at 1 mg/L, BCF) |
BCF estimates were highest after 2 h (35,000 ± 16000). MWCNT accumulated in the protozoan did not biomagnify, based on estimated BMFs (<1). | 90 |
| MWCNT | 0.5 μm | 36.5 nm ± 12.7 nm | Acid-purified, 14C-labeled | SEM; AMS | Bacteria exposed to 0.01 mg/L MWCNTs | 0.004 mg/L to protozoans | 22 h | Protozoa | Tetrahymena thermophila | 790 ± 200 (BCF) | BCF estimates were highest after 16 h (2200 ± 900). MWCNT accumulated in the protozoan did not biomagnify, based on estimated BMFs (<1). | 90 |
| MWCNT | 0.5 μm | 36.5 nm ± 12.7 nm | Acid-purified, 14C-labeled | SEM, LSC | Bacteria exposed to 1 mg/L MWCNTs | 0.3 mg/L to protozoans | 22 h | Protozoa | Tetrahymena thermophila | 790 ± 300 (BCF) | BCF estimates were highest after 16 h (5700 ± 3000). MWCNT accumulated in the protozoan did not biomagnify, based on estimated BMFs (<1). | 90 |
| MWCNT | NS | 10 nm | Acid-purified, carboxylated | TEM and Raman spectroscopy | In aqueous solutions | 1, 10 mg/L | 16 days | Rosid (mustard) | Brassica juncea | MWCNTs permeated into roots of intact plants. | 111 | |
| MWCNT | 0.1 μm to 0.5 μm | 6 nm to 9 nm | TEM | In nutrient solution | 10–60 mg/L | 7 days | Rosid (broccoli) | Brassica Oleracea | MCNTs were taken up in the roots localized in cell vacuole, intercellular space and cytoplasm. No MWCNTs were detected in plant leaves. | 112 | ||
| MWCNT | 0.1 μm to 0.5 μm | 6 nm to 9 nm | TEM | In nutrient solution, with 12mM NaCl to create salt-stressed conditions | 10 mg/L | 7 days | Rosid (broccoli) | Brassica Oleracea | Saline-stressed plants showed a higher accumulation of isolated MWCNTs than non-saline treated plants. | 112 | ||
| MWCNT | 1 μm to 10 μm | 100 nm to 200 nm | None; helical morphology | TEM and Raman spectroscopy | In tobacco callus growth medium | 50 mg/L | 24 h (seed) 10 days (seedling) |
Solanid (tomato) | Lycospersicon esculentum | MWCNTs identified in endosperm. | 113 | |
| MWCNT | 1 μm to 12 μm | 13 nm to 18 nm | Carboxylate-functionalized, long morphology | TEM and Raman spectroscopy | In tobacco callus growth medium | 50 mg/L | 24 hours (seed) 10 days (seedling) |
Solanid (tomato) | Lycospersicon esculentum | Black aggregates of MWCNTs identified in endosperm. | 113 | |
| MWCNT | 0.5 μm to 2 μm | 20nm to 30 nm | Carboxylate-functionalized, short morphology | TEM and Raman spectroscopy | In tobacco callus growth medium | 50 mg/L | 24 hours (seed) 10 days (seedling) |
Solanid (tomato) | Lycospersicon esculentum | MWCNTs identified in endosperm. | 113 | |
| MWCNT | 0.05 μm to 2.0 μm | 20 nm to 30 nm | None | TEM | Hydroponic solution | 10 mg/L to 50 mg/L | 18 days | Soybeans and corn | Glycine max and Z. mays | MWCNT accumulated in xylem and phloem and intracellular sites. Stems had lower levels of MWCNTs. | 105 | |
| MWCNT | 0.05 μm to 2.0 μm | 20 nm to 30 nm | Amine-functionalized | TEM | Hydroponic solution | 10 mg/L to 50 mg/L | 18 days | Soybeans and corn | Glycine max and Z. mays | MWCNT accumulated in xylem and phloem and intracellular sites. Stems had lower levels of MWCNTs. Functionalization did not affect uptake and translocation. | 105 | |
| MWCNT | 10 μm to 30 μm | 20 nm to 30 nm | None | Microwave-induced heating (MIH); multi-angle light scattering; Raman spectroscopy; TEM | Soil | 3 mg/kg and 2933 mg/kg | 14 weeks | Wheat and corn | Triticum spp., Z. mays | Levels of MWCNT taken up could not be fully quantified since they were below the limit of quantification. TEM imaging of root cross sections was not conclusive. Two estimates of translocation of MWCNT into plants were above the limits of detection (0.15 % and 9.8 %). | 114 | |
| SWCNT | 5 μm to 15 μm | 2 nm | None/Acid-purified | TEM | In waer | (1x103) mg/L | 14 days | Amphipod | Hyalella azteca | Qualitative determination of the presence of CNTs in the gut as well as on the outer surface of the test organisms, although no evidence of penetration of CNTs through cell membranes. No significant removal on depuration. | 102 | |
| SWCNT | ND | 1.22 nm to 1.96 nm | None | Fluorimetry and stable isotope analysis | Filtered seawater with phytoplankton feed | 1 mg/L to 3 mg/L | 28 days | Bivalve mollusc (marine) | Mytilus galloprovincialis | CNT accumulated in biodeposit (feces and pseudofeces). Metal residues associated with CNTS were detected in Visceral, mantle and gill tissue ((0.04 ±0.02) mg/g to (1.04 ± 0.1) mg CNTs/g tissue. | 63 | |
| SWCNT | ND | None | Near-infrared Fluorescence spectroscopy (NIRF) | SWCNT-spiked algal (isochrysis galbana) food. | 100 mg/ kg, (1 x 103) mg/ kg SWCNT-amended algae | 14 days | Bivalve mollusc (marine) | Mercenaria mercenaria | No evidence marine bivalves) fed marine algae (Isochrysis galbana) exposed to SWCNT accumulated SWCNT, or that the bivalve served as a vector for SWCNT to polychaetes consuming the bivalves. | 62 | ||
| SWCNT | 500 nm to 1.5 μm | 4 nm to 5 nm | Carboxylated SWCNT in marine sediment | Carbon-14 labeling | marine sediment | (3.64 x102) mg/kg | 14 days | Copepod | Amphiascus tenuiremis | No detectable bioaccumulation after depuration. | 44 | |
| SWCNT | 5 μm to 15 μm | 2 nm | None/Acid-purified | TEM | In water | (1 x103) mg/L | 14 days | Dipterid | Chironomus dilutus | Qualitative determination of the presence of CNTs in the gut as well as on the outer surface of the test organisms, although no evidence of penetration of CNTs through cell membranes. No significant removal on depuration. | 102 | |
| SWCNT | ND | None | NIRF | Paste containing SWCNTs containing SWCNTs in BSA buffer in yeast paste | 25 mg/L | 4 days to 5 days | Dipterid | D.melanogaster | Only a tiny fraction (10−8) of these SWCNTs become incorporated into tissues. after traversing the gut wall, nanotubes in the hemolymph accumulate in the dorsal vessel as a result of its pumping action. | 10 | ||
| SWCNT | ND | ND | None | Field Emission Scanning Electron microscopy | Added to larval food gel | 100 mg/kg 103 mg/kg |
4 days | Dipterid | Drosophila melanogaster | Nanomaterials observed as dark concentrations in tissues of hatched adults. Nanomaterials consumed by the larvae were assimilated into the developing fly and sequestered into the tissue | 104 | |
| SWCNT | ND | 0.7 nm to 1.3 nm | acid-purified and carboxylated | NIRF and carbon-14 labeling | Added SWCNTS to food source | 10 mg/kg and 100 14C mg-SWCNT/kg dried algae + / or sediment | 28 days | Estuarine amphipod | Leptocheirus plumulosus | 0.013 ± 0.002 to 0.068 ± 0.016 (nondepurated); 0.0040 ± 0.0008– to 0.0074 ± 0.0012 (depurated) (BAF) | Nondepurated organisms exposed to SWCNT amended sediment and algae had significantly elevated body burden. Uptake via sediment was more critical for accumulation than uptake via algae for amphipods. After 24 h depuration, only the highest SWCNT-amended sediment and algae treatment showed significantly increased body burden compared to background. | 52 |
| SWCNT | 1.5 μm | 0.78 nm | None | NIRF | Added to water column of experimental wetland mesocosm | 2.5 mg/L | 10 months | Fish | Gambusia holbrooki | CNT length and diameter are product-specified. No bioaccumulation in aquatic vertebrates (fish) or plants was identified (below NIRF detection limits). | 57 | |
| SWCNT | 5 μm to 30 μm | 1.1 nm | None | TEM | In aqueous solution (with SDS solvent) | 0.1 mg/L to 0.5 mg/L | 10 days | Fish | Oncorhynchus mykiss | Stress-induced drinking caused SWCNT ingestion and accumulation of CNT in gut tract. SWCNT’s also precipitated on gill mucosa. | 115 | |
| SWCNT | 1.5 μm | 0.8 nm | None | NIRF | Pelleted fish fish food amended with SWCNT in gum arabic solution | 50 mg SWCNTs/kg food | 96 h | Fish | Pimephales promelas | SWCNTs among the intestinal lumen contents but no apparent association with intestinal epithelia or underlying tissue. | 116 | |
| SWCNT | 1.5 μm | 0.8 nm | None | NIRF | force fed SWCNT in gum arabic solution | Dosed at 0.01 ml of 426 mg/L SWCNT for 7 gavages | 7 days | Fish | Pimephales promelas | NIRF images showed strong SWCNT-derived fluorescence signals in whole fish and excised intestinal tissues. Fluorescence was not detected in tissues other than intestines, indicating that no appreciable intestinal absorption occurred. | 69 | |
| SWCNT | 0.5 μm to 3 μm | 1.4 nm | None | Raman microscopy | Suspended in Pluronic F-108 | 50 mg/L to 200 mg/L | 5 days post fertilization | Fish (embryo) | Danio rerio | Accumulation in embryos were exposure concentration-dependent. | 42 | |
| SWCNT | 0.5 μm to 3 μm | 1.4 nm | Carboxylated | Raman microscopy | Suspended in Pluronic F-108 | 50 mg/L to 200 mg/L | 5 days post fertilization | Fish (embryo) | Danio rerio | Accumulation in embryos were exposure concentration-dependent. | 42 | |
| SWCNT | ND | 0.7 nm to 1.3 nm | acid-purified and
carboxylated None |
NIRF and carbon-14 labeling | Dietary inclusion Sediment | 10 mg SWNT/kg dry sediment, 10 mg SWNT/L algae (Cyclotella spp.)or 10 mg SWNT/kg brine Shrimp (Artemia spp) | 7 days | Marine amphipod | Ampelisca abdita | SWCNT detected in nondepurated amphipods exposed to amended food items (algae). SWCNT not detected in nondepurated amphipods in treatment with sediment alone. | 52 | |
| SWCNT | ND | ND | None | NIRF | SWCNT suspension in gum arabic added to marine sediment. SWCNT-spiked algae fed to Mercenaria bivalve which was feds to the polychaete | Worms exposed in 10 mg SWCNT/ kg dry sediment and 100 and 1000 mg SWCNT/ Kg SWCNT-amended prey | 14 days | Marine polychaete | Nereis virens | No accumulation of SWCNT observed. | 62 | |
| SWCNT | 5 μm to 30 μm | 1 nm to 4 nm | None | TEM and microwave method | In amended soil | 10 mg/kg, 100 mg/kg | 40 days | Monocot (corn) | Z. mays | SWCNTs taken up into roots most concentrations between 0 mg/kg and 24 mg/kg. Translocation to leaves and stems between 2 mg/kg and 10 mg/kg. | 85 | |
| SWCNT | 5 μm to 30 μm | 1 nm to 4 nm | Hydroxyl-functionalized | TEM and microwave method | In amended soil | 10 mg/kg, 100 mg/kg | 40 days | Monocot (corn) | Z. mays | SWCNTs taken up into roots most concentrations between 0 mg/kg and 24 mg/kg. Translocation to leaves and stems between 2 mg/kg and 10 mg/kg. Uptake was not dependent on functionalization. | 85 | |
| SWCNT | 5 μm to 30 μm | 1 nm to 4 nm | Surfactant stabilized | TEM and microwave method | In amended soil | 10 mg/kg, 100 mg/kg | 40 days | Monocot (corn) | Z. mays | SWCNTs taken up into roots most concentrations between 0 mg/kg and 24 mg/kg. Translocation to leaves and stems between 2 mg/kg and 10 mg/kg. | 85 | |
| SWCNT | ND | 0.7 nm to 1.3 nm | None | NIRF and carbon-14 labeling | Sediment | 0.01 mg/kg | 7 days | mysid | Americamysis bahia | SWCNT not detected in either depurated or nondepurated mysids | 52 | |
| SWCNT | ND | 1 nm to 2nm | HCl purified | Carbon-14 labeling | Sediment | 30 mg/kg dry sediment | 28 days | Oligochaete | Lumbriculus variegatus | 0.28 ± 0.03 (BSAF) | Bioaccumulation factors an order of magnitude lower than PAH. Almost complete depuration after 3 days in CNT-free environment (sediment and/or water). | 55 |
| SWCNT | ND | 1 nm to 2 nm | HCl purified | Carbon-14 labeling | Soil | 30 mg/kg | 14 days 100 mg/kg |
Oligochaete | Eisenia foetida. | BAF: 0.0061 ± 0.002 (Chelsea
soil) 0.022 ± 0.003 (Ypsilanti soil) 0.0078 ± 0.005 (Chelsea soil) |
Low levels of uptake; most nanotubes in soil mass remaining in the worm’s gut after depuration. | 54 |
| SWCNT | ND | ND | Acid-purified | Fluorescence spectroscopy | Sediment | 50 mg/g and 250 mg/g | 7 days | Oligochaete | Lumbriculus variegatus | 0.0021 ± 0.0011 (BAF) | Detected the presence of labeled carbon nanotubes in worms exposed for 1 week to CNT-laden sediment. | 117 |
| SWCNT | 5 μm to 15 μm | 2 nm | None/Acid-purified | TEM | Water exposure but sand was provided as a substrate | (1 x 103) mg/L | 14 days | Oligochaete | Lumbriculus variegatus | Qualitative determination of the presence of CNTs in the gut as well as on the outer surface of the test organisms, although no evidence of penetration of CNTs through cell membranes. | 102 | |
| SWCNT | ND | 1.2 nm | Phospholipid (lysophophatidyl-choline or LPC) | Micro-Raman | Waterborne exposure | 2.5 mg/L | 96 h | Planktonic crustacea | Daphnia magna | Qualitative demonstration that D. magna were able to ingest solubilized LPC-SWCNTs and egest precipitated SWCNTs. | 118 | |
| SWCNT | 500 nm to 1.5 μm | 4 nm to 5 nm | Carboxylated SWCNT | Carbon-14 labeling | Marine sediment | (3.64 x 102) mg/kg | 14 days | Polychaete | Streblospio benedicti | No detectable bioaccumulation after depuration. | 44 | |
| SWCNT | 0.5 μm to 2.0 μm | 1 nm to 2 nm | SWCNT dispersed with surfactant | coherent anti-Stokes Raman (CARS) scattering microscopy | Sediment exposure | 3 mg/kg to 30 mg/kg | 10 days | Polychaete | Arenicola marina | Qualitative; bioaccumulation in worm exposed to SWCNT-amended sediment is minimal. | 119 | |
| SWCNT | 2 nm to 10 nm | < 500 nm | Acid oxidized SWCNT | Atomic force microscopy and SEM | In Osterhout’s medium. | 0 mg/L to 0.0172 mg/L | 72 h | Protozoa | Tetrahymena thermophila | SWCNT internalization and subsequent egestion were observed. | 120 |
Bioaccumulation, bioconcentration and biota sediment accumulation factors (BAF, BCF and BSAF resp.) as reported by the studies referenced. The reporting BAF, BSAF, and BCF values in the tables is not meant to indicate that these coefficients should be interpreted similarly to values of these coefficients for organic chemicals. The limitations of using these factors for CNTs as described in the text (e.g., lack of steady-state, accumulation in the gut tract instead of systemic circulation, lack of absorption across the gut tract) are relevant for the values indicated in this table.
“ND” indicates “Not determined”.
Transfer Factor (TF )= CNT content in leaves/CNT content in exposure suspension.
This data was provided in a later paper
In addition, studies that have evaluated trophic transfer of SWCNTs using carbon-14 labeled CNTs or near infrared fluorescence either in a mesocosm or a marine benthic food web have shown SWCNTs may be bioavailable for uptake but were rapidly eliminated to below the detection limit during depuration experiments 52, 57, 58. The limits of quantification for NIRF for plants, biofilms, and fish were reported to be 1140 ng/g, 250 ng/g, and 780 ng/g (based on wet mass), respectively; these values were determined by concentrations giving analytical signals 3 x blank measurements 57. Overall, measurements of CNT bioaccumulation using orthogonal techniques have given similar results thus indicating that the results were unlikely to be a result of a bias specific to one of the techniques.
As previously mentioned, there are substantial limitations with using equilibrium-based bioaccumulation methodologies (i.e., the correlation of log Kow values to BCF and BAF values) with CNTs since they will not follow the lipid partitioning behavior that is the basis for modeling BCF or BAF using a Kow. There is a lack of data on CNTs to apply criteria recommended by the Pellston Workshop experts for identifying bioaccumulation: e.g., information from field studies, laboratory experimentation, food web modeling, structure-property relationships and molecular computation 1. In addition to reporting the determination of each study of the potential for bioaccumulation or bioconcentration, we also we compared research findings using these metrics (BCFs, BAFs) to enable the most straightforward comparison to regulatory thresholds for the bioaccumulation and bioconcentration determinations for traditional chemicals (Table 1). Across the taxa studied, almost all of the estimates of CNT bioaccumulation are below common regulatory thresholds for designating a chemical as a concern for bioaccumulation. For example, OPPT’s New Chemical and TRI programs have adopted two thresholds: BCF> 1000 (B2) and BCF ≥5000 (B3) 24 for characterizing a chemical. Taxa for which BCF ≥ 5000 have been estimated include Daphnia 53 and the chlorophyte Desmodesmus 59. From the perspective of the total body burden, the data suggests that there are substantially different bioaccumulation behaviors for CNTs for these species compared to others (e.g., fish, earthworms). However, CNT movement across the gut lining and into the internal tissues has rarely been documented in any organism; evidence of absorption across epithelial tissues in environmentally relevant species exists only for Drosophila 10, but the estimated quantities were small (10−8 of total dose). Importantly, studies that investigated bioaccumulation using dietary exposure (e.g., 10, 34 ) or aqueous exposure (e.g., 11, 60) both indicated similar low levels of CNT absorption across the gut lining. During the studies investigating aqueous exposures, the extent of CNT settling was often quantified60, 61. Agglomeration of the CNTs and settling out of the water phase was not observed in many studies (e.g., 61) and is not believed to be the cause of the finding that absorption of low bioaccumulation.
Studies on bioaccumulation in marine bivalve tissues have found no evidence for bioaccumulation/bioconcentration 62, or possible absorption across epithelial surfaces only at high exposure concentrations 63. CNTs were detected in the mantle of mussels but occurred potentially as a result of direct surface association of the mantle to the suspended CNTs in the test media as opposed to absorption across epithelial surfaces 63. The small number of reported BCF values for CNTs represent uptake into the gut lumen but revealed little to no absorption across the gut tract and into other tissues. When depuration with feeding occurs, there is often a rapid decrease in the gut tract concentration with the CNT concentration often below the detection limit; for example, Daphnia exposed to a concentration of 25 μg/L of oxidized or polyethyleneimine functionalized MWCNTs for 24 h nearly fully eliminated (89 % to 99 % of the initial body burden) the MWCNTs after being fed algae for 48 h e.g., 61. Thus, it may be more appropriate to use data from depurated organisms when assessing the bioaccumulation/bioconcentration of nanomaterials, because high BCF values may be predominately or solely a function of high concentrations in the gut tract when filter feeders are used in studies where estimates of whole body are made without purging gut contents prior to analysis.
Discussion
Quantifying bioaccumulation
Overall, quantification of CNTs in environmental matrices such as organism tissues, soils, and sediments is challenging because of the difficulties of distinguishing CNTs from the largely carbonaceous background of soils and sediments 9. Analytical approaches used for hydrophobic organic chemicals are generally not applicable because CNTs samples are often heterogeneous, with varying lengths and diameters and therefore cannot be quantified by chromatographic techniques 9. In addition, many quantification techniques require extraction of CNTs from these matrices prior to quantitative measurements and these extraction methods are still largely being developed 64.
The most commonly used approach for quantifying CNT concentrations in complex environmental media (e.g., soils and sediments) and the tissues of ecological receptors to date is through the use of radiolabeled CNTs 34, 44, 55, 65–67. This approach provides unequivocal quantification of the CNTs and avoids potential artifacts encountered when using other measurements of CNT bioaccumulation such as microscopic techniques including SEM and TEM 68. While there may be limitations with some quantitative methods with regard to potential artifacts or insufficient detection limits, overall, the quantification methods are considered sufficiently robust that the bioaccumulation findings from these studies are reliable 9. In other words, the findings described in the previous section are unlikely to result from method-specific artifacts or insufficient limits of detection to determine if, for example, BCF values were greater or less than 1000, the criterion needed to determine if CNTs should be in the B2 or B3 category as discussed above. In addition, recent pioneering advances in near infrared fluorescence microscopy methods 10 and recently utilized to assess biodistribution in fish 69 allow for detection of individual unagglomerated SWCNTs yet still did not show absorption through the gut tract and into other tissues. In addition, similar results have been observed when bioaccumulation studies were conducted in the same or different laboratories using orthogonal techniques (e.g., infrared fluorescence methods and radioactive labeling 52 or the microwave method 70 and radioactive labeling 54, 56). Lastly, similar findings have been observed in studies investigating the bioaccumulation of radioactively labeled few layer graphene for several of the same ecological receptors 71, 72.
Limitation of current bioaccumulation concept to CNTs
The behavior of CNTs and some other ENMs does not fit classical concept of bioaccumulation, which assumes membrane passage 73 and accumulation into lipid phases 74. Unlike organic chemicals, nanomaterials do not reach thermodynamic equilibrium among the phases during octanol-water distribution measurements 27, 75, although accumulation at the interface of the phases has been observed 76. Thus, predictions based on phase partitioning behaviors like log Kow provide a poor fit for CNTs in their as-produced form, which are generally not stable long-term in aqueous dispersions without additional dispersants or surfactants (e.g., sodium deoxycholate). CNT stability in solvents is often limited, compared to many organic chemicals. However, it is possible that nanomaterials may associate with more cellular compartments of an organism than just the lipid layers if absorption through the gut tract occurs.
CNTs do not readily pass through the membranes lining the gut lumen and where detected, the quantity of absorbed material is extremely low 10. Because CNT absorption across the gut has rarely been observed, predators consuming exposed animals will be exposed to CNTs predominately or only in the gut tract of the prey organisms. Given that depuration of CNTs has been observed in feeding studies, the concentration of CNTs in the exposed prey organisms would depend on the feeding conditions and whether the organisms are consistently exposed to CNTs or during limited intervals. Moreover, the predators are also unlikely to have absorption of the CNTs through their GI lining, thus indicating a low probability of biomagnification.
We identified no studies that have documented the absorption of CNTs through the gut tract in daphnids even when electron microscopy was used 11, 77. However, absorption of nanomaterials by daphnids into tissues other than the gut tract has been observed for quantum dots 78, carboxylated polystyrene beads 79, and silver nanowires 80. It is important to point out that a larger number of studies have not identified absorption of nanomaterials through the GI tract and into other tissues by daphnids: quantum dots 81, fullerenes 82, and gold nanoparticles 83, 84. It is currently unclear why absorption into systemic circulation is observed in some studies but not others for tests with similar nanomaterials (e.g., quantum dots). This finding could be a result of differences in the nanoparticles themselves (size, charge, surface coating), test organism (e.g., Daphnia age and health), the method used to assess bioaccumulation and associated potential biases, and the method used to conduct the bioaccumulation experiments. Additional research is needed to investigate this topic.
With the broad range of potential surface functionalizations being explored for CNT applications, it is important to also consider whether CNT surface characteristics would influence their potential for bioaccumulation or bioconcentration. The bioaccumulation and bioconcentration studies conducted with CNTs with varying surface chemistries have not yet shown distinctly different bioaccumulation results (Table 2), but only a limited number of studies on this topic have been conducted 85. In a biodistribution study investigating D. magna biodistribution of four types of functionalized SWCNTs (i.e., hydroxylated, silicon dioxide, poly aminobenzenesulfonic acid, and polyethylene glycol coated) after mixing with natural organic matter (NOM), none of the functionalized CNTs showed detectable absorption through the gut tract using transmission electron microscopy (TEM) 11. Once CNTs are released into the environment, it is likely that they will be covered with NOM regardless of the initial surface functionalization based on the strong adsorption capacity of CNTs for NOM 86. Thus, bioaccumulation behaviors of CNTs with varying functionalizations will likely be similar to each other in the natural environment in that they will likely be coated with NOM. Continued advances in approaches to quantify CNTs (e.g., near infrared fluorescence spectroscopy, microwave methods) will facilitate the collection of additional bioaccumulation data to explore any potential effects from different CNT functionalizations on bioaccumulation. Prospective studies should consider investigating if differences in bioaccumulation from these functionalizations persist in the presence of NOM, which would represent more realistic environmental conditions. In the studies conducted in a mesocosm57 or with CNTs wrapped with NOM (e.g., 11, 77, 60), similar bioaccumulation findings were observed as compared to studies without NOM, namely a lack of absorption across the gut tract, and thus NOM is not expected to change CNT’s bioaccumulation behaviors.
Table 2.
Summary of bioaccumulation trends (range, functionalization and CNT type) across taxa.
| Taxon | |||||||
|---|---|---|---|---|---|---|---|
| Parameter | Daphnids | Soil invertebrates Oligochaetes | Protozoans /Ciliates | Drosophila | Benthic and sediment-dwelling (aquatic and marine) invertebrates | Fish | Amphibians |
| Range (BCF, BAF, or BSAF) | SWCNT: Not est. MWCNT: D. magna, 360000 ± 40000, 440000 ± 190000, and 350000 ± 80000 (BCF)53, 6000–46,00061 |
SWCNT: E. foetida, 0.0061 to
0.022 (BAF) 54 MWCNT: E. foetida 0.014 to 0.023 (BAF average 0.02± 0.006)54; 0.0356, 0.015 ± 0.004 70 (BAF) |
SWCNT: Not est. MWCNT: Not est. |
SWCNT: Not est. MWCNT: Not est. |
SWCNT: L. plumulosus, 0.013 ± 0.002 to 0.068 ± 0.016 (nondepurated), 0.0040 ± 0.0008 to 0.0074 ± 0.0012 (depurated, BAF 52 ; L. Variegatus, 0.0021 ± 0.0011 (BAF) 117, 0.28 ± 0.03(BSAF) 48, MWCNT: L. variegatus, 0.39 (±0.08 to 0.67 (±0.026)55, 75. | SWCNT: Not est. MWCNT: D. rerio, 73 (BCF dry mass), 16 (BCF wet mass)60 |
SWCNT: Not est. MWCNT: Not est. |
| Effect of functionalization | SWCNT: No comparative studies MWCNT: Surface coating did not affect accumulation or elimination rates by D. magna 61. |
SWCNT: No comparative studies MWCNT: No increase in bioaccumulation with increased concentration of oxygen functional groups by E. foetida; surface coating did not affect accumulation or elimination rates 56. |
SWCNT: No comparative studies. MWCNT: No comparative studies. |
SWCNT: No comparative studies MWCNT: No comparative studies. |
SWCNT: No differences between varied
functionalized CNTs on L. variegatus reported102. MWCNT: No increase in bioaccumulation by L. variegatus with increased concentration of oxygen functional groups 75. |
SWCNT: No comparative studies MWCNT: No studies. |
SWCNT: No comparative studies. MWCNT: No comparative studies. |
| Absorption of CNTs across epithelial cells | SWCNT: Absorption from gut tract to other
tissue not detected by D. magna118. MWCNT: Ingested material by D. magna largely eliminated on depuration. Absorption from gut tract to other tissue not detected61, 77. |
SWCNT: No studies MWCNT: Almost complete elimination during depuration56, 70. |
SWCNT: Internalization and subsequent egestion
were observed120. MWCNT: Exclusive localization into the mitochondria of the cells110. |
SWCNT: Only a very small fraction of the
quantity ingested became incorporated into organs of the
larvae10. MWCNT: Not studied. |
SWCNT: Absorption from gut tract to other tissues not shown; depurated L, variegatus worms had very little SWCNT in their tissue55, 102, 117. No accumulation found in Mercenaria mercenaria 34, accumulation in visceral, mantle and gill tissues in Mytilus galloprovincialis 63; MWCNT: Almost complete elimination on depuration in L. variegatus after 72 h55, 102. | SWCNT: Present in gut lumen of
Pimephales promelas, no appreciable uptake through
the intestinal epithelium 116. MWCNT: Largely eliminated via the digestive tract with very little detected in the blood and muscle tissue 60. |
SWCNT: No studies DWCNT: Present in gut lumen of Ambystoma mexicanum and Xenopus laevis101, 121. |
| SWCNT versus MWCNT | No comparative studies. | No differences found in accumulation behaviors between SWCNT and MWCNT for E. foetida 54. | No comparative studies. | Investigated MWCNT and SWCNT on D. melanogaster but no quantitative comparison made on uptake104. | No absorption across the gut for either type of CNT in amphipod H. azteca and dipterid C. dilutus 102. No differences found in accumulation behaviors between SWCNT and MWCNT for L. variegatus 55. | No comparative studies. | No comparative studies. |
Implications for current risk assessment paradigm
Designating a chemical as bioaccumulative has important regulatory implications. For example, the EU’s REACH guidelines give consideration to waiving certain tests for compounds with low potential to bioaccumulate and/or low potential to cross biological membranes to reduce animal testing 87. OPPT currently considers CNTs a category that may present a potential concern for bioaccumulation due to a lack of data on which to assess their environmental risk 88. As a replacement for the traditional framework that views the buildup of a chemical in the lipids of fish as the indication that a chemical is bioaccumulative, an alternative framework for nanomaterials would assess first if any material is being absorbed from the gut to other tissues. A growing body of work finds a low potential for bioaccumulation for CNTs due to the absence of material being absorbed across the gut tract. The findings of bioaccumulation studies are robust across multiple organisms and multiple quantification methods, and the lines of evidence show a lack of CNT transport across epithelial layers at detectable concentrations.
While research on CNT trophic transfer potential has mainly been limited to SWCNTs, biomagnification was not identified in aquatic systems 52, 57. In one study on the trophic transfer of MWCNTs from bacteria to protozoa, the BMF was below 1 (ranging from 0.01 to 0.04) for all conditions tested 89, 90. There are also some studies which have demonstrated the capacity for metal-based ENMs such as gold (Au), cerium dioxide, lanthanum oxide and titanium oxide nanoparticles to be transferred along a food chain 91–97. While one study observed BMF values up to 11.6 when hornworms (Manduca sexta) ingested leaves of tomato plants that had accumulated AuNPs 96, in most studies, biomagnification was also not observed (i.e., BMF <1) 92, 94, 95, 97.
Using the traditional measures of bioaccumulation and bioconcentration for CNTs without significant caveats may be misleading 29, 48. The lack of absorption into organism tissues is a significant difference between the bioaccumulation behavior of CNTs and dissolved chemicals. Given that exposure concentrations investigated generally exceed modelled environmental concentrations of CNTs by several orders of magnitude and the lack of biomagnification in the studies conducted to date, these findings suggest that the overall potential for trophic transfer should also be considered low.
Overall, we recommend that classes of ENMs be investigated on a case by case basis with regard to their potential for bioaccumulation and bioconcentration. This is consistent with scientific recommendations 98, 99 and the current United States national policy position on avoiding sweeping generalizations on nano-enabled products 100. Based on the literature review and analysis conducted in this paper, CNTs appear to be a group of substances that should be designated low or no concern for bioaccumulation.
Acknowledgments
R.B. acknowledges the support of EPA and the AAAS Science & Technology Policy Fellowship Program.
Footnotes
Disclaimer
The views expressed in this manuscript are solely those of the authors and do not represent the policies of the U.S. Environmental Protection Agency. Mention of trade names of commercial products should not be interpreted as an endorsement by the U.S. Environmental Protection Agency. Certain commercial product or equipment is described in this paper in order to specify adequately the experimental procedure. In no case does such identification imply recommendation or endorsement by the National Institute of Standards and Technology, nor does it imply that it is necessarily the best available for the purpose.
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