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. Author manuscript; available in PMC: 2017 Oct 1.
Published in final edited form as: J Thorac Oncol. 2016 Jun 27;11(10):1653–1671. doi: 10.1016/j.jtho.2016.05.021

The International Epidemiology of Lung Cancer: Latest Trends, Disparities, and Tumor Characteristics

Ting-Yuan David Cheng 1, Susanna M Cramb 2, Peter D Baade 2, Danny R Youlden 2, Chukwumere Nwogu 3, Mary E Reid 4
PMCID: PMC5512876  NIHMSID: NIHMS875006  PMID: 27364315

Abstract

Introduction

We aim to update global lung cancer epidemiology and describe changing trends and disparities.

Methods

We presented country-specific incidence and mortality from GLOBOCAN 2012, by region and socioeconomic factors via the Human Development Index (HDI). Between- and within-country incidence by histological type was analyzed from Cancer Incidence in Five Continents Volume X (IARC). Trend analyses including the IARC data, cancer registries, and the WHO Mortality database were conducted using Joinpoint regression. Survival was compared between and within countries, and by histology.

Results

In 2012, there were 1.82 and 1.59 million new cases and deaths of lung cancer worldwide, respectively. Incidence was highest in very high HDI countries and lowest in low HDI countries (42.2 vs. 7.9/100,000 for males and 21.8 vs. 3.1/100,000 for females, respectively). In most countries with a very high HDI, as male incidence decreased gradually (ranging from −0.3% in Spain to −2.5% in the USA each year), female incidence continued to increase (by 1.4% each year in Australia to 6.1% in recent years in Spain). While histology varied between countries, adenocarcinoma was more common than squamous cell carcinoma, particularly among females (e.g., in Chinese females, the adenocarcinoma-to-squamous cell carcinoma ratio=6.6). Five-year relative survival varied from 2% (Libya) to 30% (Japan), with substantial within-country differences.

Conclusion

Lung cancer will continue to be a major health problem well through the first half of this century. Preventive strategies, particularly tobacco control, tailored to populations at highest risk are key to reduce the global burden of lung cancer.

Keywords: Lung cancer, epidemiology, histology, survival, disparity, international

INTRODUCTION

Lung cancer imposes a major disease burden on the world. Worldwide, lung cancer remains the most common cancer diagnosed (excluding keratinocyte carcinoma) and greatest cause of cancer-related death. Lung cancer accounts for 17% and 9% of all cancers in men and women, respectively, and represents 19% of all cancer-related deaths.1 Due to its extraordinary disease burden and the international variability in trends for population growth, aging, and smoking behavior, the global epidemiology of lung cancer requires continual monitoring.

The epidemiology of lung cancer in major developed countries such as the United States and countries in the European Union has consistently been reported.25 However, potential differences in lung cancer rates by levels of socioeconomic development between countries have been less well described. This is important because almost half (49%) of all lung cancer cases now occur in countries ranked as medium to low on the Human Development Index (HDI),6 a composite measure encompassing population health, knowledge, and living standards to indicate the development of a country.7 In addition, while some studies have reported within-country differences in lung cancer incidence across defined subpopulations,3,810 there is limited understanding of the overall extent of these geographical disparities from a global perspective.

Lung cancer histology and molecular markers, such as genetic mutations, are important when classifying lung cancers for treatment and preventive strategies.11 For example, widespread temporal increases in rates of adenocarcinoma may be explained by changes in cigarette components and delivery systems,12 as well as non-tobacco risk factors.13 Overall, the global epidemiology of these characteristics in relation to lung cancer incidence and mortality is yet to be extensively documented.

The objectives of this study are to A) describe the most recent patterns at country level, by region and HDI, and trends in lung cancer epidemiology worldwide, as an update of a previous article in this journal presenting GLOBOCAN 2002 data;14 B) review and discuss the global perspectives of histologic and molecular features of lung cancer; C) report region- and country-specific profiles, emphasizing disparities and changing trends; and D) outline opportunities to reduce the burden of lung cancer through prevention, early diagnosis and new therapies. In Objective C, we present specific results for African countries, Central and South American countries, Australia, China, and the United States to elucidate different strategies for preventing and controlling lung cancer in these populations.

METHODS

Data

Lung cancer was defined as ICD-10/ICD-O3 codes C33–C34 and ICD-9 code 162, which include malignant neoplasms of the trachea, bronchus, and lung. Data on lung cancer incidence and mortality were extracted from GLOBOCAN 2012, an International Agency for Research on Cancer (IARC) project providing contemporary national estimates of cancer statistics for 184 countries.6 We present regional incidence and mortality data according to geographic area and socioeconomic development, and provide estimates for specific countries selected to be broadly representative of the various regions and development levels. Countries are classified into four levels of development (very high, high, medium, or low) according to the 2012 HDI, a composite index developed by the United Nations Development Program.7 A country with a higher HDI indicates that on average its people live longer and are healthier, are more knowledgeable, and have a better standard of living than those with a lower HDI.7 Histology-specific incidence rates were extracted from the online detailed version of Cancer Incidence in Five Continents Volume X.15 Lung cancer was classified into two major cell types according to its histology: non-small cell lung cancer, which includes the subtypes adenocarcinoma, squamous cell carcinoma and large cell carcinoma; and small cell lung cancer, based on the World Health Organization (WHO) 2004 guidelines.16 A new guideline of histological classification based on genetic as well as clinical and histological features, was recently released by WHO.17 As the new guideline is yet to be implemented by cancer registries, the classifications used here were based on the 2004 definitions.16 Registries were only included if at least 60% of cases had been microscopically verified.

To examine incidence trends over time, longitudinal lung cancer data were obtained from IARC18 and individual cancer registries.1925 Countries were included if at least 15 years of data were readily available, and for IARC data, at least 60% of lung cancer cases were microscopically verified and <30% were diagnosed by death certificate. All included countries had more than 100 lung cancers diagnosed in males and females (separately) each year.

Mortality trends over time utilized the WHO Mortality Database.26 This database contains medically certified deaths only, so completeness can vary between countries. Countries were selected based on data availability (at least 12 years of data), the number of deaths each year (>100 for each gender) and data completeness (>85%). China was additionally included as it represents almost one-fifth of the world’s population, even though the available mortality data covered <10% of China’s population and provided an estimated data completeness across the whole country of only 4%.

In addition, we presented data from the literature on lung cancer epidemiology for China, African and Central and South American countries, because of inadequate coverage of the national population by the available registries in many of these countries.27,28

Statistical analysis

Incidence and mortality rates were directly age-standardized to the World Standard Population as specified by Segi29 and modified by Doll et al,30 and expressed per 100,000 population. Calculations were performed in Stata v13.1 (StataCorp, College Station, TX) and trend graphs created using SAS 9.4 (SAS Institute Inc., Cary, NC).

Trend analyses were conducted using the Joinpoint regression program v4.0.4 (National Cancer Institute, Bethesda, MD). The program is designed to evaluate changing linear trends over time, inserting a ‘joinpoint’ when the linear trend changes significantly in either direction or magnitude. All models used the same specifications, and required a minimum of 6 data points between a joinpoint and either end of the data series, and at least 5 years of data between joinpoints. A maximum of three joinpoints were allowed. The annual percent change was used to report trends.

Age-standardized net survival estimates for lung cancers diagnosed during 2005–2009 and followed up to 31 December 2009 were obtained from the CONCORD-2 study,31 using lung cancer data from 240 registries in 60 countries for persons aged 15–99 years at diagnosis. The Pohar Perme method of estimation was used by this study to estimate net survival. More recent relative survival estimates were also available by sex for selected countries, including Australia (at-risk 2006–2010, ages 0–89 years at diagnosis),19 the United States (at-risk 2010, ages 0–99 years)28 and the Nordic countries (diagnosed 2009–2011, with follow-up to 2012, ages 0–89 years).32 All survival estimates were calculated under the period method, apart from NORDCAN, which used the cohort method. Relative survival estimates by histology were readily obtainable from the Surveillance, Epidemiology, and End Results (SEER)-18 (the United States)33 and the Australian Cancer Database (Australia).34

Results are presented in four sections according to the four stated objectives of this study, with each section incorporating a discussion of their implications for the global burden of lung cancer.

RESULTS AND DISCUSSION

A. RECENT PATTERNS AND TRENDS IN LUNG CANCER EPIDEMIOLOGY

Incidence

In 2012, the world age-adjusted incidence rate of lung cancer was 34.2/100,000 for men and 13.6/100,000 for women (Table 1). The rate translated to 1.82 million new lung cancer cases (1.24 million men and 0.58 million women), an increase from 2002 estimates (1.35 million for both genders).14 The incidence rate was generally highest in socioeconomically developed countries (very high HDI), and lowest in socioeconomically undeveloped countries (low HDI) for both males and females. However, this effect did not have a consistent gradient, with some countries ranked as high on the HDI having higher incidence rates than those ranked as very high. Among the geographic regions, males in Central and Eastern Europe had the highest incidence rate (53.5/100,000), followed by males in Eastern Asia (50.4/100,000). The highest incidence rates among females were in North America (33.8/100,000) and Northern Europe (23.7/100,000).

Table 1.

Lung cancer incidence and mortality by region and selected countries, 2012

Males Females Country data quality
Region/country Incidence Mortality Incidence Mortality Incidence-Mortality
Counts Rates Counts Rates Counts Rates Counts Rates
World 1241601 34.2 1098702 30.0 583100 13.6 491223 11.1                 –a
Very High HDI 440520 42.2 371192 34.1 265905 21.8 206330 15.6                  –
High HDI 166118 32.1 148383 28.6 54657 8.1 47284 6.9                  –
Medium HDI 607578 35.6 554792 32.6 250192 13.1 226602 11.7                  –
Low HDI 26870 7.9 23881 7.1 12039 3.1 10738 2.8                  –
Northern Africa 11865 15.6 10569 14.0 2641 3.1 2371 2.8                  –
Eastern Africa 3102 3.8 2809 3.5 2049 2.2 1848 2.0                  –
Middle Africa 584 2.0 525 1.8 288 0.8 258 0.7                  –
Western Africa 1384 1.7 1225 1.5 992 1.1 860 1.0                  –
Southern Africa 4821 26.1 4302 23.8 2588 10.2 2316 9.1                  –
Northern America 125536 44.0 102415 34.8 114245 33.8 85297 23.5                  –
Caribbean 5999 25.8 5607 23.7 3542 13.5 3259 12.1                  –
Central America 6874 10.2 6180 9.0 3909 4.9 3482 4.3                  –
South America 39452 20.8 35260 18.4 24744 10.7 20814 8.9                  –
Eastern Asia 556089 50.4 501654 44.8 240446 19.2 211141 16.2                  –
South-Eastern Asia 74031 29.6 65763 26.6 30987 10.5 27772 9.4                  –
South-Central Asia 80901 11.9 72969 10.7 24843 3.4 22519 3.1                  –
Western Asia 31697 37.6 28379 34.0 6701 7.1 5854 6.2                  –
Western Europe 80552 44.0 68063 35.3 39187 20.0 31690 14.8                  –
Central and Eastern Europe 106961 53.5 95692 47.6 31654 10.4 26299 8.3                  –
Southern Europe 69933 46.4 61345 39.1 21772 12.8 18288 10.0                  –
Northern Europe 33458 34.6 29606 29.7 26703 23.7 22865 19.1                  –
Australia/New Zealand 7811 32.7 5838 23.5 5547 21.7 4053 15.0                  –
Melanesia 331 14.3 303 13.3 163 5.8 139 5.0                  –
Micronesia/Polynesia 220 42.7 198 38.4 99 17.5 98 17.3                  –
Very high HDI
Argentina 7690 32.5 7422 30.9 3554 11.8 3109 10.0 Medium-Medium
Australia 6715 33.3 4964 23.6 4616 21.5 3268 14.1 High-High
Canada 13444 42.5 10690 32.5 12037 34.4 9418 25.1 High-High
Germany 34159 38.8 28702 31.3 16654 17.9 14718 14.5 High-Medium
Hungary 5893 76.6 5238 66.6 3395 33.2 2832 26.6 Medium-High
Italy 26931 38.5 24686 33.6 10307 13.2 8845 10.4 Medium-Medium
Japan 66016 38.8 53752 28.9 28839 12.9 21367 8.3 Medium-High
Spain 21780 52.5 17430 40.3 4935 11.3 3688 8.0 Medium-Medium
Sweden 1928 19.4 1833 17.0 1963 19.1 1862 16.1 High-Medium
United Kingdom 21845 34.9 19395 30.2 18537 25.8 16186 21.4 High-High
United States of America 112054 44.2 91693 35.1 102172 33.7 75852 23.4 High-High
High HDI
Brazil 20235 21.3 17198 17.9 14045 12.2 11087 9.5 Medium-Medium
China 459495 52.8 421695 48.3 193347 20.4 175487 18.0 Medium-Medium
Iran 3307 10.3 2950 9.1 1581 5.0 1411 4.5 Medium-Medium
Mexico 5471 10.5 4945 9.4 2968 4.9 2663 4.3 Medium-Medium
Russia 45599 51.4 41892 47.1 10206 6.8 8996 5.6 Medium-Medium
Thailand 13094 30.7 11854 27.9 6411 12.6 5815 11.6 Medium-Medium
Medium HDI
Congo, Republic of 19 1.8 18 1.7 5 0.4 5 0.4 Medium-Medium
Egypt 3634 11.2 3245 10.1 1383 3.8 1243 3.4 Medium-Medium
Guatemala 369 7.9 333 7.2 278 5.2 251 4.7 Medium-Medium
India 53728 11.0 48697 9.9 16547 3.1 15062 2.9 Medium-Medium
Indonesia 25322 25.8 22525 23.2 9374 8.1 8379 7.3 Medium-Medium
Mongolia 228 27.7 213 26.1 64 5.8 59 5.5 Medium-Medium
Nicaragua 179 9.2 162 8.3 116 5.2 106 4.6 Medium-Medium
Philippines 8822 31.3 7667 28.2 3252 9.5 2702 8.0 Medium-Medium
South Africa 4694 28.7 4187 26.1 2548 11.2 2278 10.0 Medium-Medium
Low HDI
Cameroon 112 2.0 99 1.7 66 1.0 57 0.9 Medium-Medium
Kenya 310 3.4 278 3.0 214 2.0 185 1.8 Medium-Medium
Zimbabwe 240 7.2 214 6.3 138 3.2 122 2.8 Medium-Medium

HDI, Human Development Index

a

Data quality unavailable for regions

Data source: GLOBOCAN 2012.

Notes: 1. Rates are age-standardized to the World Standard Population.

2. Data quality definitions classified as follows:

High quality incidence=Projecting rates to 2012 or applying current rates to the 2012 population AND high quality national or regional incidence data.

Medium quality incidence= Estimated by modelling using either national or regional mortality data, or as the weighted average of local incidence rates OR whenever the data quality and methods clashed.

High quality mortality= Projecting rates to 2012 or applying current rates to the 2012 population AND high quality complete vital registration data.

Medium quality mortality=Estimation of rates AND medium quality complete vital registration data.

There have been substantial temporal changes in incidence rates (Figure 1). The incidence rates for males and females in most of the countries classified as having a high or very high HDI (Australia, Canada, Denmark, Germany, the Netherlands, Russia, Sweden, the United Kingdom, and the United States) gradually converged over time. This was due to the significant downward trends among men and the sustained increase in female lung cancer rates, although in the United States incidence has also begun to show signs of decreasing trend among females since 2010.3,35 In contrast, incidence rates are increasing in parallel for both genders in Brazil and Japan, and decreasing among both genders in Hong Kong. Trends in lung cancer incidence rates for the selected countries by gender are listed in Supplemental Table 1.

Figure 1.

Figure 1

Lung cancer incidence rate trends by country, 1980–2011. A) Increasing trend in both sexes B) Male rates increase but female rates are relatively stable C) Stable trend in both sexes D) Male rates are relatively stable but females are decreasing E) Male rates decrease while female rates increase F) Decreasing trend in both sexes

Data sources: Australian Institute of Health and Welfare (Australia),19 Hong Kong Cancer Registry (Hong Kong),24 National Cancer Registry Ireland (Ireland),20 National Cancer Center (Japan),21 Netherlands Comprehensive Cancer Organisation (Netherlands),22 National Board of Health and Welfare (Sweden),23 SEER-9 (USA),25 International Agency for Research on Cancer (all other countries).18

Notes: 1. y axis represents ‘Incidence rate per 100,000 population per year’ and is on the log scale, x axis represents ‘Year’.

2. Incidence rates have been age-standardized to the World Standard Population.29,30

3. Trends calculated using Joinpoint software v4.0.4, National Cancer Institute.

4. Countries are grouped by their most recent trend.

Cigarette smoking or tobacco use is the most important causal risk factor for developing lung cancer. For males and females, smoking causes over 90% and 70% of lung cancer deaths, respectively, in very high HDI countries; while in high/median/low HDI countries it is approximately 65% among males and 25% among females.3638 With the lower smoking prevalence among women, particularly Asian women (2% in China),39 it is estimated that about half of female lung cancers worldwide are not attributable to primary consumption of combustible tobacco for the years 2000 and 2012.40,41

The long latency of 30 years between tobacco smoke exposure and lung cancer development most likely explains the delay between lung cancer incidence rates reflecting preceding smoking prevalence changes.42,43 For example, Hungarian men had the highest lung cancer incidence in Europe in 2012 (76.6/100,000), reflecting their high smoking prevalence in the late 20th century onwards (42.7% in 1980).43,44 In addition, second-hand smoke increases lung cancer risks in nonsmokers45,46 although its impact on global lung cancer epidemiology is unclear.

Mortality

In 2012, the world age-adjusted mortality rate of lung cancer was 30.0/100,000 for men and 11.1/100,000 for women (Table 1). There were 1.59 million deaths attributable to lung cancer, and the number has increased from 1.18 million deaths in 2002.14 By socioeconomic groupings, the mortality rate followed a similar pattern to the incidence rates, with the highest mortality rate among the very high HDI countries, followed by the medium HDI countries, then high HDI and finally low HDI. Among the geographic regions, males in Central and Eastern Europe had the highest mortality rate (47.6/100,000), followed by males in Eastern Asia (44.8/100,000). The highest mortality rates among females were in North America (23.5/100,000) and Northern Europe (19.0/100,000).

As with incidence, lung cancer mortality rates have changed substantially over time (Figure 2). For the majority of included countries (for example Australia, Denmark, France, Germany, Sweden, and the United States), the trends in lung cancer mortality closely mirrored those for incidence, with reductions in mortality among males and increasing or stable trends among females, and male:female mortality rates converging over time. Parallel and increasing gender-specific mortality trends were observed in Romania; mortality rates were stable for both genders in Japan; and parallel decreasing trends by gender were reported in Hong Kong and the Russian Federation. Trends in lung cancer mortality rates for selected countries by gender are listed in Supplemental Table 2.

Figure 2.

Figure 2

Lung cancer mortality rate trends by country, 1980–2012. A) Increasing trend in both sexes B) Male rates are relatively stable but female rates are increasing C) Male rates decrease while female rates increase D) Male rates decrease while females are relatively stable E) Decreasing trend in both sexes

Data source: World Health Organization.26

Notes: 1. y axis represents ‘Mortality rate per 100,000 population per year’ and is on the log scale, x axis represents ‘Year’.

2. Mortality rates have been age-standardized to the World Standard Population.29,30

3. Trends calated using Joinpoint software v4.0.4, National Cancer Institute.

4. Countries are grouped by their most recent trend.

Survival

Despite the generally poor prognosis, there is substantial international variation in recently published 5-year relative survival estimates (Table 2). Women tend to have higher survival from lung cancer than men across all countries for which estimates by gender were available. These estimates show that Japan had among the highest 5-year relative survival worldwide at 30%, while Libya, Mongolia, Chile, Bulgaria and Thailand had among the lowest survival rates of less than 10%. The difference is not solely related to country-specific levels of socioeconomic development, because there is also variation even between highly developed countries; for example, the 5-year relative survival rate in the United Kingdom is about 10%, much less than that reported for several other countries with a high HDI.

Table 2.

5-year net survival (%) estimates of lung cancer in selected countries and groups

5-year net survival (%) (95% CI)
Country Time period Total Males Females
Algeria 2005–2009 15 (11–18) a
Argentina 2005–2009 12 (10–14)
Australia 2006–2010 14 (14–14) 13 (12–13) 17 (16–17)
Brazil 2005–2009 18 (13–23)
 Aracaju 2005–2009 19 (12–25)
 Jahu 2005–2009 9 (4–14)
Bulgaria 2005–2009 6 (6–7)
Chile 2005–2009 6 (2–10)
China 2005–2009 18 (17–18)
 Beijing 2005–2009 18 (18–19)
 Cixian 2005–2009 19 (14–24)
 Haining 2005–2009 23 (20–25)
 Jianhu 2005–2009 5 (2–8)
 Qidong 2005–2009 8 (6–10)
Colombia 2005–2009 9 (7–11)
Denmark 2009–2013 11 (11–12) 16 (15–17)
Finland 2009–2013 10 (10–11) 16 (15–17)
Germany 2005–2009 16 (16–17)
Iceland 2009–2013 14 (11–18) 20 (17–24)
India 2005–2009 10 (5–15)
Indonesia 2005–2009 12 (1–23)
Italy 2005–2009 15 (14–15)
 Biella 2005–2009 8 (5–11)
 Milano 2005–2009 17 (15–19)
 Romagna 2005–2009 19 (17–20)
Japan 2005–2009 30 (29–31)
Libya (Benghazi) 1995–2009 2 (1–4)
Mongolia 1995–2009 7 (4–9)
Norway 2009–2013 15 (14–15) 19 (18–20)
Saudi Arabia 2005–2009 13 (7–19)
Sweden 2009–2013 14 (13–15) 19 (18–19)
Thailand 2005–2009 8 (7–9)
 Khon Kaen 2005–2009 14 (10–17)
 Lampang 2005–2009 6 (5–8)
 Songkhla 2005–2009 7 (5–9)
Tunisia 2005–2009 10 (0–21)
Turkey 2005–2009 10 (9–11)
United Kingdom 2005–2009 10 (9–10)
United States 2010 15 (15,15) 13 (13–13) 18 (18–18)
 White 2010 15 (15,16) 13 (13–13) 18 (18–18)
 Black 2010 13 (13,13) 11 (11–11) 15 (15–16)
 Otherb 2010 16 (16,16) 14 (14–14) 19 (19–20)
a

Data unavailable

b

American Indian/AK Native, Asian/Pacific Islander

Data sources: Australian Institute of Health and Welfare (Australia);19 NORDCAN (Nordic countries);32 SEER-18 (the United States);28 CONCORD-2 study (all others).31

Notes: 1. Italicized means estimates are of lower quality.

2. For Libya and Mongolia, estimates were not available for 2005–2009.

3. No total estimates were available from NORDCAN.

The low survival rate in lung cancer patients is related to the stage of lung cancer at diagnosis. In the United States during 2005–2011, lung cancer patients diagnosed when localized and regional had moderate 5-year survival rates (55% and 27%, respectively); however, this decreased to 4% for those with distant cancer.47 Due to the non-specific nature of lung cancer symptoms, the majority of lung cancers are typically diagnosed after it has advanced (57% of lung cancers in the United States are detected with metastases).47 In England in 2012 almost half (49%) were stage IV when diagnosed, two-thirds (69%) were considered advanced (stages III or IV), with only 20% diagnosed when localised (10% were unstaged).48 Stage proportions can differ by histology. In the United States during 2005–2011, small cell lung cancers tended to have the highest proportions of advanced cancers diagnosed (almost 90% detected at stages III and IV), and squamous cell the least (around 60%).49 In addition, variation in the treatment of lung cancer (e.g., time to curative treatment and adherence to guidelines) is likely an important determinant of the differences in survival between countries, even when the stage distribution of lung cancer is similar.50,51

There have, however, been slight improvements in lung cancer survival among more socioeconomically developed countries such as Sweden, Japan, the United States, Canada and Australia during recent decades.31 The survival rates in Japan are substantially better than other countries, even in the same region. An explanation for this is likely the result of several factors including a high relative proportion of epithelial growth factor receptor (EGFR)-mutation positive lung tumors for targeted therapies, the standardized long-term surveillance of lung cancer survivors, and the coordinated efforts on a national level to monitor and improve cancer care in Japan.52,53

Survival estimates also differ within countries. In China during 2005–2009, lung cancer 5-year relative survival estimates were considerably higher in cities such as Beijing (18%) and Haining (23%), compared to some rural areas such as Qidong (8%) and Jianhu (5%) (Table 2). Brazil, Thailand, and Italy also showed at least a 2-fold difference in lung cancer survival rates between different geographical regions. Reasons for these differences are unclear, but may include diagnostic patterns because these estimates are not adjusted for tumor stage.

B. HISTOLOGIC AND MOLECULAR FEATURES OF LUNG CANCER

The distribution of the histological types/subtypes of microscopically verified lung cancer varies widely between countries (Table 3). Generally, among males, the incidence of adenocarcinoma was higher than that for squamous cell carcinoma (the adenocarcinoma-to-squamous cell carcinoma ratio >1). However in some countries such as Belarus, India, the Netherlands and the Russian Federation, squamous cell carcinoma had the higher incidence. The pattern of higher incidence of adenocarcinoma compared to squamous cell carcinoma was even more evident among females, with a more than 5-fold difference reported for women in China, Japan and Saudi Arabia. Globally, adenocarcinoma incidence has stabilized in males, but the trend continues to increase in females.54 The increase in adenocarcinoma in smokers has been linked to design changes of cigarette that promote deeper inhalation since late 1950s.12,55 Studies in Southeast Asia, where female smoking prevalence is low, have suggested that the rise of adenocarcinoma in females can be attributed to second-hand smoke and cooking fumes.5658

Table 3.

Incidence rates (per 100,000) of microscopically verified lung cancer by histological type

Males
Females
Country or area of registry/ethnicity SCC AC LCC SCLC AC/SCC ratio SCC AC LCC SCLC AC/SCC ratio
Australia 6.7 9.5 4.7 3.8 1.4 0.6 0.4 0.3 0.0 0.7
Belgium 19.2 18.4 3.8 9.0 1.0 2.8 8.0 1.0 3.0 2.9
Belarus 26.9 5.8 1.7 6.4 0.2 1.1 1.4 0.1 0.3 1.3
Brazil 4.1 5.9 3.9 1.4 1.4 1.2 3.1 1.6 0.8 2.8
Canada 9.5 11.9 3.7 5.0 1.3 3.9 11.8 2.5 4.0 3.0
China 6.5 9.3 1.3 2.6 1.4 1.1 7.1 0.6 0.6 6.6
 China, Beijing City 8.3 9.4 2.2 3.8 1.1 1.7 8.6 1.2 1.2 5.1
 China, Nangang District, Harbin City 2.2 1.2 1.2 0.5 0.4 0.8 0.3 2.0
 China, Shanghai City 6.3 8.2 0.2 1.4 1.3 0.7 7.1 0.1 0.2 10.1
 China, Cixian County 15.4 20.7 3.5 1.3 7.1 9.5 1.1 1.3
 China, Hong Kong 9.9 19.1 1.5 4.5 1.9 1.3 12.6 0.5 0.6 9.7
Egypt, Gharbiah 2.2 2.9 3.0 1.4 1.3 0.3 1.5 0.7 0.2 5.0
India 1.6 1.4 2.1 1.0 0.9 0.4 0.8 0.7 0.3 2.1
 India, Bangalore 0.9 1.8 2.0 0.7 2.0 0.2 0.8 0.8 0.2 4.0
 India, Chennai 2.2 1.9 2.4 0.5 0.9 0.3 0.8 0.7 0.1 2.7
 India, Mumbai 1.4 2.2 0.7 1.3 1.6 0.3 1.1 0.2 0.4 3.7
 India, New Delhi 1.8 0.8 4.4 1.1 0.4 0.3 0.4 1.1 0.2 1.3
Japan 9.1 14.9 1.8 4.3 1.6 1.0 8.7 0.3 0.7 8.7
The Netherlands 13.3 11.8 8.3 7.3 0.9 3.5 8.1 4.3 4.8 2.3
Russia 15.6 4.0 1.6 4.7 0.3 1.3 1.4 0.2 0.6 1.1
Saudi Arabia 1.1 2.2 0.7 0.6 2.1 0.2 1.3 0.0 0.0 6.2
Sweden 5.1 7.1 4.5 2.5 1.4 2.5 7.6 3.4 2.2 3.0
Tunisia, North 7.8 4.9 8.2 3.8 0.6 0.4 0.6 0.8 0.2 1.5
Thailand 3.6 8.1 2.1 1.5 2.2 1.1 4.4 0.9 0.5 4.0
Uruguay 8.6 8.5 5.8 3.4 1.0 1.1 2.5 1.0 0.8 2.3
United States
 US, American Indian 8.9 7.9 1.9 4.8 0.9 4.6 7.6 1.2 4.9 1.7
 US, Asian & Pacific Islander 4.3 10.3 1.5 2.3 2.4 1.3 8.4 0.8 0.9 6.5
 US, Black 15.8 18.4 4.2 6.0 1.2 5.8 11.8 1.9 3.9 2.0
 US, White 11.6 14.3 2.9 7.0 1.2 5.4 12.6 1.8 6.0 2.3

SCC, squamous cell carcinoma; AC, adenocarcinoma; LCC, large cell carcinoma; SCLC, small cell lung cancer

Data sources: Cancer Incidence in Five Continents Volume X (2003–2007).15

Notes: 1. Rates age-standardized to the world standard population.

2. Italicized names indicate <60% of cases were microscopically verified. Exact percentages were 59.1%, 55.4% and 54.7% for China, Russia and Thailand, respectively.

3. China includes data from the 14 available cancer registries in China.

4. India includes data from the 12 available cancer registries in India.

For those countries where histology-specific survival data was available (Australia and the United States; Table 4), the 5-year relative survival was higher for adenocarcinoma and squamous cell carcinoma, compared to either large cell carcinoma or small cell lung cancer. In the United States, blacks, primarily males,59,60 have the lowest survival rate for adenocarcinoma and squamous cell carcinoma, compared to whites and other racial/ethnic groups.

Table 4.

Five-year relative survival by histology in Australia and the United States

Histological subtype
Squamous cell carcinoma Adenocarcinoma Large cell carcinoma Small cell lung cancer

RS (%) (95% CI) RS (%) (95% CI) RS (%) (95% CI) RS (%) (95% CI)

Australia 18.2 (17.2–19.3) 19.7 (18.8–20.5) 8.3 (7.6–9.1) 6.6 (5.9–7.4)
United States 17.2 (17.0–17.4) 21.4 (21.2–21.5) 8.0 (7.9–8.2) 6.3 (6.2–6.5)
US by race
White 17.9 (17.6–18.1) 21.8 (21.6–22.1) 7.9 (7.8–8.1) 6.3 (6.2–6.5)
Black 13.2 (12.7–13.8) 16.9 (16.4–17.4) 8.1 (7.6–8.6) 5.8 (5.3–6.4)
Other 15.5 (14.5–16.4) 21.9 (21.2–22.6) 8.7 (7.9–9.4) 6.9 (6.1–7.7)

RS, relative survival; CI, confidence interval.

Data sources: Australian Institute of Health and Welfare (Australia, 2006–2010);19 SEER-18 (the United States, 2010)28

At the molecular level, identifying somatic mutations in the lung is important, as current treatment strategies rely heavily on these markers to identify patients who would benefit the most from targeted therapies.61 Currently, the standard genetic aberrations that are evaluated for which there are approved therapeutic agents or drugs under investigational include AKT-1, AKT-2, BRAF, CDK-4, EML4-ALK, ERBB2, DDR2, FGFR-1, FGFR-3, HER2, HRAS, KRAS, KIT, MET, NRAS, NTRK1,62,63 PIK3CA, PDGFRa, RET (MEK, PTEN, ROS1), RIT1, and TORC1.64 The proportions of the genetic events, either mutations, amplifications, translocations, vary considerably across published studies and by histologic subtype,65,66 leading to both common pathway alterations (cell cycle regulation, DNA repair and divergent effects (RAS/RAf, mTOR and Jak-STAT in adenocarcinoma versus squamous differentiation, oxidative stress and PIK3CA in squamous cell carcinoma). Supplemental Figure 1 summarizes the difference in the distribution of mutations in adenocarcinoma in a Chinese population67 and in U.S./European populations.6870 In East Asia, where the burden of EGFR is much higher in adenocarcinoma than in the U.S. and Europe, the frequencies of other mutations are also different. In comparisons described by Kohno et al.70 and Li et al.,64 HER2, RET, BRAF and ROS1 frequencies in adenocarcinoma are essentially the same in East Asian and Caucasian populations while there are significantly more KRAS mutations in the Caucasian population, 20–30% versus 8–10% respectively. In a pooled analysis to describe the spectrum of somatic mutations in African Americans (AA), while the frequency of EGFR and KRAS mutations is comparable, AA have a distinct mutational pattern from Caucasian Americans, with a significantly higher proportion of unknown driver mutations that are not yet fully characterized (77% of NSCLC and 70% of non-squamous cell lung cancer).71

The frequency of mutations in squamous cell carcinoma, without a mixed histology, is summarized in Supplemental Figure 2.72 In addition to these distinct mutations, as with adenocarcinoma, there are other genes that are frequently amplified that are also actionable, either directly or indirectly, including FGFR1 (20%), SOX (20%), MDM2 (10%), MET (6%) and PDGFRA (8–10%). The different mutational spectrum seen between adenocarcinoma and squamous cell carcinoma illustrates how the treatment for NSCLC treatment has evolved to a histology-based subtyping approach, targeting the mutations in adenocarcinoma versus squamous cell carcinoma.64,73

C. REGION- AND COUNTRY-SPECIFIC PROFILES

Africa

Incidence rates of lung cancer remain low across most of Africa, having the lowest male incidence rates of all the continents (7.7/100,000) with lung cancer mortality rates of 7.0/100,000.6 Because the risk of lung cancer increases exponentially in late middle and older age, the low incidence rate may in part result from the generally lower life expectancy in Africa compared to other continents.74 In general, the lowest incidence rates for lung cancer are reported for Western, Middle and Eastern Africa, while the highest rates are found in Southern and Northern Africa (Table 1). Within Africa, Réunion (32.3/100,000) and Tunisia (31.1/100,000) had the highest male lung cancer incidence rates, while Niger (0.4/100,000) had the lowest.6

The average rates of incidence and mortality from lung cancer are substantially lower among women, at 2.6 and 2.4/100,000 respectively; however, the rate varies across countries, with females in South Africa having much higher incidence rates (11.2/100,000) than other African countries. This observation is potentially due to the higher female smoking prevalence in South Africa (10.4% in 1980 and 9.1% in 2012) compared to other African countries in general.43,75 Many African countries have poor data coverage and quality, and it has been suggested that incidence and mortality rates may be higher than these estimates.76 Nonetheless, despite the high mortality to incidence rate ratios, lung cancer continues to carry a comparatively small burden of overall mortality in most of this region, especially compared to communicable diseases such as HIV/AIDS.7780

The prevalence of smoking among African men is 5- to 10-fold greater than among African women. In 2012, approximately half (45%) of men in Tunisia are identified as smokers (compared to 4.5% of women), and in Nigeria, the percentages are 7.5% in men and 1.4% in women.43 In countries of the Sub-Saharan region (Benin, Malawi, Mozambique, Niger, Sierra Leone, and Swaziland), the prevalence of male current smoking ranged from 8.7% to 34.6% during 2003–2009, which is expected to drive an increase in lung cancer mortality in the next decade.81

Central and South America

In most countries, male mortality rates have been decreasing since the 1980s or 1990s, but among females, the rates have been steadily increasing.8284 In 2012, although most countries have incidence rates below 25.0/100,000 and mortality rates below 20.0/100,000 among males, there are some notable exceptions, including the estimated incidence in Uruguay (50.6/100,000), Cuba (42.8/100,000) and Argentina (32.5/100,000).6 Of these, Cuba has incidence and mortality rates approaching those in North America for both men (42.8 and 39.6/100,000, respectively) and women (23.8 and 21.6/100,000, respectively).6 The incidence of lung cancer in these countries may be largely attributable to their previously high smoking rates – 38.7% and 23.7% in Uruguay, Cuba 30.8% and 15.3%, and Argentina 30.8% and 22.5% for men and women, respectively in 1980.43 Since then, the smoking prevalence rates in these countries, as well as several South American countries, including Chile, Bolivia, and Brazil, have been progressively decreasing for both genders.43 In females, the impact of decreasing smoking prevalence may have not yet manifested in trends in lung cancer incidence.

Australia

Projected estimates of cancer incidence in 2014 in Australia indicate that lung cancer was the fourth most commonly diagnosed cancer (excluding keratinocyte carcinoma) among males (10% of all cancers) and females (8% of all cancers), but the number one cause of cancer death for both men and women.85 Lung cancer mortality accounts for about one-fifth of all cancer deaths (20% in men and 18% in women). Incidence and mortality rates of lung cancer have steadily decreased among Australian men since 1982, with the mortality reduction more pronounced since 1989. Among women, incidence rates have increased since 1982, while mortality rates increased sharply to 1991, but then the rate of increase leveled off to 2011 (Figures 1 and 2, Supplementary Tables 1 & 2).

Around three-quarters of Australian men were reported to be smokers at the end of World War II, along with around one quarter of Australian women. The prevalence of male adult smokers decreased from then onwards, down to 43% in 1976 and 22% in 2010.8688 Among female adults, however, the smoking prevalence increased to 33% in 1976, and then steadily decreased down to 18% in 2010.8688

Several authors89,90 have suggested that the decline in smoking prevalence during the 1980s and 1990s in Australia was correlated with the level of Australian tobacco control activities during that time. Following the release of the Surgeon General report in 1964,91 there was a gradually increasing awareness in Australia of the harm caused by smoking. Since then, Australia has become a world leader in tobacco control with some of the strongest legislation in the world, including being the first to introduce tobacco plain packaging in 2012.92 Following the WHO Framework Convention on Tobacco control,93 Australia has progressively raised the tax on cigarettes, made public spaces, eating and drinking areas and other enclosed areas smoke free, subsidized methods to quit smoking and consistently run education and prevention campaigns.87

Indigenous Australians were reported to have nearly a two-fold higher risk of being diagnosed with lung cancer than non-Indigenous Australians between 2005 and 2009, making lung cancer the most common cancer diagnosed among Indigenous Australians, with a similar differential for lung cancer mortality.85 In addition, Australians living in the most disadvantaged areas of the country had significantly higher lung cancer incidence and mortality rates compared to those living in more affluent areas.85 The inequalities by Indigenous status and area disadvantage are both consistent with the higher reported smoking prevalence in these subgroups.85

China

It is estimated that more than one out of every three lung cancers occur in China (36% of the world total; Table 1). In the past four decades in China, lung cancer has surpassed other major cancers to become the leading cause of cancer deaths for both men and women.94 Lung cancer incidence has steadily increased from 1988 to 2011.9499 Cancer registry coverage in China has been improving, and is now coordinated by the National Center Cancer Registry. In 2011, the data from 177 cancer registries covering over 175 million (13%) of the total Chinese population showed that lung cancer incidence was 48/100,000 in men and 22/100,000 in women,97 and these are similar to the GLOBOCAN estimates (Table 1). Lung cancer incidence and mortality were generally higher in urban areas and eastern China than rural areas and western China.98,99

Similar to Western countries, the proportion of adenocarcinoma among male lung cancer cases has increased to a level similar or higher than squamous cell carcinoma (Table 3).100 Female lung cancer cases are predominately adenocarcinoma.101

The rise of tobacco use among Chinese males (average consumption of 1 cigarette/day in 1952 and 10 cigarettes/day in 1992) has been the major determinant of male lung cancer incidence.102,103 One-third of the world’s tobacco is grown and consumed in China.104 Cigarette smoking has a unique role in Chinese politics and culture, with the tobacco industry in China being nationally monopolized and an important source of tax revenue.104 For example, as etiquette, cigarettes are commonly offered to guests, even by nonsmokers.105 The prevalence of smoking among physicians remains substantial (>50% of male physicians in many cities/provinces).106,107 Thus, awareness of the health hazards of smoking remains poor and tobacco control policies face many barriers and challenges in China.108,109

Given that women in China have historically very low (and decreasing) smoking prevalence (5% in 1980 and 2% in 2012),43,110 exposure to risk factors other than active smoking may play an important role in the incidence of female lung cancer. Exposure to second-hand smoke and indoor and outdoor air pollution remain common in China.99 Large-scale surveys showed that 83%-95% of adults reported second-hand smoke in restaurants; 53–84% reported the exposure at their work place; and 40% who lived with smokers reported the exposure at home.111,112 The smoking ban or tobacco-free policy in public places often fails to protect nonsmokers from exposure due to lack of enforcement.112 In addition, women in rural areas in particular are exposed to fumes and smoke produced while cooking with biomass fuels such as coal and wood,113 and people in major cities often face hazardous levels of air pollution.114

While it has been suggested that cigarette smoking may cause more lung cancer in urban versus rural areas in China,115 the extent to which these different sources and levels of exposure contribute to the observed urban-rural differential in lung cancer incidence and histology warrants further study.

United States

Lung cancer is the second most common cancer (accounting for 14% of cancers diagnosed among both males and females) and is the number one cause of cancer deaths for both genders. Lung cancer mortality accounts for over a quarter of all cancer deaths (29% in men and 26% in women).116 Chronologically, the epidemic of lung cancer in the United States aligns with historical patterns of tobacco usage. The annual cigarette consumption per capita for persons aged 18 years of age and over increased by more than 70 times (54 to 4,000) from 1880 to the 1970s.117 Lung cancer mortality in men increased 18 fold (from 5 to 90/100,000) between 1930 and 1990.116 Based on our trend analysis, incidence and mortality rates have started to decline for men since the 1990s and women’s rates have also leveled off since early 2000 and started to show signs of decrease since 2010,3,35 mainly due to a decrease in smoking prevalence.118120

Geographically, lung cancer incidence is also highly associated with smoking prevalence (lung cancer incidence: 60.4 and 44.4/100,000 for males and females, respectively, in California versus 125.9 and 80.3/100,000 for males and females, respectively in Kentucky; adult smoking prevalence: 14% in California versus 30% in Kentucky).121,122 For lung cancer mortality, the rate declined continuously from 1973 to 2007 among white women in California, but not among those in several southern and midwestern states.123 The geographical variation mainly results from different degrees of tobacco control measures between these states.

In addition to the gender and geographical differences, lung cancer incidence varies by histology and racial groups. While squamous cell carcinoma and small cell lung cancer rates are declining, adenocarcinoma incidence continues to increase among every racial and gender group.3 What is more alarming is that in younger cohorts, adenocarcinoma incidence for females has surpassed males.3 African American males have a higher incidence of both adenocarcinoma and squamous cell carcinoma than white males. The difference remains given the same amount of smoking exposure.124 While African American smokers frequently preferred menthol cigarettes, evidence suggests that menthol cigarettes alone cannot explain the racial disparity of lung cancer incidence.125130 In addition, for Asian Americans, who had a lower smoking prevalence, their lung cancer incidence is overall lower than whites.131 However, given the same amount of smoking, Asian Americans may be more likely to develop lung cancer compared to whites.132 Risk factors other than cigarette smoke or biological factors may be responsible for these racial differences.

D. OPPORTUNITIES TO REDUCE THE BURDEN OF LUNG CANCER

Prevention

As noted already, the major key driver of lung cancer incidence trends is smoking.36 Due to the limited efficacy of high cost screening and treatment measures, smoking is also a key driver of lung cancer mortality.133 For this reason, effective tobacco control programs are critically important in the battle to reduce the burden of lung cancer internationally, even more so within African and Central and South American countries that have very limited access to screening and treatment measures.81 Populations that have benefited from decreasing smoking prevalence because of coordinated tobacco control programs, such as Australia,87 California State in the United States,134 and Hong Kong,135 are likely to experience continued reductions in lung cancer incidence, particularly among males, over the coming years. Female lung cancer rates are expected to rise continuously in many very high HDI countries,136138 although there is evidence of a decline in other places such as the United States.3,35 Given the lag period between smoking prevalence and resultant disease, it is almost certain that countries without strong anti-tobacco programs, such as China, will face an increasing burden of lung cancer in upcoming decades.139 A comprehensive lung cancer control policy would also incorporate coordinated strategies to reduce exposure to other recognized risk factors, including second-hand smoke, air pollution, radon, asbestos, and occupational carcinogens.140142

Early detection

Limited options exist to detect lung cancer at an early stage, and recent development of screening tools, such as sputum and plasma-based microRNA,143,144 still require multicenter clinical trials for further validation.145 However, screening for lung cancer with low-dose computed tomography (LDCT) in high-risk populations, which is demonstrated to reduce mortality by 20%,146,147 has started to receive approval by major insurers in the United States since 2015. In countries that can afford to implement screening in a large proportion of high-risk populations, it is expected that lung cancer incidence, including a higher proportion of early-stage lung cancer, may increase while mortality may decrease, due to the survival advantages of early-stage cancers. These changes may also vary among racial/ethnic groups as race-related factors such as socioeconomic status and educational attainment can affect the accessibility of and willingness to receive cancer screening.148,149 However, the widespread implementation of LDCT screening will likely be restricted to countries with the financial means to pay for these tests.150 Thus, to make a global impact on reducing lung cancer mortality rates, tobacco control to prevent the uptake of smoking remains the single most important factor.151 For those who already smoke, smoking cessation before or after diagnosis is expected to remain as an important cost-effective approach to increase survival.152,153

New Treatments

Surgical resection continues to be the most effective treatment for localized tumors although this relies on lung cancer being diagnosed at an early stage and at present, only a small proportion of lung cancers meet this criterion.154 Some recent advances have been made in the management of early stage non-small cell lung cancer involving novel, minimally invasive surgical and radiotherapy approaches, while the introduction of platinum-based chemotherapy has been shown to provide a survival benefit for metastatic non-small cell lung cancer.155 In addition, genetic testing, which screens actionable genetic alterations including EGFR mutations for targeted therapy,156 will likely provide important information about the treatment and prognosis of lung cancer although the treatment only affects a small minority of lung cancer patients overall. Beyond the approved therapies for EGFR, including tyrosine kinase inhibitors such as gefitinib, erlotinib and afatinib,157 many small molecules are in various phase trials to target EGFR. The majority of the mutations, fusions or amplifications are being tested in Phase I, II, or III clinical trials. Guidelines for selecting which lung cancer patients should have molecular testing were summarized in 2013 by Lindeman et al.158 The final recommendations, which are summarized and graded based on the evidence in the literature, suggest that all advanced stage lung cancer patients, regardless of age, gender, smoking exposure or other clinical factors, should have molecular testing with tissue priority given to EFGR and ALK testing. From 2013 to today, the rates of testing across the globe remain variable. For example, in China, survey data showed that only 9.6% of non-small cell lung cancer cases were tested for EGFR mutation,159 while in Sweden, 49% of cases received testing. With the ever growing list of actionable mutations, improved sampling and analysis of scarce tissue with ever-advancing high-throughput technologies, e.g., next-generation sequencing,160 will be required to support the use of these tests to direct the development of new agents and improved clinical care and outcomes.73,157

Further, immunotherapy appears set to offer new modes of treatment for non-small cell lung cancer, even for patients with advanced disease, building on progress in the understanding of anti-tumour immune responses.161 Corresponding gains are yet to be realized in the treatment of small cell lung cancer, with limited options because of barriers in the development molecular profiling leading to the use of targeted agents; work in this field is continuing.162,163

Limitation

One limitation of this study is that the quality of cancer data in GLOBOCAN is variable, particularly in countries with medium and low HDI where estimates are either based on cancer registries that only cover a small portion of population or, in Africa, estimated from neighboring countries.27 In addition, international comparisons of survival outcomes can be problematic due to differences in population coverage, mortality data quality, and analysis methodology, even though some studies, such as CONCORD-2, have standardized these factors for the included countries. Survival estimates by lung cancer stage, histology, and demographic characteristics remain sparse. Although we included estimates from the literature to complement direct estimates from original data, the search of literature may not be comprehensive.

CONCLUSION

The global disease burden of lung cancer is likely to increase well through the first half of this century, in view of the increasing global trends in lung cancer incidence and mortality and the small improvements in survival. Greater availability of population-based cancer data in medium and low HDI countries is essential to assess the current burden and monitor emerging trends in these countries. Any primary prevention interventions will necessarily include stronger tobacco control initiatives at the government level, in addition to coordinated efforts to improve the air and environmental quality. In addition, targeted strategies tailored to those geographical, racial and socio-demographic subgroups of the population at highest risk of lung cancer and strategies to personalize the treatment of lung cancer are essential to reduce the burden of lung cancer worldwide.

Supplementary Material

Supplemental Figures 1 & 2

Acknowledgments

We are grateful to Grace Dy, MD, for reviewing the molecular epidemiology and treatment sections of this article.

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