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Proceedings of the National Academy of Sciences of the United States of America logoLink to Proceedings of the National Academy of Sciences of the United States of America
. 2017 Jun 27;114(28):7319–7324. doi: 10.1073/pnas.1701597114

Poor caregiver mental health predicts mortality of patients with neurodegenerative disease

Sandy J Lwi a,1, Brett Q Ford b,1, James J Casey a, Bruce L Miller c, Robert W Levenson a,2
PMCID: PMC5514722  PMID: 28655841

Significance

In this study, we investigated the role that caregiver mental health plays in patient mortality. In 176 patient–caregiver dyads, we found that worse caregiver mental health predicted greater patient mortality even when accounting for key risk factors in patients (i.e., diagnosis, age, sex, dementia severity, and patient mental health). Thus, although providing the best possible care for the large and growing number of individuals with neurodegenerative disease is an important public health priority, our findings suggest that these efforts should also consider caregiver mental health as an important intervention target. These findings represent research at the intersection of psychology, neuroscience, and medical science, and highlight the importance of caring for caregivers as well as patients when attempting to improve patients’ lives.

Keywords: neurodegenerative disease, dementia caregiving, mental health, mortality

Abstract

Dementia and other neurodegenerative diseases cause profound declines in functioning; thus, many patients require caregivers for assistance with daily living. Patients differ greatly in how long they live after disease onset, with the nature and severity of the disease playing an important role. Caregiving can also be extremely stressful, and many caregivers experience declines in mental health. In this study, we investigated the role that caregiver mental health plays in patient mortality. In 176 patient–caregiver dyads, we found that worse caregiver mental health predicted greater patient mortality even when accounting for key risk factors in patients (i.e., diagnosis, age, sex, dementia severity, and patient mental health). These findings highlight the importance of caring for caregivers as well as patients when attempting to improve patients’ lives.


Over 35 million adults worldwide have been diagnosed with dementia and other neurodegenerative diseases—disorders that lead to progressive declines in cognitive, emotional, and motor functioning (1). These declines cause many patients to rely on family members for caregiving, with estimates indicating that over 17 million Americans are providing unpaid care for an aging adult (2). Neurodegenerative diseases are inevitably fatal; however, individuals differ greatly in how long they live after their disease has been diagnosed. Research has underscored the important influence that patient factors (e.g., disease severity, age) have on patient mortality (3), but less attention has been given to the influence that caregivers have on patient mortality. Caregivers fulfill patients’ essential needs, from helping them with activities of daily living (e.g., eating) to administering health directives and advocating for their care (4). This assistance is essential to patient outcomes, but it also takes a toll on the caregivers themselves. Many caregivers suffer from poor mental health (5), which may in turn shape the care patients receive (6). Thus, although patient-centered factors play an undeniably important role in patient mortality, caregiver-centered factors are also crucial to examine.

Patient Factors That Predict Mortality

In patients with neurodegenerative disease, survival after receiving a diagnosis can vary between 3 and 10 y, with average survival being under 5 y (7). A number of patient characteristics have been found to be associated with greater mortality, including male sex, later age of onset, poor mental health, disease subtype, and disease severity (810).

Caregiving as a Risk Factor for Poor Mental Health

Although some caregivers find caring for a patient with neurodegenerative disease to be rewarding and remain resilient to the stress of caregiving (11, 12), others find the experience to be extremely burdensome and develop significant physical and mental health problems (13). For example, caregivers suffer from depression at four times the rate of noncaregivers (14) and are almost three times as likely to seek treatment for anxiety (15). Caregivers can become increasingly socially isolated, and the subsequent decreases in social support are closely linked to worsening caregiver mental health (16).

Do Declines in Caregiver Mental Health Predict Patient Mortality?

Declines in caregiver mental health are a common outcome of caregiving. These declines, in turn, represent a plausible risk factor for patient mortality, given the crucial role that caregivers play in patients’ lives. Caregiver mental health can influence patient mortality in several ways. First, worse mental health in caregivers can influence the quality of care they provide. For example, depressed caregivers are more likely to engage in patient neglect and abuse (6, 17), behaviors that are known to predict patient mortality (18). Second, caregiver mental health problems can weaken the social bond between patients and caregivers. For example, caregivers often report feeling lonely and isolated in their relationships (19). Low-quality relationship functioning has been linked to poorer physical health, impaired immune functioning, and mortality in relationship partners (20, 21). Finally, worse mental health in caregivers may negatively influence patients through emotion contagion or behavioral mimicry. Given that caregivers experience relatively high levels of stress (2, 22), and that stress-related expressions of negative affect and physiological arousal (e.g., cortisol levels) tend to be shared within relationship partners (2326), it is possible that caregivers’ subjective and physiological experience of stress may be transmitted to the patients in their care. Given that heightened stress has been linked with poor health and mortality (2729), patients may in turn experience greater risks to their own health.

Present Study

The existing literature has established a number of patient factors that influence patient mortality, but relatively few studies have examined how caregiver factors influence patient mortality (30). Furthermore, no studies to our knowledge have examined whether caregiver mental health uniquely predicts patient mortality after accounting for relevant patient risk factors. The present study addressed this crucial gap in a sample of 176 caregivers and patients with a wide range of neurodegenerative diseases. We examined whether caregiver mental health predicted patient mortality above and beyond well-established patient risk factors (i.e., diagnosis, age, sex, dementia severity, patient mental health) and other caregiver characteristics that could influence mortality (e.g., caregiver physical health).

Methods

Participants.

All study participants were recruited between 2007 and 2012 from the University of California (UC) San Francisco Memory and Aging Center (MAC), where they received diagnoses and clinical care. Patients were referred to the MAC by a number of sources including self-referrals, clinician referrals, and referrals through Alzheimer’s Disease Research Centers. Given the MAC’s expertise in neurodegenerative disease and ongoing research programs, referrals typically include less common neurodegenerative diseases subtypes (e.g., frontotemporal dementia). Thus, although patient recruitment was consecutive (resulting in a random sample), the distribution of diseases in our sample was somewhat different than that seen in typical memory clinics (Table 1).

Table 1.

Descriptive statistics (means, SDs) for patient and caregiver variables

Neurodegenerative disease subtype
Variable bvFTD nfvPPA svPPA AD CBS PSP
Sample size 48 20 31 41 19 17
Patient
 Sex, % male 69 50 45 49 47 53
 Age 61.5 (8.14) 67.9 (7.58) 63.6 (5.51) 61.7 (8.62) 66.4 (5.58) 68.3 (5.78)
 Dementia severity 7.00 (3.16) 2.33 (2.07) 4.44 (2.86) 4.50 (2.13) 4.24 (3.39) 5.15 (2.79)
 Mental health symptoms 42.5 (21.03) 15.7 (13.18) 33.4 (22.03) 21.8 (23.06) 22.0 (22.19) 28.4 (15.61)
Caregiver
 Sex, % male 35 45 55 42 47 41
 Age 59.4 (12.35) 67.0 (14.37) 61.5 (14.79) 60.3 (7.14) 61.3 (10.74) 63.1 (8.71)
 Mental health symptoms
  SF-36 0.68 (1.12) 0.08 (0.93) −0.13 (0.95) 0.02 (1.05) −0.17 (1.26) 0.41 (0.94)
  SCL-90R 0.56 (0.36) 0.52 (0.44) 0.38 (0.30) 0.34 (0.23) 0.54 (0.71) 0.42 (0.47)
 Physical health symptoms −0.04 (1.02) 0.13 (0.96) −0.13 (0.86) −0.05 (0.80) 0.34 (1.30) −0.16 (1.16)

Means (SD) are presented. AD, Alzheimer’s disease; bvFTD, behavioral variant frontotemporal dementia; CBS, corticobasal syndrome; nfvPPA, nonfluent variant primary progressive aphasia; PSP, progressive supranuclear palsy; SCL-90R, Symptom Checklist-90 Revised; SF-36, Medical Outcomes Study Short-Form Survey; svPPA, semantic variant primary progressive aphasia. According to scale conventions, caregiver mental and physical health variables were weighted z-score averages.

At the MAC, patients were introduced to the dementia research project and, if interested, could opt into the study and be contacted by recruiters to schedule their research visits. Participants underwent standard neurological and psychological testing, assessment of cognitive and behavioral symptoms, and structural brain scans (MRI). This information was used to provide a diagnosis based on current criteria (see below). Participants diagnosed with a neurodegenerative disease who had a reliable informant were then consecutively recruited and given the option to opt into a separate laboratory session at the UC Berkeley Psychophysiology Laboratory (BPL) that was focused on assessing patients’ and caregivers’ social and emotional functioning (31). Prospective participants in the BPL assessment were informed that their participation was voluntary, their decision would have no effect on their medical treatment, and they could opt out from this aspect of the research at any time. Participants received no payment for the BPL session beyond reimbursement for lunch, transportation, and incidental expenses. Approximately 37% of MAC participants agreed to complete the laboratory visit at the BPL.

During the 5 y of this study, 176 patients and their familial caregivers were assessed at both the MAC and the BPL. Unless patients chose to opt out, patients were then followed at the MAC until death and, for those who consented, autopsy. In this sample, (i) 48 patients met diagnostic criteria for behavioral-variant frontotemporal dementia (bvFTD) (32), (ii) 20 for nonfluent variant primary progressive aphasia (nfvPPA), (iii) 31 for semantic variant primary progressive aphasia (svPPA) (33), (iv) 41 for Alzheimer’s disease (AD) (34), (v) 19 for corticobasal syndrome (CBS) (35), and (vi) 17 for progressive supranuclear palsy (PSP) (36). Within the present sample, 85% of caregivers (n = 149) were spouses of the patient, whereas 8% were adult children (n = 14) and 7% were siblings (n = 13).

Procedure.

During their comprehensive evaluations at the MAC, patient mental health and dementia severity were assessed by qualified clinicians. Before their BPL session, caregivers completed a questionnaire packet at home that contained a consent form (approved by the UC Berkeley Committee for the Protection of Human Subjects) and questionnaires measuring caregiver mental and physical health. About a week later, participants came to the BPL for the assessment of emotional functioning. Upon arrival, participants were informed that they would be participating in a study of emotion and that their physiological, behavioral, and self-reported responses would be recorded and videotaped. After completing another consent form (approved by the UC Berkeley Committee for the Protection of Human Subjects), patients and caregivers participated in the laboratory session. There were no follow-up sessions conducted at Berkeley; thus, the questionnaire packet completed before the laboratory session was the only time caregiver mental and physical health were assessed. Study materials and associated protocols are available upon request from the corresponding author.

Measures.

Patient mortality.

Patients typically completed annual follow-up appointments at the MAC to monitor their disease severity and receive updated treatment plans. If patients were unable to return in person, updates were provided over the telephone. When we learned that a patient had died, the date of death was acquired. Mortality data were not available for caregivers. Between the beginning of the study (January 2007) and the cutoff date used for the present analyses (May 1, 2016), 98 deaths occurred (55.7%). For patients who died, survival time was computed as the number of days between the date that patients participated in the BPL assessment and the date of death. For patients who were still alive, censor time was computed as the number of days between the date of the BPL assessment and the cutoff date (37).

Patient dementia severity.

Patients’ dementia severity was assessed using the Clinical Dementia Rating Scale Sum of Boxes (38), a clinician-rated scale designed to examine impairment across six domains: memory, orientation, judgment, community affairs, home and hobbies, and personal care. Each domain was rated on a 5-point scale: 0 = no impairment, 0.5 = questionable impairment, 1 = mild impairment, 2 = moderate impairment, and 3 = severe impairment. Each domain score was then summed to obtain Sum of Boxes scores. Scores range from 0 to 18, with higher scores indicating greater impairment.

Patient mental health symptoms.

Trained clinicians conducted semistructured interviews with caregivers using the Neuropsychiatric Inventory (NPI) (39) to assess patients’ behavioral and emotional symptoms. The NPI is designed to examine 12 domains: delusions, hallucinations, depression, anxiety, agitation/aggression, euphoria, disinhibition, irritability/lability, apathy, aberrant motor activity, sleep disturbances, and eating disorders. For each domain, frequency (1 = occasionally, less than once per week, to 4 = very frequently, once or more per day or continuously) and severity (1 = mild, to 3 = severe) were rated, and the total score for that domain was computed by multiplying frequency by severity. An overall score was computed by summing scores across the 12 domains. This overall score could range from 0 to 144, with higher scores indicating greater behavioral and emotional impairments.

Caregiver mental health symptoms.

Familial caregivers of patients with neurodegenerative disease completed two measures of their own mental health symptoms, the Medical Outcomes Study Short-Form Survey (SF-36) (40), and the Symptom Checklist-90 Revised (SCL-90R) (41). The SF-36 is a 36-item self-report measure designed to assess eight domains: physical functioning, role limitations due to physical health, energy/fatigue, pain, general health problems, role limitations due to emotional problems, emotional well-being, and social functioning. Scores for each of these domains range from 0 (worst) to 100 (best). According to convention, summed scores from each of the eight domains were z scored and then weighted to create a composite measure of mental health such that mental health subscales were weighted more heavily (42). Composite scores were then multiplied by −1 so that higher scores indicated worse caregiver mental health symptoms. The SCL-90R is a 90-item questionnaire designed to assess symptoms of mental health in nine domains: depression, anxiety, hostility, somatization, obsessive-compulsivity, interpersonal sensitivity, phobic anxiety, paranoid ideation, and psychoticism. Each item was rated on a 5-point scale of distress (0 = not at all, to 4 = extremely) The SCL-90R Global Severity Index score is the mean score of all items, with higher scores indicating greater overall psychological distress.

Caregiver physical illness symptoms.

Caregiver physical illness was assessed using the SF-36, described above. According to convention, summed scores from each of the eight domains measured by the SF-36 (see above) were z scored and weighted to create a composite measure of physical health (such that physical health subscales were weighted more heavily).

Results

Data Analytic Approach.

Cox proportional hazard models were used to estimate the hazard ratios (HRs) and survival curves for patient mortality. Analyses proceeded in three steps. First, we tested whether patient variables (i.e., diagnosis, sex, age, dementia severity, patient mental health) predicted patient mortality (model 1). Because diagnosis was a multilevel categorical variable, all diagnoses were dummy-coded (0 = absent; 1 = present): bvFTD, nfvPPA, svPPA, AD, and CBS. PSP was set as the reference group because patients with neurodegenerative diseases that affect movement and autonomic nervous centers (e.g., PSP), generally do not live as long as those with diseases that impact higher-order abilities such as cognition and emotion (e.g., AD and bvFTD) (43). All other variables were entered as continuous variables. Second, we tested whether caregiver mental health symptoms predicted patient mortality (model 2). To examine the robustness of these findings, we replicated these analyses using the two measures of caregiver mental health symptoms: the SF-36 (40) and the SCL-90R (41). Third, we tested whether caregiver mental health symptoms uniquely predicted patient mortality by including patient variables (i.e., diagnosis, sex, age, dementia severity, mental health) and caregiver variables (i.e., mental and physical health symptoms) as simultaneous predictors of patient mortality (model 3). See Supporting Information for more information about all measures.

Patient Variables and Patient Mortality.

As depicted in Table 2 (model 1), when testing whether patient variables (i.e., diagnosis, sex, age, dementia severity, mental health) predicted patients’ mortality, two diagnosis subtypes predicted lower patient mortality relative to the reference group (i.e., patients with PSP): AD (HR = 0.35, 95% CI [0.167, 0.722], P = 0.005) and svPPA (HR = 0.14, 95% CI [0.054, 0.356], P < 0.001). Patient mental health symptoms predicted greater patient mortality (HR = 1.01, 95% CI [1.000, 1.019], P = 0.047). Patient sex, age, and dementia severity were not significant predictors of patient mortality (values of P > 0.504).

Table 2.

Cox regression HRs (and 95% CIs) of patient and caregiver variables predicting patient mortality

HRs and 95% CIs
Variable Model 1 Model 2 Model 3
Patient
 Diagnosis
  bvFTD 0.50 [0.245, 1.023] 0.52 [0.256, 1.060]
  nfvPPA 0.76 [0.343, 1.701] 0.78 [0.349, 1.759]
  AD 0.35 [0.167, 0.722]** 0.37 [0.174, 0.770]**
  svPPA 0.14 [0.054, 0.356]*** 0.16 [0.063, 0.419]***
  CBS 1.02 [0.492, 2.094] 1.22 [0.583, 2.564]
  PSP
 Sex 0.95 [0.618, 1.445] 0.82 [0.532, 1.251]
 Age 1.00 [0.970, 1.027] 1.01 [0.978, 1.040]
 Dementia severity 1.02 [0.954, 1.099] 1.02 [0.954, 1.099]
 Mental health symptoms 1.01 [1.000, 1.019]* 1.01 [0.996, 1.015]
Caregiver
 Mental health symptoms (SF-36) 1.47 [1.225, 1.763]*** 1.49 [1.210, 1.822]***
 Physical health symptoms (SF-36) 0.95 [0.773, 1.154]

*P < 0.05, **P < 0.01, ***P < 0.001. Each model predicts patient mortality as a function of patient variables (Model 1), as a function of caregiver mental health symptoms, as measured by the SF-36 (Model 2), or as a function of both patient and caregiver variables (Model 3). A dash (—) indicates that the given variable was not included within the model. For mental and physical health symptom measures, higher scores indicate worse symptoms. AD, Alzheimer’s disease; bvFTD, behavioral variant frontotemporal dementia; CBS, corticobasal syndrome; nfvPPA, nonfluent variant primary progressive aphasia; PSP, progressive supranuclear palsy; svPPA, semantic variant primary progressive aphasia. Diagnosis was dummy coded, with PSP patients coded as the reference group.

Caregiver Mental Health Symptoms and Patient Mortality.

As depicted in Table 2 (model 2), worse caregiver mental health (as measured by elevated SF-36 symptom scores) was associated with greater patient mortality (HR = 1.47, 95% CI [1.225, 1.763], P < 0.001). To examine the robustness of these findings, we replicated these analyses with the second measure of caregiver mental health symptoms (SCL-90R). Results again indicated that worse caregiver mental health was associated with greater patient mortality (HR = 1.87, 95% CI [1.215, 2.871], P = 0.004).

Unique Association Between Caregiver Mental Health Symptoms and Patient Mortality.

To examine the extent to which caregiver mental health uniquely predicted patient mortality, we included all patient variables (i.e., diagnosis, sex, age, dementia severity, patient mental health) as well as caregiver mental and physical health symptoms as simultaneous predictors in our model. As depicted in Table 2 (model 3), results revealed that caregiver mental health symptoms (measured with the SF-36) remained a significant predictor of patient mortality (HR = 1.49, 95% CI [1.210, 1.822], P < 0.001). This HR indicates that patient mortality was 1.49 times higher for each SD increase in caregiver mental health symptoms (Fig. 1 for survival curves). This result also replicated when caregiver mental health was measured with the SCL-90R (HR = 1.60, 95% CI [1.011, 2.542], P = 0.045). These findings indicate that worse caregiver mental health is a unique predictor of patient mortality even when accounting for patient variables and caregiver physical health.

Fig. 1.

Fig. 1.

Survival curves for caregiver mental health symptoms (SF-36) and patient mortality. The figure depicts survival curves for model 3 wherein caregiver mental health symptoms predict patients’ survival rate while accounting for patient variables (i.e., diagnosis, sex, age, dementia severity, and mental health) and caregiver physical health. Caregiver mental health symptoms (as measured by the SF-36) are depicted using a median split for display purposes only.

Discussion

The prevalence of neurodegenerative diseases is alarmingly high and is expected to increase with the growing aging population (44). Paralleling this rise in the number of patients is an increase in the number of caregivers who will be needed to provide critical assistance to patients across a broad range of areas. The present study aimed to understand the role that caregiver and patient factors play in patient mortality.

As expected, a number of aspects of patients’ disease (i.e., diagnosis and mental health) predicted greater patient mortality. Results also revealed that low levels of caregiver mental health uniquely predicted greater patient mortality even when accounting for a number of risk factors in patients (i.e., diagnosis, sex, age, dementia severity, mental health) and other caregiver factors (i.e., caregiver physical health).

This finding raises the question of how poor caregiver mental health impacts patient mortality. Prior research has shown that lower caregiver mental health is associated with lower quality of care (6), which could in turn contribute to patient mortality in a number of ways (e.g., less awareness of patient health changes, poorer medication compliance, missing medical appointments). Lower caregiver mental health could also weaken the quality of the caregiver–patient relationship: damaged social bonds between relationship partners are known to predict worse health outcomes, even extending to risk for mortality (21). Finally, lower caregiver mental health could impact patient mental health through contagion of emotions (especially negative emotions such as anger, fear, and sadness) or behavioral mimicry given that close others tend to share and reciprocate emotional experiences, expressions, and even physiological responses (2326).

Providing the best possible care for the large and growing number of individuals with neurodegenerative disease is an important public health priority. Our findings suggest that these efforts should consider caregiver mental health as an important intervention target: In addition to the obvious benefits for caregivers, there could be benefits for patient longevity as well. Fortunately, there are a number of pharmacological and psychosocial interventions that are useful for treating depression, anxiety, and other mental health problems (e.g., cognitive behavioral therapy) (45, 46) in caregivers. Close monitoring of the mental health of caregivers of patients with neurodegenerative disease could lead to early interventions that would have maximal benefits for caregivers and for the patients in their care.

Strengths and Limitations.

The research has several notable strengths. First, we examined a relatively large and well-powered sample of patients with multiple forms of neurodegenerative disease. The diagnoses of neurodegenerative disease were established using rigorous assessments that included neurological testing, neuropsychological testing, and structural neuroimaging to maximize diagnostic accuracy. This kind of sample provides greater confidence in the results and their generalizability across different forms of neurodegenerative disease, compared with prior investigations with small sample sizes and just one or two forms of neurodegenerative disease. Second, we used gold-standard measurements of both patient and caregiver variables to examine how both types of factors impact patient mortality. Prior research has rarely examined caregiver factors in addition to patient factors when examining patient health or mortality. Finally, we used multiple measures of caregiver mental health to ensure that the influence of caregiver mental health on patient mortality was robust.

The present study also has limitations that can be addressed with future research. First, it was not designed to test the mechanisms that link caregiver mental health with patient mortality. As discussed above, several mechanisms are possible, and future research that carefully assesses these mechanisms over time would help establish their possible mediating role in patient mortality. Although we have noted the causal role that caregiver mental health may have upon patient mortality, the inverse may also be true. That is, worse mental health in patients—which would likely hasten patient mortality—could promote worse caregiver mental health. The present study helps to rule out this alternative directionality by accounting for patient mental health, but this finding would be bolstered by future studies that assess patient health, caregiver health, and possible mediating mechanisms at multiple assessment points across time. Knowledge of these mechanisms would be extremely useful in designing experimental tests of the influence of caregiver mental health on patient mortality, and in planning clinical interventions to improve the lives of caregivers and patients.

Second, future research would benefit from considering possible moderators of the link between caregiver mental health and patient mortality. For example, the nature of the caregiver’s relationship to the patient (e.g., spouse, child, sibling), or the availability of other family resources (e.g., social support), may influence how caregivers respond to the stress of caregiving and thus may influence the strength of the link between caregiver mental health and patient mortality. In future studies it would also be useful to examine other potential moderating influences (e.g., ethnicity, socioeconomic status, and education) to determine whether they increase or decrease patient vulnerability to lower caregiver mental health.

Third, future research would benefit from a more comprehensive assessment of patients’ mental health to understand its possible role in patient mortality. In the present study, we used a well-validated (39) and widely used (47, 48) measure of patient mental health based on clinician ratings of caregiver reports; however, examining patients’ own experiences—in addition to informant ratings of mental health—may provide important additional information on the role of patient mental health and patient insight in patient mortality.

Fourth, the sample of patients included in the present study was somewhat different from a sample that might be found in a typical memory clinic. For example, our sample of patients with AD was younger than average (mean age, 61.7 y) and more balanced in the proportion of male to female patients (49% males). This balance across genders is consistent with prior research suggesting that gender differences in AD typically do not emerge until participants are older than 85 y (49). Our sample also included patients with less common neurodegenerative disease subtypes (e.g., svPPA, CBS), which helped us determine whether our findings were consistent across diagnostic subtypes. For these reasons, it will be important for future research to replicate the present results using samples that more closely reflect the demographics observed in typical memory clinics.

Finally, it is important to note that living longer does not necessarily guarantee high quality of life. Although we did not directly measure patients’ quality of life, we did assess their mental health—a crucial ingredient in quality of life (50). In our sample, better mental health in caregivers was associated with better mental health in patients (r = 0.29, P < 0.001). However, we do not know whether this association between caregiver mental health and patient mental health remains stable over time. If it does, then the period of longer life in patients that was predicted by better caregiver mental health might be of good quality. This important issue can best be studied using longitudinal designs and more comprehensive assessments of patient quality of life. If this finding proves durable, it would further underscore the importance of determining whether interventions that aim to improve caregiver mental health also improve both the longevity and quality of life of patients with neurodegenerative disease. Tracking caregivers over time would also provide the opportunity to examine how caregiver mortality influences patient mortality.

Conclusion.

Neurodegenerative diseases affect millions of people worldwide, and the numbers are rapidly growing. Unfortunately, cures have been elusive and current treatments are only mildly effective, leading many patients to become highly reliant on their caregivers. Caregiving for an individual with a neurodegenerative disease is an extremely challenging experience. The burden and stresses of caregiving create heightened risk for poor caregiver mental health, which contributes to greater mortality among patients. These findings thus highlight the importance of caring for caregivers (in addition to patients) when attempting to improve patients’ lives.

Clinical and Demographic Variables

Age and Sex Differences.

Diagnostic group differences in patients’ age were analyzed using a one-way ANOVA, and sex differences were analyzed using a χ2 test. Results indicated that diagnostic groups differed in age, F(5, 170) = 4.63, P = 0.001, with patients with bvFTD [mean (M) = 61.51, SD = 8.14] being significantly younger than patients with nfvPPA (M = 67.89, SD = 7.58) and PSP (M = 68.33, SD = 5.78). Patients with AD (M = 61.66, SD = 8.62) were also significantly younger than patients with nfvPPA and PSP. Diagnostic group differences were not found for sex, χ2(5, n = 176) = 6.10, P = 0.297. Parallel analyses were conducted to examine diagnostic group differences in caregivers’ age and sex. Results indicated that caregivers of different diagnostic groups did not differ in age, F(5, 168) = 1.37, P = 0.236, or sex, χ2(5, n = 176) = 3.14, P = 0.679.

Patient Dementia Severity.

Diagnostic group differences in patients’ dementia severity were analyzed using a one-way ANOVA. Results revealed that diagnostic groups differed in dementia severity, F(5, 170) = 9.51, P < 0.001, with Bonferroni-corrected post hoc tests revealing that patients with bvFTD (M = 7.00, SD = 3.16) had higher severity scores than patients with nfvPPA (M = 2.33, SD = 2.07), AD (M = 4.50, SD = 2.13), svPPA (M = 4.44, SD = 2.86), and CBS (M = 4.24, SD = 3.39). Patients with PSP (M = 5.15, SD = 2.79) also had higher severity scores than patients with nfvPPA.

Patient Mental Health Symptoms.

Diagnostic group differences in patients’ mental health symptoms were analyzed using a one-way ANOVA. Results revealed that diagnostic groups differed in mental health symptoms, F(5, 170) = 7.47, P < 0.001, with Bonferroni-corrected post hoc tests revealing that patients with bvFTD (M = 42.54, SD = 21.04) had significantly more mental health symptoms than patients with nfvPPA (M = 15.70, SD = 13.18), AD (M = 21.78, SD = 23.06), and CBS (M = 22.00, SD = 22.19).

Caregiver Mental Health Symptoms.

Diagnostic group differences in caregivers’ mental health were analyzed using a one-way ANOVA. Results revealed that diagnostic groups differed in mental health symptoms as measured by the SF-36, F(5, 170) = 3.46, P = 0.005, with Bonferroni-corrected post hoc tests revealing that caregivers of patients with bvFTD (M = 0.68, SD = 1.12) had more mental health symptoms than caregivers of patients with svPPA (M = −0.13, SD = 0.95). Caregivers of patients with bvFTD also had more mental health symptoms than caregivers of patients with AD (M = 0.02, SD = 1.05) and CBS (M = −0.17, SD = 1.26) at near significant levels (P = 0.056 and P = 0.054, respectively). Results indicated that caregivers of different diagnostic groups did not differ in mental health as measured by the SCL-90R, F(5, 170) = 1.88, P = 0.101.

Caregiver Physical Health Symptoms.

Diagnostic group differences in caregivers’ physical health were analyzed using a one-way ANOVA. Results indicated that caregivers of different diagnostic groups did not differ in physical health symptoms, F(5, 170) = 0.76, P = 0.582.

All clinical and demographic variables can be viewed in Table 1.

Exploratory Analyses

The SCL-90R General Severity Index is an overall index of mental illness that can be further parsed into nine domains (i.e., depression, anxiety, hostility, somatization, obsessive-compulsivity, interpersonal sensitivity, phobic anxiety, paranoid ideation, and psychoticism). Mean scores of items in each subscale were computed, with higher scores indicating worse symptoms. Previous research has used the depression subscale of the SCL-90R apart from the overall Global Severity Index, speaking to its quality as a measure of depression (51). Hazard ratios were computed for each of the individual domains to examine which domain(s) of caregiver mental health were significantly associated with patient mortality. Additional analyses were then conducted to examine whether the individual domains were associated with patient mortality even when accounting for patient variables (i.e., diagnosis, sex, age, dementia severity, mental health) and caregiver physical health.

Results indicated that higher caregiver anxiety (HR = 1.64, 95% CI [1.130, 2.374], P = 0.009), depression (HR = 1.53, 95% CI [1.153, 2.040], P = 0.003), hostility (HR = 1.40, 95% CI [1.039, 1.881], P = 0.027), obsessive-compulsivity (HR = 1.71, 95% CI [1.241, 2.367], P = 0.001), and phobia (HR = 1.63, 95% CI [1.026, 2.578], P = 0.038) were significantly associated with greater patient mortality. Caregiver interpersonal sensitivity, paranoia, psychoticism, and somatization were not significant predictors (Ps > 0.086). When accounting for patient variables and caregiver physical health, higher caregiver anxiety (HR = 1.53, 95% CI [1.027, 2.287], P = 0.037), depression (HR = 1.40, 95% CI [1.045, 1.871], P = 0.024), and obsessive-compulsivity (HR = 1.48, 95% CI [1.060, 2.074], P = 0.021) were significantly associated with greater patient mortality. The domains of hostility, interpersonal sensitivity, paranoia, phobic anxiety, psychoticism, and somatization were not significant predictors (Ps > 0.189).

Acknowledgments

The research was supported by National Institute on Aging Grants 1R01AG041762-01A1 and 2P01AG019724-11 (to R.W.L. and B.L.M.).

Footnotes

The authors declare no conflict of interest.

This article is a PNAS Direct Submission.

This article contains supporting information online at www.pnas.org/lookup/suppl/doi:10.1073/pnas.1701597114/-/DCSupplemental.

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