Abstract
In contemporary oceans diatoms are an important group of eukaryotic phytoplankton that typically dominate in upwelling regions and at high latitudes. They also make significant contributions to sporadic blooms that often occur in springtime. Recent surveys have revealed global information about their abundance and diversity, as well as their contributions to biogeochemical cycles, both as primary producers of organic material and as conduits facilitating the export of carbon and silicon to the ocean interior. Sequencing of diatom genomes is revealing the evolutionary underpinnings of their ecological success by examination of their gene repertoires and the mechanisms they use to adapt to environmental changes. The rise of the diatoms over the last hundred million years is similarly being explored through analysis of microfossils and biomarkers that can be traced through geological time, as well as their contributions to seafloor sediments and fossil fuel reserves. The current review aims to synthesize current information about the evolution and biogeochemical functions of diatoms as they rose to prominence in the global ocean.
This article is part of the themed issue ‘The peculiar carbon metabolism in diatoms'.
Keywords: biogeochemistry, carbon export, diatom, geological record, genomics, photosynthesis
1. Introduction
Microscopic photosynthetic plankton (phytoplankton) provide the organic biomass on which almost all ocean life depends and fuel a range of essential biogeochemical processes, ranging from the generation of oxygen, the recycling of elemental nutrients, and the removal of carbon dioxide from the atmosphere. They are responsible for around 45% of global primary production and yet represent only 1% of Earth's photosynthetic biomass [1], due to their rapid proliferation times and because all cells are photosynthetically active, unlike multicellular plants. Our appreciation of the roles of these microscopic organisms in the ocean has been transformed over the last decades by improved methods to explore the chequered history of life on Earth and by new DNA sequencing technologies. Scientists are using these resources to address the feedbacks between plankton and the climate system, because planktonic organisms can both influence climate and be affected by climate change [2]. As a major component of plankton communities in today's oceans diatoms are now key to their functioning, yet they rose to prominence only quite recently. Through photosynthesis they provide large amounts of organic material that sustains marine ecosystems as well as contributing to Earth's carbon cycle, and play major roles in the biogeochemical cycling of other nutrients such as nitrogen and silicon [3–5]. Their evolution can be traced back to the origin of photosynthesis.
2. Photosynthesis as the engine of life
Oxygenic photosynthesis is arguably the most important process in nature. It boosted the remarkable history of life on Earth following its appearance at least 2.4 billion years ago [6] (figure 1a). In spite of its early evolution it represents the most complex energy transduction system known; its water oxidizing machine has no analogues elsewhere and its functioning is still poorly understood [16]. The oxidizing or ‘splitting’ of water was made possible by the coupling of two photosystems that enabled oxygenic photosynthetic bacteria to use light energy to generate oxygen from water and reducing power in the form of NADPH. The oxygen generated from the process subsequently accumulated in the atmosphere and is one of Earth's distinguishing features, because molecular oxygen is extremely rare in the Universe [17]. The utilization of light energy to split water in oxygenic photosynthesis also allows the fixation of CO2 into organic matter that fuels the food chain.
Oxygenic photosynthesis first evolved in the cyanobacteria, which remain the only prokaryotes capable of performing it. Oxygen initially began to accumulate only slowly in the atmosphere because it was first consumed in oxidation reactions with abundant compounds that contained reduced forms of iron, sulfur, carbon, nitrogen, and other abundant materials, and because it was consumed in the biological process of respiration, which evolved after photosynthesis [8].
Following the evolution of oxygenic cyanobacteria it took around 2 billion years before complex multicellular animal life evolved (figure 1a). During this time, eukaryotic organisms appeared bearing the first mitochondria derived from the endosymbiosis of a proteobacterium in an Archaean-like cell, in which respiratory processes could occur [18]. Unambiguous fossils of eukaryotes have been found in shales as old as 1.65–1.85 billion years [19]. Subsequently, chloroplasts evolved following the invasion or engulfment of a cyanobacterium into the prototypic eukaryote. Photosynthetic eukaryotes are considered to have evolved around 1.2 billion years ago [12] although the forms that dominate today's ocean are predominantly derived from additional or ‘secondary’ endosymbiotic events in which eukaryotic green or red algae were incorporated a second time into a eukaryotic cell [20]. The timing of these events is not well resolved but it certainly happened prior to the appearance of multicellular lifeforms during the Cambrian explosion and preceded a major increase in atmospheric oxygen to levels similar to those found today, from around 1–5% to about 20% (figure 1a). The reason why the rise of photosynthetic eukaryotes stimulated such a dramatic increase in oxygen may be a consequence of carbon export to the seafloor, because their larger cells were more strongly ballasted and therefore more likely to sink than cyanobacteria [2] (figure 2). The consequent burial of carbon sequestered it away from the carbon cycle and so it could not be remineralized back to CO2 by oxidative respiration. Alternatively (or additionally), photosynthetic activity may have increased significantly following the evolution of extensive planktonic ecosystems, e.g. fuelled by increased nutrient availability during this period. Regardless of the cause, atmospheric CO2 levels dropped significantly during this period, which may have contributed to one or more of the Snowball Earth events that have been documented to have occurred [13] (figure 1a,b), because CO2 is a powerful greenhouse gas. Furthermore, the increase in molecular oxygen was probably instrumental in permitting multicellular life to evolve during more temperate periods because it allowed the development of more complex organisms less constrained by oxygen acquisition from a low oxygen environment.
Atmospheric oxygen concentrations have remained relatively stable at around 20% since the early Cambrian period. The emergence of land plants during the Devonian around 400 million years ago (Ma) likely led however to a further large increase in oxygen concomitant with CO2 drawdown from the atmosphere (figure 1b) [23]. Although it did not persist, the elevated oxygen concentrations may have led to the evolution of giant insects and other large animals. Atmospheric oxygen in today's world, while being similar to concentrations prior to the evolution of land plants, is now likely to be maintained principally by terrestrial plants that release oxygen directly to the atmosphere rather than by photosynthetic plankton because the oxygen generated within the water column is likely to be consumed by other organisms rather than being outgassed [24,25]. The release of biogenic oxygen from the ocean may nonetheless be significant in some regions and is likely to be sensitive to temperature changes [26].
The detailed analysis of the geological record left by dead eukaryotic plankton sinking to the seafloor over the last hundreds of millions of years, either based on biomarker molecules or microfossils, has revealed their history during major Earth transitions [27]. By likely underpinning the rise of oxygen that led to the evolution of multicellular organisms, they may have promoted the development of ever more complex lifeforms, not only in the ocean, but also on land as well. Besides the process of photosynthesis, the later appearance of calcification and silicification in some phytoplanktonic organisms (e.g. in coccolithophorids and diatoms, respectively), in addition to more ancient organisms such as foraminifers and radiolarians, permitted the precipitation of hard materials to the ocean interior, as well as organic carbon (figure 1a,b). A rich amount of data from microfossils, biomarkers, and molecular clocks using conserved marker genes indicate that these processes appeared in photosynthetic organisms around 200 Ma and permitted atmospheric CO2 to be further sequestered into the deep ocean in the form of organic carbon and calcium carbonate, which over time contributed to the formation of sedimentary rocks such as limestones and cherts, as well as our oil and gas reserves [12,28–30] (figures 1 and 2). This, together with increased weathering and changes in ocean circulation, is believed to have initiated a period of declining atmospheric CO2 concentrations, contributing to the switch from a greenhouse climate in the Mesozoic to an icehouse climate in the Cenozoic [31]. The concomitant increase in atmospheric O2 (figure 1a,b) almost certainly contributed to the evolution of large animals, including placental mammals that have very high metabolic demands [29,32,33].
3. The rise of the diatoms
The composition of eukaryotic phytoplankton in the modern ocean is dominated by diatoms, dinoflagellates and coccolithophores [12]. Through photosynthesis and calcification these organisms make a small but significant contribution (probably around 10%) to the regulation of the partial pressure of carbon dioxide in the upper ocean [34,35]. The other 90% of oceanic carbon is derived from the physico-chemically regulated solubility of CO2, which generates carbonate ions in the upper ocean [36]. The biological drawdown of atmospheric CO2 through the activity of photosynthetic organisms in the ocean is known as the biological carbon pump which results in the generation of organic matter that can be consumed by other organisms, as well as calcium carbonate (figure 2). The biological carbon pump exports approximately 5–12 PgC yr−1 from the surface to the mesopelagic layer, from which approximately 0.2 PgC yr−1 is stored in sediment for millennia [34,35], thus contributing to the vertical gradient of carbon in the ocean. The process also results in biological feedback on atmospheric CO2 and thus the Earth's climate [37,38]. This structuring of the carbon cycle in the ocean appears to have been established as the three phytoplankton groups rose to prominence in the Mesozoic Era, perhaps as a consequence of the availability of ecological space populated previously by taxa that did not survive the Permian–Triassic mass extinction event, which was Earth's most severe extinction event (resulting in the loss of around 96% of all marine species) [39].
The fossil record left behind by the elaborate siliceous shells of diatoms indicates that they remained minor components in the ocean until the Cretaceous [31,40], when the supercontinent Pangaea began to break apart into the continents we know today and the major ocean basins were formed (figure 1c). As well as creating more space in marine ecosystems, the rifting of Pangaea was accompanied by the delivery of more nutrients to the oceans because it was concomitant with continental elevation. The increase in nutrients favoured the selection of large-celled phytoplankton that lived along the continental margins such as diatoms [31,41–43]. Following the mass extinction event at the Cretaceous/Paleogene boundary (65 Ma), the diatoms continued to expand and further populate the oceans. In contrast to dinoflagellates and coccolithophores, diatom diversity continued to increase through the Cenozoic; in particular two pulses of diversification occurred at the Eocene/Oligocene boundary interval (33.9 Ma) and the middle to late Miocene (5–20 Ma) [44] (figure 1c). Environmental changes such as sea-level rise, silicate bioavailability, predation, ocean chemistry, increased latitudinal thermal gradients and circulation all likely played a role in driving such diversification [31,41,42]. As one case in point, correlations between increased diatom abundance and carbon export to the deep ocean with reductions in atmospheric CO2 and reduced temperatures during the opening of the Drake Passage between 19 and 49 Ma suggest that the resulting Antarctic Circumpolar Current may have generated a highly favourable environment for diatom proliferation in the Southern Ocean, that today is still characterized by diatom-rich plankton communities [45,46].
Diatoms today are found throughout the world's oceans, wherever there is sufficient light and nutrients (figure 3). They typically dominate well-mixed coastal and upwelling regions, where the organic carbon they generate supports productive fisheries such as in the Peruvian and Benguela upwelling systems. They appear well adapted to surviving long periods of nutrient and light limitation and often dominate oceanic spring blooms because they can divide more rapidly than other phytoplankton when conditions become favourable for growth, at least as long as silicon is not limiting [50]. They also dominate at high latitudes and in polar environments, in particular along the sea-ice edge where other photosynthetic organisms are rare, making the Arctic and Southern Ocean ecosystems especially dependent on them [3,4] (figure 3). Their importance for the biogeochemistry of these regions over geological time periods is evidenced by the enormous deposits of siliceous mud and oozes more than 1 km thick in places [47] (figure 3a). The rise of diatoms in the last few millions of years is accompanied by the establishment of the main petroleum source rocks, derived from carbon export. The often spatial coincidence of silica and fossil fuels, together with the worldwide survey of biomarkers (such as 24-norcholestane or C28-C29 steranes) in sediments and source rocks, indicate a crucial role of diatoms in the formation of today's reserves [44]. Moreover, several petroleum basins overlap with regions where diatoms thrive, such as oceanic coastal environments and the Arctic Ocean [51]. Although previous assessments suggest that petroleum source rocks are relatively low in abundance in the Southern Ocean [52], this region may hold significant resources as well.
4. Diatom evolution through the lens of genomics
While sedimentary rocks and the biomarkers within them provide a coarse-grained record of the intertwined histories of life, geology and climate, the evolutionary trajectories of different organisms can best be found by finding remnants of them in their genome sequences (for example, see [53]).
Already prior to the advent of genome sequencing, biochemical and ultrastructural data had provided persuasive evidence that diatoms were derived from a secondary endosymbiotic event involving a red alga that had occurred sometime between 1200 and 700 Ma (figures 1a and 4) and that was common to all stramenopiles, the phylum in which diatoms sit, as well as the chromalveolate supergroup of eukaryotes that includes dinoflagellates and coccolithophores [55–57]. The diatom genome sequences analysed to date do provide support for a red algal endosymbiont [58,59], but the abundance of genes apparently derived from a green algal source has led to the controversial hypothesis that a green algal endosymbiont preceded the red alga and that many of its genes were retained prior to the arrival of the red alga, whereas the red algal genes that were acquired later were not [60,61] (figure 4). In such a scenario, diatoms (and other photosynthetic chromalveolates) bear red algal-derived chloroplasts driven to a significant extent by green algal genes encoded in the nucleus, which may have provided a selective advantage in ocean environments and thus underlie why such organisms have come to dominate in the ocean whereas photosynthetic organisms harbouring green algal-derived plastids dominate terrestrial habitats [62,63].
An additional feature is the presence of several hundreds of bacterial genes scattered throughout diatom genomes [59], representing around 5% of total gene content. Many such genes appear to have ancient origins because they are shared among several diatoms, and encode functions essential for diatom biology [3]. Diatom-specific transposable elements additionally appear to have been instrumental in generating the rich diversity of species found today [3,64] (figure 4).
The chimeric nature of diatom genomes has brought together unique combinations of genes that collectively encode non-canonical pathways of nutrient assimilation and metabolite management, including for a urea cycle that is integral to nitrogen metabolism [65], and a novel configuration coupling photosynthesis and respiration between diatom chloroplasts and mitochondria [66]. The combined findings have profound and unanticipated implications for our understanding of the role of diatoms in biogeochemical cycles, and highlight the utility of genome sequences for revealing an organisms' metabolic potential. Diatom genomes have furthermore been found to encode large numbers of cyclins [67], key regulators of cell division, that may underlie their impressive proliferative capacity during oceanic blooms, as well as specialized stress-responsive light-harvesting chlorophyll-binding proteins that may be of particular importance for survival in polar-adapted diatoms [68,69].
The peculiarities of the diatom toolbox used to manage silicon metabolism and to generate their silicified cell walls are also being revealed (e.g. [70]), and it is emerging that such processes are deeply integrated within diatom primary metabolism, e.g. for the generation of frustule-localized long chain polyamines as offshoots of the urea cycle [65,71,72]. Notwithstanding, genomics has yet to reveal anything about what ecological or physiological advantages are associated with frustule biogenesis.
The extension of findings from genomics to natural environments will likely reveal further innovations [73]. Evidence is already emerging that some diatoms may have evolved permanent genome-level adaptations to certain conditions (e.g. related to iron bioavailability [74]) whereas others have retained the ability to acclimate to a wider range of conditions through more flexible responses at the transcriptional level [75]. The recent evaluation of the importance of epigenetic processes mediated at the level of DNA methylation or chromatin structural changes [76,77] will reveal whether diatoms have retained or acquired other features from their ancestors that permit additional opportunities for responding to a fluctuating environment over shorter timescales than are operative over macroevolutionary timescales [78].
5. Diatoms in the contemporary oceans
For decades, morphological studies have revealed diatoms to be one of the most ecologically important groups of phytoplankton in the modern oceans and one of the largest components of marine biomass [30,79,80]. More recent environmental omics studies have confirmed this. In particular, in the metabarcoding survey based on the V9 hypervariable region of 18S rDNA performed as part of the Tara Oceans global plankton sampling campaign, diatoms are the most abundant group of obligate photosynthetic eukaryotes and the fifth most abundant group of marine eukaryotes [48,81]. Moreover, in some Antarctic stations they represent more than 25% of the sequenced metabarcodes. Metabarcoding studies have allowed a refinement of the diversity estimation and the biogeographic distribution of diatoms even at the genus and species level. Meanwhile, metagenomics and metatranscriptomics data (unpublished results from the Tara Oceans consortium) will deepen our knowledge about the role of diatoms in the modern ocean.
In terms of their biogeochemical roles, diatoms are believed to be the principal contributors of primary production and carbon export among all photosynthetic organisms in the modern oceans, in particular because of their dominance in highly productive regions [1,5]. Estimates based on time-series of surface chlorophyll from the SeaWiFS Project indicate that microphytoplankton (mostly diatoms) may contribute up to 70% of the net primary production in coastal upwelling systems and 50% in temperate and sub-polar regions during the spring-summer seasons [82]. Overall, diatoms are estimated to contribute around 40% of the total primary production in the oceans, and therefore around one fifth of all the photosynthesis on Earth, similar to all terrestrial rainforests combined [1]. Similarly, both carbon export and remineralisation variations at global scale seem to be partially explained by the phytoplankton community where diatoms and their resting spores may play critical roles [21,83,84]. Diatoms are also a key component in the biogeochemical cycling of silicon (reviewed extensively in [85]).
The combination of genomics data collected during the Tara Oceans expedition with ancillary environmental data allows a new framework, summarized in figure 5, to pinpoint the importance of individual planktonic groups in specific processes, in a holistic context of the entire plankton communities that they are part of. Such network-based methods have already been used to disentangle the key players in euphotic zone communities related to carbon export to deeper layers in the oligotrophic ocean [83] (figure 5). Regression-based analyses on the entire eukaryotic metabarcoding dataset currently available from Tara Oceans [81] reveal the dominant roles of diatoms in contributing to net primary production and carbon export, in particular in areas characterized by low temperatures, high oxygen and nutrient concentrations (figure 6). It should therefore be possible to test the robustness of these results by bioinformatic analysis and to further disentangle the roles of diatoms in marine ecosystems using more extended datasets. Such studies could also be performed in the context of different climate simulations to better understand how diatoms affect the carbon cycle and climate regulation.
6. Perspectives
Incontrovertible evidence shows that the Earth's climate has begun to change markedly over the last decades as a consequence of CO2 released into the atmosphere from the burning of fossil fuels. The overprint of human activities on Earth's biogeochemical cycles is evident from the simple fact that we are currently burning the equivalent of around 1 million years of buried carbon derived from diatoms and other plankton each year [2]. While we can be confident that the oceans will continue for some time to be the major sink absorbing excess heat and CO2, and will consequently warm, acidify, and deoxygenate in the coming centuries [87,88], we have no consistent view about how the life support system of the oceans, the plankton, will fare. Regarding diatoms, we can expect shifts in several aspects of diatom diversity and biogeography, which could not only affect biogeochemical cycles but may also pose a challenge for the functioning of marine food webs, in which diatoms are intensely grazed. Given the rise of diatoms to global importance in marine ecosystems over the last tens of millions of years it is crucial that future research addresses their capabilities to adapt to changing environments, both by investigation of the geological record and by the exploration of diatom genomes.
Acknowledgements
The authors thank Andrew H. Knoll for his valuable contributions to this manuscript. This article is contribution number 55 of Tara Oceans.
Authors' contributions
C.B. conceived and designed the manuscript, and all authors contributed significantly to the writing and the creation of the figures. A.-S.B., F.M.I. and C.B. worked on the sections of evolutionary and biogeochemical events and diatom genomics. A.-S.B., L.B. and L.G. presented the biological carbon pump. F.M.I., O.J. and S.D. compared the marine sediments with modern distributions. L.B. and L.G. were in charge of the eco-systems biology and high-throughput sequencing sections.
Competing interests
We have no competing interests.
Funding
C.B. acknowledges funding from the ERC Advanced Award ‘Diatomite’, the Louis D Foundation, the Gordon and Betty Moore Foundation, and the French Government ‘Investissements d'Avenir’ programmes MEMO LIFE (ANR-10-LABX-54), PSL* Research University (ANR-1253 11-IDEX-0001-02), and OCEANOMICS (ANR-11-BTBR-0008). C.B. also thanks the Radcliffe Institute of Advanced Study at Harvard University for a scholars fellowship during the 2016-2017 academic year. A.-S.B. is funded by the PhD programme from the Ecole Doctorale Complexité du Vivant. L.B. and L.G. acknowledge funding from the French national programme EC2CO-LEFE (FunOmics project). S.D. and O.J. acknowledge funding from the Gordon and Betty Moore Foundation, and from NASA (NNX16AR47G).
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