Diastolic Augmentation Index Improves Radial Augmentation Index in Assessing Arterial Stiffness

Abstract

Arterial stiffness is an important risk factor for cardiovascular events. Radial augmentation index (AI _r) can be more conveniently measured compared with carotid-femoral pulse wave velocity (cfPWV). However, the performance of AI _r in assessing arterial stiffness is limited. This study proposes a novel index AI _rd, a combination of AI _r and diastolic augmentation index (AI _d) with a weight α, to achieve better performance over AI _r in assessing arterial stiffness. 120 subjects (43 ± 21 years old) were enrolled. The best-fit α is determined by the best correlation coefficient between AI _rd and cfPWV. The performance of the method was tested using the 12-fold cross validation method. AI _rd (r = 0.68, P < 0.001) shows a stronger correlation with cfPWV and a narrower prediction interval than AI _r (r = 0.61, P < 0.001), AI _d (r = −0.17, P = 0.06), the central augmentation index (AI _c) (r = 0.61, P < 0.001) or AI _c normalized for heart rate of 75 bpm (r = 0.65, P < 0.001). Compared with AI _r (age, P < 0.001; gender, P < 0.001; heart rate, P < 0.001; diastolic blood pressure, P < 0.001; weight, P = 0.001), AI _rd has fewer confounding factors (age, P < 0.001; gender, P < 0.001). In conclusion, AI _rd derives performance improvement in assessing arterial stiffness, with a stronger correlation with cfPWV and fewer confounding factors.

Introduction

Arterial stiffness is an important risk factor for cardiovascular events^1–4 and other complications^5–7. Many indicators have been proposed to assess arterial stiffness. Carotid-femoral pulse wave velocity (cfPWV) is considered the ‘gold standard’ in determining arterial stiffness^{1, 8}. However, several limitations still exist. First, it is not convenient to record the carotid and femoral pulse waves simultaneously. Patients should keep in supine position. Second, the distance from the carotid to the femoral artery is difficult to measure accurately especially in patients with abdominal obesity⁹. Moreover, femoral pulse wave can not be readily and accurately measured in patients with obesity, diabetes, metabolic syndrome, or peripheral artery disease⁸.

Wave reflection, which is convenient to measure, is of great interest in the estimation of arterial stiffness, and is generally quantified by augmentation index, which is calculated from the pulse wave at a specific artery site^10–13. Central aortic augmentation index (AI _c) has been shown to be an independent predictor of all-cause and cardiovascular mortality in end-stage renal failure patients¹⁰. AI _c normalized for heart rate of 75 bpm (AI@75) has been proven to be independently associated with severe short- and long-term cardiovascular events in patients undergoing percutaneous coronary interventions¹¹. However, AI _c can not be readily obtained non-invasively. Recent studies^12–18 on the estimation of aortic pulse wave using transfer functions provide an alternative method to predict AI _c based on peripheral pulse waves. Yet, Millasseau¹⁹ concluded that radial augmentation index (AI _r) provides similar information on central arterial stiffness as AI _c obtained by a transfer function method. AI _r can be directly calculated from a radial pulse wave. It is used to assess arterial stiffness in a widely used device, HEM9000AI (Omron Healthcare, Japan). Kohara²⁰ showed the feasibility of AI _r in assessing vascular aging. AI _r is also reported to be a predictor of premature coronary artery disease in younger males²¹. However, the performance of AI _r in assessing arterial stiffness is limited, as AI _r is influenced by several factors other than cfPWV, like heart rate (HR) and the reflect distance of the pulse wave²². In addition, it has been shown that AI _r does not correlate closely with vascular stiffness in those over the age of 55²³. Due to the limitations of AI _r and the fact that diastolic augmentation index (AI _d) also reflects wave reflection^24–26, we propose a novel index AI _rd in the form of a linear combination of AI _r and AI _d to derive potentially better performance over AI _r in assessing arterial stiffness. Our contribution include the proposed index AI _rd and the validation of the linear combination of AI _r and AI _d, instead of AI _r, in assessing arterial stiffness.

The subsequent contents of this paper are organized as follows. The second section describes the methodologies used in this study. The third section presents the results. The discussion and conclusion of our study are presented in the fourth and fifth sections.

Methods

Subjects and study protocol

128 subjects participated in the study. 8 of them were excluded for lack of accuracy in the measurement of cfPWV, resulting in a sample of 120 subjects (54 females, 66 males) aged 18 to 92 years old (mean ± SD, 43 ± 21 years old). 4 subjects had arrhythmias, 2 had premature ventricular contractions, and 5 had hypertension and arrhythmia, hypertension, hypothyroidism, arteriosclerosis, and mitral regurgitation, respectively. Information on the subjects is shown in Table 1 and is also detailed in Supplementary Table S1. All subjects gave informed consents before the study. The datasets generated during the current study are available from the corresponding author on reasonable request. This study was approved by School of Sino-Dutch Biomedical and Information Engineering, Northeastern University, China. The experiment was carried out in accordance with the Interim Measures for Guidelines on Ethical Review of Biomedical Research Involving Human Subjects.

Table 1.

Information of the subjects(n = 120). Cf-distance: distance from the carotid to the femoral artery.

Physiological parameters	Mean ± SD	Range
Age (year)	43 ± 21	[18, 92]
Height (cm)	168 ± 8	[150, 189]
Weight (kg)	65 ± 11	[44, 95]
BMI (kg/m2)	23 ± 3	[17, 33]
HR (bpm)	68 ± 10	[45, 97]
SBP (mmHg)	119 ± 15	[90, 156]
DBP (mmHg)	74 ± 10	[52, 110]
Cf-distance (cm)	61.1 ± 4.5	[51, 71]

Measurements were performed in a quiet room at a constant temperature of 22 to 23 °C. Subjects stayed in supine position throughout the experiment and were advised to keep still without talking, laughing or sleeping. Subjects had a 15 min rest before the test. Measurements of augmentation indexes and cfPWV were performed sequentially. There was no significant difference (paired t-test: mean ± SD, −0.6 ± 3.6 bpm; P = 0.07) in pulse rate between the two measurements.

Measurement of cfPWV

cfPWV is defined as pulse traveled distance divided by pulse transit time (PTT) from carotid to femoral artery. The pulse travelled distance was calculated as 0.8 times the direct distance from the right common carotid artery to the right common femoral artery²². The distance was measured using a non-elastic tape. PTT was calculated as time difference between the feet of pulse waves at two different artery sites. In each trial, right carotid and right femoral pulse waves were measured using two pressure pulse sensors (MP100, Xinhangxingye Co. Ltd., Beijing, China). The signals were recorded simultaneously for 30 seconds in each trial and were sampled at a rate of 1000 Hz.

The pulse wave signals were then pre-processed to eliminate baseline drift and noise, which influence the accuracy of subsequent calculations. Baseline drift is mainly due to body motion artifact and respiration. The baseline drift was removed by applying ‘sym7’ wavelet decomposition^{27, 28} at level 10 to the data and eliminating the approximation coefficients in the wavelet decomposition. Similarly, the noise was removed by applying ‘db7’ wavelet decomposition^{27, 28} at level 4 to the data and eliminating the detail coefficients in the wavelet decomposition.

The foot of a pulse wave was extracted using an intersecting tangents technique^29–31, which determines the foot by the intersection of the horizontal line through the minimum and the tangent line through the maximum first derivative with respect to time.

PTT was obtained from every cardiac cycle in a series of data, and those exceeding 90% of the SD distribution curve of the PTTs were discarded. The remaining PTTs were averaged. Two measurements of cfPWV were applied in each subject. If the difference between two successive measurements in one subject was less than 0.5 m/s²², the mean of the two measurements was taken. Otherwise, the data of this subject was discarded. According to this criterion, 8 subjects were excluded as mentioned earlier.

Pulse wave analysis

The radial pulse wave was recorded using a SphygmoCor device (AtCor, Australia) with a sampling rate of 128 Hz. The quality of the measurement was controlled by an operator index assessed by the device. A measurement that yields an operator index of lower than 85% was discarded and another measurement was performed. Two trials with an operator index higher than 85% were required on each subject, and two to five measurements were applied to achieve this goal. Augmentation indexes were calculated as the mean of the two measurements. For each measurement, an average radial pulse wave was derived using an ensemble average method. AI _r and AI _d were both calculated from the average pulse wave.

As shown in Fig. 1, AI _r is defined as the amplitude difference (P ₂) between the second peak and the foot divided by the amplitude difference (P ₁) between the first peak and the foot. AI _d is the amplitude difference (P _d) between the diastolic peak and the foot divided by P ₁. The locations of the second peak and diastolic peak of all subjects were determined through a second-derivative method.

Figure 1.

Features of the radial pulse wave. Amplitude of the peak and foot are the systolic (SBP) and diastolic (DBP) blood pressures, respectively. P ₁ indicates the difference between the first peak and the foot in amplitude; P ₂ is the amplitude of the second peak minus DBP; P _d is the amplitude of the diastolic peak minus DBP.

In this paper, a linear combination of AI _r and AI _d is defined as:

$$A{I}_{rd}=\alpha \times A{I}_r-(1-\alpha )\times A{I}_d$$ 1

where α determines the weights of AI _r and AI _d in the combination. AI _rd equals −AI _d and AI _r when α is 0 and 1, respectively. AI _c and AI@75 were also included in the study for comparison with AI _rd in assessing arterial stiffness. AI _c is defined as the ratio of the late systolic boost in the aortic pressure wave and pulse pressure³². Both AI _c and AI@75 were calculated using the SphygmoCor device based on the central aortic pulse wave, which was estimated by applying a transfer function to the radial pulse wave.

Statistical analysis

The reliability of all measurements were evaluated by two-way random average-measure intra-class correlation coefficients (ICC). An ICC higher than 0.9 was deemed appropriate³³.

A 12-fold cross validation was used in the determination of α. The raw data was randomly grouped into 12 subsets (with 10 subjects in each). The 12 subsets were divided in all possible ways (12 in total) into a training group with 11 subsets and a test group with 1 subset. In each trial, the best-fit α was calculated based on the training data, and was then used to calculate AI _rd of the test group. The best-fit α was determined by finding the strongest correlation between AI _rd and cfPWV. The stability of the best-fit α was assessed by analysis of variance in 12 trials.

The correlation of cfPWV with each augmentation index (AI _r, AI _d, AI _rd, AI _c or AI@75) was calculated. Prediction interval^{34, 35} was calculated to evaluate the estimate of cfPWV by each augmentation index. The dependence of AI _r and AI _rd were studied by performing stepwise multi-regression analysis (enter if P < 0.01, remove if P > 0.01) with the following parameters: gender, age, height, weight, HR, brachial systolic (SBP) and diastolic (DBP) blood pressure. In this study, all statistical significance tests are two-tailed. A probability value of P < 0.01 is considered statistically significant.

Results

Reliability test

The two-way random average-measure ICC of cfPWV (n = 120) is 0.99 (P < 0.001). The ICCs of AI _r, AI _d, AI _c and AI@75 (n = 120) are 0.99 (P < 0.001), 0.95 (P < 0.001), 0.98 (P < 0.001) and 0.98 (P < 0.001), respectively. All the measurements in this study derive an ICC higher than 0.9.

Regression analysis

Figure 2 shows the determination and stability analysis of α in 12 trials. The correlation coefficient between AI _rd and cfPWV is stable and so is the best-fit α, which is determined with respect to the peak of each correlation coefficient curve. The mean ± SD of all best-fit α in the 12 trials is 0.44 ± 0.02. Thus, α was determined as 0.44. When α equals 0.44, the correlation coefficient of AI _rd with cfPWV improves by 0.07 ± 0.01, compared with that of AI _r with cfPWV.

Figure 2.

Determination of α. The solid line and the dashed area indicate the correlation coefficients between AI _rd and cfPWV with the change of α. The solid line is the mean in all 12 trials and the dashed area the confidence band. The best-fit α was determined by the peak of the correlation coefficient curve in each trial. The vertical dash line indicates the mean of the best-fit α in 12 trials, and the bar indicates the standard deviation.

Regression analysis (n = 120) between cfPWV and each augmentation index is shown in Fig. 3. cfPWV shows a stronger correlation with AI _rd (r = 0.68; P < 0.001) than with AI _r (r = 0.61; P < 0.001), AI _c (r = 0.61; P < 0.001), or AI@75 (r = 0.65; P < 0.001). No significant correlation between cfPWV and AI _d (r = −0.17; P = 0.06) was found. In addition, compared with other augmentation indexes, AI _rd derives a narrower prediction interval in the estimation of cfPWV.

Figure 3.

Regression analysis (n = 120): linearity of cfPWV with AI _c, AI@75, AI _r, AI _d and AI _rd. Solid lines are the regression lines. The shaded areas indicate the 95% prediction interval.

Multi-regression analysis (n = 120) shown in Table 2 reveals that AI _r is significantly associated with age (P < 0.001), gender (P < 0.001), HR (P < 0.001), DBP (P < 0.001), and weight (P = 0.001). AI _d is significantly dependent on HR (P < 0.001), DBP (P < 0.001), and age (P = 0.001). AI _rd is only associated with age (P < 0.001) and gender (P < 0.001).

Table 2.

Multi-regression analysis (stepwise, enter if P < 0.01, remove if P > 0.1) for AI _r and AI _rd (n = 120).

Dependants	Variables	β	t	P
AI r (%)	Age	0.657	12.039	<0.001
	Gender	0.254	4.018	<0.001
	HR	−0.312	−5.443	<0.001
	DBP	0.307	4.971	<0.001
	Weight	−0.219	−3.353	0.001
AI d (%)	HR	−0.742	−10.979	<0.001
	DBP	0.320	4.696	<0.001
	Age	−0.318	−4.692	<0.001
	Height	−0.237	−3.454	0.001
AI rd (%)	Age	0.789	16.305	<0.001
	Gender	0.298	6.167	<0.001

β is the regression coefficient. t is the t-value for each individual β.

Discussion

The significance of AI _r has been presented in multiple studies^{20, 21}. However, the performance of AI _r in assessing arterial stiffness is unsatisfactory^{22, 23}. The present study proposed a novel index, AI _rd, by combining AI _r and AI _d with a weight coefficient α. The weight α is stable in 12 trials. AI _rd correlates better with cfPWV compared with AI _r, AI _d, AI _c and AI@75, and is dependent on fewer confounding factors than AI _r.

The best-fit α is stable in 12 trials (mean ± SD, 0.44 ± 0.02). The mean best-fit α derives stable improvement of AI _rd over AI _r in assessing arterial stiffness (with the improvement in correlation coefficient of AI _rd over AI _r with cfPWV being 0.07 ± 0.01 when α = 0.44 in the training data of 12 trials). In addition, in Fig. 2, a wide range of α (from 0.25 to 1.0) allows AI _rd better performance over AI _r. The stability and this wide range of α demonstrates the reliability and feasibility of the proposed method.

As central arteries become stiffer, cfPWV increases and the reflected wave from lower body returns to the ascending aorta earlier and also arrives at the radial artery earlier, which causes increases in both AI _c and AI _r ^{36, 37}. Thus, both AI _c and AI _r reflect central arterial stiffness, which is demonstrated in the present study (with the correlation coefficient between AI _r and cfPWV, r = 0.61; P < 0.001; and the correlation coefficient between predicted AI _c and cfPWV, r = 0.61; P < 0.001), and also in multiple previous studies^{20, 37, 38}. Millasseau et al.¹⁹ further concluded that AI _r provides similar information on central arterial stiffness as AI _c obtained by applying a transfer function to the radial pulse wave (AI _r versus AI _c, r = 0.94, P < 0.001). Similar results were derived in Kohara’s study²⁰, and also in the present study with a significant correlation between AI _r and AI _c (r = 0.95, P < 0.001). AI _c directly measured in the aorta might derive a stronger correlation with cfPWV. However, the aortic pulse wave cannot be readily acquired directly using noninvasive techniques. The most commonly used noninvasive technique is to apply a generalized transfer function^{12, 13} to the radial pulse wave, which derives satisfactory performance in the estimation of central aortic blood pressures. Specialized transfer function techniques^14–18 proposed in recent years further improve the accuracy. However, these techniques are unable to derive satisfactory performance in predicting AI _c. The reason is that the accuracy of the inflection point, based on which AI _c is calculated, depends on higher frequency components of the aortic pulse wave, which are difficult to obtain accurately from the transfer function, either generalized or specialized. AI _c predicted by individualized transfer functions is a promising approach to assess arterial stiffness, however, its accuracy requires further improvements.

AI _rd (r = 0.68; P < 0.001) correlates better with cfPWV than AI _r (r = 0.61; P < 0.001) does, with a narrower prediction interval. AI _r is not only determined by cfPWV, but is also influenced by HR^{39, 40} (inversely) and the changes in reflection sites at the lower body⁸. The reflecting site distance from the aorta is related to reflected wave amplitude⁴¹, which is equal to or largely contributes to the amplitude of diastolic peak. HR inversely influences DBP⁴². DBP affects reflecting site distance⁸ and peripheral resistance⁴¹, both of which are determinants of reflected wave amplitude and also the amplitude of diastolic peak. The weighted subtraction of AI _d from AI _r could reduce the influence of changes in reflection sites on AI _r. This can be demonstrated through our result that AI _r and AI _d both significantly correlate with DBP(P < 0.001 for both) and HR (P < 0.001 for both), while AI _rd shows no significant correlation with DBP or HR.

The multi-regression analysis (Table 2) demonstrated that AI _r is dependent on factors including age (P < 0.001), gender (P < 0.001), HR (P < 0.001), DBP (P < 0.001), and weight (P = 0.001). This is consistent with previous studies by Sugawara et al.⁴³ and Kohara et al.²⁰. AI _d is significantly correlated with HR (P < 0.001), DBP (P < 0.001), and age (P = 0.001). AI _rd is only associated with age (P < 0.001) and gender (P < 0.001). This means that by linearly combining AI _r with AI _d, the influence of DBP and HR is reduced, which allows AI _rd a higher reliability and better applicability than AI _r in assessing arterial stiffness.

Our study has a few limitations. During the experiment, all subjects were required to be in supine position. The stability of α and the performance of AI _rd in assessing arterial stiffness in other postures (for instance, sitting) is not evaluated. Besides, differences in AI _r could exist when measuring radial pulse wave using different devices⁴⁴. The best-fit α might also be different when AI _r and AI _d were measured using different devices.

Conclusion

In conclusion, AI _rd derives performance improvement over AI _r in assessing arterial stiffness, with stronger correlation with cfPWV and fewer confounding factors. AI _rd is a potential surrogate for both central and radial augmentation indexes in assessing arterial stiffness, with the same measurement procedure but achieving improved performance. Comparing to the ‘gold standard’, cfPWV, methods based on pulse wave analysis (AI _r and AI _rd) are much more convenient in the assessment of central arterial stiffness. However, in order to evaluate the physiological and pathological significance of AI _rd, longitudinal studies are needed on the relationship between AI _rd and cardiovascular events.

Author Contributions

Y.Y. conceived the experiments, L.H., L.X. and L.Q. fixed the experiment program, Y.S. and B.Y. did efforts in the experiment on clinical issues. Y.Y. and Y.Z. conducted the experiments. Y.Y. wrote the main manuscript text. All authors reviewed the manuscript.

Competing Interests

The authors declare that they have no competing interests.