Abstract
Appropriate integration of GABAergic interneurons into nascent cortical circuits is critical for ensuring normal information processing within the brain. Network and cognitive deficits associated with neurological disorders, such as schizophrenia, that result from NMDA receptor-hypofunction have been mainly attributed to dysfunction of parvalbumin-expressing interneurons that paradoxically express low levels of synaptic NMDA receptors. Here, we reveal that throughout postnatal development, thalamic, and entorhinal cortical inputs onto hippocampal neurogliaform cells are characterized by a large NMDA receptor-mediated component. This NMDA receptor-signaling is prerequisite for developmental programs ultimately responsible for the appropriate long-range AMPAR-mediated recruitment of neurogliaform cells. In contrast, AMPAR-mediated input at local Schaffer-collateral synapses on neurogliaform cells remains normal following NMDA receptor-ablation. These afferent specific deficits potentially impact neurogliaform cell mediated inhibition within the hippocampus and our findings reveal circuit loci implicating this relatively understudied interneuron subtype in the etiology of neurodevelopmental disorders characterized by NMDA receptor-hypofunction.
Proper brain function depends on the correct assembly of excitatory and inhibitory neurons into neural circuits. Here the authors show that during early postnatal development in mice, NMDAR signaling via activity of long-range synaptic inputs onto neurogliaform cells is required for their appropriate integration into the hippocampal circuitry.
Introduction
Normal brain function relies on the appropriate interaction between excitation (E) and inhibition (I) in the CNS, the latter mediated via the recruitment of ~20 subtypes of GABAergic interneurons (INs) in the CA1 hippocampus alone1, 2. IN dysfunction, resulting in E/I imbalance, is implicated in a number of neurodevelopmental disorders including epilepsy, schizophrenia and autism3, 4. In particular, hypofunction of NMDA receptor (NMDAR) mediated-signaling onto INs has emerged as a cause of various neurological disorders5, 6. However, despite this link little is known regarding the integration of IN subtypes at the basic synaptic physiological level following genetic ablation of NMDARs during embryonic and postnatal development7, 8.
Recent technological developments that permit targeting of specific IN cohorts9 are allowing for systematic dissection of their respective genetic programs and physiological roles. For example, optogenetic manipulation of parvalbumin (PV)-expressing IN activity, a subpopulation of which impart perisomatic inhibition onto pyramidal cells (PCs), has revealed their central role in generating network oscillations that underlie numerous cognitive processes10–12. Interestingly, ablation of NMDARs in PV INs results in altered network oscillations and emergence of behavioral deficits reminiscent of schizophrenic and autistic phenotypes13–17. These studies are part of a body of literature central to the tenet that PV IN dysfunction via perturbation of their NMDAR-signaling is causal in varying neurological disorders. Intriguingly, this is puzzling since they express a relatively low, if not negligible, synaptic NMDAR component18–22. Furthermore, recent contradictory evidence23 opens the possibility that NMDAR-signaling deficits at non-PV IN loci can also precipitate network dysfunction24, 25. Thus, a complete understanding of the cellular mechanisms underlying the development and synaptic integration of other IN subtypes should yield further insight into the etiology of such disorders.
Here, we focus on the neurogliaform family of INs26, 27 that constitute the most abundant dendrite-targeting hippocampal INs2 yet remains one of the most understudied. Hippocampal neurogliaform cells (NGFCs) can be subdivided with distinct cohorts originating from caudal and medial ganglionic eminences (CGE, MGE)27, 28. We employ a cre-lox approach to identify these respective NGFC populations and ablate their NMDARs. We provide a comprehensive examination of synaptic NMDAR expression and using an optogenetic strategy dissect for the first time the entorhinal and thalamic synaptic input onto these NGFCs. Interestingly, the activity of the long-range afferents results in the largest NMDAR-mediated synaptic component observed onto any hippocampal IN tested to date18. We demonstrate that NMDARs are critical for developmental programs involved in appropriate expression of short-term plasticity, AMPA receptor (AMPAR) function and dendrite patterning. Additionally, the dendritic location of a subpopulation of NGFCs enable them to receive inputs from CA3 via the Schaffer-collateral (SC) path29–31. Remarkably, NMDAR-ablation does not affect the functional properties of this input resulting in a shifted balance of the excitatory recruitment mediated by extra- vs. intra-hippocampal afferents that impinge on an individual NGFC. Taken together we demonstrate a critical, yet afferent specific, role for NMDARs in the appropriate integration of NGFCs into the hippocampal circuitry. These observations constitute previously undescribed synaptic pathophysiology involving NGFCs that likely contribute to circuit dysfunction potentially underlying the cognitive and behavioral deficits associated with neurodevelopmental disorders.
Results
Developmental expression and ablation of NMDARs in CGE NGFCs
We initially focused on the major cohort of hippocampal NGFCs originating from the CGE and to this end employed the Htr3A-EGFP and Htr3A-cre transgenic mouse lines with the latter crossed to a floxed tdTom mouse line (Ai14). These lines label CGE-derived INs from early developmental time points through to adulthood32, 33. Numerous EGFP-expressing and tdTom-expressing cells can be identified with similar distribution profile across the various hippocampal lamina (Fig. 1a, b). We targeted reported cells with small soma (~10 μm in diameter) in superficial regions of CA1 stratum laconosum-moleculare (SLM) at two developmental periods (postnatal day (p)6-11 and p16-21) for electrophysiological analyses. Post hoc biocytin reconstruction revealed that the majority of cells targeted (Methods section) possess morphology typical of NGFCs (i.e., very dense axonal arborization outspanning the relatively short dendrites; Fig. 1c, d). Their dendritic arbors were confined to the SLM indicating that all afferent input must be restricted to this region (Fig. 1c, d). Upon electrical stimulation of SLM afferents (Fig. 1e), we observed a remarkably large NMDAR/AMPAR (NA) peak amplitude ratio (Fig. 1f–h) that increased during development. (Fig. 1g, h). These data demonstrate that hippocampal CGE-derived NGFCs possess the largest expression of functional synaptic NMDARs relative to AMPARs of all hippocampal INs tested to date (NA ratio ~3 and 10 times greater than that seen in previously characterized hippocampal CGE and MGE-derived INs, respectively18).
Interestingly, NMDAR-mediated EPSCs possess faster decay kinetics as development proceeds (Supplementary Fig. 1a, d) attributable to a decrease in NR2B expression as revealed by a lower sensitivity to the NR2B antagonist, ifenprodil (IF) (Supplementary Fig. 1b, c, e). Indeed, IF application significantly decreases the time constant of the decay at early postnatal stages, with minimal effect in juvenile mice (Supplementary Fig. 1f). Thus, CGE-derived NGFCs undergo postnatal development in which NR2B are replaced with NR2A subunits. Interestingly, although NA ratios are lower earlier in development (Fig. 1h), the slower NR2B-containing NMDAR kinetics at this stage endows NGFCs with significantly larger NA charge ratios (Fig. 1i). To determine the physiological role of NMDARs with regards NGFC recruitment and action potential (AP) output we monitored SLM-evoked EPSPs in NGFCs with the characteristic late-spiking phenotype (Supplementary Fig. 2a). EPSPs summated during trains of SLM stimulation that was attenuated after pharmacological block of NMDARs with the NMDAR EPSP influence on summation greatest at higher stimulation frequencies and during the latter parts of the train (Supplementary Fig. 2a, b). Finally, NMDARs significantly alter the timing of NGFC APs by influencing their latency and jitter18, 34 (Supplementary Fig. 2c–e). Thus, the SLM afferent input onto NGFCs is characterized by a heavy bias towards NMDAR signaling and this large contribution during postnatal development through juvenile stages is involved in shaping the dynamics of synaptic input/output of NGFCs.
We next investigated the potential role of NMDARs on the functional development of NGFCs. We ablated NMDARs in CGE NGFCs by crossing the Htr3A-cre:Ai14 mouse line to the Grin1 floxed KO mouse. We determined the penetrance of functional synaptic NMDAR KO by analyzing NA ratios in TdTom positive (i.e., cre-expressing) NGFCs in this Htr3A-cre:Ai14:Grin1 flox/flox mouse line (referred hereafter as Grin1 KO). Upon SLM stimulation, NA ratios in NGFCs of Grin1 KO were lower than in the WT mice at early postnatal and juvenile stages (Fig. 1j, k). The NA ratio distribution was essentially similar at P6-11 and P16-21 in the Grin1 KO mice (Fig. 1k). Approximately a quarter of NGFCs possess no NMDAR-mediated EPSC (i.e., NA ratio of 0) demonstrating complete ablation of functional NMDARs (Fig. 1k). Another quarter present with NA ratios below 1, a value never observed in NGFCs recorded from WT mice, pointing towards an incomplete but nevertheless functional knockdown (Fig. 1k). Finally, a number NGFCs possess NA ratios > 1 demonstrating that not all undergo marked NMDAR ablation using the cre-lox strategy outlined (Fig. 1k). Thus, the genetic strategy employed results in NMDAR-hypofunction throughout postnatal development but only in a subpopulation of cre-expressing CGE-derived NGFCs.
Progressive and abnormal increase in AMPAR mediated input
We next examined the effects of NMDAR hypofunction on the synaptic integration of NGFCs into the circuitry by analyzing the frequency of spontaneous AMPAR-mediated EPSCs (sEPSCAMPA). In Grin1 KO mice a clear relationship was apparent between sEPSCAMPA frequency and NA ratio with the highest sEPSCAMPA frequency values observed in NGFCs with total NMDAR ablation (NA = 0; Fig. 2a–c). Binning the data according to NA ratio showed that at P6-11, complete abolition or functional knockdown of NMDARs (i.e., NA < 1) result in a significant increase of sEPSCAMPA frequency that exacerbates as postnatal development progresses (Fig. 2d). One possible reason for this abnormality is that NMDAR ablation in Htr3A-cre-expressing INs precipitates secondary changes in global network activity. Of course, our genetic strategy also impacts a variety of CGE-derived hippocampal IN subtypes that could precipitate network wide alterations. We therefore took advantage of the fact, as explained above, that a subset of cre-expressing NGFCs in the Grin1 KO mice possess NA > 1 indicative of incomplete penetrance of NMDAR ablation. In these NGFCs, sEPSCAMPA frequencies were significantly lower than that seen in NGFCs with NA < 1 (Fig. 2e). In addition, further analysis of Cre-expression was undertaken by crossing the Htr3A-cre:Ai14 and Htr3A-EGFP mouse lines. In the SLM although virtually all TdTom positive cells expressed EGFP + only half of the EGFP + cells express TdTom (Supplementary Fig. 3). Thus ~50% of CGE-derived INs (Supplementary Fig. 3) including NGFCs do not express cre-activity and are unable to undergo conditional deletion of Grin1. We therefore targeted TdTom-negative (i.e., Cre-negative) putative NGFCs in P16-21 Grin1 KO mice (labeled hereafter as Cre-ve Grin1 KO). Interestingly, sEPSCAMPA frequency was similar to WT and significantly lower than that seen in NGFCs that have undergone NMDAR-hypofunction (Fig. 2e). Together the ability to perform such in-slice controls in KO mice, clearly demonstrate that NMDARs in hippocampal NGFCs serve to negatively regulate AMPAR-mediated input during postnatal development in a cell autonomous manner, similar to that previously observed in hippocampal PCs35, 36.
Unaltered intrinsic properties of NGFCs after NMDAR ablation
TdTom positive NGFCs with late-spiking phenotype could be identified in P16-21 Grin1 KO mice (Supplementary Fig. 4a, b) demonstrating that NMDAR hypofunction does not impact expression of intrinsic conductances responsible for this phenomenon. The sEPSCAMPA frequency was measured in these late-spiking NGFCs and in agreement with our previous data were found to be significantly higher than that seen in WT NGFCs (Supplementary Fig. 4c). Since NA ratios in these current-clamp experiments could not be assessed, sEPSCAMPA frequency was used as a proxy for NMDA hypofunction due to our previous observed correlation (Fig. 2c, d). We previously showed that the majority of NGFCs with NA < 1 displayed a sEPSCAMPA frequency greater than 4 Hz, a value not evident in P16-21 WT NGFCs (Fig. 2e; see dotted line). We therefore analyzed membrane properties in late-spiking NGFCs that demonstrated sEPSCAMPA frequency greater than this value in Grin1 KO mice on the assumption that they underwent significant NMDAR-hypofunction. When compared to NGFCs in WT mice, no significant differences in basic membrane and firing parameters were apparent (Supplementary Table 1). These data illustrate that the expression of the numerous ion channels responsible for these physiological properties develops normally in the absence of NMDAR function demonstrating that NMDAR-signaling is not promiscuously involved in all aspects of their cellular development.
Abnormal development of synaptic function upon NMDAR ablation
To further interrogate the impact of NMDAR hypofunction on the synaptic integration of CGE NGFCs we analyzed the amplitude of sEPSCAMPA during development. In WT mice a leftward shift of the cumulative distribution and corresponding reduction in the mean sEPSCAMPA amplitude onto NGFCs is observed between P6-11 and P16-21 (Fig. 3a–c). In P6-11 Grin1 KO mice, NMDAR hypofunction does not significantly alter sEPSCAMPA amplitude (Fig. 3a–c). However, at P16-21, sEPSCAMPA amplitudes in Grin1 KO mice are significantly increased when compared to their age-matched controls with cumulative distribution and mean value reminiscent of that seen in WT P6-11 mice (Fig. 3a–c). Thus, in the absence of NMDAR signaling the normal developmental trajectory of this postsynaptic parameter is impaired. This deficit is cell autonomous in nature since a significant difference in sEPSCAMPA amplitudes, to values closer to P16-21 WT, is noted between NGFCs in P16-21 Grin1 KO displaying NMDAR-hypofunction (NA < 1) and those that possess NA > 1 or are Cre-negative in the same mouse (Fig. 3c).
The paired pulse ratio (PPR), a measure of presynaptic function employed to assess probability of release (Pr), of SLM inputs onto NGFCs in WT mice significantly changes from depressing to facilitating between P6-11 and P16-21 (Fig. 3d, e). Thus, a conversion from high to low Pr synapses occurs during development in a similar manner to that described at SLM inputs onto CA1 PCs37. In P6-11 Grin1 KO mice the PPR at NGFCs with NMDAR hypofunction (i.e., NA < 1) was unchanged compared to WT mice or in NGFCs with NA > 1 from Grin1 KO mice (Fig. 3e). However, in P16-21 Grin1 KO mice, NGFCs with NA < 1 demonstrated a PPR significantly lower than in age-matched WT with values trending towards those seen at P6-11 (Fig. 3d, e). Therefore, NMDAR function is critical in ensuring the normal development trajectory of Pr at SLM inputs to NGFCs. Furthermore, at the latter developmental stage tested, the PPR of SLM inputs onto NGFCs in WT mice was not significantly different to those found in Cre-positive NGFCs from Grin1 KO mice that displayed NA > 1 nor NGFCs in this mouse that were Cre -ve (Fig. 3e). Thus, as with the observed alterations in sEPSCAMPA frequency and amplitude, the changes in PPR precipitated by NMDAR-hypofunction also demonstrates cell autonomy.
Taken together our analyses over the first 3 postnatal weeks clearly indicate NMDAR-expression is critical for specific aspects of normal synaptic development at both pre- and post-synaptic loci.
Synaptic underpinnings of the exuberance in sEPSC frequency
Since Pr can influence sEPSC frequency we examined whether maintenance of a high Pr following NMDAR hypofunction underlies the increased sEPSC frequency observed above. Interestingly, unlike in P6-11 Grin1 KO mice, at P16-21 a clear relationship exists between PPR and sEPSCAMPA frequency in individual NGFCs linking the observed aberrant increase in sEPSCAMPA frequency with changes in presynaptic function (Supplementary Fig. 5). However, a number of additional observations based on correlations of sEPSCAMPA frequency and PPR suggest that NMDAR-hypofunction mediated alterations in Pr is not the sole contributor of the augmented sEPSCAMPA frequency. First, in WT mice although a large decrease in Pr is noted between P6-11 and P16-21(Fig. 3d, e), sEPSCAMPA frequency does not alter (Fig. 2c–e) suggesting that during normal development other synaptic mechanisms are at play that offset the influence of Pr on sEPSCAMPA frequency (Supplementary Fig. 5c; gray arrow). Second, NGFCs at P6-11 with NMDAR hypofunction exhibit an enhanced sEPSCAMPA frequency in the absence of changes in PPR relative to WT (Supplementary Fig. 5c; solid black arrow) illustrating that at this developmental age this increase is independent of alterations in Pr. Finally, in NGFCs with NMDAR-hypofunction at P16-21 although Pr is markedly higher than in WT mice it is still considerably lower than that seen at P6-11, an age where the increase in sEPSCAMPA frequency following NMDAR hypofunction is not nearly as robust (Supplementary Fig. 5c; dotted black and green arrows). In summary, although a correlation between the sEPSCAMPA frequency and PPR exists at P16-21 (Supplementary Fig. 5b), this cannot fully underlie the abnormal AMPAR-mediated synaptic input precipitated by NMDAR-hypofunction.
The total number of synapses expressed also contributes to sEPSCAMPA frequency. However, unlike PCs the vast majority of INs, including NGFCs, do not possess dendritic spines and thus such anatomical substrates cannot be employed to delineate their putative functional synapses. We therefore analyzed the morphology of NGFC dendritic arbors as a measure of potential surface area for synaptic input. Sholl analyses indicate a small increase in dendritic complexity during normal postnatal development (Fig. 4a–c). Interestingly, one can postulate that these changes in dendrite arborization, indicative of an increase in putative functional synapses, counteracts the decreased Pr noted across the same developmental epoch (Fig. 3d, e) resulting in the relatively stable sEPSCAMPA frequency observed (Fig. 2e; Supplementary Fig. 5c; gray arrow). In contrast, NMDAR hypofunction precipitates a significant increase in dendritic complexity when compared to WT that commences at P6-11 escalating as development proceeds (Fig. 4d–f). As with the sEPSCAMPA frequency and PPR alterations the morphological exuberance occurred in a cell autonomous manner since NGFCs with NA > 1 in Grin1 KO mice displayed similar dendritic arbors to their WT counterparts (Fig. 4e). Interestingly at P16-21, similar to the relationship to PPR (Supplementary Fig. 5b), a significant correlation between dendrite complexity and sEPSCAMPA frequency in individual NGFCs following NMDAR ablation is apparent (Fig. 4h). Thus, although a direct assessment of synapse number would be preferable, this correlation indicates dendrite complexity provides a suitable proxy for number of functional synapses. With this assumption in mind, we propose that during the earliest time point investigated (P6-11) the observed NMDAR-hypofunction mediated increase in sEPSCAMPA frequency (Fig. 2c, e) occurring in the absence of changes in PPR (i.e., Pr) (Fig. 3d, e; Supplementary Fig. 5a) may be a consequence of an increase in functional synapse number. As development proceeds under continued Grin1 ablation, the increase in functional synapses is more pronounced than at the earlier developmental epoch (Fig. 4e, g). At this developmental stage, this increase in combination with the maintenance of high Pr at excitatory inputs onto NGFCs (Fig. 3d, e) results in a larger, more robust abnormal increase in sEPSCAMPA frequency (Fig. 2d, e).
Together our analyses demonstrate abnormalities at both pre- and postsynaptic loci emerge at different postnatal stages to ultimately combine producing the abberant increase in synaptic input onto NGFCs following ablation of NMDAR function.
Similar abnormalities observed in MGE-derived NGFCs
An additional NGFC population derived from MGE progenitors is present within the hippocampus28. Since a number of developmental programs and functional properties18, 28, 38–40 of INs relate to their embryonic origin we asked whether NMDARs play similar roles in the synaptic integration of these MGE-derived NGFCs. We utilized the Nkx2.1cre mouse line that fate-maps MGE progenitors41 that give rise to hippocampal INs including MGE NGFCs28, 30. Thus, similar to the genetic strategy targeting CGE-derived NGFCs, NMDAR-function can be ablated in their MGE counterparts from early embryonic developmental stages41. TdTom positive hippocampal INs in the Nkx2.1cre:Ai14 mice are biased towards the deeper layers and are rarely seen in the SLM region (Fig. 5a). Restricting our analyses to the P16-21 developmental time point, we targeted TdTom positive cells with small soma found at the SLM/SR border region and NGFC identity confirmed with post hoc biocytin reconstruction (Fig. 5b)28, 29, 30.
We determined the NA ratio of SLM-evoked EPSCs in MGE NGFCs. The distribution of NA ratios was leftward shifted (Fig. 5c) and the mean NA ratio was lower when compared to their CGE counterparts (mean NA ratio = 1.6 ± 0.2 and 3.2 ± 0.2 for MGE vs. CGE NGFCs, respectively; n = 12 and 31, respectively; p value = 0.00001; Mann–Whitney U-test). However, the NA ratio in MGE NGFCs is markedly higher than that previously described for other MGE-derived hippocampal IN subtypes14, 18, 42 demonstrating that SLM afferent input onto NGFCs of both embryonic origins are characterized by large synaptic NMDAR component. We next asked whether NMDAR ablation in MGE NGFCs also altered their synaptic integration and to this end crossed the Nkx2.1cre:Ai14 mice with the floxed Grin1 KO line (MGE Grin1 KO). We confirmed that NMDAR function was abolished as evidenced by the distribution of NA ratio in MGE NGFCS in these mice (Fig. 5c; mean NA ratio in MGE Grin1 KO mice = 0.06 ± 0.02; n = 12). As previously noted in CGE NGFCs (Fig. 2d, e; Fig. 3a–c), NMDAR ablation in MGE NGFCs resulted in statistically significant higher AMPAR-mediated sEPSCAMPA frequency and mean amplitudes at P16-21 (Fig. 5d, e). Additionally, the total dendritic arborization of MGE NGFCs reveal a modest (when compared to that seen of P16-21 CGE NGFCs; Fig. 4b, e, g) yet significant increase in complexity at certain regions of the dendritic field (Fig. 5f, g). Thus, although an extensive analysis of the effects of NMDAR ablation on the synaptic integration across development was not undertaken, our data demonstrate that similar abnormalities are ultimately precipitated regardless of the embryonic origin of NGFCs.
Evoked EPSC amplitude provides a measure of the overall synaptic strength onto NGFCs and a significant increase in this parameter was observed in NGFCs displaying total NMDAR ablation (NA = 0) when compared to WT mice across a range of stimulus intensities including those (>175 μA) that elicit a maximal evoked AMPAR-mediated EPSC amplitude (since essentially the same effects were noted, data were pooled from both CGE and MGE NGFCs; Fig. 5h–j). Thus, upon NMDAR ablation common alterations in sEPSC frequency and dendritic architecture suggestive of more functional synapses coupled with larger sEPSCAMPA amplitude indicating increased AMPARs per synapse clearly result in an abnormal strengthening of AMPAR-mediated excitatory drive of NGFCs elicited by SLM afferents impinging on both cohorts of NGFCs.
Afferent specific increase in excitatory synaptic strength
The anatomical position of NGFC dendrites in the SLM of the hippocampus endows them with the ability to receive extra-hippocampal temporoammonic pathway (TA) input arising from layer III medial entorhinal cortex26 (mEC). In addition, afferents from ventral midline thalamic nuclei, including nucleus reuniens (NRe) provide another major extra-hippocampal input to this region43 and has been shown to effectively recruit inhibition44. However, to date these respective afferent inputs onto hippocampal INs, including NGFCs, have not been investigated in isolation. Our experiments thus far probing sEPSCAMPA and evoked AMPAR-mediated EPSCs evoked by electrical SLM stimulation does not permit differentiation between these distinct afferent inputs. To dissect these distinct excitatory inputs, we delivered channel rhodopsin (ChR2) by viral injection into regions of mEC or NRe (Methods section; Supplementary Fig. 6). After a minimum of 2 weeks post injection, infection of afferent fibers coursing through the SLM were clearly apparent (Fig. 6a–d). Note that in addition to the TA path, the medial perforant path in the molecular layer of the dentate gyrus is also infected after viral injection in mEC (Fig. 6b, d) as previously demonstrated45. EPSCs in SLM NGFCs were evoked following light activation of either mEC or NRe afferents and NA ratios onto both CGE and MGE NGFCs (Fig. 6e) assayed. At the former subgroup of NGFCs, we demonstrate that both TA and thalamic inputs both contribute to the large NA ratio (Fig. 6e, f) previously noted upon indiscriminate electrical stimulation of SLM afferents (Fig. 1f–h). In agreement with our electrical stimulation data (Fig. 5c) both inputs elicit an appreciable yet smaller NA ratio on to the MGE cohort of NGFCs when compared to CGE NGFCs (Fig. 6e, f). Thus, taken together we illustrate that although eliciting differing NA ratios dependent on embryonic origin of NGFCs, the distinct extra-hippocampal excitatory inputs produce a similar NA ratio onto a given NGFC.
We next asked whether the NMDAR-hypofunction mediated increase in synaptic strength revealed following electrical evoked SLM afferent stimulation (Fig. 5h–j) is attributable to changes at one or both of these specific inputs. Note that these experiments were performed at latter developmental ages (i.e., p35–p57) and we confirmed that the increase in sEPSCAMPA frequency persisted following NMDAR-hypofunction (sEPSCAMPA frequency in WT and Grin1 KO mice = 1.6 ± 0.14 and 7.3 ± 0.9, respectively; n = 10 and 15, respectively) into adulthood. We assessed the maximal EPSC amplitude evoked by light resulting in mEC or NRe afferent activation (Methods section). Since essentially similar results were obtained for both CGE and MGE NGFCs the data were pooled. We observed a significant doubling of maximal AMPAR-mediated EPSC amplitude of both mEC and NRe inputs onto NGFCs lacking functional NMDARs (Fig. 6h, i). Therefore, our optogenetic strategy demonstrates that the NMDAR-hypofunction mediated increase in synaptic strength onto NGFCs is ubiquitously expressed at both the cortical and thalamic excitatory inputs.
Finally, the anatomical profile of a subpopulation of hippocampal NGFCs residing on the SR/SLM border clearly reveals not only a dendritic arbor in SLM but also one pervading into the SR region29–31 (Fig. 5b, Fig. 6c, d). We therefore asked whether the morpho-physiological abnormalities at SLM dendrites/inputs observed to date in the study were mirrored in the SR dendrite compartment. First, we reanalyzed our Sholl data from NGFCs in WT and Grin1 KO mice that possessed dendrites in both hippocampal lamina mice. A striking selectivity of NMDAR-hypofunction mediated morphological changes were revealed (Fig. 7a–d). Specifically, there was a significant increase of SLM dendrite complexity, while the SR dendrites demonstrated a slight but non-significant trend towards a less complex arbor (Fig. 7a–d). Remarkably, in NGFCs with NMDAR ablation, the sEPSCAMPA frequency only statistically correlated with the complexity of SLM dendrites (Supplementary Fig. 7). Furthermore, by analyzing the relative changes in dendrite architecture within each individual NGFC in WT vs. Grin1 KO mice a significant increase in the ratio of SLM/SR dendrite complexity was observed (Fig. 7e).
The segregation of dendrites coupled with distinct placement of stimulating electrodes allowed for activation of synaptic inputs impinging either on SLM or SR portions of the dendritic arbor in the same NGFC (Fig. 7f). SLM stimulation resulted in paired pulse facilitation (Fig. 7f, g). Stimulation of SR afferents also resulted in paired pulse facilitation but the calculated PPR was significantly lower to that seen at SLM synapses (Fig. 7f, g) demonstrating a divergence of Pr that is dependent on afferent input. Remarkably, following NMDAR ablation PPR was only significantly altered at the SLM input but remained unchanged at the SR input (Fig. 7f, g). We previously showed that synaptic input of the extra-hippocampal inputs (i.e., enthorhinal and thalamic) impinging on SLM dendrites of NGFCs is significantly strengthened following NMDAR ablation (Fig. 5h–j; Fig. 6g–i). In a subset of these NGFCs we also measured the SR afferent mediated maximal evoked AMPAR-mediated EPSC and demonstrate unchanged/slightly lowered synaptic strength at this distinct afferent input (Fig. 7h). Calculating the ratio of the evoked response across differing stimuli intensities upon SR and SLM afferent stimulation in each individual NGFC reveal that under WT conditions the SR afferents provide the dominant input that significantly shifts in favor of the SLM afferents upon NMDAR ablation (Fig. 7i). Thus, these data together demonstrate that NMDAR-hypofunction precipitates selective changes in the synaptic integration of an individual NGFC into the hippocampal circuitry dependent on whether the excitatory afferents arise from extra vs. intra-hippocampal sources.
Discussion
Here, we demonstrate that synaptic input onto hippocampal NGFCs is characterized by the largest synaptic NMDAR-mediated component described on any hippocampal IN to date. Importantly, NMDAR-signaling is required for normal development and expression of various synaptic properties of NGFCs. How do these current observations compare to previous studies in which NMDAR function has been genetically manipulated in other neuronal subtypes in various brain regions? Perturbations of NMDAR expression in hippocampal PCs during development result in an increase of AMPAR-mediated signaling35, 36, 46. However, these changes occur in the absence of alterations in dendritic morphology, spine density35 and presynaptic release probability35, 46. Thus, although NMDARs play similar roles in hippocampal NGFCs and PCs, serving as a brake for AMPAR-signaling during development, the underlying mechanisms considerably diverge. To our knowledge only two other studies to date have examined the impact of genetic NMDAR perturbation during early postnatal development on their integration and physiology47, 48. In the hippocampus, INs located in SO, likely corresponding to a population of SOM and/or PV-expressing subtypes, Grin2B-ablation resulted in fewer AMPAR-containing synapses and a reduced AMPAR EPSC frequency48, in stark contrast to our observations in hippocampal NGFCs. Layer I somatosensory cortical NGFCs receive excitatory input from intra-cortical sources and the ventroposteromedial/posteromedial thalamic nuclei47. Based on the numbers of cells that send afferents onto these INs the authors demonstrate that Grin1 or Grin2B knockout during postnatal development results in a reduction in the thalamic input but is accompanied by increase in the number of presynaptic partners originating within cortical regions47. This loss of NMDARs also precipitates an apparent loss of dendritic arborization and complexity47. In the same study, cortical VIP INs are not sensitive to NMDAR-ablation with regard to their synaptic connectivity and morphological development47. Here we demonstrate a significant increase in both thalamic and cortical input to hippocampal NGFCs and moreover, the NGFC dendritic arbor undergoes extensive hypertrophy. Thus, even with the sparse information currently available, it is evident that the cellular and synaptic deficits following NMDAR-hypofunction can markedly vary even within the same IN subtype located in differing brain regions.
What are the functional consequences of NMDAR-hypofunction mediated abnormalities in hippocampal NGFC development? Hippocampal INs play an important role in driving a number of temporally distinct network oscillations. Although perisomatic-targeting INs, particularly those of the PV subtype, possess numerous physiological features allowing them to precisely synchronize large ensembles of PCs49, 50, the role of dendritic-targeting IN subtypes in generating oscillations has been described51–53. In particular, NGFCs are phase locked to fire at the peak of each theta cycle consistent with afferent drive originating from extra-hippocampal sources such as the entorhinal cortex54. Recently, network computational approaches have identified NGFCs as theta pacemakers55 and therefore must play an integral role in cognitive processes associated with such oscillations. Like the NGFC, the oriens-laconosum moleculare (O–LM) IN also target the distal dendrites of CA1 PCs56, 57. O–LM activity gates information flow from the mEC and within the hippocampus58, 59 to influence expression of synaptic plasticity in PCs58 and their recruitment is critical in learning behaviors such as fear conditioning60. Therefore, it is plausible that NGFCs can play a similar role to those described for O–LM INs. The NRe acts as a relay between the medial prefrontal cortex and hippocampus and their cross-talk is implicated in spatial navigation and working memory61–63. Taken together, the dysregulation of the long-range mEC and thalamic afferent inputs onto NGFCs described here, may result in network deficits including oscillatory activity to ultimately manifest in behavioral abnormalities.
Recently, an unidentified IN expressing neuropeptide Y (NPY; a molecular marker for NGFCs64–66) residing on the CA1 SR/SLM border was shown to receive both extra-hippocampal SLM and local CA3 afferent inputs67. These INs impose an inhibitory filter gating the dual pathway integration of these synaptic inputs by PCs67. The short-term dynamics of recruitment via the long-range and local hippocampal inputs onto these INs are partly responsible for the properties of this filter67. It is plausible that a subpopulation of hippocampal NGFCs, by virtue of their dendritic polarization in the SLM and SR, could also serve this integrative role. Therefore, the afferent specific NMDAR-hypofunction mediated changes in synaptic strength and Pr observed in the current study could disrupt the dynamics of this inhibitory filter impacting the temporally sensitive processing of sensory input by PCs critical for synaptic plasticity required for various learning and memory processes68.
Although descriptions of the physiological and circuit functions of NGFCs are in their relative infancy27, we outline potential network and behavioral consequences that may result from the described abnormalities of NGFC integration revealed in the current study. Since the cre-lox strategy used here also targets a range of other IN subtypes, a direct assessment as to the consequences of NMDAR-hypofunction in NGFCs at the network/behavioral level cannot be currently undertaken. However, future development and application of cell-type specific conditional mouse lines69 including those employing combinatorial70 and CRISPR/Cas9 approaches to exclusively target NGFCs will undoubtedly reveal specific behavioral correlates of their recruitment and the consequences of NMDAR hypofunction in this understudied IN subtype. Nevertheless, our study constitutes a significant contribution leading to the notion that NMDAR-signaling controls numerous developmental programs that are dependent on neuronal subtype, brain region and afferent input. Thus, it is evident a thorough and pragmatic approach in elucidating the complex array of cellular/synaptic deficits following NMDAR hypofunction is required to reveal all the potential targets for possible therapeutic intervention of neurological disorders.
Methods
Animals
All experiments were conducted in accordance with animal protocols approved by the National Institutes of Health. The MMRRC/GENSAT Htr3A-EGFP (founder line DH30) and Htr3A BAC-Cre mouse lines (founder line NO152) were obtained from C. Gerfen (NIMH, NIH). The floxed Grin1 KO mouse line (B6.129S4-Grin1 tm2Stl/J; Cat. No. 005426) and Ai14 reporter mouse (B6.Cg-Gt(ROSA)26Sor tm14(CAG-tdTomato)Hze/J; Cat. No. 007914) were purchased from the Jackson Laboratory.
Electrophysiology
P6-11 or P16-21 mice (for details refer to the results section) were anesthetized with isoflurane, and the brain dissected out in ice-cold saline solution containing (in mM): 130 NaCl, 25 NaHCO3, 1.25 NaH2PO4, 3.5 KCl, 4.5 MgCl2, 0.5 CaCl2, 10 glucose, saturated with 95% O2 and 5% CO2 (pH 7.4). Transverse hippocampal slices (300 µm) were cut using a VT-1000S vibratome (Leica Microsystems, Bannockburn, IL, USA) and incubated in the above solution at 35 °C for recovery (1 h), after which they were kept at room temperature until use. Individual slices were transferred to an upright Olympus BX51WI microscope and visualized with infrared differential interference contrast microscopy. Slices were perfused (2 ml/min) with extracellular solution composed of (in mM) 130 NaCl, 24 NaHCO3, 3.5 KCl, 1.25 NaH2PO4, 2.5 CaCl2, 1.5 MgCl2, and 10 glucose, saturated with 95% O2 and 5% CO2 (pH 7.4). The extracellular solution was routinely supplemented with 50 μM picrotoxin and 2–5 μM CGP 55845A (Tocris Science or Ascent Scientific). Recordings were performed at 32–34 °C with electrodes (3–5 MΏ) pulled from borosilicate glass (World Precision Instruments, Sarasota, FL) filled with one of two intracellular solutions (in mM); (i) 150 K–gluconate, 3 MgCl2, 0.5 EGTA, 2 MgATP, 0.3 Na2GTP, 10 HEPES and 3 mg/ml biocytin; (ii) 135 CsMeSO4, 8 KCl, 4 MgATP, 0.3 Na2GTP, 5 QX–314, 0.1 spermine, 0.5 EGTA and 3 mg/ml biocytin. The pH was adjusted to 7.3 with KOH or CsOH and osmolarity adjusted to 280–300 mOsm. Whole-cell patch-clamp recordings were made using a Multiclamp 700B amplifier (Molecular Devices, Sunnyvale, CA, USA). Signals were filtered at 4–10 kHz and digitized at 10–20 kHz (Digidata 1322A and pClamp 9.2 or 10.2 Software; Molecular Devices, Sunnyvale, CA, USA). Glutamate receptor mediated synaptic responses were evoked with A360 constant-current stimulus isolator (World Precision Instruments, Sarasota, FL, USA) and with stimulation electrodes pulled from borosilicate glass filled with aCSF placed in SLM and/or SR. In experiments where both SLM and SR inputs were evoked onto a single NGFC we confirmed that non-overlapping afferents were indeed activated since a single SR stimulus following the SLM stimulus or vice versa resulted in no short-term plasticity and did not recapitulate the paired pulse facilitation noted upon stimulation of either input alone (Fig. 7f, g; SR input following SLM input, PPR = 106 ± 4; SLM input following SR input, PPR = 100 ± 5; n = 5). To measure NMDAR/AMPAR (NA) ratios cells were initially voltage-clamped (Vh = −70mV) and AMPAR-mediated EPSCs evoked. Following addition of 5 μM DNQX (Tocris Science or Ascent Scientific), cells were held at Vh = + 50 mV and NMDAR-mediated EPSCs evoked using the exact same stimulus parameters and NMDAR kinetics expressed as a weighted time constant calculated from a two site exponential decay fit. In a subset of experiments, 100–300 μM DL-AP5 (Tocris Science or Ascent Scientific) was added to confirm the NMDAR identity of the EPSC at + 50 mV. To measure sEPSCAMPA events, cells were held at Vh-70 mV and gap-free recordings for 30–90 s were performed. Automation of event detection was achieved using a template matching protocol (Clampfit) and sEPSCAMPA frequency was calculated. sEPSCAMPA amplitudes were measured for each individual event and mean values calculated. In addition, 30 events from each cell were randomly picked and pooled together (from all cells within a dataset) to construct cumulative distribution curves of sEPSCAMPA amplitudes.
For determination of membrane and firing parameter membrane potential was biased to −60 mV by constant-current injection. To determine neuronal resting membrane potential without disrupting the cell’s intracellular environment, we monitored potassium-channel activation during depolarizing voltage ramps (from −100 to + 200 mV) applied to cell-attached patches prior to breakthrough into the whole-cell configuration. After breakthrough, input resistance (R m) was measured using a linear regression of voltage deflections (±15 mV from resting potential, ~60 mV) in response to 2 s current steps (increment 5 pA). Membrane time constant (τ m) was calculated from the mean responses to 20 successive hyperpolarizing current pulses (−20 pA; 400 ms) and was determined by fitting voltage responses with a single exponential function. AP generation was achieved by employing incrementing steps of positive current injections (800 ms). The rheobase was defined as the minimum current injection to elicit AP firing (i.e., threshold). Late-spiking phenotype was assessed/quantified as the delay to the first AP peak measured at threshold current injection. Firing frequency was calculated from the number of spikes observed at 2× threshold. To determine the sag index of each cell we used a series of 800 ms negative current steps to create V−I plots of the peak negative voltage deflection (V hyp) and the steady state voltage deflection (average voltage over the last 200 ms of the current step; V sag) and used the ratio of V rest−V sag/V rest−V hyp for current injections corresponding to V sag = −80mV determined from polynomial fits of the V−I plots. All electrophysiological parameters were measured in pClamp or using procedures written in Igor 6 (Wavemetrics, Portland, OR, USA).
Slices containing biocytin-filled cells were drop fixed in 4% paraformaldehyde overnight at 4 °C then triton permeabilized and incubated with Alexa−488, 555 or 633 conjugated avidin (Molecular Probes, Eugene, OR, USA). Following multiple washes slices were re-sectioned (70 μm) on a freezing microtome (Microm) and mounted on gelatin-coated slides using Mowiol (EMD Millipore, Billerica, MA, USA) mounting medium. Fluorescent stacked Z-section confocal images of recorded cells revealed by biocytin conjugation were captured using an LSM 710 or 780 inverted scanning confocal instrument mounted on a Zeiss Axiovert 200M microscope (NICHD Microscope and Imaging core). For determination of dendrite complexity only the biocytin-filled NGFCs that were deemed high quality and expressed dendrites in a single re-sectioned slice of 70 μM were selected (57 NGFCs in total) for Sholl analyses. Sholl analyses were performed using the Simple Neurite Tracer plugin for Fiji (http://fiji.sc/Welcome). Concentric circles starting 10 μm from the center of soma, each 5 μm apart, were constructed. Number of intersecting dendrites for each concentric circle was measured and plotted against radial distance from the center of the soma. In the current study, 325 putative CGE and MGE NGFCs were targeted for electrophysiological recordings (including those analyzed in the optogenetic experiments detailed below) of which 278 were identified as NGFCS. Of these, biocytin recovery was deemed of sufficient quality in 53 NGFCs to perform Sholl analyses as outlined above.
Optogenetics
WT or Grin1 KO mice (p19–p21) were anesthetized with 5% isoflurane and mounted in a stereotax (David Kopf Instruments Model 1900, Tujunga, CA, USA) for injection of viral vectors. Topical lidocaine/prilocaine cream (2.5%/2.5%) and buprenorphine (0.1 mg/kg via subcutaneous injection) were provided for post-operative analgesia. Mice were provided with topical lidocaine and ketoprofen daily for at least 3 days following surgery. Htr3A-EGFP mice were injected with rAAV9-Syn-ChrimsonR-tdTomato (4.3 × 10e12 virus molecules/ml, UNC Vector Core, contributed by Edward Boyden) and Htr3A-cre:Ai14:Grin1 flox/flox mice were injected with rAAV9-Syn-Chronos-GFP (3.1 × 10e13 virus molecules/ml, UNC Vector Core, contributed by Edward Boyden). Virus was delivered via a glass micropipette attached to a syringe (Hamilton Company Inc., Reno, NV, USA) and back filled with light mineral oil. Medial enthorinal cortex (left or right hemisphere) was targeted using the following coordinates: 4.4 mm caudal and 3.3 mm lateral to bregma, and 2.6 mm deep from the pia (Supplementary Fig. 6). NRes of the thalamus was targeted using the following coordinates: 0.6 mm caudal and 0.0 mm lateral to bregma, and 4.0 mm deep from the pia (Supplementary Fig. 6). At both injection sites, 400 nl of viral vector were injected at 100 nl/min, and the pipette was left in place for 5 min following the injection before removal. After a minimum of 2 weeks post injection transverse hippocampal sections were cut in a sucrose-based saline solution compose of (in mM): 90 sucrose, 80 NaCl, 25 NaHCO3, 1.25 NaH2PO4, 3.5 KCl, 4.5 MgCl2, 0.5 CaCl2, 10 glucose, saturated with 95% O2 and 5% CO2 (pH 7.4). Electrophysiological recording were essentially performed as described above with the exception of the methodology for evoking glutamate receptor mediated synaptic responses. Light stimuli of 1 ms duration were delivered to the slices through the 40× water immersion objective using a CoolLED pE-4000 Illumination system (Andover, UK). Light stimulation parameters were set to attain the maximal AMPAR-mediated EPSC peak amplitude which was typically 470 and 550 nm (100% LED power) for rAAV9-Syn-Chronos-GFP and rAAV9-Syn-ChrimsonR-tdTomato, respectively. NA ratios were ascertained as previously described.
Statistical analyses
Non-parametric Mann–Whitney U-tests or Wilcoxon tests were employed for unpaired and paired data, respectively. Box-whisker plots were constructed as follows: symbol denotes mean value; line represents the median value; lower and upper box limits represent 25th and 75th percentiles, respectively. Lower and upper whiskers represent 5th and 95th percentiles, respectively.
Data availability
Data available on request from the authors.
Electronic supplementary material
Acknowledgements
We thank Daniel Abebe for mouse colony maintenance and Kurt Auville for additional assistance with confocal imaging. We thank UNC Vector Core and Ed Boyden, MIT, Cambridge, MA, USA for generously providing AAV9-syn-Chrimson-TdTomato and AAV9-syn-Chronos-GFP. This work was supported by an intramural award to C.J.M. from the Eunice Kennedy–Shriver National Institute of Child Health and Human Development and a Competitive Fellowship Award to J.C.W. from the National Institute of Neurological Disorders and Stroke
Author contributions
R.C. performed the electrophysiology experiments and Sholl analyses. J.C.W. and M.T.C. optimized and performed the channel rhodopsin viral injections. E.B., X.Y., C.F., D.C., and S.H. provided technical assistance with confocal imaging and cell recoveries. R.C. conceived the project/wrote the manuscript and R.C., K.A.P, and C.J.M designed the experiments.
Competing interests
The authors declare no competing financial interests.
Footnotes
Electronic supplementary material
Supplementary Information accompanies this paper at doi:10.1038/s41467-017-00218-y.
Publisher's note: Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
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Data Availability Statement
Data available on request from the authors.