Abstract
Purpose: To design an alternative workflow for cancer-risk assessment to predict distant metastasis (DM) of nasopharyngeal carcinoma (NPC).
Methods: We enrolled 234 patients with non-disseminated NPC and a family history of cancer who underwent intensity-modulated radiotherapy and concurrent chemo-radiotherapy with/without induction chemotherapy in our primary cohort. We conducted univariate and multivariate analyses of the associated prognostic factors, built a nomogram model for distant-metastasis-free survival (DMFS), and confirmed the prognostic value of weight-loss ratio (WTratio). The secondary cohort included 97 patients with available pre-DNA levels who were treated at our cancer center. We performed internal validation with the primary cohort and external validation with the secondary cohort, and compared the new DMFS model with the current 7th TNM staging system.
Results: In the primary cohort, 95.9% patients experienced weight loss. The N group (N2-3 vs. N0-1, P = 0.037) and pre-DNA level (P = 0.02) were independent prognostic factors for DMFS in NPC patients. Smoking (P = 0.051) and WTratio (P = 0.052) showed a significant trend for DMFS. WTratio was an independent prognostic factor for DMFS (P = 0.03). Smoking, WTratio, N group, and pre-DNA level were merged to build a risk-score model for DMFS using a nomogram, which could predict survival after internal and external validation.
Conclusions: Maintaining body weight during treatment is essential to prevent DM of NPC. Compared with the current 7th TNM staging system, the new DMFS model might better predict DM of NPC. The alternative workflow designed could be applied for prognostic analysis of other cancers.
Keywords: nasopharyngeal carcinoma, weight-loss ratio, meta-analysis, nomogram, prognosis
1. Introduction
Nasopharyngeal carcinoma (NPC), also known as “Canton cancer” for its high prevalence in southern China, arises from the nasopharynx epithelium 1. Worldwide, NPC accounted for only 0.6% of all cancers diagnosed in 20122. Due to the anatomical constraints and high radiosensitivity of NPC, radiotherapy alone was previously the mainstay treatment, but it showed a poor overall 5-year survival rate of approximately 50% 3. With the combination of population screening and the application of intensity-modulated radiotherapy (IMRT) and platinum-based chemotherapy, tumor control and long-term survival of NPC has improved tremendously; however, this effect was not evident for distant metastasis 2.
Our previously published meta-analysis 4 confirmed that plasma Epstein-Barr virus (EBV) DNA assays, including pre-treatment EBV DNA (pre-DNA) level, post-treatment EBV DNA (post-DNA) level, and the EBV DNA clearance rate, are highly prognostic of long-term survival and distant metastasis in patients with NPC. Other risk factors such as smoking 5, family history of cancer 6, serum lactate dehydrogenase (LDH) level 7, and lymph node staging 8 are also associated with NPC prognosis. The common side effects of treatments of cancer patients include weight loss and malnutrition, which lead to poor treatment tolerance, prolonged hospital stay, and poor outcomes 9-11. However, despite extensive efforts to improve the outcome of patients with NPC, distant metastasis remains the main failure pattern in NPC. Therefore, this meta-analysis aimed to (1) determine the weight-loss ratio (WTratio) in a larger population and confirm the prognostic value of the WTratio, and (2) build a nomogram model for distant metastasis in order to predict the prognosis of NPC.
2. Materials and Methods
2.1 Patient selection
This study was reviewed and approved by the Ethics Committee of Sun Yat-sen University Cancer Center (SYSUCC). A total of 253 patients with a family history of cancer who received IMRT and concurrent chemo-radiotherapy (CCRT) with or without induction chemotherapy were treated at the SYSUCC between October 2009 and February 2012. We excluded 11 patients who received docetaxel during radiotherapy and eight patients whose basic information was not available. Finally, 234 patients were enrolled in the primary cohort to build the nomogram and conduct the internal validation. The secondary cohort included 97 patients with available data on the pre-DNA levels, who were treated at the SYSUCC as a part of a multi-center randomized control trial (RCT) 12 for external validation. A flow chart of the research process is presented in Figure 1.
2.2 Data collection
We extracted data from the medical records of patients, including sex, age, smoking, EBV infection state, pre-treatment serum LDH level, albumin titer, weight before/after treatment, and family history of cancer at diagnosis. We restaged all patients according to the 7th edition of the American Joint Committee on Cancer/International Union Against Cancer (AJCC/UICC) staging system 13. Patients were categorized into two groups according to their family history of cancer: an NPC group, including patients with a positive history of both NPC and other cancers, and a non-NPC group, including patients without a family history of cancer. The normal serum LDH enzyme activity was defined as 109.0-245.0 IU/L, and elevated LDH activity was defined as >245.0 IU/L. The normal serum albumin level was defined as 35.0-55.0 g/L, and patients with an albumin level < 35.0 g/L were considered to have a low albumin level. The cutoff values of pre-DNA, weight loss, and WTratio were calculated using survival receiver-operating characteristic (ROC) curves. All patients were treated with radical radiotherapy using IMRT with or without platinum-based chemo-radiotherapy.
2.3 Meta-analysis
We identified all studies focusing on weight loss and prognosis of NPC patients in the PubMed, Web of Science, and the Cochrane library (last search updated in June 2016) databases. Responding letters, review articles, case reports, and experimental animal studies were excluded. Two investigators (WNZ and YPC) independently extracted data from eligible studies and finally reached a consensus for all items. Additionally, we recorded the first author, year of publication, number of patients analyzed, TNM staging, cutoff value of WTratio, treatment regimens, and inclusion period for each study.
2.4 Construction and validation of the nomogram
Our primary endpoint was distant-metastasis-free survival (DMFS), and our secondary endpoint was overall survival (OS). We designed a nomogram for DMFS with commonly identified prognostic factors including smoking, N group (N0-1 vs. N2-3), TNM staging, WTratio, weight loss, pre-DNA level, and LDH level. In addition, we constructed an internal calibration plot and an external calibration plot to determine whether the observed and predicted probabilities for survival were in concordance with bootstrap resampling (500 resamples). Finally, we compared the DMFS model with the current 7th TNM staging using the area under the curve (AUC) of the ROC curve.
2.5 Statistical methods
Statistical analyses were performed using the Statistical Package for the Social Sciences version 22.0 (SPSS, Chicago, IL, USA) and the Hmisc, grid, rms, lattice, ggplot2, survival ROC package in R software, version 3.3.0 (http://www.r-project.org/). Survival curves were compared using the log-rank test and calculated using the Kaplan-Meier method. Multivariate analysis was performed to test independent significance with the Cox proportional hazards model. Results were presented as hazard ratios (HRs) and 95% confidence intervals (CIs). P-values < 0.05 were defined as statistically significant. The meta-analysis was performed using Review Manager 5.3.5 (Cochrane Collaboration, Oxford, UK) with the fixed-effect model (Mantel-Haenszel), which assumes that differences between the results of various studies are due to chance. The χ2-test was used to evaluate the heterogeneity across studies, and statistically significant heterogeneity was defined as a χ2 P-value < 0.1. The nomogram was constructed based on the primary cohort with the Cox model parameter estimates by using a backward step-down-selection process. The construction and validation of the nomogram were performed under Iasonos' guidance 14. The comparisons of the AUCs were made using the method of DeLong et al 15.
3. Results
3.1 Clinical features
The primary cohort consisted of 234 eligible patients (men, 74.4%; women 25.6%) with non-disseminated NPC. All patients with a positive family history of cancer received IMRT and CCRT with or without induction chemotherapy. Approximately 35.9% of the patients with a positive history had NPC. Further, about half (52.6%) of the patients in the cohort received induction chemotherapy. We calculated the pre-treatment and post-treatment body mass index (BMI) and found that the percentile of patients with BMI ≥ 23.0 kg/m2 reduced from 53.4 before chemo-radiotherapy to 22.2 after chemo-radiotherapy. In total, 95.9% of the patients experienced different extents of weight loss: 55.1% lost >4 kg and 70.9% lost >5% body weight. The second cohort was derived from a multi-center RCT 12. For external validation of the DMFS model, we selected 97 patients with available data on pre-DNA levels, who were treated at our cancer center. The patient characteristics and results of the univariate analysis for the two cohorts are shown in Table 1.
Table 1.
Factors | Primary cohort | Secondary cohort | ||||
---|---|---|---|---|---|---|
No. (%) | DMFS(%) | P value | No. (%) | DMFS(%) | P value | |
Age (years) | 0.423 | 0.671 | ||||
⩾46 | 106 (45.3) | 84.9 | 39(40.2) | 84.6 | ||
<46 | 128 (54.7) | 88.3 | 58(59.8) | 81 | ||
Sex | 0.358 | 0.031 | ||||
Man | 174 (74.4) | 85.6 | 78(80.4) | 78.2 | ||
Woman | 60 (25.6) | 90 | 19(19.6) | 100 | ||
Smoking | 0.038 | 0.329 | ||||
Yes | 98 (41.9) | 81.6 | 45(46.4) | 86.7 | ||
No | 136 (58.1) | 90.4 | 52(53.6) | 78.8 | ||
FHC type | 0.678 | |||||
NPC | 84 (35.9) | 85.7 | 16(16.5) | |||
non-NPC | 150 (64.1) | 87.3 | / | |||
T group | 0.128 | 0.957 | ||||
T1/T2 | 73 (31.2) | 91.8 | 12(12.3) | 83.3 | ||
T3/T4 | 161 (68.8) | 84.5 | 85(87.7) | 82.4 | ||
N group | <0.0001 | 0.885 | ||||
N0/N1 | 186 (79.5) | 90.9 | 37(38.1) | 81.1 | ||
N2/N3 | 48 (20.5) | 70.8 | 60(61.9) | 83.3 | ||
Staging | 0.01 | 0.967 | ||||
I/II/III | 139 (59.4) | 91.4 | 67(69.1) | 82.1 | ||
IV | 95 (40.6) | 80 | 30(30.9) | 83.3 | ||
IC/AC | IC | 0.077 | AC | 0.53 | ||
Yes | 123 (52.6) | 91 | 44(45.4) | 79.5 | ||
No | 111 (47.4) | 82.9 | 53(54.6) | 84.9 | ||
LDH (IU/L) | 0.763 | |||||
⩾245.0 | 13 (5.6) | 84.6 | / | |||
<245.0 | 220 (94) | 86.8 | / | |||
Alb (g/l) | 0.044 | |||||
⩾35.0 | 231 (98.7) | 87 | / | |||
<35.0 | 2 (0.9) | 50 | / | |||
Pre-DNA (copy/ml) | <0.0001 | 0.757 | ||||
⩾39.16 | 76 (32.5) | 81 | 71(73.2) | 81.7 | ||
<39.16 | 158 (67.5) | 98.7 | 26(26.8) | 84.6 | ||
Pre-BMI (kg/m2) | 0.456 | 0.216 | ||||
⩾23.0 | 125 (53.4) | 85.6 | 46(47.4) | 89.1 | ||
<23.0 | 108 (46.2) | 88.9 | 48(49.5) | 79.2 | ||
Pt-BMI (kg/m2) | 0.063 | 0.728 | ||||
⩾23.0 | 52 (22.2) | 94.2 | 16(16.5) | 87.5 | ||
<23.0 | 170 (72.6) | 84.1 | 75(77.3) | 82.7 | ||
WT loss (kg) | 0.015 | 0.92 | ||||
⩾4 | 129 (55.1) | 82.2 | 72(74.2) | 83.3 | ||
<4 | 92 (39.3) | 93.5 | 19(19.6) | 84.2 | ||
WT ratio (%) | 0.019 | 0.283 | ||||
⩾5 | 166 (70.9) | 83.7 | 87(89.7) | 83.9 | ||
<5 | 55 (23.5) | 96.4 | 10(10.3) | 70 |
Abbreviations: DMFS, distant-metastasis-free survival; FHC, family history of cancer; IC, induction chemotherapy; AC, adjuvant chemotherapy; WT loss, weight loss; WT ratio, weight loss ratio; Pre-DNA, pre-treatment Epstein-Barr virus DNA; Alb, albumin; LDH, serum lactate dehydrogenase; Pre-BMI, pre-treatment body mass index; Pt-BMI, post-treatment body mass index.
3.2 Univariate analysis
In univariate analysis of the primary cohort, smoking (P = 0.038) and hypoalbuminemia (P = 0.044) were significant prognostic factors for DMFS. In addition, the N0-1 group had a higher DMFS rate than the N2-3 group (90.9% vs. 70.8%, P < 0.0001). We divided the TNM staging into TNM I-III and TNM IV groups. The 4-year DMFS rate of stage IV patients was only 80%, which was 11.4% lower than of stage I-III patients. The 4-year cutoff values for pre-DNA levels, weight loss, and WTratio for DMFS were 39.16 copies/ml (AUC = 0.694), 4 kg (AUC = 0.628), and 5% (AUC = 0.607), respectively. In univariate analysis, the pre-DNA, weight loss, and WTratio were all associated with DMFS (P < 0.0001, P = 0.015, P = 0.019, respectively). Furthermore, the two cohorts were similar in terms of these prognostic factors (Table 1).
3.3 Multivariate analysis
In multivariate analysis of DMFS based on the primary cohort, the N group (HR: 2.234, 95%CI: 1.050-4.752, P = 0.037) and pre-DNA level (HR: 10.816, 95%CI: 1.447-80.850, P = 0.02) were independent prognostic factors for DMFS of NPC. Smoking (HR: 2.103, 95%CI: 0.996-4.439, P = 0.051) and WTratio (HR: 4.566, 95%CI: 0.986-21.153, P = 0.052) had a statistically significant trend for DMFS. Moreover, hypoalbuminemia was strongly related to poor survival (HR: 17.124, 95%CI: 1.901-154.229, P = 0.011). However, only 2 patients had hypoalbuminemia, and therefore, this result should be carefully interpreted. Results of the multivariate analysis of DMFS and OS are presented in Table 2. The cutoff values of age, weight loss, WTratio, and pre-DNA levels for the 4-year OS were calculated in the same way as for 4-year DMFS by survival ROC.
Table 2.
Outcome | Variate | Cutoff point | HR | 95% CI | P value |
---|---|---|---|---|---|
OS | Smoking | Yes vs. No | 2.250 | 0.984-5.144 | 0.055 |
Staging | IV vs. I-III | 2.568 | 1.097-6.009 | 0.03 | |
Age (years) | ⩾46 vs. <46 | 2.468 | 1.062-5.737 | 0.036 | |
WT loss (kg) | ⩾4.0 vs. <4.0 | 1.775 | 0.503-6.256 | 0.372 | |
WT ratio (%) | ⩾10.0 vs. <10.0 | 2.671 | 1.174-6.080 | 0.019 | |
Pre-DNA (copy/ml) | ⩾1640 vs. <1640 | 2.002 | 0.756-5.301 | 0.162 | |
DMFS | Smoking | Yes vs. No | 2.103 | 0.996-4.439 | 0.051 |
Staging | IV vs. I-III | 0.987 | 0.453-2.147 | 0.973 | |
N group | 2-3 vs. 0-1 | 2.234 | 1.050-4.752 | 0.037 | |
WT loss (kg) | ⩾4.0 vs. <4.0 | 1.221 | 0.413-3.609 | 0.719 | |
WT ratio (%) | ⩾5.0 vs. <5.0 | 4.566 | 0.986-21.153 | 0.052 | |
Pre-DNA (copy/ml) | ⩾39.16 vs. <39.16 | 10.816 | 1.447-80.850 | 0.02 | |
Alb (g/l) | <35.0 vs. ⩾35.0 | 17.124 | 1.901-154.229 | 0.011 |
Abbreviations: DMFS, distant-metastasis-free survival; OS, overall survival; WT loss, weight loss; WT ratio, weight loss ratio; pre-DNA, pretreatment Epstein-Barr virus DNA; Alb, albumin, HR, hazard ratio
3.4 Meta-analysis of the WTratio based on published data
3.4.1 Eligible studies
A total of 46 studies were retrieved using the initial search algorithm, of which 4 studies 16-19 with 8 subsets were finally included (n = 5305 patients). We performed a meta-analysis of the WTratio based on the published data and the results of our primary cohort. All the studies focused on patients with newly diagnosed non-disseminated NPC who received radiotherapy or chemoradiotherapy. Most studies 16-18 considered 5% as the cutoff value for WTratio, except one study 19. Analysis of our unpublished data confirmed the cutoff values of 5% for DMFS (AUC = 0.607) and 10% (AUC = 0.622) for OS using R software. The analyzed survival period was from 3-5 years. Characteristics of the eligible studies or subsets are listed in Table 3.
Table 3.
Studies | Subsets | Inclusion period | Reported survival (years) | Total patients | Stage | Cutoff value | Treatments |
---|---|---|---|---|---|---|---|
Lin et al. | 2006-2012 | 3 | 238 | I-IVb | 5% | RT/CRT | |
Du et al. | 5%-10%vs.5% | 2003-2006 | 5 | 507 | I-IVb | 5% | RT/CRT |
Du et al. | 10%vs.5% | 2003-2006 | 5 | 422 | I-IVb | 5% | RT/CRT |
Shen et al. | Hypo-weight | 2000-2004 | 5 | 212 | I-IVb | 5% | RT/CRT |
Shen et al. | Normal weight | 2000-2004 | 5 | 1157 | I-IVb | 5% | RT/CRT |
Shen et al. | Hyper-weight | 2000-2004 | 5 | 1064 | I-IVb | 5% | RT/CRT |
Zeng et al. | RT plus CCRT | 2001-2005 | 5 | 1374 | I-IVb | 4.60% | RT/CRT |
Zeng et al. | IMRT | 2001-2005 | 5 | 110 | I-IVb | 4.60% | RT/CRT |
Primary cohort | 2009-2012 | 4 | 221 | I-IVb | DMFS:5% OS:10% |
CCRT/IC+CCRT |
Abbreviations: RT, radiotherapy; CRT, chemoradiotherapy; CCRT, concurrent chemoradiotherapy; DMFS, distant-metastasis-free survival; IC, induction chemotherapy; IMRT, intensity-modulated radiotherapy
3.4.2 Data synthesis and publication bias
A total of 8 studies or subsets reported negative association between the WTratio and DMFS, whereas only one study 16 reported that patients with a WTratio > 10% had a high risk of distant metastasis as compared to patients with a WTratio < 5%. On pooling the data of 9 studies or subsets, we found that the WTratio was an independent prognostic factor for DMFS (HR: 1.27, 95%CI: 1.02-1.58, P = 0.03). Furthermore, there was no significant between-study heterogeneity (χ2 = 10.3, I 2= 22%, P = 0.24). We constructed a funnel plot for DMFS, which indicated no obvious publication bias (Supplementary Fig. S1). We also performed a meta-analysis of the OS and confirmed the prognostic value of the WTratio (HR: 1.53, 95%CI: 1.37-1.71, P < 0.00001) among 3 negative subsets and 6 positive subsets. A forest plot of DMFS and OS is presented in Figure 2.
3.5 DMFS model built by the nomogram
A nomogram was developed to predict the 4-year DMFS based on the results of the multivariate analysis (Figure 3). Since only 2 patients had hypoalbuminemia in the primary cohort, the results for hypoalbuminemia might not be representative of the whole population. Therefore, albumin was not included in the development of the nomogram model. As shown in Figure 4, smoking, WTratio, N group, and pre-DNA levels were finally considered together to build the risk-score model for DMFS. A high pre-DNA level and high WTratio accounted for 10 points and 5 points, respectively. Moreover, the N2-3 patients gained 3 points according to the model. Smoking gained approximately 2.8 points. The total points ranged from 0 to 24, and the corresponding prediction of 1-year to 4-year DMFS was calculated and shown below the total points.
3.6 Evaluation of DMFS model
3.6.1 Internal validation
The internal calibration plot for the 4-year DMFS performed with the primary cohort is shown in Figure 4a. The predicted 4-year DMFS showed a good correlation with the actual 4-year DMFS.
3.6.2 External validation
The external calibration plot for 4-year DMFS performed with the secondary cohort is shown in Figure 4b. The predicted 4-year DMFS showed a good correlation with the actual 4-year DMFS.
3.6.3 Comparison with 7th AJCC/UICC TNM staging system
Compared with the current 7th TNM staging system (AUC = 0.661, 95%CI: 0.596-0.721), the newly built DMFS model (AUC = 0.791, 95%CI: 0.733-0.841) seemed to be a better model to predict distant metastasis of NPC (Z = 2.894, 95%CI: 0.042-0.218, P = 0.0038). The comparison of the AUC curves for both systems is shown in Figure 5.
4. Discussion
In this study, we successfully developed a new DMFS model using a nomogram for predicting distant metastasis of NPC. Furthermore, we also designed an alternative workflow for cancer-risk assessment. Our study showed that weight loss was associated with the occurrence of distant metastasis. Therefore, maintaining body weight during treatment of NPC is important to prevent distant metastasis in patients with NPC.
Weight loss is a common side effect during chemotherapy or radiotherapy in patients with head and neck cancer, especially NPC; the average weight loss in patients is reported to be 5.5-12.3 kg, and 86% of patients lose >10% body weight 20-22. In our primary cohort, 95.9% patients had experienced different extents of weight loss, with an average of 5.7 kg, which was similar to that in previous studies. Stage IV NPC is a predictive marker for weight loss and low serum albumin levels 23. In this study, stage IV patients comprised 40.6% of the primary cohort (Table 1), and most NPC patients were newly diagnosed with stage III or stage IV NPC. In our meta-analysis of 9 subsets, we confirmed that WTratio was an independent prognostic factor for DMFS, and the funnel plot for DMFS indicated no obvious publication bias. As such, nutritional management such as a prophylactic percutaneous endoscopic gastrostomy 22 might improve survival and quality of life in for patients with late-stage cancer. Combined with smoking, pre-DNA level, and N group, we developed a new nomogram model for DMFS, which showed a favorable predictive accuracy of 4-year distant metastasis. The difference between the C-index for the nomogram model (AUC = 0.791) and the current 7th TNM staging system (AUC = 0.661) was statistically significant (Z = 2.894, 95%CI: 0.042-0.218, P = 0.0038), which indicated a new direction for management of treatment in NPC patients.
Although the nomogram model could predict DMFS with good accuracy, it had some limitations that must be taken into account while interpreting the results of this study. First, the nomogram was developed on the basis of the multivariate analysis results of our small study sample, which might not account for all the prognostic factors associated with distant metastasis. Second, we conducted a meta-analysis to confirm the prognostic value of WTratio. However, the published data were limited to non-RCTs and mostly comprised retrospective studies. Third, we constructed the nomogram model considering patients belonging to endemic areas. It is currently unclear whether this model is applicable to patients worldwide. Although we conducted an external validation in a subgroup of patients from a published RCT, further well-designed validation trials are required to confirm our findings. One main advantage of this study was that it was performed at a time when sufficient data was available for evaluation by workflow. This workflow made use of different evidence-based statistic methods and thus could get more reliable results. And this workflow could also be applied to other cancers.
In conclusion, we developed and externally validated a nomogram model that can predict 4-year DMFS of NPC. This model may have better diagnostic value than the current 7th TNM staging system. It is important to maintain weight during the treatment of NPC in order to prevent distant metastasis in patients with NPC. The alternative work-flow for cancer risk assessment designed in this study could be applied to prognostic analysis of other cancers in the future.
Supplementary Material
Acknowledgments
We would like to thank the native English speaking scientists of Elixigen Company for editing our manuscript. We thank the anonymous reviewers for their insightful comments and great efforts to improve this manuscript.
Financial Support
This work was supported by grants from the National Science & Technology Pillar Program during the Twelfth Five-year Plan Period (2014BAI09B10); the Health & Medical Collaborative Innovation Project of Guangzhou City, China (201400000001); the Planned Science and Technology Project of Guangdong Province (2013B020400004); and the Science and Technology Project of Guangzhou City, China (14570006).
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