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. 2017 Apr 20;152(1):174–180. doi: 10.1016/j.chest.2017.02.032

Defining a Research Agenda to Address the Converging Epidemics of Tuberculosis and Diabetes

Part 2: Underlying Biologic Mechanisms

Katharina Ronacher a,b,, Reinout van Crevel c, Julia A Critchley d, Andrew A Bremer e, Larry S Schlesinger f, Anil Kapur g, Randall Basaraba h, Hardy Kornfeld i, Blanca I Restrepo j
PMCID: PMC5577357  PMID: 28434937

Abstract

There is growing interest in the re-emerging interaction between type 2 diabetes (DM) and TB, but the underlying biologic mechanisms are poorly understood despite their possible implications in clinical management. Experts in epidemiologic, public health, basic science, and clinical studies recently convened and identified research priorities for elucidating the underlying mechanisms for the co-occurrence of TB and DM. We identified gaps in current knowledge of altered immunity in patients with DM during TB, where most studies suggest an underperforming innate immunity, but exaggerated adaptive immunity to Mycobacterium tuberculosis. Various molecular mechanisms and pathways may underlie these observations in the DM host. These include signaling induced by excess advanced glycation end products and their receptor, higher levels of reactive oxidative species and oxidative stress, epigenetic changes due to chronic hyperglycemia, altered nuclear receptors, and/or differences in cell metabolism (immunometabolism). Studies in humans at different stages of DM (no DM, pre-DM, and DM) or TB (latent or active TB) should be complemented with findings in animal models, which provide the unique opportunity to study early events in the host-pathogen interaction. Such studies could also help identify biomarkers that will complement clinical studies in order to tailor the prevention of TB-DM, or to avoid the adverse TB treatment outcomes that are more likely in these patients. Such studies will also inform new approaches to host-directed therapies.

Key Words: biomarkers, diabetes, review, tuberculosis

Abbreviations: AGE, advanced glycation end product; DM, diabetes mellitus; IFN, interferon; LTBI, latent tuberculosis infection; NR, nuclear receptor; PPAR, peroxisome proliferator-activated receptor; RAGE, receptor for advanced glycation end product; ROS, reactive oxygen species; Th1, Th2, T17, helper T-cell types 1, 2, and 17, respectively

Summary Points

  • Type 2 diabetes is a syndrome characterized by a range of metabolic (eg, hyperglycemia, hyperlipidemia), inflammatory, and vascular and other changes that may all contribute to increasing TB susceptibility and pathology.

  • Monocytes and macrophages from diabetic patients and mice have defects leading to altered interactions with Mycobacterium tuberculosis and delayed adaptive immune responses.

  • Most human studies have been conducted in patients with active TB, among whom those with TB-DM comorbidity are characterized by increased secretion of helper T type 1 (Th1), Th17, and Th2 cytokines. However, the few studies in individuals at risk for TB (eg, those with latent tuberculosis infection) suggest a different cytokine profile.

  • Molecular pathways that involve AGE/RAGE (advanced glycation end products/receptor for advanced glycation end products), reactive oxygen species, nuclear receptors, and cellular metabolism are potential targets for host-directed therapies to reduce TB susceptibility or pathology in patients with DM.

  • Animal models for TB-DM can improve our understanding of the underlying mechanisms and effective treatment approaches for the comorbidity of TB and DM.

Type 2 diabetes mellitus (DM) increases the risk of many infectious diseases, including TB,1 and it is now recognized that the increasing DM prevalence in high-TB-incidence countries such as sub-Saharan Africa is a challenge to TB control.2 The known association between a chronic syndrome such as DM and an infectious disease such as TB requires the near-term development of a comprehensive research agenda that effectively integrates the basic sciences with clinical decision making and policy to reduce the impact of the comorbidity. To address this research agenda, a group of international TB and DM experts convened at the National Institutes of Health in May 2016 to discuss the convergent epidemics of DM and TB along with HIV. In this presentation (Part 2), we summarize the biologic mechanisms that were identified as research priorities.

Knowledge of the altered biologic mechanisms and pathways associated with TB and DM is needed to help identify the subgroup of patients with DM at highest risk of progression to TB. This knowledge will also benefit patients with DM and who have recently received a diagnosis of TB; they will require modifications in the standard TB treatment schedule in order to prevent adverse treatment outcomes. It is increasingly clear that although TB and DM have different pathogenic mechanisms, they also share a number of similarities at the molecular level, including key pathways involved in chronic inflammation, metabolism, and immunity.3, 4, 5 It is critical to gain insight into the factors underlying the links between TB and DM at the molecular, cellular, and systemic levels and to integrate data from clinical studies and animal models to better understand the fundamental causes and consequences of the comorbidity.

Altered Immunity: The Effect of Pre-DM and DM on Human Immunity to Mycobacterium tuberculosis During TB and Latent Tuberculosis Infection

Reviews have addressed the effect of DM on host response to Mycobacterium tuberculosis.3, 4, 5 Studies on human innate immune responses indicate that monocytes from patients with poorly controlled DM (vs patients with well-controlled DM or healthy subjects) have significantly lower binding and phagocytosis of M tuberculosis, and this defect is attributable to alterations in the diabetic monocyte as well as in serum opsonins.6, 7, 8 Efficient phagocytosis and proper adaptive immune priming are necessary to activate cell-mediated immune responses that restrict M tuberculosis growth, and delayed or altered responses likely contribute to diabetic TB susceptiblity.9 Diabetic individuals with latent tuberculosis infection (LTBI) have lower frequencies of M tuberculosis-specific proinflammatory (helper T type 1 [Th1] and Th17), antiinflammatory (IL-10), and Th2 responses compared with normoglycemic individuals with LTBI.10 The IL-20 family of cytokines is also lower in LTBI-DM, whereas IL-22 is higher.11 Once patients have developed active TB disease, those with DM exhibit higher circulating levels of Th1 and Th17 (except for IL-22) cytokines as well as higher frequencies of lymphocytes (CD4+, CD8+) and natural killer cells expressing these cytokines in response to M tuberculosis antigens.10, 12, 13, 14, 15 However, patients with TB-DM also have higher levels of antiinflammatory cytokines, notably IL-10.13 The higher expression of proinflammatory cytokines could reflect higher bacillary load in TB-DM, as a consequence of delayed initial control of M tuberculosis replication (along with increased tissue damage) as a consequence of weak cytokine responses to LTBI in humans. Other contributing factors may be a reduced frequency of natural regulatory T cells in patients with TB-DM10 and hyperresponsiveness to T-cell antigen receptor stimulation as identified in diabetic mice.16 Nearly all studies on innate and adaptive immune responses in TB-naive patients and in patients with LTBI and TB have been conducted in peripheral blood cells. However, one study in patients with TB-DM evaluated the lung environment, and showed higher IL-10 and lower interferon (IFN)-γ in TB-DM, suggesting an antiinflammatory bias in this compartment as well.17

Few studies have focused on individuals with pre-DM (characterized by insulin resistance and pancreatic beta cell dysfunction prior to detectable changes in glycemic control) or intermediate hyperglycemia despite their high risk for future DM. Kumar et al18 have focused on investigating the influence of pre-DM on antigen-stimulated cytokine production in active TB and LTBI. Individuals with pre-DM and active TB have increased circulating levels of Th1 (IFN-γ, tumor necrosis factor-α, IL-2), Th2 (IL-4, IL-5), Th17 (IL-17A, IL-17F), and regulatory cytokines (IL-10, transforming growth factor-β) compared with patients with TB without pre-DM. However, IL-22 concentrations do not differ. Individuals with LTBI and pre-DM exhibited diminished circulating levels of Th1, Th2, Th17, and regulatory cytokines compared with normoglycemic participants with LTBI, as well as decreased M tuberculosis antigen-stimulated cytokine concentrations.

Together, studies on human immunity in TB-naive patients, and in patients with LTBI or TB, indicate dysfunctional immunity in prediabetic and diabetic patients that calls for further studies. The mechanisms and impact of the defects observed on M tuberculosis growth containment as well as immune pathology are incompletely understood. Furthermore, there is a paucity of studies evaluating the lung, which is the primary site of TB disease, and the relationship between the immune responses to M tuberculosis in the lung and periphery is poorly understood. Given the higher prevalence of pulmonary (vs extrapulmonary) TB among patients with DM, understanding this compartmentalization is particularly relevant.4, 19 Data from the mouse TB-DM model suggest that chronic hyperglycemia exerts unique effects on alveolar vs peritoneal and bone marrow-derived macrophages.20 Thus, integration of the observed immunometabolic abnormalities in prediabetic and diabetic hosts warrants further investigation.

Advanced Glycation End Products and RAGE Signaling

Advanced glycation end products (AGEs) accumulate during metabolic disorders fueled by hyperglycemia. The receptor for AGEs, RAGE, is expressed on a variety of cell types including those highly relevant in the context of TB and DM (eg, monocytes and macrophages, dendritic cells, T cells, and vascular cells). Interestingly, the highest expression of RAGE occurs in the lungs,21 the primary site of M tuberculosis infection. Activation of RAGE up-regulates inflammation through the production of reactive oxygen species (ROS) and inflammatory cytokines, and alters phagocytosis and cellular lipid metabolism.

At the present time, there are no approved drugs that target AGEs or RAGE in the treatment of DM and diabetic complications. However, a new class of 2-aminoimidazole-based small molecules has been shown to have potent anti-AGE activity in vitro.22 Inhibition or blocking the proinflammatory response as a consequence of AGE-RAGE interactions may prove to be an effective adjunctive therapy in the treatment of TB-DM comorbidity.

ROS as a Central Mediator

In the host defense against mycobacteria, ROS regulates cytokine production, autophagy, and granuloma formation,23 but excessive ROS production leads to impaired cellular function and pathology. Hyperglycemia- and free fatty acid-induced overproduction of ROS activates the major pathways of diabetic cellular damage. Furthermore, hyperglycemia-induced ROS production leads to histone modifications in the NF-κB p65 proximal promoter, resulting in gene activation of this major regulator of inflammatory genes.24 Although increased mitochondrial ROS production enhances mycobacterial killing in macrophages, increased ROS production can also increase necroptosis and mycobacterial release into the extracellular milieu.25, 26 Therefore, DM metabolite-induced increased ROS production may further contribute to the increased rate of relapse and death of patients with TB with poor glycemic control. The diabetic phenotypes of alveolar macrophage recognition of M tuberculosis and T-cell hyperresponsiveness were also shown to be at least partially dependent on RAGE expression.20 Thus, blocking the RAGE signaling pathway may reduce ROS generation and may prove useful in the context of TB-DM comorbidity.

Nuclear Receptors

Another potential family of therapeutic targets and key molecular players in metabolic and immunologic pathways are nuclear receptors (NRs). Peroxisome proliferator-activated receptors (PPARs) are highly expressed in a variety of tissues including adipose tissue, and in macrophages and dendritic cells, and play a major role in lipid metabolism; they also have a role in innate and adaptive immunity. PPAR-γ is of particular interest as it is also highly expressed in alveolar macrophages, where it contributes to the formation of foam cells and promotes antiinflammatory gene expression while trans-repressing proinflammatory gene expression on ligand binding27; it also serves as a biologic marker for alternatively activated macrophages (M2 phenotype).28 M tuberculosis infection of macrophages induces PPAR-γ via the mannose receptor (MR, CD206)29 and TLR230 and in turn increases M tuberculosis intracellular growth, lipid body formation, and chemokine release. PPAR-γ knockdown followed by M tuberculosis infection leads to decreased growth, and an increase in expression of 36 genes (including BAX) and a decrease in expression of 31 genes. Therefore, it is possible that activation of PPAR-γ by M tuberculosis limits cellular apoptosis by inhibiting BAX expression and inducing Mcl-1 (E. Arnett, PhD, and L. S. Schlesinger, MD, unpublished data, May 2016). One could envision that PPAR-γ antagonists could potentially be used to prevent primary TB infection, whereas PPAR-γ agonists (which are used in the treatment of DM) could have a beneficial effect as an adjunct host-directed therapy to reduce inflammation during active TB disease.

Altered Host Metabolism in Tuberculosis

It has recently been shown that M tuberculosis induces a switch in host cellular metabolism toward aerobic glycolysis in humans. The metabolic switch is TLR2-dependent but NOD2-independent, and is mediated in part through activation of the AKT/mTOR (mechanistic target of rapamycin) pathway.31 Pharmacologic inhibition of the AKT/mTOR pathway inhibits cellular responses to M tuberculosis both in vitro and in vivo in a model of murine TB. Another study showed how responses to bacillus Calmette-Guérin depend on changes in cellular metabolism and epigenetics.32 These findings reveal a novel regulatory layer of host responses to M tuberculosis that could be exploited for host-directed therapy. Indeed, the antidiabetic drug metformin, which inhibits mTOR through induction of AMPK (adenosine monophosphate-activated protein kinase), was shown to increase mitochondrial ROS, facilitate phagosome-lysosome fusion, and reduce growth of M tuberculosis in macrophages.33 In this same study, metformin ameliorated lung pathology, reduced chronic inflammation, and enhanced the specific immune response and efficacy of conventional TB drugs in M tuberculosis-infected mice. Similarly, metformin treatment in the guinea pig model of TB restored systemic glucose metabolism and lessened pulmonary pathology.34 This work should be extended, also evaluating effects of other antidiabetic drugs, to establish the role of cellular metabolism in TB-DM.

Mouse Models to Study TB-DM Comorbidity

In TB-DM mouse models, susceptibility to TB is observed with chronic but not acute hyperglycemia.35, 36 Chronic hyperglycemia in mice impairs the innate response of resident alveolar macrophages to inhaled M tuberculosis. The resulting delay in recruiting myeloid cells, including neutrophils and dendritic cells, to the alveolar airspace leads to a delay in transferring bacilli from the lung to the lymph node and a delay in priming the adaptive immune response.9 Alveolar macrophages from diabetic mice have reduced CD14 and macrophage receptor with collagenous structure (MARCO) expression and display reduced phagocytosis.20 Transfer of infected alveolar macrophages from diabetic mice into normoglycemic recipients confirmed an intrinsic defect that hinders T-cell priming. This delay permits several additional days of logarithmic increase in lung bacterial load before antigen-specific T cells reach the lung and restrict bacterial replication. The phenotype of diabetic alveolar macrophages is not shared by macrophages from other compartments in diabetic mice, such as the peritoneal or bone marrow-derived macrophages of chronic hyperglycemic mice. This unique macrophage phenotype appears to be dependent in part on the expression of RAGE.20 Once the immune response to M tuberculosis is initiated in the DM mice, it is excessive. In a recent study, the interaction between natural killer and CD11c+ (dendritic) cells led to excessive IL-6-driven immune pathology in DM mice.36 Naive T cells in diabetic mice display chromatin decondensation similar to that in activated T cells. This chromatin decondensation is also RAGE dependent and persists on adoptive transfer to a nondiabetic host, manifesting in increased expression of a broad range of cytokines and increased proliferation of stimulated diabetic vs normoglycemic T cells.16 Similar to diabetic mice, patients with DM show increased immune pathology and increased expression of a broad range of Th1, Th2, and Th17 cytokines that could not otherwise be attributed to a perturbation of signal transduction through any one particular pathway.

Overall, the mouse offers an informative approach to model the mechanisms of TB susceptibility in humans with DM. Furthermore, the alveolar macrophage phenotype of mice suggests that a major adverse effect of DM occurs months prior to the usual timing of clinical TB diagnosis and might be mediated by epigenetic programming.

Guinea Pig Models for DM and TB

The guinea pig displays a similar pathology and metabolic response to M tuberculosis infection as seen in humans. The guinea pig model used in comorbidity studies by Podell et al37 closely replicates the pathogenesis of human type 2 DM, which is important since dyslipidemia, hyperinsulinemia, and insulin resistance are all potential contributing factors in human diabetic immunopathy. Like diabetic guinea pigs, prediabetic guinea pigs had a higher pulmonary and extrapulmonary bacterial burden and increased expression of proinflammatory cytokines in the late stages of infection compared with nondiabetic animals. Compared with normal guinea pigs, IFN-γ, IL-17, tumor necrosis factor-α, and IL-1β levels were elevated in the spleen. On day 30 postinfection in diabetic guinea pigs, the high lung and extrapulmonary M tuberculosis burden was accompanied by a neutrophil-driven inflammatory response resulting in more severe granuloma necrosis. Despite elevated Th1 responses, guinea pigs were unable to contain bacterial growth and they display exacerbated immunopathology. Also similar to the mouse model, the delivery of viable bacteria to the lung-draining lymph nodes was delayed in guinea pigs because of a cellular defect in which antigen-presenting cells in DM remain in a state of immaturity and have impaired capacity to migrate toward chemoattractant stimuli.38 Diabetic guinea pigs had higher mortality during TB treatment than did nondiabetic control animals or those with diet-induced impaired glucose tolerance, which corresponds to the increased TB mortality in human patients with TB-DM comorbidity. Taken together, the guinea pig model complements the mouse model, shares important similarities with the naturally occurring disease in humans, and is an essential tool to better understand the underlying mechanisms of TB-DM comorbidity as well as interrogate new therapeutic and preventative therapies.

Future Perspectives and Research Priorities

TB and DM have a complex interaction affecting a number of molecular pathways that we are just beginning to understand. Knowledge of these pathways will directly impact the approaches we take to diagnosis, treatment, and prevention. During the expert meeting some important conclusions and priority areas for further study were identified.

First, different mechanisms may underlie increases in TB susceptibility, early deaths, disease severity, and TB recurrence in patients with DM. It will be necessary to tease out specific epidemiologic links and do careful phenotyping to select the most appropriate individuals for basic science studies. Such studies could also help identify biomarkers to direct treatment and foster basic research of the interaction of TB and DM. Phase 2 clinical trials should examine possible host-directed strategies.

Basic research should focus on immune-metabolic pathways and other molecular mechanisms underlying defective antimycobacterial immune responses in DM, capitalizing on knowledge gained in the cancer field relating to drugs, drug targets, and host signaling pathways that impact immunology and metabolism. The impact of DM on memory T-cell expansion and life span is unexplored, as are the potential effects of DM on T-cell senescence. Likewise, the mechanisms underlying aberrant proinflammatory signaling pathways in the innate immune system in DM need further exploration since they likely directly influence alterations in the developing adaptive immune response.

Animal models offer opportunities to investigate early events in the host-pathogen interaction relevant to human TB-DM comorbidity that are not amenable to clinical studies; mechanisms of TB-associated metaflammation in adipose tissue; and cost-effective models for preclinical studies of host-directed therapies.

Acknowledgments

Author contributions: K. R., B. I. R., and R. v. C. wrote the first draft of the report. A. K., L. S. S., R. B., A. A. B., J. A. C., and H. K. provided input to the report. All authors approved the final version.

Financial/nonfinancial disclosures: The authors have reported to CHEST the following: A. K. has received board fees as the Chairman of the World Diabetes Foundation. He also owns shares in Novo Nordisk A/S. None declared (K. R., R. v. C., J. A. C., A. A. B., L. S. S., R. B., H. K., B. I. R.).

Role of sponsors: The findings achieved herein are solely the responsibility of the authors and the funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

Footnotes

FUNDING/SUPPORT: This paper results from a 2-day meeting at the National Institutes of Health in Rockville, Maryland, May 10-11, 2016 (Developing a Comprehensive Therapeutic Research Strategy for the Converging Epidemics of TB, T2DM, and HIV). The meeting was supported by the NIAID/DAIDS via the HHSN272201100001G Research Support Services contract and by the NIDDK via the HHSN276201100001C Research Support Services. J. A. C., K. R., and R. v. C. are supported by the TANDEM project, which is funded by the European Union’s Seventh Framework Programme (FP7/2007-2013) under Grant Agreement Number 305279. J. A. C. is also supported by the Higher Education Funding Council for England. K. R., B. I. R., and L. S. S. are supported by the ALERT project, funded by the NIH, NIAID AI116039. R. B. is supported by the NIH, 1U19AI111224-01. H. K. is supported by 2RO1 HL018849 (NIH/NHLBI) and by USB1-31149-XX-13 administered by CRDF Global and jointly sponsored by the NIH/NIAID, the Department of Biotechnology (India), and the Indian Council of Medical Research. This paper was also made possible by NPRP 7-627-3-167 from the Qatar National Research Fund (a member of the Qatar Foundation).

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