Summary
The prefrontal cortex plays a critical role in adjusting an organism's behavior to its environment. In particular, numerous studies have implicated the prefrontal cortex in the control of social behavior, but the neural circuits that mediate these effects remain unknown. Here we investigated behavioral adaptation to social defeat in mice and uncovered a critical contribution of neural projections from the medial prefrontal cortex to the dorsal periaqueductal grey, a brainstem area vital for defensive responses. Social defeat caused a weakening of functional connectivity between these two areas and selective inhibition of these projections mimicked the behavioral effects of social defeat. These findings define a specific neural projection by which the prefrontal cortex can control and adapt social behavior.
Introduction
The medial prefrontal cortex (mPFC) plays an important role in generating appropriate social responses by supporting behavioral flexibility, response inhibition, attention and emotion. It has been proposed that the mPFC evaluates and interprets information within the context of past experiences, and is thus critical for selecting suitable behavioral responses within a social environment1. For example, lesions and pharmacological manipulations of the rodent mPFC modify inter-male aggression2, are required for sex differences in social anxiety3, modulate social position within a hierarchy4, and support the learned behavioral response to social defeat5, 6, highlighting the importance of this structure in interpreting and modifying social behaviors in the context of past social experiences.
The mPFC projects to several brain areas that are known to influence sociability, including amygdala, nucleus accumbens, hippocampus, and brainstem7. However, although several of these projections have been shown to be critical for mPFC control of non-social behaviors8–10, and mPFC projections to the raphe nucleus are able to interfere with the consolidation of adaptation to social defeat,6 until now the mPFC outputs that directly modulate social behavior have not been identified. Here we investigated whether projections from mPFC to the dorsal periaqueductal grey (PAG), a brainstem motor control area essential for defensive responses to social threats11–13, might play a role in the behavioral adaptation to social defeat. This adaptive response, occurring as a result of repeated exposure to threatening members of the same species, is characterized by a shift towards a more socially avoidant behavioral strategy14 that is presumably aimed at diminishing future harm and facilitating alternative routes to essential resources15. The adaptation to social defeat in animals may have clinical relevance because mood disorders, including major depression and social anxiety disorder, are thought to involve an extreme form of an adaptive coping strategy elicited by social adversity16, 17 18, 19.
We found that repeated social defeat resulted in increased social avoidance and impaired working memory, both phenotypes that were ameliorated by the antidepressant ketamine. Selective pharmacogenetic inhibition of mPFC projections to PAG mimicked the effect of social defeat, increasing social avoidance and disinhibiting PAG. Social defeat caused a reduction in functional connectivity between mPFC and PAG, resembling observations made in imaging studies of patients with affective disorders20. Cell-type specific rabies virus tracing and ex vivo channelrhodopsin-assisted circuit mapping demonstrated that layer 5 mPFC projection neurons directly inhibit excitatory inputs to glutamatergic neurons in PAG and selective inhibition of these target neurons reduced social avoidance. These findings identify a specific projection by which the prefrontal cortex controls social behavior and demonstrates how these inputs can be modulated to adapt social behavior to the environment.
Results
Glutamatergic mPFC projections to dPAG
Anterograde and retrograde tracer studies have demonstrated prominent neural projections from the rat mPFC to the PAG21, 22. However, the precise location and cell identity of these projections have not been described. Moreover, although mPFC projection neurons are thought to be primarily glutamatergic, at least one study has demonstrated that GABAergic mPFC neurons project to the nucleus accumbens (NAc) and are capable of inducing avoidance behavior in a place-preference task23. To determine the identity of mPFC neurons that project to dorsal PAG (dPAG; we use this term to refer to the entire dorsal half of the PAG, including the dorsal-medial, dorsal-lateral and lateral columns), we simultaneously injected differentially fluorescent cholera toxin B retrograde tracers into NAc and dPAG (Figure 1ab) and visualized retrograde-labeled mPFC neurons. Labeled neurons projecting to NAc were located primarily in layer 2/3 with some labeled cells seen in layer 5 (Figure 1c). Labeled neurons projecting to dPAG, on the other hand, were exclusively located in layer 5 (Figure 1d), consistent with layer 5 harboring cortical projection neurons targeting brainstem motor areas21, 22. No overlap between NAc and dPAG projecting neurons was observed (0/791 and 0/594 neurons, respectively) arguing for a differential identity of these neurons in layer 5.
To identify the specific cell-types involved, we first repeated the retrograde labeling experiment in Thy1::GFP-M transgenic mice24 in which sparse GFP labeling facilitates the morphological identification of neurons. Layer 5 mPFC neurons projecting to dPAG could be overwhelmingly identified as pyramidal in morphology, consistent with a glutamatergic identity (Figure 1e). Second, the retrograde labeling experiment was repeated in Gad2:: tomato transgenic mice in which GABAergic neurons are fluorescently labeled. No overlap between mPFC neurons projecting to dPAG and the GABAergic marker was detected (0/583 neurons; Figure 1f; Supplementary Table 1). These results suggest that, unlike the mPFC-NAc pathway, the mPFC-dPAG pathway consists exclusively of layer 5 glutamatergic projection neurons.
Social defeat induces social avoidance
Chronic exposure of mice to an aggressor leads to social avoidance, but also causes more generalized changes in anxiety and depression-like behavior25 that might confound our search for plastic changes in the brain that drive behavioral adaptation to social threat. As a result, we sought to establish a sub-chronic social defeat paradigm associated with a selective adaptation of social behavior. Initially, we exposed male mice in their home cage once a day for five minutes to an aggressive conspecific confined behind a wire mesh barrier and then allowed them to freely interact for a further ten minutes, during which time the intruder repeatedly attacked the resident. Over seven days of social defeat, resident mice exhibited a gradual increase in upright submissive postures and freezing, and decrease in rearing during the direct encounter with the aggressor (Figure 2a-c). In addition, a gradual increase in social avoidance was observed during the anticipatory period in which the aggressor remained confined to the wire mesh barrier (Supplementary Figure 1a). Importantly, the number of attacks received by the resident did not differ across days (Supplementary Figure 1b) demonstrating that the changes in behavior elicited in the resident reflect a gradual adaptation to repeated social defeat. Because the behavioral adaptation of the resident tended to plateau after four days of social defeat we chose a three day defeat procedure for all further experiments to reduce potential generalization or habituation to the stress exposure.
To determine whether the sub-chronic social defeat procedure induced a persistent change in social coping strategy we monitored the behavior of the resident mouse during the anticipatory period immediately prior to each defeat session (Day 1-3), as well as during a test session (Test) in which an aggressor was placed into the resident’s cage within a wire mesh barrier one week later (Figure 2d). Resident mice spent progressively less time investigating the intruder both during the social defeat procedure and one week later (Figure 2e). Social defeat was accompanied by a progressive and persistent decrease in investigation bout duration (Figure 2f) as well as increase in the fraction of investigation bouts that were terminated by a rapid withdrawal movement, which we called “retreat,” (Figure 2g). Social defeat also elicited avoidance behavior when a female mouse, but not a novel object was placed into the wire mesh barrier on the test day, suggesting a selective adaptation of social behavior (Figure 2hi; Supplementary Figure 1c). In the Y-maze test, a short-term memory task known to depend on mPFC function26, defeated mice showed a significant increase in same arm returns, reflecting impaired working memory, but had normal latency to exit the arms and distance travelled, confirming unaltered exploratory behavior (Figure 2j-m). No significant changes in anxiety or stress-related behavior was seen in the elevated plus maze (Supplementary Figure 1d-f) or tail suspension test (Supplementary Figure 1g) confirming a selective impact of our defeat procedure on social behavior.
Reversal of social avoidance by antidepressant treatment
Major depression is associated with increased social withdrawal and deficits in working memory that can be reversed by antidepressant treatment27, 28. To test whether the behavioral effects of social defeat demonstrated here might share pharmacological substrates with clinical depression we tested the effect of the rapidly acting antidepressant ketamine, an NMDA receptor antagonist, in our social defeat paradigm. On the day following social defeat animals received a single systemic injection of either ketamine (2.5 or 5 mg/kg) or vehicle and social interaction with an aggressive intruder was investigated one week later (Supplementary Figure 2a). Ketamine treatment was associated with a dose-dependent increase of time spent investigating the intruder (Supplementary Figure 2b). Ketamine did not significantly increase the duration of investigation bouts (Supplementary Figure 2c), but was associated with a dose-dependent reversal of the increased retreats induced by social defeat (Supplementary Figure 2d). No difference in locomotor activity was detected between control and ketamine-treated mice (Supplementary Figure 2e) suggesting a selective effect of the drug on social behavior. Ketamine treatment also ameliorated defeat-induced deficits in working memory, but had no significant effect on latency to exit the arms or distance traveled (Supplementary Figure 2f-i). These findings demonstrate that the persistent changes in social and cognitive behavior induced by sub-chronic social defeat depend on neural substrates shared with antidepressant treatment.
Inhibition of mPFC-PAG projections mimics social defeat
To test whether mPFC-PAG projections might contribute to the behavioral effects of social defeat, we used a pharmacogenetic inhibition method to selectively suppress neurotransmission in mPFC-PAG projections. Mice were infected bilaterally in mPFC with adeno-associated virus (AAV) expressing the Venus fluorescent protein and HA-tagged hM4D (AAV-Syn::Venus-2A-HAhM4D)13, a designer Gαi-coupled receptor activated exclusively by the otherwise inert agonist clozapine-N-oxide (CNO)29, implanted with a guide cannula above the dPAG, and subsequently subjected to social defeat or control conditions (Figure 3a, b). Several weeks after infection HA-immunopositive afferents could be observed in PAG (Figure 3c) confirming the presence of hM4D on direct mPFC projections to this structure. CNO or vehicle was administered locally to the dPAG five minutes prior to behavioral testing one week after social defeat (Figure 3d). CNO-treated control mice spent less time investigating the aggressor, displayed shorter investigation bouts, and retreated more when compared to vehicle-treated control animals (Figure 3e-g, left). CNO-treated control mice were indistinguishable from vehicle-treated and CNO-treated defeated mice in time spent investigating the aggressor, duration of investigation bouts, and increase in retreats (Figure 3e-g), suggesting that mPFC promotes social interaction via direct projections to PAG. Additionally, social defeat may involve a weakening of mPFC-PAG projections, an interpretation that is consistent with the observation that CNO-treated defeated mice behaved similar to defeated mice administered vehicle (Figure 3e-g, right). CNO treatment did not affect overall locomotor activity arguing against a general role for these projections in exploratory behavior (Supplementary Figure 3c). Lastly, we performed a mPFC projection inhibition experiment where CNO was delivered to the overlying superior colliculus (SC), rather than the dPAG. In this experiment, no change in social interaction behavior was detected (Supplementary Figure 3e-h) suggesting that CNO delivery in the brain is local and affects a relatively restricted area.
Following behavioral testing, animals were processed for cFos immunohistochemistry as an indirect measure of neural activity induced in dPAG by exposure to the aggressor (Figure 3h-k)13, 30. Vehicle-treated defeated mice showed significantly more cFos immunopositive neurons than similarly treated control mice in dPAG (dmPAG and dlPAG) suggesting that enhanced activation of dPAG is a neural correlate of social defeat and consistent with a role for this structure in defensive responses to a conspecific aggressor11, 13 (Figure 3h-k and Supplementary Figure 3d). CNO-treated control mice, on the other hand, showed a similar increase in cFos immunostaining across PAG subdivisions as socially defeated mice when compared to vehicle-treated controls (Figure 3i-k) demonstrating an inhibitory effect of mPFC inputs on PAG activity and corroborating a role for PAG in social avoidance. No further increase in the number of cFos immunopositive cells was seen in CNO-treated animals that had been exposed to social defeat when compared to similar vehicle-treated mice (Figure 3i-k) supporting the hypothesis that the effects of mPFC-PAG inhibition are occluded in defeated animals (Figure 3e-g).
Social defeat weakens mPFC-dPAG functional connectivity
Deficient mPFC activity as well as reduced functional connectivity between mPFC and subcortical areas has been reported in persons experiencing major depression or social anxiety31–35 suggesting that mPFC-subcortical projections might be amenable to remodeling in response to social adversity. To determine whether social defeat might weaken mPFC-dPAG projections, we measured local field potential (LFP) coherence as a measure of functional connectivity between these structures in mice undergoing social defeat (Figure 4a). Social defeat was associated with a significant decrease in LFP coherence between mPFC and dPAG in both the theta and beta frequency bands in resident mice measured close to the intruder during the anticipatory period preceding social defeat when compared to control animals (Figure 4b, c). A similar trend was observed when the mice were far from the intruder (Supplementary Figure 4b, c). Moreover, Granger causality analysis of the LFP data revealed a shift in theta causality during defeat, with a significant increase in relative dPAG-mPFC causality found in defeated animals when compared to undefeated controls (Figure 4d, Supplementary Figure 4d). These results suggest a greater propensity for ascending information flow in this circuit following defeat. LFP spectral power in the theta band was decreased in defeated mice in both mPFC and dPAG relative to control animals (Figure 4e-h, Supplementary Figure 4e-h) suggesting that changes in oscillatory activity in one or both of these structures might underlie the altered functional connectivity in the theta frequency band. These findings are consistent with changes in LFP coherence in the theta frequency band reported between mPFC and both cortical and sub-cortical structures during cognitive and anxiety-related behaviors in mice that has been shown to reflect altered exchange or coordination of information between structures36, 37. Decreased coherence observed in defeated mice is not explained by any changes in oscillatory activity in either the mPFC or the dPAG (Figure 4f, h), suggesting a specific decrease in functional connectivity between these regions in this frequency band.
Alterations in functional connectivity between brain structures as measured by LFP coherence can result from changes in synaptic connectivity between the structures, changes in the neural activity of one or the other structure, or changes in neural activity in a third structure mutually connected to the recorded structures. To test the first possibility we recorded evoked field potentials in dPAG in response to electrical stimulation of the mPFC in mice undergoing social defeat (Figure 5a). Periodic stimulation of mPFC during the habituation and barrier phases each testing day elicited short latency, multimodal population responses in dPAG (Figure 5b and Supplementary Figure 5a). No significant effect of social defeat could be detected across the experimental days on short latency response amplitudes (Figure 5b), despite significant avoidance developing in defeated animals (Figure 5c). However, changes in synaptic strength can be encoded either as changes in postsynaptic response amplitude or presynaptic release probability. To examine possible changes in presynaptic release probability in the mPFC-dPAG pathway during social defeat, we repeated the evoked LFP experiments using a double pulse protocol that allows for measurement of paired-pulse facilitation (PPF), a measure dependent on neurotransmitter release probability (Figure 5d, e). Initial experiments found maximal PPF in this pathway to occur at 50 ms pulse intervals (Figure 5d) and this interval was used for subsequent PPF monitoring. No significant differences in PPF were detected across testing days and groups (Figure 5e) suggesting an absence of synaptic plasticity in the direct mPFC-dPAG pathway during social defeat.
Next, we tested the possibility that reduced LFP connectivity between mPFC and dPAG could be driven by changes in afferent synaptic strength in mPFC. The mPFC receives prominent inputs from the medial dorsal nucleus of the thalamus (MDT) and reductions in this pathway have been hypothesized to occur in major depression38. To examine potential changes in this afferent pathway that could underlie weakened mPFC-dPAG functional connectivity we measured evoked field potentials in mPFC to stimulation of MDT during social defeat (Figure 5f). Periodic stimulation of MDT during the habituation and barrier phases each testing day elicited short latency, multimodal population responses in mPFC (Figure 5g and Supplementary Figure 5b). A significant reduction of short latency response amplitudes was detected across testing days in socially defeated mice when compared to control animals (Figure 5g), which paralleled the development of avoidance (Figure 5h). These findings demonstrate that weakening of mPFC afferent synaptic strength occurs during social defeat and suggests that changes in mPFC afferent input strength underlies the weakened functional connectivity observed between mPFC and dPAG (Figure 4b, c).
mPFC projections target glutamatergic dPAG cells
Our anatomical tract tracing (Figure 1) and pharmacogenetic projection inhibition (Figure 3) data argue that glutamatergic projections from mPFC act to inhibit dPAG function. To identify the local dPAG cell-types that mediate mPFC afferent control we performed cell type-specific monosynaptic circuit tracing using Cre-dependent pseudo-typed rabies virus39. Cre-dependent AAV expressing either the pseudo-typed rabies EnvA receptor TVA (AAV-Ef1a::DIO-TVA-mCherry) or the rabies virus protein G (AAV-CAG::DIO-RabiesG) were simultaneously delivered to dPAG of mice carrying either the Vglut2::Cre or Gad2::Cre transgenes40, 41 followed by infection with a pseudo-typed G-deleted rabies virus (ΔG-EnvA rabies-GFP; Figure 6a). Following rabies infection brains were processed to systematically identify and visualize retrograde infected neurons (GFP+, mCherry- cells) across the entire brain rostral to the infection site. A total of 3231 cells were identified following infection of Vglut2::Cre mice (Figure 6b-e; Supplementary Table 2). The number of input cells present in each mouse was weighted to the density of starter cells in the dPAG at the centre of the infection site, and then averaged (Figure 6e). From the weighted averages, we observed that 90% of input cells were found in hypothalamus and thalamus, consistent with the major inputs of PAG deriving from diencephalic structures42. Only 6% of retrograde infected neurons resided in cortex, of which 20/182 were found in mPFC. Overwhelmingly, labeled mPFC neurons had a pyramidal morphology (Figure 6c) consistent with a layer 5 projection neuron identity (Figure 1)43. Similarly, 85% of cells identified following infection of Gad2::Cre mice resided in hypothalamus or thalamus (Supplementary Figure 6a; Supplementary Table 3), but we were unable to identify any retrograde labeled cells in cortex of infected Gad2::Cre mice. The relatively low frequency of long distance retrograde labeling in this line (total = 14 cells) suggested that long-distance afferents onto this class of cells are rare. These findings demonstrate that glutamatergic Vglut2+ neurons in dPAG are the major target of mPFC afferents and suggest that this cell class mediates the inhibitory input of mPFC on dPAG-mediated defensive responses.
To test whether neural activity in Vglut2+ dPAG cells is selectively modulated by mPFC inputs as predicted by the rabies data, we performed ex vivo ChR2-mediated circuit mapping44. Following delivery of AAV-CAG:: ChR2-YFP to mPFC, acute slices were taken from dPAG and patch clamp recording was performed to examine light-evoked synaptic responses. Experiments were performed in either Vglut2::tomato or Vgat::tomato reporter mice to allow selective recording from identified glutamatergic and GABAergic neurons (Figure 6f, Supplementary Figure 6b)45. Short latency excitatory postsynaptic currents (Figure 6g-i) were identified in a small fraction (13%) of recorded Vglut2+ cells, but in none of the Vgat+ cells (Figure 6h). However, regardless of whether they received short latency inputs or not, the majority of Vglut2+ cells showed a significant reduction in the frequency of spontaneous excitatory inputs following ChR2 activation that was absent in control slices from non-infected animals (Figure 6j-k). Vgat+ cells, on the other hand, did not show a significant change in spontaneous excitatory inputs following ChR2 activation (Figure 6k) arguing for a selective inhibition of glutamatergic target cell afferents. Given the long latency of the inhibitory effect and the fact that the experiments were conducted under conditions in which light delivery failed to elicit action potentials, these findings demonstrate that glutamatergic mPFC projections directly suppress excitatory inputs onto Vglut2+ dPAG neurons via a presynaptic neuromodulatory mechanisms.
Finally, we examined the functional contribution of Vglut2+ and Gad2+ neurons in dPAG to social avoidance behavior during social defeat. Selective pharmacogenetic inhibition of neurons in dPAG was carried out by local infection of Vglut2::Cre or Gad2::Cre mice with AAV-Syn::DIO-hM4D-mCherry and subsequent systemic delivery of CNO 45 minutes prior to behavioral testing on day 10 (Figure 7a, Supplementary Figure 7). For Vglut2+ neurons a significant increase in time spent investigating the aggressor was seen in Cre+ mice when compared to Cre– littermates regardless of whether they experienced social defeat or not (Figure 7b). Inhibition of Vglut2+ PAG neurons had no significant effect on the duration of investigation bouts or the number of retreats (Figure 7c, d). No significant difference in avoidance behavior between Cre+ and Cre– mice was seen during the three days of social defeat prior to CNO administration (Supplementary Figure 7a) ruling out a confounding effect of genotype in these results. These data demonstrate that Vglut2+ neurons in dPAG are responsible for promoting avoidance during social interaction with an aggressor, a finding that is in line with the optogenetic activation of these cells producing defensive behavior and analgesia46 and the non-specific pharmacogenetic inhibition of this structure blocking defensive responses to social threat13. On the other hand, selective pharmacogenetic inhibition of Gad2+ neurons elicited no significant change in time spent investigating the aggressor, nor duration of investigation bouts, although there was a decreased number of retreats in CNO treated mice when compared to vehicle treated littermates (Supplementary Figure 7d-f). These findings suggest that Gad2+ neurons in dPAG do not make a significant contribution to social approach behaviour, at least under the conditions used in our experiments, but they may promote some aspects of defensive behavior.
Discussion
Considerable data has implicated neural activity in mPFC in the direct modulation of social behavior4, 5, but until now the projections mediating this effect were unknown. Our data demonstrate that the modulation of social approach/avoidance behavior by mPFC is mediated via direct projections to PAG, a structure required for the expression of innate motivated behaviors including defense, aggression, sex, maternal care, hunting, and foraging47–51. Moreover, the existence of major mPFC projections to both dorsal, defense-related, as well as lateral, approach-related, behavioral control columns in PAG (Figure 3c) suggests that these direct projections are likely to play important roles in the cortical modulation of behavioral adaptation under multiple environmental conditions, not just those described here. For example, firing of specific classes of neurons in mPFC has been shown to correlate with behavioral engagement and disengagement during foraging52 and mPFC is proposed to play a general role in decision-making in the face of environmental uncertainty.53–55
We used retrograde tracing, trans-synaptic rabies labeling, and ex vivo electrophysiology to show that layer 5 glutamatergic neurons in mPFC make monosynaptic excitatory connections onto glutamatergic neurons in dPAG and that, unlike mPFC projections to NAc, GABAergic neurons do not contribute to these afferents (Figure 1 and Figure 6). Our discovery that these neurons are exclusively layer 5 excitatory pyramidal neurons is consistent with the known projections from this cortical layer to brainstem motor control areas involved in triggering and modulating behavior21, 22. Moreover, simultaneous retrograde labeling from dPAG and NAc showed that these mPFC projection neurons are non-overlapping (Figure 1). NAc afferents arise primarily from mPFC neurons residing in layer 2/3 and include long-range GABAergic neurons. This distinction suggests that different neuronal firing information is provided by mPFC to dPAG and NAc, a structure implicated in reward and behavioral selection. ChR2-assisted circuit mapping showed that only a small fraction (~10%) of Vglut2+ neurons in dPAG receive direct excitatory mPFC inputs, but that the vast majority receive strong indirect inhibitory mPFC inputs via a presynaptic neuromodulatory mechanisms (Figure 6). These findings suggest that glutamatergic mPFC projection neurons exert an inhibitory effect on dPAG by suppressing excitatory PAG afferents, possibly including those from medial hypothalamic regions that promote defensive behavior. Our findings raise the possibility that the small fraction of dPAG neurons receiving direct mPFC excitatory inputs may represent a specialized subclass of Vglut2+ neurons (Figure 6). Our behavioral findings showing that selective pharmacogenetic inhibition of Vglut2+, but not Gad2+ cells in dPAG increase social approach are consistent with a selective inhibitory presynaptic effect on Vglut2+ neurons in dPAG (Figure 7 and Supplementary Figure 7).
We established a sub-chronic social defeat procedure that induces a long-lasting increase in avoidance of social stimuli, including aggressive males as well as females, but not non-social stimuli, such as novel objects (Figure 2). Under these conditions, selective inhibition of mPFC-dPAG projections by pharmacogenetic hM4D-mediated projection inhibition caused a disinhibition of neural activity in dPAG and an increase in social avoidance (Figure 3). The observation that projection inhibition was not effective in socially defeated mice (Figure 3) suggested that the pathway was weakened by social defeat. This hypothesis was corroborated by LFP coherence data demonstrating a reduction of mPFC-dPAG functional connectivity in defeated mice and a switch in direction of causality with dPAG driving mPFC more strongly in defeated mice (Figure 4). Follow-up experiments using evoked field potential recording in behaving mice found that weakened functional connectivity between mPFC and dPAG was driven by a decrease in synaptic strength of afferent inputs to mPFC in the absence of any change in presynaptic or postsynaptic strength in the direct mPFC-dPAG pathway (Figure 5).
Our data have several implications. First, they support a critical role for dPAG in social behavior. Extensive lesion, pharmacological, and imaging data implicate dPAG in defensive responses to predators56–59. However, recent data show that dPAG is also required for flight, freezing, and avoidance behavior following exposure of rodents to aggressive conspecifics13, 30. Our findings extend this role to social avoidance in anticipation of threat (Figure 2). Such a role in modulating anticipatory avoidance is consistent with human imaging data demonstrating a rapid switch of BOLD signal activity from mPFC to dPAG in anticipation of predators12 or predator-like59 visual stimuli and suggests that dPAG may be involved in anxiety and as well as fear-related behaviors across species.
Second, our data demonstrate that functional connectivity between mPFC and dPAG can be moderated by social experience. Our in vivo evoked field potential experiments failed to find significant alterations in presynaptic or postsynaptic strength in the mPFC-dPAG pathway during defeat, but instead found a significant reduction in evoked responses in mPFC to thalamic stimulation (Figure 5). These data suggest that mPFC-dPAG functional connectivity is weakened by a reduction in upstream afferent drive during defeat. Numerous studies have found that dendrites of mPFC pyramidal neurons can atrophy in response to chronic stress60, 61, 54, 55 and reductions in the amplitude of excitatory inputs onto mPFC layer 5 pyramidal neurons were observed in subordinate mice and bidirectional manipulation of these receptors was sufficient to induce changes in stable hierarchies among cage mates4. Interestingly, one current theory of the physiological deficits underlying major depression proposes that reductions in thalamic inputs to mPFC are associated with a switch in mPFC processing from external to internal sensory information38.
While until now selective manipulation of mPFC outputs has not been shown to directly modulate social behavior,6, 62 Challis et al. (2014) has shown that mPFC-brainstem projections play a role in the induction of behavioral plasticity during social defeat. In this study, daily optogenetic activation or inhibition of mPFC terminals in the dorsal raphe nucleus immediately following social defeat blocked or precipitated social avoidance measured 24 hours after the last defeat experience. Because mPFC neurons provide excitatory input to local GABAergic neurons that tonically inhibit serotonin neuron firing in the raphe nucleus (and thus control serotonin release across the brain)6, mPFC projections may have a dual role in regulating global neuromodulatory tone (via dorsal raphe) and behavior (via dPAG) to achieve adaptation to social threats. It is, however, important to note that there are also key procedural differences between the current study and Challis et al. (2014). In our social defeat procedure, mice were tested for social avoidance in the same context as the aggression occurred, and thus our findings may be dependent to some degree on this aspect of classical contextual conditioning.
Both our cell-type specific retrograde rabies tracing and ex vivo electrophysiology experiments identified Vglut2+ neurons as the major target of mPFC projections in dPAG (Figure 6). Selective inhibition of Vglut2+ neurons in dPAG reduced social avoidance during presentation of the intruder (Figure 7) and recent studies have shown that optogenetic activation of this population of cells evokes defensive behaviors46. Our discovery that the vast majority of these cells receive presynaptic inhibitory inputs from mPFC provides a mechanism for the inhibitory effects of mPFC projections on cFos and social avoidance responses during exposure to an aggressor (Figure 3). The absence of either direct or presynaptic mPFC modulation of Vgat+ neurons (Figure 6 and Supplementary Figure 6) and the absence of a behavioral effect of pharmacogenetic inhibition of this class of dPAG neurons was surprising, but suggests that cortical modulation of dPAG does not significantly depend on feedforward GABAergic inhibition.
Evidence from neuroimaging studies suggests that the mPFC-dPAG circuit we describe is likely relevant for understanding the prefrontal cortical control of human behavior. Direct projections between mPFC and dPAG have been described in primates63 and magnetic resonance imaging studies report a switch in brain activity from mPFC to dPAG during the pre-strike phase in a pseudo-predator video game situation59 suggesting that reciprocal activity in these structures may be involved in anticipatory fear in humans. While our study was limited to males due to its reliance on inter-male aggression, mPFC-dPAG projections are conserved across sexes and are likely to control instinctive behavioral outputs also in females. Electrical stimulation of human dPAG elicits the sensation of being chased, supporting its role in mediating avoidance responses to threat.64 Furthermore, our observation that the mPFC-dPAG-dependent social avoidance induced by social defeat can be reversed by treatment with a single dose of ketamine (Supplementary Figure 2), a potent antidepressant, suggests that this pathway may be a target of antidepressants that could serve as a neural substrate for the testing of antidepressant efficacy. Further work will be needed to identify the molecular mechanisms by which social experience remodels this pathway.
Online Methods
Animals
C57BL/6J and CD-1 mice were obtained from local EMBL or EMMA colonies, or Charles River Laboratories. CD-1 intruders were selected as aggressors if they attacked during the first 3 minutes after placement in the home cage of a novel C57BL/6J mouse across 3 consecutive days, as previously described.65 These mice typically represented the most aggressive 15% of CD-1 mice tested. Vglut2::Cre40 and Gad2::Cre (JAX stock 019022) mice were used in a heterozygous state. Vglut2::Cre;RC::LSL-tomato (called Vglut2::tomato), Gad2::Cre;RC::LSL-tomato (called Gad2::tomato), and VGAT::Cre; RC::LSL-tomato (called VGat-tomato) mice were obtained by crossing either the Vglut2::Cre, Gad2::Cre line, or Vgat::Cre line with Rosa26-CAG::loxP-STOP-loxP-tomato (JAX stock 007914). Vglut2::Cre;RC::LSL-EYFP (called Vglut2-EYFP) mice were obtained by crossing VGlut2::Cre (Jax stock 016963) with Rosa26-LSL-EYFP (Jax stock 006148). Thy1::GFP-M24 mice were used in a homozygous state. Mice were maintained in a temperature and humidity-controlled facility on a 12-hour light-dark cycle (lights on at 7:00) with food and water ad libitum. All behavioral testing occurred during the animals’ light cycle. All mice were handled according to protocols approved by the Italian Ministry of Health (#137/2011-B, #231/2011-B, #541/2015-PR) and commensurate with NIH guidelines for the ethical treatment of animals, except in vitro electrophysiology experiments which were conducted in the United Kingdom and were licensed under the United KingdomAnimals (Scientific Procedures) Act of 1986 following local ethical approval (Project Licence 70.7652).
Social defeat
Singly-housed adult male mice (C57BL/6, 12-14 weeks old) were subjected to social defeat by placing an aggressive male CD-1 intruder mouse into the home cage of the experimental animal for 15 minutes each day. During the first 5 minutes the intruder was contained within a wire-mesh enclosure to prevent violent contact. Social approach and avoidance behavior, including number of investigations, investigation bout length, total time spent investigating, and number of retreats (sudden movement away from the intruder) was quantified during the first 3 minutes of this anticipatory period (Observer XT 11, Noldus) by an experimenter blind to the treatment group. For defeated mice, the wire-mesh enclosure was removed, after which the intruder invariably attacked the resident repeatedly. Submissive behaviors (freezing and upright defensive postures), and exploration (rearing) of the resident and aggressive attacks of the intruder were quantified during the ten-minute interaction period. Control animals were treated in the same manner, except that the wire mesh enclosure was not removed. This allowed control mice similar levels of visual, olfactory, and auditory contact with the aggressor as defeated mice.
Social avoidance test
Five to seven days after the last social defeat session, animals were subjected to a social interaction test in which an aggressive CD-1 intruder (or a novel female or object, where specified) was constrained within a wire-mesh enclosure placed into the home cage of the experimental animal. The animals were allowed to interact through the wire-mesh barrier for 5 minutes, and approach and avoidance behaviors were scored in the same way as during the anticipatory period of social defeat. For mPFC-dPAG projection inhibition CNO was slowly infused via a single indwelling cannula (0.0015 mg, 0.15 μl, see below) immediately prior to testing. For Vglut2+ and Gad2+ dPAG inhibition, all mice were first tested under control conditions, and then tested under defeat condition. Seven days after the last control session, and seven days after the last defeat session, CNO (3 mg/kg i.p.) or vehicle was systemically administered 45-60 min prior to testing. Testing consisted of a habituation session during which the experimental animal was allowed free exploration of their home cage for 5 minutes in the testing room, followed by the introduction of the intruder, behind a barrier, for a further 5 minutes.
Y-maze
The Y-maze consisted of three grey, opaque plastic arms arranged at 120° angles around a center area. Animals were placed in a counterbalanced manner into one arm of the Y-maze and allowed to explore all arms of the maze for 8 minutes. Following a 2-minute habituation period, the percentage of correct choices and same arm returns were assessed for 6 minutes. A correct choice was quantified as each time the mouse entered all three arms without returning to an arm previously entered. Same arm returns (SARs) counted the number of times that a mouse entered fully into the center area and then returned to the arm they had just exited. Latency to exit the start arm and total distance travelled during the test were also quantified. Control and defeated mice were tested in the Y-maze one to two weeks after the last defeat session. Following the defeat treatment, mice either remained undisturbed, or were injected with vehicle, 2.5 mg/kg ketamine, or 5 mg/kg ketamine one day after the last defeat session. All injected mice tested in the Y-maze were also previously tested in the social avoidance test.
Elevated Plus Maze
Mice were placed for 10 minutes on a four-arm plus maze made of two open and two closed arms (grey PVC, 30 cm x 6 cm) raised 50 cm above the ground. Manual scoring was done to quantify rearing and stretch attends in protected (body in closed arm) versus unprotected (body in open arm) areas as a measure of risk assessment. All elevated plus maze data was collected from surgeried mice previously tested in the social avoidance test.
Tail Suspension Test
Mice were suspended by their tail from a hook (43 cm from floor) for 6 min. A plastic cylinder was placed around the tail to prevent tail climbing. All tail suspension data was collected from surgeried mice previously tested in the social avoidance test.
Stereotactic surgery
Prior to surgery, mice were anesthetized with ketamine (100 mg/kg, i.p.) and xylazine (10 mg/kg, i.p.) and placed in a stereotactic frame (Kopf Instruments); isoflurane in oxygen was administered, as needed, to maintain anesthesia. For cholera toxin mediated retrograde tracing, the skull surface was exposed and mice were infused with 0.2 μl cholera toxin subunit B 0.5% (CTB647 and CTB555, Life Technologies) into dPAG (AP: -4.2; L: -1.18; DV: -2.36 from skull; angle: -26°) and into NAc (AP: +1.42 mm; L: -1.33 mm; DV: -3.5 mm from brain surface) using a glass capillary. In separate experiments Thy1::GFP (n = 8) or Gad2::Cre;RC::LSL-tomato (n = 1) mice were used. Serial coronal sections (250 μm, except Gad2::Cre;RC::LSL-tomato, 50 μm) were cut on a vibratome and visualized using confocal microscopy. For mPFC-dPAG or mPFC-SuColl projection inhibition, the skull surface was exposed and mice were infused bilaterally with 0.2 μl of an adeno-associated virus expressing Venus and hM4D (AAV-Syn::Venus-2A-HAhM4D-WPRE13) using a glass capillary filled with 1 μl of virus that was lowered unilaterally into the mPFC. After a 2-minute delay, the capillary was retracted, and the contralateral mPFC was similarly infused. For local CNO delivery a single 26-gauge stainless steel guide cannula (PlasticsOne) was implanted after viral infection into dPAG (AP: -4.16 mm; L: -1.0 mm; DV: -1.98 mm, angle: -26°; 1.25 mm projection from the pedestal), or into SuColl (AP: -4.1 mm; L: -0.75 mm; DV: -1.85 mm, angle: -30°, .20 mm projection from the pedestal) and secured to the skull using dental cement. For LFP recordings, the skull surface was exposed and two stainless steel watch screws were fixed permanently into the posterior and anterior portions of the skull, to serve as a ground and a reference, respectively. Teflon-coated tungsten wire electrodes were implanted unilaterally into PrL or Cg66 (AP: +1.65 mm; L: -0.50, DV: -1.50 mm from brain surface) and dPAG (AP: -4.16 mm; L: -1.32 mm, DV: -2.00 mm from brain surface, 26° lateral angle). Implanted electrodes were cemented directly to the skull with dental cement (DuraLay). For mPFC-dPAG and MDT-mPFC evoked potentials, animals were implanted unilaterally with bipolar stimulating electrodes into mPFC (AP: +1.72 mm, L: -0.40 mm, DV: -1.35 mm from brain surface) or MDT (AP: -1.2 mm, L: -0.40 mm, DV: -3.250 mm from brain surface) and a recording stereotrode into dPAG (AP: 4.1 mm, L: -1.3 mm, DV: -2.35 mm from skull surface, 26° lateral angle) or mPFC (AP: +1.72 mm, L: -0.40 mm, DV: -1.35 mm from brain surface) respectively. Electrodes were made of 50 μm Teflon-coated tungsten wires (Advent Research Materials) and were used for stimulation or recording purposes as needed. A 0.1 mm bare silver wire was affixed to a stainless steel watch screw fixed permanently in the skull as a ground. The wires were connected to two three pins sockets (Archer connectors-M52). The connectors were fixed directly to the skull using acrylic resin (DuraLay) and connected to the Plexon system using a home-made adaptor. For rabies-mediated retrograde tracing, Vglut2::Cre and Gad2::Cre mice were infused into dPAG as described above with 0.1 μl AAV helper viruses that provided Cre-dependent expression of TVA and Rabies protein G (AAV-EF1a::DIO-TVA-mCherry-WPRE, AAV-CAG::DIO-RabiesG-WPRE; UNC Vector Core) followed 2-3 weeks later by infusion of an EnvA pseudo-typed rabies virus in which the protein G gene is replaced by GFP (1 μl; Salk Institute Vector Core39). AAV and rabies were both targeted towards the midline, but injected unilaterally on opposite sides to avoid co-infection of the pipette tract. For cell-specific inhibition in dPAG Vglut2::Cre or Gad2::Cre mice were infused 14 days prior to testing with 0.2 μl of AAV expressed hM4D in a Cre-dependent manner (AAV-Syn::DIO-hM4DmCherry-WPRE; UNC Vector Core). Serial coronal sections (70 μm) were cut on a vibratome and visualized under a microscope to verify placement of all electrodes, cannulas, and virus infections (Supplementary Figure 3a, 4a). Only mice with appropriate placements were included in the reported data. For in vitro electrophysiology, Vglut2::Cre;RC::LSL-tomato or Vgat::Cre;RC::LSL-tomato male mice were injected bilaterally into mPFC (AP: +1.7; ML: ±0.6; DV: -1.35) with 0.05 ul of AAV2-CamKIIa-hChR2(H134R)-EYFP virus (UNC Vector Core) delivered via manual hydraulic pump (Narishige). Following injection mice were allowed at least 2 weeks for viral expression.
In vivo electrophysiology
All mice were allowed to recover for at least 7 days before testing and mice were habituated repeatedly for several days to the recording device by attaching a mock device of similar size and weight. LFP recordings were performed using a battery-powered custom wireless amplifier and recording device (23 x 15 x 13 mm, 3.7 g) located on the head of the animal67, 68. LFP signals from electrodes located in mPFC and dPAG were sampled at 1600 Hz (bandpass filter 1-700 Hz) and stored in the on-board 1 GB memory chip at 1600 Hz69. A built-in accelerometer registered the movements of the animal throughout the experiment and an infrared detector on the device was used to synchronize electrophysiological and video recordings. For evoked potential recordings, the neural signal was amplified (gain 1000x) and filtered (bandwidth of 0.1Hz-10 kHz) through a headstage and a differential pre-amplifier (Omniplex, Plexon). Signals were digitized at 40 kHz and continuous recordings were collected for offline analysis. Synaptic field potentials in dPAG were evoked using a pulse generator (CS-420, Cibertec) and electrical stimulator (ISU-200bip, Cibertec) during homecage exploration and while the intruder was present in the home cage behind a barrier using a single 100 μs, square, biphasic (negative-positive) pulse applied to mPFC at a rate of 0.1 Hz. For each animal, the stimulus intensity was 40-50% of the intensity necessary for evoking a maximum fEPSP. Evoked potentials were monitored using an oscilloscope (Tektronix). At completion of the experiment, mice were anesthetized using 2.5% Avertin (400 mg/kg, i.p.; Sigma-Aldrich) and perfused transcardially (4.0% wt/vol paraformaldehyde, 0.1M phosphate buffer, pH 7.4). For LFP recordings, a small electrolytic lesion was made around the tip of the electrode (0.4 mA, 3 s; Ugo Basile Lesion Making Device, Ugo Basile) before the animal was perfused. Serial coronal sections (40 or 70 μm) were cut on a vibratome and visualized under a microscope to verify all electrode placements (Supplementary Figure 3).
In vitro electrophysiology
Acute coronal slices (200 μm) containing the PAG were prepared from 11-13 week old mice. Animals were killed by decapitation following isoflurane anaesthesia. Coronal slices were cut at 4°C using a 7000smz-2 vibrating microtome (Campden, UK). Brain slices were incubated at 37°C for one hour before being kept at room temperature prior to experiments in artificial cerebrospinal fluid (ACSF) containing: 125 mM NaCl2, 2.5 mM KCl, 26 mM NaHCO3, 1.25 mM NaH2PO4, 25 mM glucose, 2 mM CaCl2, 1 mM MgCl2, 0.2% biocytin (pH 7.3 when bubbled with 95%O2 and 5%CO2). Boroscillicate glass micropipettes with a 3-6MΩ resistance (Harvard Apparatus, UK) were filled with: 136 mM K-Gluconate, 4 mM KCl, 10 mM HEPES, 1 mM EGTA, 2 mM Na2ATP, 2 mM Mg2ATP, 0.5 mM Na2GTP, filtered (2 μm) prior to patching. Fluorescent cells were visualized on an upright Slicescope (Scientifica, UK) using a 60× objective and the relative coordinates of each neuron were recorded. Whole-cell patch clamp recordings were achieved at room temperature, using a HEKA 800 Amplifier (HEKA, Germany). Data was acquired at 25 kHz using custom software. Channelrhodopsin was activated with widefield 490 nm LED illumination (CoolLED; 1ms pulses). After electrophysiological recordings, slices were fixed in 4% paraformaldehyde for 15 minutes, incubated in blocking solution for 30 minutes containing 5% normal goat serum and 0.3 Triton X 100 in PBS, followed by primary antibody at 4°C overnight. The slices were then washed with 0.3% Triton X 100 in PBS (PBS-T) for 3x10 min, incubated with secondary antibody for 1h at room temperature, and after 2x10 min washes in PBS-T, they were incubated for 20 minutes in PBS-T with streptavidin to visualize biocytin-labelled neurons. After an additional 10 min wash in PBS, slices were mounted in Slow Fade mounting medium (Molecular Probes). All antibodies used were from Molecular Probes: chicken anti-GFP (1:1000), Alexa Fluor 488-conjugated goat anti-chicken IgG (1:1000), Alexa Fluor 635-conjugated streptavidin (1:500). Recorded slices with biocytin-filled neurons were imaged with 10x and 40x objectives on a Leica SP8 inverted confocal microscope (Leica). Deconvolution was performed using Huygens Software (Scientific Volume Imaging) and tiling of individual images was done in Fiji (Schindelin et. al., 2012).
Immunohistochemistry and immunofluorescence
Immediately following social avoidance testing mice were returned to their housing room for 90 minutes, deeply anesthetized with Avertin (400 mg/kg, i.p.; Sigma-Aldrich), perfused transcardially (4.0% wt/vol paraformaldehyde, 0.1M phosphate buffer, pH 7.4) and the brain was removed and post-fixed overnight in 4.0% paraformaldehyde. The posterior half of the brain was cryoprotected (30% sucrose wt/vol, 0.1M PBS, pH 7.4) at 4°C overnight and flash frozen in isopentane. Coronal sections were taken with a sliding cryostat (40 μm; Leica Microsystems) and immunohistochemistry was performed. For cFos visualization floating sections were incubated with anti-cFos antibody (1:10,000, Ab-5; Calbiochem) for 72 hours at 4°C, after which the primary antiserum was localized using the avidin-biotin complex system (Vector Laboratories). Sections were incubated for 90 minutes at room temperature in a solution of biotinylated goat anti-rabbit (PK-6101, Vector Laboratories) and then incubated in an avidin-biotin horseradish peroxidase complex solution (ABC Elite Kit, Vector Laboratories) for 90 minutes at room temperature. The peroxidase complex was visualized by incubating slices for 5 minutes with a chromogenic solution consisting of 0.05% wt/vol 3,30-diaminobenzidine tetrahydrochloride (Sigma-Aldrich), 6 μg/ml glucose oxidase (Sigma-Aldrich), 0.4 mg/ml ammonium chloride in PBS, and then adding 2 mg/ml glucose to the solution. The reaction was stopped by extensive washing in PBS and sections were mounted, dehydrated and cover-slipped with quick mounting medium (Eukitt, Fluka Analytical). cFos immunopositive cells were counted using manual thresholding and automatic counting (ImageJ) in a section chosen randomly (Bregma -4.16) by an investigator blind to experimental treatment.
For visualization of HA-tagged hM4D, slices were mounted onto SuperPlus slides and allowed to dry. Slides were then boiled in citrate buffer (10 mM, pH 6.0) for 10 minutes and allowed to cool to room temperature, before being submerged in PBS containing 0.4% Triton-X (PBS-T) for 1 hour. They were then placed in blocking solution (1% BSA, 5% Normal Goat Serum in PBS-T) at room temperature for 1 hour, followed by incubation with a rabbit anti-HA mAb (C29F4, Catalog #3724, Cell Signaling) at 1:500 in blocking buffer. Slides were exposed to secondary antibody (Alexa Fluor 546-conjugated goat anti-rabbit IgG, Invitrogen) in blocking buffer at room temperature for 90 minutes. Slides were then exposed to 4', 6-diamidino-2-phylindole, dihydrochloride (DAPI, Molecular Probes) at 1:1,000 in PBS at room temperature for 20 minutes. Slices were washed extensively with PBS between incubations and following DAPI staining.
Electrophysiology data analysis and code availability
LFP data were analyzed using Matlab (Mathworks) with the Chronux toolbox (coherencyc, http://chronux.org/70). To assess synchrony between LFP signals coherence was calculated with the multi-taper method, using a 200 ms window, time-bandwidth product (TW) of 5, and 9 tapers. The Granger causality used an order of 20 estimated by a bivariate autoregressive model. LFPs in the mPFC and dPAG were recorded on the 1st day and 3rd day of social defeat during the anticipatory period. fEPSP slopes were analyzed off-line using commercial computer programs (Spike2 and SIGAVG, Cambridge Electronic Design) using the same rate period.
Statistical analysis
Data analysis was performed using Statview (SAS) or Sigmaplot, except in vitro electrophysiology data, which was analyzed in Python 2.7 using custom written software. All data are reported as mean ± standard error. Sample sizes were not predetermined using statistical methods, however all sample sizes were similar to previously reported behavioral, molecular, and in vivo electrophysiological studies37, 71. To measure statistical significance for differences in behavior between control and defeated mice, two-way or repeated measures ANOVAs followed by Fisher's PLSD post-hoc testing when appropriate were performed. Two-tailed t-tests planned a priori were used to assess the effects of mPFC-dPAG inhibition separately in control and defeated mice. fEPSP data was analysed using a repeated two-way ANOVA. For analysis of local field potential data we used non-parametric Mann-Whitney U-tests as previously described to compare theta, beta, and low gamma coherence between control and defeated mice37.
Supplementary Material
Acknowledgements
We thank F. Zonfrillo for animal husbandry, and P. Heppenstall (Mouse Biology Unit, EMBL) for providing the Vglut2::Cre mouse line. Funding was provided by EMBL (C.T.G., T.B.F.), the ERC Advanced Grant “Corefear” (C.T.G.), the Swiss National Science Foundation Advanced Fellows Program (T.B.F.), the Wellcome Trust/Royal Society Henry Dale Fellowship (098400/Z/12/Z) and Medical Research Council (MRC) grant MC-UP-1201/1 (T.B.), a Marie Sklodowska-Curie grant no. 659842 (Z.P.), and One hundred Talents Program of CAS and funding from Shenzhen city government (JCYJ20140901003938992, KQCX2015033117354153) (Y.Z.).
Footnotes
Author contributions
T.B.F. designed, performed and analyzed all experiments, except the retrograde tracer experiments that were designed, performed, and analyzed by L.M., the in vitro electrophysiology experiments that were designed, performed, and analyzed by Z.P. and T.B., the monosynaptic rabies experiment that was designed, performed, and analyzed by B.A.S., the evoked field potential experiments that were designed, performed, and analyzed by M.E.M., the Granger causality and power analyses that were carried out by Y.Z., and for some behavioral experiments and imaging that were performed and analyzed by A.K., V.V., L.G., A.H. and S.P. The AAV-Syn::Venus-2A-HAhM4D virus was packaged and tested by V.G. and A.I. The wireless recording device was built by A.L.V. The project was conceived and the manuscript written by T.B.F and C.T.G with critical input from T.B.
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