Abstract
The adenoma-carcinoma sequence (ACS) and the serrated pathway are two distinct developmental routes leading to the formation of colorectal carcinoma (CRC). However, the mechanism triggered by the serrated pathway remains unclear. Therefore, to clarify the molecular and clinicopathological characteristics of the serrated tumorigenic pathway, immunohistochemistry was used to examine the expression of Fragile Histidine Triad (FHIT), cyclooxygenase-2 (COX-2), MutL homolog 1 (MLH1), MutS protein homolog 2 (MSH2) and P53 in endoscopically resected samples of 62 serrated polyps. These samples included 20 hyperplastic polyps (HPs), 16 traditional serrated adenomas (TSAs), 26 sessile serrated adenoma/polyps (SSA/Ps), 20 non-serrated adenomas, 20 carcinoma in adenomas (CIAs) and 18 early pure CRCs without any adenoma component (EPCs). FHIT expression was markedly reduced or absent in 50% of TSA samples, 92.3% of SSA/Ps and 44% of EPCs, but only rarely in HPs, non-serrated adenomas and CIAs. COX-2 expression was more common in non-serrated adenomas compared with in serrated polyps, and was present in 25 and 3.2% of the cases respectively (P<0.01). Furthermore, COX-2 expression was more frequent in CIAs (60%) compared with in EPCs (22.2%; P<0.05). The incidence of negative COX-2 expression was higher in FHIT-negative SSA/Ps compared with in FHIT-positive SSA/Ps (P=0.08). A total of 16.7% of EPC samples and 11.5% of SSA/Ps demonstrated a loss of MLH1/MSH2 expression, but none of the other tumor types did. P53 overexpression was significantly increased in EPC (77.8%) and CIA (60%) samples compared with in HP (0%), TSA (6.6%), SSA/P (0%) and non-serrated adenoma (10%) samples (P<0.01). These findings demonstrated that there are different expression patterns between the serrated pathway and ACS, indicating that aberrant FHIT and inhibited COX-2 expression may be associated with serrated tumorigenesis. In addition, this data indicated that EPC may contain tumors derived from the serrated pathway as well as ACS.
Keywords: Fragile Histidine Triad, cyclooxygenase-2, serrated pathway, sessile serrated adenoma/polyp, endoscopic resection
Introduction
Colorectal cancer (CRC) is one of the most common types of malignancy in the Western world, with a lifetime prevalence of ~5% (1). Despite advances in therapeutic practices, CRC remains one of the most common causes of cancer-associated mortality worldwide (1). The adenoma-carcinoma sequence (ACS) model proposes that the carcinoma arises from a pre-existing adenoma (2). The serrated pathway to CRC formation, in which serrated polyps develop into cancer, has been proposed as an alternative route to colorectal carcinogenesis (3,4). According to the latest World Health Organization (WHO) classification (5), serrated polyps are categorized as hyperplastic polyps (HPs), sessile serrated adenoma-polyps (SSA/P) or traditional serrated adenomas (TSAs). The serrated pathway involves widespread aberrant DNA methylation in promoter regions, termed CpG island methylator phenotype (CIMP) (4). Serrated neoplasms frequently present methylation on the MutL homolog 1 (MLH1) gene, encoding a mismatch repair factor (6,7). The methylation of MLH1 results in a form of genomic instability termed microsatellite instability (MSI) (8). Therefore, the serrated pathway gives rise to CIMP-high carcinomas, which often also present as MSI-high characteristics (6–8).
The candidate tumor suppressor gene Fragile Histidine Triad (FHIT) resides on chromosome 3p14.2, spanning the FRA3B common fragile site (9). Abnormalities and reduced expression of FHIT are present in a variety of human cancer cell lines and primary tumors (9–12). FHIT performs a role in the development and progression of CRC (9,13), and its expression is associated with deficient mismatch repair (MMR) in advanced human CRCs (14–16). In addition, low FHIT protein expression is also associated with CIMP-high CRCs (17). However, relatively few studies have been published on the early serrated tumorigenic pathway. Cyclooxygenase-2 (COX-2) is also involved in colorectal carcinogenesis (18,19), where its overexpression is inversely associated with MSI (20–22) and CIMP (22,23).
To the best of our knowledge, no study has comprehensively measured the expression levels of FHIT and COX-2 in serrated and non-serrated colorectal neoplasias. To clarify the molecular and clinicopathological characteristics of the serrated tumorigenic pathway, immunohistochemistry was used to analyze FHIT, COX-2, MLH1, MutS protein homolog 2 (MSH2) and P53 in 120 endoscopically-resected samples of serrated and non-serrated colorectal neoplasias, including hyperplastic polyps, SSA/Ps, TSAs, non-serrated adenomas, carcinoma in adenomas (CIAs) and early pure CRCs without any adenoma component (EPCs). Protein expression profiles were then matched with the clinicopathological characteristics of these tumors.
Materials and methods
Patient samples
Tumor specimens were obtained from 120 patients (90 males and 30 females), who had undergone endoscopic resection at Tottori University Hospital between January 2009 and December 2014. The samples included 20 HPs, 16 TSAs, 26 SSA/Ps (for a total of 62 serrated polyps), 20 non-serrated adenomas, 20 CIAs and 18 EPCs. Patients with familial adenomatous polyposis, hereditary nonpolyposis CRC and hyperplastic polyposis were excluded from the present study. Serrated lesions (HPs, SSA/Ps and TSAs) were classified on the basis of the current WHO criteria (5). The 20 HPs were subdivided into 10 microvesicular HPs (MVHPs) and 10 goblet cell HPs (GCHPs). Non-serrated adenomas measuring >10 mm were used for the study. All histological types of CIAs and EPCs were well-differentiated adenocarcinomas. In addition, these neoplasms were confined to the mucosa or submucosa. Histological evaluations were performed according to the classification established by the Japanese General Rules for Clinical and Pathological Studies on Cancer of the Colon, Rectum and Anus (24). In the present study, non-serrated adenoma samples corresponded to low- or high-grade adenoma/dysplasia, and CIA and EPC samples of mucosa and submucosa corresponded to non-invasive carcinoma or intramucosal and submucosal carcinoma in the Vienna classification system (25). Tumors were divided into polypoid, and flat or depressed groups on the basis of their morphological features. Flat and depressed tumors were defined as an endoscopically visibly flat or depressed mucosal lesions with their height measuring less than half of their diameter (26). All other tumorous lesions in the colon were termed polypoid lesions. The clinical characteristics of the patients are listed in Table I. All cases were analyzed anonymously, that is, all specimens were assigned a number without any personal information. Written informed consent was obtained from all patients. The Institutional Review Board approved the present study to comply with the Declaration of Helsinki.
Table I.
Clinicopathological features in early colorectal neoplasms.
| Variables | GCHP, n | MVHP, n | TSA, n | SSA/P, n | Adenoma, n | Carcinoma in adenoma, n | Early pure carcinoma, n |
|---|---|---|---|---|---|---|---|
| Total | 7 | 13 | 16 | 26 | 20 | 20 | 18 |
| Age, years (mean ± SD) | 61.3±15.2 | 62.9±10.2 | 63.6±13.5 | 63.3±9.3 | 70.0±11.3 | 67.9±10.5 | 70.7±11.7 |
| Sex (male/female) | 6/1 | 10/3 | 12/4 | 17/9 | 16/4 | 16/4 | 13/5 |
| Size, mm (mean ± SD) | 6.4±1.8 | 7.3±3.5 | 9.8±3.5 | 9.8±4.0 | 12.9±3.5 | 15.5±9.9 | 12.9±7.1 |
| Location (right/left) | 3/4 | 5/8 | 1/15 | 14/12 | 8/12 | 6/14 | 6/12 |
| Macroscopic classification (flat or depressed/polypoid) | 2/5 | 7/6 | 0/16 | 12/14 | 8/12 | 9/11 | 15/3 |
| Depth of invasion (mucosa/submucosa) | – | – | – | – | – | 14/6 | 8/10 |
| Lymphatic invasion | – | – | – | – | – | 0 | 1 |
| Venous invasion | – | – | – | – | – | 2 | 3 |
GCHP, goblet cell hyperplastic polyps; MVHP, microvesicular hyperplastic polyps; TSA, traditional serrated adenoma; SSA/P, sessile serrated adenoma/polyps; SD, standard deviation.
Immunohistochemical staining
All specimens were fixed with 10% formalin overnight at room temperature, embedded in paraffin and cut into 4 µm sections. The sections were immunohistochemically stained with rabbit polyclonal anti-FHIT (dilution, 1:100; clone F130; cat. no. 18163; Immuno-Biological Laboratories Co. Ltd., Gunma, Japan), mouse monoclonal anti-COX-2 (dilution, 1:100; clone 33/Cox-2; cat. no. 610204; BD Biosciences, Franklin Lakes, NJ, USA), mouse monoclonal anti-MSH2 (dilution, 1:100; clone FE11; cat. no. 33-7900; Oncogene Research Products; EMD Millipore, Billerica, MA, USA), mouse monoclonal anti-MLH1 (dilution, 1:50; clone G168-15; cat. no. 550838; BD Pharmingen, San Diego, CA, USA) or mouse monoclonal anti-P53 (dilution, 1:50; clone DO-7; cat. no. M7001; Dako; Agilent Technologies, Inc., Santa Clara, CA, USA) using the avidin-biotin-peroxidase complex technique. Briefly, following deparaffinization in xylene and rehydration in graded ethanol series (100, 90, 80, 70 and 50%) for 5 min (for each concentration) at room temperature, the sections were immersed in a citrate buffer (0.01 M, pH 6.0) and heated in a microwave oven for 20 or 30 min to retrieve antigens. Endogenous peroxidase activity was subsequently blocked by incubation with 3% H2O2 for 30 min at room temperature. Sections were then incubated with the primary antibody overnight at 4°C. As a negative control, the primary antibody was replaced with serum Immunoglobulin G (IgG) in similar dilutions. Detection was carried out using a Vectastain Elite ABC kit (Vector Laboratories, Inc., Burlingame, CA, USA) according to the manufacturer's protocol. Diaminobenzidine was used as a chromogen, and hematoxylin was used as a counterstain. Sections were incubated with biotinylated anti-rabbit or mouse IgG and avidin-biotin-peroxidase for 30 min at room temperature, and visualized using diaminobenzidine tetrahydrochloride. For each specimen, >5 fields were viewed under a light microscope (magnification, ×100) (Olympus Corporation, Tokyo, Japan). Protein expression was evaluated by two independent observers. Immunohistochemical analysis was performed in a blind manner with respect to clinical information.
Assessment of FHIT immunostaining
FHIT expression was scored on the basis of the intensity of its cytoplasmic staining. It was scored as either reduced, absent or positive, as described previously (13). Healthy colorectal epithelial cells adjacent to tumor cells exhibited a moderate to strong cytoplasmic FHIT signal from the basal portion to the luminal differentiated cells; these cells were used as positive controls.
Assessment of COX-2 immunostaining
COX-2 staining was classified as being either positive or absent. Samples with cytoplasmic staining in ≥30% of tumor cells were scored as having a positive signal. By contrast, samples with cytoplasmic staining in <30% of the tumor cells were scored as having negative COX-2 expression.
Assessment of MLH1 and MSH2 immunostaining
Healthy tissue adjacent to the tumor was used as an internal positive control. MLH1 and MSH2 was localized in the nucleus in control cells. Samples with nuclear staining in ≥30% of tumor cells were scored as having a positive signal. By contrast, samples with a nuclear signal in <30% of the tumor cells were categorized as having no expression (27).
Assessment of p53 immunostaining
Samples were scored as positive for p53 expression if they exhibited a nuclear signal and if >30% of the tumor cells demonstrated p53 staining.
Statistical analysis
Statistical analysis was performed using the Fisher's exact test, χ2 test with Yates' correction, Kruskal-Wallis or Mann-Whitney U test. P<0.05 was considered to indicate a statistically significant difference. All statistical calculations were performed using Stat Flex (version 6.0; Artech Co., Ltd., Osaka, Japan).
Results
Clinicopathological features
The clinicopathological features of the patients considered in the present study are summarized in Table I. All TSAs were localized in the distal region with the exception of one case. However, no significant differences were observed between HPs, TSAs, SSA/Ps, adenomas, CIAs and EPCs for any other clinicopathological feature. Flat elevated or depressed tumors were observed in 15/18 EPCs, whereas 11/20 HPs, 14/26 SSA/Ps, 12/20 adenomas, 11/20 CIAs and all TSAs had polypoid features. The submucosa was invaded in 6/20 CIAs and 10/18 EPCs. Only 1 EPC demonstrated lymphatic invasion, while 2 CIAs and 3 EPCs exhibited venous invasion.
FHIT, COX-2, MLH1, MSH2 and P53 expression in early colorectal neoplasms
The results of the immunohistochemical staining experiments are summarized in Fig. 1 and Table II. Reduced or no FHIT expression was detected in 20% of HPs (30.8% of MVHPs and 0% of GCHPs), 50% of TSAs, 92.3% of SSA/Ps, 0% of non-serrated adenomas, 10% of CIAs and 44.4% of EPCs. Aberrant FHIT expression was frequently observed in TSAs (P<0.0003), SSA/Ps (P<0.0001) and EPCs (P<0.0007), but rarely occurred in non-serrated adenomas and CIAs. In addition, reduced or no FHIT expression was significantly more frequent in SSA/Ps (92.3%) compared with in TSAs (50%). COX-2 expression was observed in 60% of CIAs, 25% of non-serrated adenomas, 22.2% of EPCs and 3.2% of serrated polyps (5% of HPs, 0% of TSAs and 3.8% of SSA/P). COX-2 expression was more common in non-serrated adenomas (25%) compared with serrated polyps (3.2%) (P=0.01). Furthermore, COX-2 expression was also more frequent in CIAs (60%) compared with in EPCs (22.2%, P<0.05). 16.7% of EPCs and 11.5% of SSA/Ps demonstrated a loss of MLH1/MSH2 expression. P53 overexpression was significantly increased in EPCs (77.8%) and CIAs (60%) compared with HPs (0%), TSAs (6.6%), SSA/Ps (0%) and non-serrated adenomas (10%) (P<0.01). The association between protein expression and clinicopathological data (tumor size, tumor location, macroscopic features, depth of invasion and lymphatic and venous invasion) was also analyzed. Absence of COX-2 expression was prevalent in FHIT-negative SSA/Ps compared with in FHIT-positive SSA/Ps (P=0.08). No significant associations were observed between the expression of MLH1, MSH2 or P53 and other clinicopathological parameters.
Figure 1.
Representative results of FHIT and COX-2 immunostaining. (A) Negative FHIT immunostaining in SSA/P. (B) Positive FHIT immunostaining in traditional serrated adenocarinmas. (C) Negative COX-2 immunostaining in SSA/P. (D) Positive COX-2 immunostaining of a carcinomatous area of carcinoma in adenomas. Scale bar, 200 µm. Magnification, ×200. FHIT, Fragile Histidine Triad; COX-2, cyclooxygenase 2; SSA/P, sessile serrated adenoma/polyp.
Table II.
FHIT, COX-2, MLH1, MSH2 and P53 expression in early colorectal neoplasms.
| FHIT expression, n | COX-2 expression, n | MLH1 expression, n | MSH2 expression, n | P53 expression, n | |||||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| Gene | Sample number | Preserved or intermediate (+) | Reduced or absent (−) | Preserved or intermediate (+) | Reduced or absent (−) | Preserved or intermediate (+) | Reduced or absent (−) | Preserved or intermediate (+) | Reduced or absent (−) | Preserved or intermediate (+) | Reduced or absent (−) |
| GCHP | 7 | 7 | 0 | 0 | 7 | 7 | 0 | 7 | 0 | 0 | 7 |
| MVHP | 13 | 9 | 4 | 1 | 12 | 13 | 0 | 13 | 0 | 0 | 13 |
| TSA | 16 | 8 | 8 | 0 | 16 | 16 | 0 | 16 | 0 | 0 | 16 |
| SSA/P | 26 | 2 | 24 | 1 | 25 | 25 | 1 | 24 | 2 | 0 | 26 |
| Adenoma | 20 | 20 | 0 | 5 | 15 | 20 | 0 | 20 | 0 | 2 | 18 |
| CIA | 20 | 18 | 2 | 12 | 8 | 20 | 0 | 20 | 0 | 12 | 8 |
| EPC | 18 | 10 | 8 | 4 | 14 | 15 | 3 | 18 | 0 | 14 | 4 |
FHIT, fragile histidine triad; COX-2, cyclooxygenase-2; MLH1, MutL homolog 1; MSH2, MutS protein homolog 2; GCHP, goblet cell hyperplastic polyps; MVHP, microvesicular hyperplastic polyps; TSA, traditional serrated adenoma; SSA/P, sessile serrated adenoma/polyps; CIA, carcinoma in adenoma; EPC, early pure colorectal carcinoma.
Discussion
The ACS and the serrated pathway are two opposing models explaining the natural history of colorectal neoplasms (3,28). Serrated colorectum polyps possess distinct histological features and malignant potential (3). CRCs arising from the serrated pathway are also often associated with CIMP (4) and MSI due to the methylation of MLH1 (6–8). Previous data has revealed that MMR deficiency, dependent on MLH1 protein expression and CIMP-high state, is significantly associated with reduced FHIT expression in patients with CRC (14–17). COX-2 overexpression in CRC is inversely associated with MSI (20–22) and CIMP (22,23). To clarify the molecular mechanism of serrated tumorigenesis, the expression of FHIT, COX-2, MLH1, MSH2 and P53 was examined in endoscopically-resected serrated and non-serrated colorectal neoplasias.
To the best of our knowledge, no study to date has compared FHIT expression levels in SSA/Ps, TSAs, non-serrated adenomas and adenocarcinomas. The present results indicated that reduced FHIT expression was frequent in serrated neoplasias, particularly SSA/Ps, when compared with non-serrated neoplasias. Aberrant crypt foci in the right side of the colon, one of the characteristics of MVHP, is a precursor lesion for the SSA/P-cancer sequence (29) and shows reduced FHIT expression (13,30). In the present study, reduced or no FHIT expression was detected in 30.8% of MVHPs. Methylation of the promoter region of FHIT has been reported in TSA, in particular in 13% of serrated adenomas with low-grade atypism, in 50% of serrated adenomas with high-grade atypism and in 33.3% of serrated adenomas with carcinomas (31). The reduction or loss of FHIT protein expression may be affected by extensive promoter methylation in CIMP-high CRC (17). These observations indicate that silencing of the FHIT expression performs an important role in the development of SSA/P and TSA and supports an association between the serrated pathway and a CIMP-high state in CRC development.
Previous studies have examined COX-2 expression in serrated polyps (32–35), demonstrating that HPs and SSA/Ps infrequently overexpress COX-2 compared with non-serrated adenomas and TSAs. In the present study, COX-2 overexpression was more common in non-serrated adenomas (25%) compared with in serrated polyps, that is, HPs and SSA/Ps and TSAs (3.2%, P=0.01). The present results demonstrated a comparatively lower percentage of COX-2 expression in SSA/Ps (3.8%) and TSAs (0%). The discrepancies between the present and previous studies may derive from differences in the interpretation of COX-2 immunostaining results and the antibodies used for the experiments. COX-2 overexpression in CRC is inversely associated with MSI (20–22) and CIMP status (22,23). CIMP is associated with the serrated pathways, and Toyota et al (23) reported that COX-2 methylation is clearly associated with CIMP in colorectal tumors. Therefore, COX-2 overexpression may perform a secondary role in this pathway (32). In addition, cells not expressing COX-2 were common in FHIT-negative SSA/Ps, suggesting an association between the serrated pathway and CIMP-high CRC development.
Aberrant expression of FHIT and MLH1, and a lack of COX-2 expression in EPCs were frequent when compared with non-serrated adenomas and CIAs. The expression pattern of these proteins in EPCs partially matched that of serrated polyps. These results supported the hypothesis that the molecular pathogenesis of EPCs is distinct from that of ACS with respect to the expression of FHIT, MLH1 and COX-2. EPCs may therefore contain tumors derived from the serrated pathway as well as ACS.
MLH1/MSH2 silencing by CIMP is a critical molecular mechanism for SSA/P progression, resulting in cancers with MSI-high expression (3,4). In addition, a loss of MLH1/MSH2 immunohistochemical signals in the carcinogenesis of SSA/P has been reported previously (6–8). In the present study, three cases of SSA/Ps and three cases of EPC demonstrated a partial or total loss of MLH1/MSH2 protein. In addition, P53-positive rates were much higher in CIAs and EPCs compared with non-serrated adenomas. At the same time, P53-positive rates were rare in serrated polyps. P53 overexpression appears to become more frequent as tumors progress to higher grades of neoplasia, in agreement with previous studies (36,37).
However, the present study has limitations. The number of female patients was reduced (n=30) compared with the male counterparts (n=90). Therefore, the present findings may not be sufficient for female patients. A larger study population is necessary to address this problem. Secondly, the information for several well-known biomarkers, including β-catenin and K-ras on colorectal carcinogenesis was not available in the present study. Additional examinations of these biomarkers may contribute to additional understanding of serrated tumorigenesis.
In conclusion, the present results indicated that aberrant expression of FHIT and the absence of COX-2 expression are associated with serrated tumorigenesis. In addition, EPC may contain tumors derived from the serrated pathway and ACS. The present findings of using biomarkers to distinguish the pathological features may be of a great importance for individualized medicine. The association between the expression of FHIT and COX-2 and the origin of adenocarcinoma in serrated polyps remains to be addressed.
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