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Proceedings of the Royal Society B: Biological Sciences logoLink to Proceedings of the Royal Society B: Biological Sciences
. 2017 Sep 6;284(1862):20170556. doi: 10.1098/rspb.2017.0556

Exceptional preservation and the fossil record of tetrapod integument

Chad M Eliason 1,2,3,, Leah Hudson 1, Taylor Watts 1, Hector Garza 1, Julia A Clarke 1,2,
PMCID: PMC5597822  PMID: 28878057

Abstract

The fossil record of exceptionally preserved soft tissues in Konservat-Lagerstätten provides rare yet significant insight into past behaviours and ecologies. Such deposits are known to occur in bursts rather than evenly through time, but reasons for this pattern and implications for the origins of novel structures remain unclear. Previous assessments of these records focused on marine environments preserving chemically heterogeneous tissues from across animals. Here, we investigate the preservation of skin and keratinous integumentary structures in land-dwelling vertebrates (tetrapods) through time, and in distinct terrestrial and marine depositional environments. We also evaluate previously proposed biotic and abiotic controls on the distribution of 143 tetrapod Konservat-Lagerstätten from the Permian to the Pleistocene in a multivariate framework. Gap analyses taking into account sampling intensity and distribution indicate that feathers probably evolved close to their first appearance in the fossil record. By contrast, hair and archosaur filaments are weakly sampled (five times less common than feathers), and their origins may significantly pre-date earliest known occurrences in the fossil record. This work suggests that among-integument variation in preservation can bias the reconstructed first origins of integumentary novelties and has implications for predicting where, and in what depositional environments, to expect further discoveries of exquisitely preserved tetrapod integument.

Keywords: Lagerstätten, soft tissue preservation, taphonomy, terrestrial, feathers, hair

1. Introduction

The fossil record consists primarily of hard, mineralized tissues (bones, mollusc shells), with relatively few instances of soft tissue preservation [1]. Exceptional preservation of soft tissue in Konservat-Lagerstätten [2] provides rare, yet significant, palaeontological data. For example, exquisitely preserved soft tissues have revealed the relationships between living and extinct groups (reviewed in [3]), and informed the origins of integumentary innovations [4,5] and major transitions in evolution (e.g. gain of powered flight) [6]. Bias in the fossil record of soft tissue affects inferences about the tempo and mode of evolution, and understanding what factors drive the distribution of Lagerstätten through time is therefore critical in accounting for uncertainty in evolutionary analyses. However, relatively few studies have described patterns of distribution of Lagerstätten through time [79] or proposed taphonomic mechanisms that might explain these patterns [7,8].

It has been over 20 years since the distribution of land-dwelling vertebrate Konservat-Lagerstätten through time has been treated [7], and since then there have been major new discoveries (e.g. the Jehol Group) that have contributed important data on soft tissue preservation and tetrapod integument. In 1993, 44 Konservat-Lagerstätten (32 marine and 12 terrestrial) were surveyed by depositional environment and age across the Phanerozoic [7]. These authors found statistically significant heterogeneity in temporal distribution and considered sedimentary outcrop area and sea level as potential explanatory variables [7]. More recently, specifically marine Konservat-Lagerstätten were addressed [9] (n = 44 Phanerozoic marine localities) and their relationship with variability in CO2 levels was explored [8] (n = 83 Phanerozoic localities). These more recent studies surveyed soft tissue preservation limited to marine environments as a single class of depositional environment but varying by major animal group (e.g. including both protostomes and deuterostomes) [8] and soft tissue type (e.g. organs, muscles, integument). Such analyses of several tissue types and taxa preserved in a single depositional setting can reveal how major climatic events might explain patterns of Lagerstätten occurrence through time. By contrast, investigating one specific kind of tissue across several depositional environments may uniquely shed light on factors affecting tissue preservation in depositional environments with distinct chemistries [10].

The integument of land-dwelling vertebrates, or tetrapods—including epidermis and dermis and associated alpha and beta keratin integumentary structures (e.g. scales, hair and feathers)—functions in insulation, water repellency, display and signalling [1113] and is known to diversify both through natural and sexual selection [14]. Within tetrapods, preserved soft tissues have informed the evolution of flight structures in birds, bats and pterosaurs [6,15], as well as other integument-enabled locomotor modes [16]. The timing of origin of tetrapod body coverings in the fossil record is crucial for understanding when different integumentary novelties arose [1721]. However, a recent summary of the fossil record of integumentary structures in Archosauria remarked that, although clades with scales, filaments and pycnofibres [2224] have Triassic origins [20], a key interval in integumentary evolution based on genomic data [19], their earliest fossil records are in the Jurassic, nearly 100 Myr after the estimated clade origin. Moreover, despite the recent finding that the molecular machinery involved in hair and feather formation was probably present in the amniote ancestor [19,21], there has been very little evidence for what the ancestral amniote integument may have looked like [21,25,26]. Here, we ask: (i) how the distribution of land-dwelling vertebrate Lagerstätten varies across time and space; (ii) whether previously proposed explanatory variables for temporal variation in Phanerozoic Konservat-Lagerstätten distribution (e.g. atmospheric CO2, non-marine rock outcrop area, global sea-level change) or subclade biodiversity estimates explain the tetrapod records; (iii) whether there are differences in the preservation potential of different integumentary types; and (iv) if among-integument variation in preservation might bias reconstructed first origins of novel integumentary structures. Elucidating the pattern and potential drivers of tetrapod soft tissue preservation may inform potential systematic biases in our understanding of the evolution of these structures more generally.

2. Material and methods

(a). Lagerstätten occurrence database

We performed a comprehensive literature search to build a database of instances of tetrapod soft tissue preservation through time. There have been various definitions of exceptional preservation [7,8,27,28]. The working definition that we employ in this paper is in the sense of soft tissue preservation [2], rather than museum-quality fossils [27]. In accordance with the criteria of a Konservat-Lagerstätte used in this study [2], trackways, footprints and subfossil remains were omitted. To account for localities that sample the same fauna, such as the Jehol Biota in China, all localities in a single Formation were treated as a single occurrence (e.g. the Jiufotang, Yixian and Chaomidian Formations), so that the same age and location was not counted twice in one time bin. Each deposit was classified as lacustrine, fluvial, other terrestrial (amber/opal, coprolite) or estuarine/near-shore marine based on published information (see electronic supplementary material, dataset S1). Deposits classified as ‘near-shore marine’ include estuarine and lagoonal settings as well as proximal shelf settings that harbour terrestrial organisms. Previous studies did not choose to incorporate amber deposits due to the rarity of such deposits in deep time and uncertainty concerning the validity of older reported cases of amber-preserved integuments [7,8]. However, amber was included here, because it has been recognized as a particularly important source of data on tetrapod integument, a recent review has removed some uncertainty about the validity of preserved amber specimens [29] and it has been possible to discount several previous reported instances of integument preservation [30].

To account for uncertainty in Lagerstätte age, we used an integration approach (see electronic supplementary material).

(b). Data sources

Sea level was previously proposed as a driver of Lagerstätten through time [7]. We used a composite sea-level dataset from [31] and [32]; a truncated version of the dataset in [31] spanning from 0 to 250 Ma; and an additional dataset from [33]. δ18O levels are linked to temperature variation during icehouse intervals [34]. We used δ18O as a variable in our analyses, because global temperatures and glaciation can affect the formation of lakes and may also be linked to terrestrial tetrapod biodiversity, and we wanted to control these relationships statistically. We used raw data that included δ18O from calcite and aragonite shells [35] and interpolated the data for each 10 My time bin using locally weighted scatterplot smoothing (span = 0.15). We included atmospheric CO2 levels from two sources [3638] as a predictor variable because CO2 was previously hypothesized to influence the preservation of soft tissues [8]. The number of fossils found may be linked to the amount of available sediments; therefore, we included terrestrial rock outcrop area also as a variable in our analyses [39]. To account for the possibility that Lagerstätten are more frequent when there are more organisms to be preserved, we used a tetrapod dataset [40] with the number of families known from the fossil record living at a given point in time as our proxy for biodiversity. Finally, we included current country and continent land areas as a proxy for collecting bias (Food and Agriculture Organization, http://faostat3.fao.org/home/E). Climate proxy data were handled in two ways: (i) averaged over the entire bin duration or (ii) interpolated using the ‘approx’ function in R and then subsampled at the edge of discrete time bins (see electronic supplementary material, figure S1; R code available at Dryad). A 10 My bin size was chosen for our primary analyses given the average age resolution (7 Ma) in our fossil database.

(c). Pairwise correlations among time series

To test whether some integument types co-occur in Lagerstätten, we computed the phi statistic (correlation between two binary variables) and used χ2 tests to test for significance. To test whether different integument types showed similar trends through time, we used pairwise Spearman rank correlation tests on detrended time series. Time series were detrended using generalized differencing [41] with code written by G. Lloyd (available at http://www.graemetlloyd.com/methgd.html). All pairwise p-values were adjusted using Bonferroni correction.

(d). Predicting the number of Lagerstätten through time

We used multiple regression to compare the number of Lagerstätten per time bin against sea level, fossil age, atmospheric CO2 level, terrestrial biodiversity, δ18O and total terrestrial rock outcrop area for all bin sizes (5–30 My, 5 My increments). We used quasi-Poisson multiple regression with a backward elimination of non-significant (p < 0.05) variables to determine the most parsimonious model for explaining variation in the number of Lagerstätten through time. Quasi-Poisson distributions were used, because (i) data transformations to normality are not advisable for count data [42] and (ii) our response variable (integrated number of Lagerstätten in a given time bin) had non-integer values. In cases where model residuals were not normal (assessed using quantile–quantile plots in R) or showed evidence of heteroscedasticity, we applied either fourth-root transformations [43] or used zero-inflated Poisson regression [44] implemented in the PSCL R package. To test the sensitivity of our analyses to time bin width and climate proxy dataset used, we ran analyses for several time bin widths and using distinct CO2 [36,37] and sea-level datasets [3134]. We further assessed whether significant autocorrelation existed between the residuals using autocorrelation functions (see electronic supplementary material, figure S4). A positive correlation between subsequent residuals could inflate t-values and thereby increase Type I error. That our statistical results were similar for a wide range of time bin widths (see electronic supplementary material, figure S7) suggests that autocorrelation does not influence our results.

(e). Gap analysis to estimate earliest occurrences of integument types

We first used a gap analysis approach that estimates confidence intervals (CIs) for when the earliest record might be expected to be found based on the number of fossil horizons (unique Lagerstätten in our case) and overall time range between first and last known occurrences [45]. As this approach requires that fossils are randomly distributed through time, we also used a second, distribution-free approach that models CIs based on gaps between adjacent fossil finds [46]. Finally, we used a Bayesian approach that simultaneously estimates first occurrence dates as well as recovering potential [47]. The latter method accounts statistically for varying fossil recovery potential with age and uncertainty in the gap size distribution, even when the distribution of Lagerstätten through time is indistinguishable from random [47], resulting in longer 90% CIs. For all three methods, we computed both 50% and 90% CIs; point estimates of earliest occurrences discussed in the text are based on the range specified by the lower bound of the 50% CIs of [46] and [47]. None of these three methods incorporate biodiversity estimates in computing CIs for earliest appearances in the fossil record. However, as we find either a weak or no relationship between number of Lagerstätten and standing biodiversity estimates (see electronic supplementary material, figure S11), this variable seems to be a poor proxy for sampling intensity.

3. Results

(a). Depositional environment

Land vertebrates are most commonly known from fluvial and lacustrine settings [48], and similarly 83% of described tetrapod Konservat-Lagerstätten were from lacustrine, fluvial or other terrestrial (e.g. amber) palaeoenvironments (figure 1a). Lagerstätten were significantly more common in lacustrine settings (46.5%, 67/144) and less common in other terrestrial settings (amber, coprolites; 11.8%, 17/144) than expected by chance (χ2 = 40.5, d.f. = 3, p < 0.001). Near-shore marine and lacustrine settings were previously reported as the most common environments for Konservat-Lagerstätten preserving non-marine organisms [7,53]. Lagerstätten sampling tetrapod integuments were also common in fluvial environments from the Carboniferous to the Palaeocene (figure 1a). Indeed, fluvial deposits were the most common Lagerstätten type during the Late Cretaceous (figure 1a), especially in North America and parts of Asia (figure 1b). In other regions, lacustrine and near-shore marine deposits dominate the fossil record for the Late Cretaceous (figure 1). Both the earliest skin and hair records are from fluvial environments, while the earliest scales and filaments are from near-shore marine settings and the earliest feathers are from lacustrine settings (see electronic supplementary material, dataset S1).

Figure 1.

Figure 1.

Distribution of tetrapod Konservat-Lagerstätten through time and space (n = 143). (a) Numbers of Lagerstätten found in fluvial (light green), lacustrine (medium green), near-shore marine (blue) and other terrestrial depositional environments (dark green) are shown on the y-axis by period as well as epoch (for the Mesozoic and Cenozoic). For all statistical analyses, we used 10 My time bins after assessing the influence of time bin size on our statistical results (see electronic supplementary material, figure S7). (b) Global distribution of Lagerstätten found in different depositional environments. Pies show relative numbers in different depositional environments (colours of pie) and absolute number per country (size of pie). (c) Earliest skin impressions in Saurerpeton [49]. (d) Earliest putative filaments in Eudimorphodon rosenfeldi [50]. (e) Scales in the ornithischian dinosaur Kulindadromeus zabaikalicus [24]. (f) Earliest known feathers in Anchiornis huxleyi [51]. (g) Earliest preserved hair in Rugosodon eurasiaticus [52]. Image credits: (c) Smokeybjb (CC BY-SA 3.0), (d) Tommy from Arad (CC BY 2.0), (e) Tomopteryx (CC BY-SA 4.0), (f) Kumiko (CC BY-SA 2.0), (g) Zhe-Xi Luo (University of Chicago). (Online version in colour.)

Different integument types were unevenly distributed in different depositional environments (table 1). This pattern was mainly driven by Lagerstätten preserving scales, which were significantly more likely to be from fluvial settings and less likely to be from lacustrine settings, and feathers, which showed the opposite pattern (table 1). Hairs were more abundant in amber and coprolites (40.0%, 6/15) than feathers (16.5%, 13/79), filaments (9.1%, 1/11), scales (3.8%, 1/26) or skin (0%, 0/49).

Table 1.

Tetrapod integuments are unevenly preserved in different depositional environments. Table shows number of preserved integuments associated with different depositional environments. There was an overall significant relationship between integument type and environment (χ2 = 51.9, d.f. = 12, p < 0.001). Values in parentheses are standardized residuals, with italics representing significantly higher, or lower, counts than expected by chance (±3 s.d. from the expected value).

depositional environment feathers filaments skin scales hair
fluvial 8 (−4.6) 2 (−0.73) 25 (2.14) 18 (5.28) 2 (−1.3)
lacustrine 50 (3.61) 5 (−0.1) 28 (−1.04) 3 (−3.75) 7 (−0.02)
estuarine/near-shore marine 12 (−0.21) 3 (1.09) 12 (0.62) 2 (−1.13) 2 (−0.26)
other terrestrial 10 (1.14) 1 (−0.06) 2 (−2.26) 2 (−0.29) 4 (2.33)

(b). Sea level, CO2, δ18O and land area

The overall number of tetrapod Konservat-Lagerstätten through time was significantly associated with higher global sea levels (p < 0.001; electronic supplementary material, figure S5b) and higher δ18O values (p < 0.001; electronic supplementary material, figure S5a). Neither CO2, previously reported as a predictor of Lagerstätte preservation [8], nor tetrapod biodiversity was significantly correlated with Lagerstätten count (both p > 0.05). These results were similar for two different CO2 datasets (see electronic supplementary material, figure S6), as well as three different sea-level datasets and time bin sizes (see electronic supplementary material, figure S7). Like the overall count, the number of Lagerstätten in lacustrine environments was significantly positively correlated with both global sea level and δ18O values (figure 2a; electronic supplementary material, figure S10 and table S2), while Lagerstätten from fluvial environments significantly tracked only global sea levels (figure 2a; electronic supplementary material, figure S10, and table S2). However, we find that lacustrine Lagerstätten are not significantly more common during greenhouse conditions (χ2 = 3.51, d.f. = 1, p = 0.061; figure 1a). Again, these results were generally not affected by the bin size used; all time bins similar to the resolution of our fossil dataset (5, 10 Ma) yielded the same recovered relationships (see electronic supplementary material, table S6).

Figure 2.

Figure 2.

Comparative time-series analysis of Lagerstätten preservation through time. Vertical panels show time series of palaeoenvironmental data and number of Lagerstätten for different (a) depositional environments and (b) integument types. Dendrograms show hierarchical clustering of time-series data with Euclidean distances on the x-axis (e.g. two variables directly connected by a short path indicate similar trends with time). Variables were scaled to have a standard deviation of unity prior to computing Euclidean distances and running a clustering analysis. Lagerstätten counts were integrated over 10 My bins (see electronic supplementary material. figure S1). Note that curves for climatic/tectonic variables are smoothed here to make it easier to visualize trends in the data, but unsmoothed per bin values were used in all statistical analyses. Sea level estimates are from composite of [31] and [32], as presented in [34]. Global terrestrial rock outcrop area is from [39]. Atmospheric CO2 data taken are from [36] and are an average of global proxies. See electronic supplementary material, figure S12 for units and more detailed information. (Online version in colour.)

The spatial distribution of Lagerstätten may reflect sampling intensity, as many Lagerstätten are known from geographical regions with greater land area as well as qualitatively greater numbers of palaeontologists or long traditions of palaeontological research (figure 1b; e.g. Germany, North America, China). Indeed, the relationship between number of localities bearing Lagerstätten and current country land area was significantly positive, both with including all countries (Poisson regression, β = 0.31 ± 0.03 s.e., z = 9.62, p < 0.001; electronic supplementary material, figure S2) and also for a subset of countries with counts above 0 (Poisson regression, β = 0.29, z = 6.15, d.f. = 31, p < 0.001). However, when evaluated by current continental area, the relationship between Lagerstätten count and land area no longer holds (Pearson's r = 0.34, p = 0.45; electronic supplementary material, figure S3), suggesting again that these trends may be related to historical or geopolitical variables and not to simply land area.

(c). Integument type, biodiversity trends and gap analyses

We show statistically different preservation trends among integument types (figure 2b and table 1; electronic supplementary material, table S5). The number of tetrapod Konservat-Lagerstätten preserving skin and feathers was significantly (p < 0.05) positively correlated with sea level and negatively correlated with δ18O, one proxy for global temperature (figure 2b; electronic supplementary material, table S4). Among integument types, only feather-bearing Lagerstätten were significantly associated with higher rock outcrop areas (see electronic supplementary material, table S4). During the Miocene, there is an increased amount of observed terrestrial outcrop area (figure 2b) but fewer known feather-bearing Lagerstätten occurrences than would be predicted by our statistical model (see electronic supplementary material, figure S9). Exceptional scale preservation was significantly linked to periods of high global sea levels (see electronic supplementary material, table S4). Filament-bearing Lagerstätten, only known from the Mesozoic, were significantly more frequent in time periods with high atmospheric CO2 levels (figure 2b). The number of Lagerstätten containing hairs was significantly positively correlated with synapsid biodiversity (figures 2b and 3b; electronic supplementary material, table S4). Some integument types showed significantly similar trends in preservation potential through time (e.g. feathers and hair; Spearman rank correlation tests, p < 0.05), while others did not (e.g. feathers and filaments in the subclade Archosauria, p > 0.05; figure 2b). Only skin and scales significantly co-occur in the same Lagerstätten, whereas feathers are significantly more likely to be found in the absence of skin and scales (see electronic supplementary material, table S5).

Figure 3.

Figure 3.

The fossil record of integumentary innovations in tetrapods. Panels correspond to (a) filaments (light purple) and feathers (dark purple), (b) skin (pink) and scales (red) and (c) hair (brown). Grey polygons (secondary y-axis) show a proxy for tetrapod biodiversity (number of families) [40]. Age ranges for the earliest first appearances of an integumentary type based on gap analyses using three different methods [4547,54] are shown as horizontal bars: (a) method of [45,54]; (b) method of [46]; (c) method of [47]. Arrowheads represent 90% CIs for estimated earliest occurrence in the fossil record, vertical lines represent 50% CIs and dashed lines indicate uncertainty in these intervals estimated by Marshall [46] (see key). In some cases, lower bounds on the 90% CI estimated by Marshall [46] could not be calculated due to limited fossil data (indicated by missing arrowheads). For visualization purposes, cases where the lower bound of 90% CI extend beyond the x-axis range are indicated with grey arrowheads. Gap analyses were performed using the mean age range of individual Lagerstätten (see electronic supplementary material, table S7 for results using minimum and maximum of age ranges). Vertical dashed lines present early body or trace fossils as context for the integumentary records: in (a), archosauromorph Eorasaurus [55], 260 Ma; in (b), indet. stem tetrapod tracks, 397 Ma [56], reviewed in [57]; in (c), synapsid Eocasea martini, 315 Ma [58,59] and oldest known crown mammal, Megaconus mammaliaformis, 161 Ma [60]. Vertical dotted lines are molecular divergence estimates for (a) crown archosaurs (241 Ma), (b) tetrapods (344 Ma) [61] and (c) crown mammals (185 Ma) [62]. (Online version in colour.)

To estimate the earliest that each integument type may have arisen, we used three gap analysis approaches, modelling the relationship between sampling and probability of first occurrence [4547,54]. These analyses suggest that feathers likely arose close to their oldest known fossil record, 172 Ma (figure 3a). By contrast, filaments (pycnofibres or ‘protofeathers’) probably arose 257–274 Ma, before their earliest known records in stem archosaurs (figure 3a). Gap analyses based on [47] showed overlapping CIs for skin and scales (figure 3b). The fossil record of hair is poor, and thus its estimated origin is estimated by all methods to be substantially earlier than its first appearance in the fossil record (figure 3c). Hairs are estimated to have arisen around 189–198 Ma, up to 15 My before the origin of crown mammals (approx. 185 Ma) and 40 My before their oldest occurrence in the fossil record (161 Ma; electronic supplementary material, table S7), but well after (approx. 100 My) the oldest stem synapsids (figure 3c).

4. Discussion

We show statistically that indeed the distribution of Konservat-Lagerstätten preserving terrestrial vertebrate integument is uneven, like the Phanerozoic record for these Lagerstätten overall (figure 1). While correlated with sea level and some climate proxies (δ18O values) (figures 1 and 2; electronic supplementary material, figure S5), these global trends do not fully explain the observed patterns. Biodiversity proxies, CO2 and rock outcrop area were not significantly correlated with total Lagerstätten number. However, several of these variables did show a relationship with the distribution of records of particular integument types (figure 2b; electronic supplementary material, figure S11). In terms of spatial trends, present-day land area was a significant predictor of how many Lagerstätten localities were found in a given country (see electronic supplementary material, figure S2). However, this trend is not seen when continental land area is used (see electronic supplementary material, figure S3). This result and the distribution of areas with few to zero known Konservat-Lagerstätte suggest that bias in sampling intensity is a key driver of spatial variation in occurrences (figure 1).

Integument records were most common in number of lacustrine Lagerstätten, as previously reported [63], and these records were similarly significantly positively correlated with both global sea level and δ18O values (figure 2a; electronic supplementary material, figure S10 and table S2). Greenhouse conditions have been linked to periods of increased volcanic input [64]. In lacustrine settings, high ash concentrations might have be expected to influence fossil preservation affecting chemical permeability during diagenesis [65] or, more directly, through pyroclastic flow-driven burial and transport of organisms into lakes [66]. However, again, no relation was recovered with CO2 or these identified greenhouse intervals (figure 1; electronic supplementary material, figure S6). This result is somewhat surprising given the observed statistical relationship with global sea level and δ18O values. Global climate proxies (δ18O, atmospheric CO2) are related, especially during some (e.g. icehouse) intervals, but precise high-resolution reconstructions of atmospheric CO2 levels in deep time are an ongoing challenge (e.g. [35,37,67,68]). It may be that a relationship between the total number of Konservat-Lagerstätten through time and other climate proxies will be recovered with further consensus on these values, increased resolution in the Mesozoic, or better age resolution for fossil occurrence data, which may simply be too coarse on a time scale (approx. 7 My average uncertainty) to recover relationships with more rapid temporal fluctuations in atmospheric CO2 [37].

Further investigation of recovered patterns requires further fine-scale analyses of variation in Lagerstätten over narrower geographical regions and shorter time intervals [69]. Regional tectonic and climatic controls may be as important as global trends, especially when collecting bias is taken into account. Temporal variation in distinct palaeoenvironments suitable for preserving different integumentary types or events in earth history (e.g. origin of resin-producing plants) may also affect this distribution [53]. We find that the frequency of exceptional preservation in different depositional environments varies by time period (figure 1a), a pattern that remains incompletely explained [7,9]. For example, Konservat-Lagerstätten in the Early Cretaceous are primarily in lacustrine environments, but there are comparatively few occurrences in these environments in the Late Cretaceous (figure 1a; electronic supplementary material, figures S8 and S10); the opposite is true for fluvial deposits. This pattern also holds at finer geographical scales. All Early Cretaceous Lagerstätten from China are lacustrine (4/4 100%), whereas most Late Cretaceous formations from Asia are fluvial (2/4, 50% in China, 2/2 in Mongolia). Similarly, the only Early Cretaceous Lagerstätten in North America are from a lacustrine setting, while 7/9 (78%) of Late Cretaceous occurrences are found in fluvial settings. Recovered links with both sea-level datasets used for fluvial and total Lagerstätten occurrences merit further investigation. This link makes sense if high sea levels affect the land area covered by fluvial sediments [69,70], as sea-level-driven fluvial aggradation has been demonstrated both observationally [69] and experimentally [71]. An important area for future research not investigated here will be facies-specific analyses. Variation in energy, depositional environment and taphonomic factors within fluvial, lacustrine and near-shore marine settings is significant and not investigated here. Many reported Lagerstätten simply lack this level of reported detail.

We show variation in preservation among integumentary types. Some integument types show significantly similar preservation patterns through time (e.g. filaments, skin and scales; figure 2b; electronic supplementary material, table S5) consistent with potential links to similar abiotic factors (e.g. global sea-level variation or conditions associated with fluvial environments (table 1) or explained by co-occurrence of distinct integumentary types in the same organism (e.g. skin and scales in dinosaurs; electronic supplementary material, table S5). However, feathers and filaments, both common to Archosauria but not often found in the same organism [6], show very different trends through time (figure 2b) and rarely have been recovered in the same Lagerstätte (see electronic supplementary material, table S5). Overall, our results show that some ‘bursts’ of soft tissue preservation (figure 3) are so far better explained by favourable depositional settings and changes in abiotic factors rather than variation in subclade biodiversity (see electronic supplementary material, table S4 and figure S11).

We asked how variation in apparent preservation potential might affect our inferences of integumentary origins. The fossil record of mammalian hairs and archosaurian filaments is extremely limited especially when compared with that of feathers and skin (table 1). The earliest estimated occurrence of feathers based on gap analysis is very close to the estimated origin of maniraptoran dinosaurs (167–172 Ma; 50% CI), suggesting that biases in soft tissue preservation do not significantly influence estimates of the origin of pinnate feathers (figure 3a). Filaments are known from pterosaurs, ornithischian dinosaurs and theropod dinosaurs [6,20]. Whether these represent three distinct origins of filaments or a single gain in archosaurs has remained unclear [20]. However, that the 90% CI on the time of origin of feathers does not extend beyond the known stratigraphic range of filaments (figure 3a) supports an origin for feathers post-dating that of filaments and lends support to the ‘single gain’ hypothesis rather than multiple origins in different archosaur groups.

The paucity of Lagerstätten preserving hairs (15/143, 10%) is surprising given the proposed high potential for hair preservation [72] and significant mammalian biodiversity in the Cenozoic (figure 3c). Differences in the preservation potential of α-keratin due to the differences in its chemical structure relative to that of feather keratin [26] and/or the ability to identify isolated hairs may explain this pattern. Recent fossil evidence has suggested that hairs may pre-date the phylogenetic divergence between monotremes and other crown mammals (eutherians and metatherians) [60]. Here, gap analyses reveal that the lower bound of the 50% CI for the estimated first appearance of hairs in the fossil record is 198 Ma, pre-dating the estimated origin of crown mammals [62] and much earlier than previously recognized, in stem mammaliaforms (figure 3c). This estimate is also consistent with molecular and physiological considerations, as the genetic machinery for making hairs was in place well before the diversification of synapsids, with high numbers of α-keratin genes present in early tetrapods [19,73], and small sizes and nocturnality [74] in Jurassic stem mammals could have acted as agents of selection on insulating function in early proto-hairs [11].

Recent molecular and developmental evidence suggests that skin was the ancestral body covering in tetrapods [75], consistent with the skin outlines in stem taxa with osseous structures lying entirely within the dermis; ‘dermal scales’ [76]. Our results are not in conflict with this finding. The best estimate for the origin of skin is 343–390 Ma, while that for scales is 327–419 Ma, both near the estimated origin of crown tetrapods (figure 3b). However, preservation of these integument types in the fossil record is too poor to say with confidence whether the earliest skin records pre-date those of keratinous scales. Indeed, the lower bound of the 90% CI extends to well before the earliest known evidence of tetrapods in the fossil record. Further work is obviously needed to understand the body coverings of early tetrapods. The fossil record is not rich enough to permit strong inferences about which came first, skin or scales.

Our results indicate that variation in preservation potential among integuments can lead to biases in the reconstructed first origins of novel integumentary structures. Thus, we asked what factors might explain these patterns of uneven preservation potential of integuments through time. Given variation in the chemistry of their components [26], variation in resistance to decomposition in distinct integumentary structures may be expected [72,77]. Among integument types, only the limited record of hair preservation in 15 total Lagerstätten was significantly predicted by biodiversity (figure 2b; electronic supplementary material, figure S11). For the much richer records of other integumentary types, environmental and/or taphonomic factors are more important (figure 2b). The relative paucity of feathers from fluvial environments (table 1) might be explained by the high-energy fluvial processes that would destroy smaller, more delicate integumentary structures [78]. By contrast, skin and scales are often preserved either as casts or three-dimensional impressions [72], and many of their records are associated with large-bodied organisms (see electronic supplementary material, dataset S1) and distinct embedding processes. These differences might explain the significantly higher number of records of skin and scales in fluvial deposits (table 1).

Supplementary Material

Dataset S1
rspb20170556supp1.csv (17.1KB, csv)

Supplementary Material

Dataset S1 references
rspb20170556supp2.pdf (450KB, pdf)

Supplementary Material

Supplementary figures and tables
rspb20170556supp2.pdf (450KB, pdf)

Acknowledgements

Ke-qin Gao, Lauren English, Zhiheng Li and James Proffitt are gratefully acknowledged for assistance with early data collection and discussion. We thank Andrew Knoll, Brian Horton, Lorenzo Alibardi, Zhe-Xi Luo, R. Wayne Wager, Florian Witzmann, James Schiffbauer, Charles Marshall and one anonymous reviewer for insightful discussion and thoughtful comments that greatly improved this manuscript.

Data accessibility

The primary fossil dataset used in statistical analyses is available as electronic supplementary material. Additional datasets used in statistical analyses have been uploaded to Dryad as http://dx.doi.org/10.5061/dryad.1c5k9 [79].

Authors' contributions

C.M.E., J.A.C., L.H., H.G. and T.W. compiled the dataset. J.A.C. designed the study. C.M.E. and L.H. performed statistical analyses. C.M.E. and J.A.C. wrote the manuscript.

Competing interests

We declare we have no competing interests.

Funding

Funding for this work was provided by the National Science Foundation (grant no. EAR 1251922 to J.A.C).

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Associated Data

This section collects any data citations, data availability statements, or supplementary materials included in this article.

Data Citations

  1. Eliason CM, Hudson L, Watts T, Garza H, Clarke JA. 2017. Data from: Exceptional preservation and the fossil record of tetrapod integument Dryad Digital Repository. ( 10.5061/dryad.1c5k9) [DOI] [PMC free article] [PubMed]

Supplementary Materials

Dataset S1
rspb20170556supp1.csv (17.1KB, csv)
Dataset S1 references
rspb20170556supp2.pdf (450KB, pdf)
Supplementary figures and tables
rspb20170556supp2.pdf (450KB, pdf)

Data Availability Statement

The primary fossil dataset used in statistical analyses is available as electronic supplementary material. Additional datasets used in statistical analyses have been uploaded to Dryad as http://dx.doi.org/10.5061/dryad.1c5k9 [79].


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