Adjuvant high-dose-rate brachytherapy in the management of oral cavity cancers: 5 years of experience in Iran

Abstract

Purpose

Brachytherapy is a cost-effective method for the management of oral cavity cancers in low to middle income countries. We aimed to evaluate the clinical outcomes of high-dose-rate interstitial brachytherapy (HDR-IBT) in patients with oral cavity cancer.

Material and methods

From 2009 to 2013, 78 patients (49 combined external beam radiotherapy [EBRT] plus IBT and 29 IBT monotherapy) with oral cavity cancers had been treated in our center. Slightly more than half the patients were male, and the median age was 54 years. The treatment was planned based on the Paris system. The main outcomes were disease-free and overall survival.

Results

The median follow-up duration was 36.5 months (range, 1.17-54.23). The actuarial four-year overall and disease-free survival rates were 83% and 65%, respectively. The local and locoregional control was achieved among 89.74% and 87.17% of patients, respectively. None of the factors including tumor size, node status, gender, and radiation modality (IBT alone vs. IBT + EBRT) had a significant statistical correlation to the local control rate. All the patients tolerated the planned treatment in the IBT alone group. Late complications included a case of trismus and three cases of catheter insertion site fibrosis.

Conclusions

HDR-IBT as a monotherapy or in combination with EBRT is an appropriate option for the management of oral cavity squamous cell carcinomas, and supports the improvement in treatment outcomes and toxicity profiles in adjuvant settings.

Purpose

Oral cavity cancer is the sixth common cancer worldwide, while it ranks third in Iran. The prevalence of this cancer is much higher in the developing countries, whereas there is scarce information regarding disease outcomes. Concluding from previous research, oral cavity cancer in Iran is typically seen as squamous cell carcinoma in male smokers in their fifties or sixties; it occurs in the tongue, buccal mucosa, or gingiva with about 30% chance of patient surviving for five years on an average [1,2,3,4,5]. This relatively poor outcome is partly due to diagnosis at late stages and ineffective treatment strategies in the past.

Oral cavity cancer is a true example of the role of multiple medical armamentaria against cancer, including surgery, radiotherapy (external or brachytherapy), and chemotherapy. Historically, surgical excision was the mainstay treatment in early lesions, and gradually, radiation and chemotherapy were added for survival benefits as an addition to surgery. Nowadays, no one can deny the role of radiotherapy as a part of the best therapeutic strategy in head and neck cancers, and even the sole use of radiotherapy shows similar results to surgery in early lesions [6]. After the establishment of clinical outcomes recognized by radiation in the treatment of oral cavity cancers, both short-term and long-term toxic effects of external beam radiotherapy (e.g., acute mucositis and xerostomia, respectively) made radiation oncologists seek for safer treatment delivery techniques. The advantage of brachytherapy is based upon the inverse square law rule; i.e., the radiation penetrance is inversely related to the root of distance, so, while covering the whole of the suspicious areas with brachytherapy, we can preserve a considerable volume of the normal surrounding tissues.

In the Iran Cancer Institute, surgical resection is the first step of the therapeutic protocol in oral cavity cancers, and after the resection, all patients are referred for consultation regarding whether they need adjuvant radiation. In this study, we aimed to assess the outcomes of high-dose-rate interstitial brachytherapy (HDR-IBT) as a monotherapy or a boost to three-dimensional conformal radiotherapy in oral cavity cancer patients.

Material and methods

Patient characteristics

We studied consecutive patients with pathologically proven squamous cell carcinoma of the oral cavity that were treated with adjuvant HDR-IBT. From 2009 to 2013, 78 patients with oral cavity cancers had been treated with HDR-IBT in our Center. Twenty-nine patients received HDR-IBT monotherapy, while 49 underwent combined modality radiation therapy. Of these, 56.4% were male and the median age was 54 years (range, 18-89). Of the different sites in the oral cavity, the malignant lesion was located on the tongue in 70 patients, on the floor of the mouth in four patients, on the lips in two patients, and on the buccal mucosa in two patients.

The indications for radiotherapy (brachytherapy boost) in adjuvant settings were positive or close surgical margins, T3/T4 primary tumors, young age, or node positive T1-T2 tumors. In the patients with node-negative T1-2 oral tongue tumors with deep muscle invasion and no other adverse features, HDR-IBT was selected as a monotherapy. The metastatic cases were excluded from our study. If patients had clinically positive nodes or high risks of occult metastases, the regional lymphatics were treated with conformal 3D external beam radiotherapy (3D-EBRT) combined with IBT. The median tumor size and thickness were 2 cm (mean, 2.2 ± 1.26; range, 0.3-7) and 10 mm (mean, 10.2 ± 6.51; range, 2-30), respectively. The pathologic TNM classification of tumors in our study is shown in Table 1.

Table 1.

Pathologic tumor and node staging – number and % of total cases

	T1	T2	T3	Total
Node negative	42 (53.8%)	14 (17.9%)	5 (6.4%)	61 (78.2%)
Node positive	7 (8.9%)	8 (10.2%)	2 (2.6%)	17 (21.8%)
Total	49 (62.8%)	22 (28.2%)	7 (8.9%)	78 (100%)

Implantation technique

There was a 1-2 week interval between the external beam radiation and IBT to deliver a boost dose to the primary lesion. When IBT alone was used, it was usually initiated 3-4 weeks after surgical resection, a time usually considered for patient recovery and pathologic review. All patients were hospitalized for the entire duration of HDR-IBT. Before the initiation of the procedure, the radiation oncologists defined the desired treatment target volume using clinical examination and pre-op imaging studies (magnetic resonance imaging [MRI] and computed tomography [CT] scans) in advance. The target in almost all cases was the tumor bed after a complete resection plus 1 to 2 cm margin according to the Paris system. Under general anesthesia, the implantation of the flexible catheters was performed through the ipsilateral submental and submandibular triangular region into the target, approximately 10 mm apart and parallel to each other in a volume implant manner (Figures 1). The patients received appropriate intravenous antibiotics (1^st generation cephalosporin) and steroids (dexamethasone) during and after the implant procedure to reduce the inflammatory reaction of the target tissue, leaving the simulation procedure more accurate.

Fig. 1.

The patient underwent adjuvant high-dose-rate brachytherapy for oral tongue carcinoma. A) Catheters inserted through submandibular region. B) The position of catheters in sagittal view of digital reconstruction radiograph obtained with computed tomography simulation. C) The position of catheters in sagittal, coronal, and axial views in treatment planning system

Treatment planning, dose prescription and treatment delivery

The day after the implantation, all patients underwent non-contrast multislice CT simulation for the 3D brachytherapy plan. The CT scan sections were 1 mm thick and were obtained from the skull base to the base of the tongue. The treatment planning was performed by using the brachytherapy planning system from Flexiplan (Isodosecontrol BV., Veenendaal, The Netherlands). The surrounding area connecting the peripheral catheters, encompassing the tumor bed, plus at least a 5 mm margin, formed the clinical target volume (CTV). Additionally, the mandible was delineated as the main organ-at-risk to prevent osteoradionecrosis. The proposed plan by the medical physicists was controlled by the radiation oncologists focusing on D_90% (the dose that 90% of the PTV (planning target volume) volume receives), D_99% (the dose that 99% of PTV receives), V₁₅₀ (the area that receives 150% of the prescribed dose), V₂₀₀ (the area that receives 200% of the prescribed dose, that should ideally be less than 20%). We also evaluated other recommended indices including conformity index (100% was ideal, but ≥ 70% was acceptable), dose non-uniformity ratio (DNR), which was calculated as V₁₅₀/V₁₀₀ (the ideal value was less than 0.5), and homogeneity index (HI), which was defined as V₁₀₀ – V₁₅₀/V₁₀₀ (a complement to DNR) (Table 2). Then, irradiation was performed by connecting the catheters to our afterloading machine (Flexitron, Nucletron, an Elekta company, Elekta AB, Stockholm, Sweden). This device uses ¹⁹²Ir stepping source, which is transferred to the desired catheters for different dwell times. All of the treatments were performed by using the HDR-IBT afterloading device with ¹⁹²Ir source in the strength range between 0.02 and 0.17 cGy/m² of total reference air kerma (TRAK) per fraction.

Table 2.

Brachytherapy planning parameters – mean and standard deviation

	D90(% of PD)	D99(% of PD)	V100(% of CTV)	V150(% of CTV)	V200(% of CTV)	DNR	HI
Combined BT & EBRT	2.9 ± 2.6 (96.8%)	2.7 ± 3.9 (68.7%)	23.7 ± 1.4 (87.6%)	11.6 ± 5.1 (44.7%)	5.7 ± 9.2 (16.7%)	0.51 ± 0.07	0.49 ± 0.07
Exclusive BT	4.5 ± 7.2 (98.9%)	3.4 ± 5.2 (74.2%)	28.7 ± 10.8 (89.2%)	13.9 ± 5.9 (43.3%)	4.8 ± 2.8 (14.9%)	0.48 ± 0.07	0.51 ± 0.07

BT – brachytherapy, EBRT – external beam radiotherapy, D₉₀, D₉₉ – the minimum dose to 90%, 99% of the CTV, V_100%, V_150%, V_200% – volume of the anatomic volume receiving 100%, 150%, 200% of the prescribed dose, PD – prescribed dose, DNR – dose non-uniformity ratio, HI – homogeneity index

Two different dose schedules were selected, based on the radiation modality being used. In the patients who received IBT alone, the total dose was 39 Gy, in 3 Gy-fractions bid/ five days a week, with a six-hour interval between the fractions. In addition, IBT was combined with EBRT among the patients with locally-advanced disease (T3/4 or node-positive) who received 15-16 Gy in 3-4 Gy-fractions bid, usually after 45-50 Gy of EBRT in daily 2 Gy-fractions. The mean prescribed dose for the adjuvant and salvage treatment is presented in Table 3. The median dose of brachytherapy was 39 Gy (BED = 50.7 Gy) and 15 Gy (BED = 19.5 Gy) in the exclusive IBT and the combined IBT+EBRT groups, respectively. The median dose of EBRT was 46 Gy in the combined group.

Table 3.

Dose prescription – mean, standard deviation, dose range (minimum-maximum)

	BT dose	BED	EQD2	EBRT dose	Total dose (2 Gy/fr.)
Combined BT & EBRT (n = 51)	17 ± 7.84 (9-40)	21.9 ± 10.43 (11.7-56)	18.2 ± 8.7 (9.75-46.7)	46 ± 10.20 (14-68)	64.4 ± 5.87 (53-81.2)
Exclusive BT (n = 27)	40 ± 1.67 (39-45)	51.4 ± 2.17 (50.7-58.5)	42.9 ± 1.8 (42.2-48.7)
Total (n = 78)	25 ± 12.67 (9-45)	32.1 ± 16.51 (11.7-58.5)	26.7 ± 13.8 (9.7-48.7)	46 ± 10.20 (14-68)	64.4 ± 5.87 (53-81.2)

BT – brachytherapy, EBRT – external beam radiotherapy, fr. – fraction, BED – biological effective dose based on α/β = 10 for head-and-neck cancer, EQD₂ – equivalent dose for 2 Gy – fraction treatment

The mean number of catheters used to achieve the optimal dose distribution was 9.6 ± 2.65. The mean clinical target volume was 26.4 ± 11.3 and 32.3 ± 12.8 ml in combined BT + EBRT and BT alone, respectively. Other brachytherapy planning parameters are presented in Table 2.

Peri-radiotherapy care and follow-up

Deontological consultation was mandatory before the initiation of the treatment, and any intervention was performed about 10 days prior to the first fraction. The patients, during IBT, were visited daily in the admissions ward, whereas during EBRT were seen weekly in the clinic to monitor any possible treatment-related toxicity. After the completion of radiotherapy, the patients were told to return a month later for the first follow-up visit. The routine follow-up visits were made every three months for two years, except for the patients who confronted a problem requiring urgent assessment. The patients were evaluated both clinically (for catheter site necrosis, fibrosis, osteoradionecrosis, and xerostomia) and radiologically (ultrasonography – US) every three months and by MRI every six months for the first two years. Then, they were evaluated by US every six months and with an annual MRI for up to five years. When there was a suspicion over a locoregional recurrence, fine needle aspiration (FNA) or core needle biopsy was called for. In case of a confirmed recurrence, a surgical consultation was completed to assess the resectability of the disease, and when unresectable, radio- and/or chemotherapy were the expected options.

Statistical analysis

The time interval between the last fraction of radiotherapy to the last uneventful follow-up or death due to any reason was considered for the calculation of overall survival. Similarly, disease free survival was defined as the time between end of radiotherapy to last uneventful visit, or occurrence of failure or death. All statistical analyses were performed by using the software SPSS version 20 (IBM Corp., Chicago, IL, USA). The actuarial survival rate and curves were estimated according to the Kaplan-Meier method.

Results

Clinical outcomes

Local control and survival

The median follow-up duration was 36.5 months (range, 1.17-54.23). Nine patients died during the follow-up period of their disease. The actuarial 4-year overall and disease-free survival rates were 83% and 65%, respectively (Figures 2 and 3). The local and locoregional control were achieved among 89.74% and 87.17% of the patients, respectively. The locoregional control rate was 81.4% among those treated with IBT alone versus 90% among those treated the combined IBT-EBRT. None of the factors including tumor size, node status, gender, and radiation modality (IBT alone vs. IBT + EBRT) had a significant statistical correlation with the local control rate.

Fig. 2.

Overall survival based on treatment setting.

Fig. 3.

Disease free survival based on treatment setting.

In five patients who were treated with IBT monotherapy, the cancer recurred (one in the primary site and four in the neck). The time interval between the brachytherapy and the local and neck recurrence were 12 and 18.1 months, respectively. Interestingly, no distant recurrences occurred. Our patient with local recurrence had a node negative T2 tongue tumor, whereas the regional recurrent cases occurred in patients with T1 (2 patients) and T2 (2 patients) tumors of the tongue. After performing neck dissection for two of the four regional recurrent cases, pathologic examinations revealed tumor cells seeding in the cervical soft tissue and not lymphatic metastasis.

In the combined modality group, five out of 51 patients reported locoregional recurrence. Considering the recurrence sites, four occurred in the oral cavity (local) and one in the neck (regional). The mean time to local and regional recurrences was 12 ± 6.3 and 12 ± 9.5 months, respectively. Distant metastasis occurred in two patients.

Treatment-related complications

All patients tolerated the planned treatment in the IBT alone group. There were no treatment-related acute complications that led to interruptions. Nevertheless, there were some interruptions due to acute toxic effects of external beam radiation, but no patient left without being subjected to the total prescribed dose. However, one patient complained of trismus. He was 54 years of age and suffered from a pT2N0 tongue squamous cell carcinoma (SCC) that underwent adjuvant combined IBT + EBRT (total BED, 65.5 Gy). There were no reports of osteoradionecrosis (ORN) in our patients.

Among the patients treated by IBT alone and combined EBRT+IBT, the rate of xerostomia was 2/27 and 12/51, respectively. Of two cases in the IBT monotherapy group, the first was a 54-year-old man with pT2N0 SCC of the tongue, and the second was a 57-year-old man with pT1N0 (tumor thickness, 10 mm) SCC of the mouth floor. Both patients received 39 Gy in 13 fractions (BE, 50.7 Gy) after surgical resection with clear margins. Their problem persisted up to their last follow-up visit. The other 25 patients in the IBT alone group did not complain of xerostomia. Among the other studied complications, there were three cases of catheter insertion site fibrosis, including two in the combined and one in the IBT alone group. The patient who received only IBT (39 Gy/13 fractions) was a 54-year-old man with pT2N0 tongue tumor. Therefore, the total late complication rate (other than xerostomia) was 3.84% (3/78) in our patients.

Discussion

Surgery, radiotherapy, chemotherapy, or combined modalities are general treatment options for patients with oral cavity cancers. The choice of treatment modality depends on the stage of the tumor, the toxicity of the treatment, and patients comorbidities. Single modality treatment is preferred for the early stages of T1-T2 tumors. Although the outcome of radiation is equal to surgery in terms of local control, surgical excision is the preferred initial approach for early stage oral cavity cancers. After the surgery, adjuvant radiotherapy for improving local control is considered for patients with adverse pathologic features, i.e., neck lymph node involvement, perineural invasion, close margin, poorly differentiated tumor, or deep muscle invasion of oral tongue cancer.

In patients who are candidates for adjuvant external radiotherapy, especially with the oral tongue, mandible, and salivary glands as the irradiated fields, xerostomia and caries are the undesirable side effects of the treatment. For patients with high-risk local failure except regional recurrence, adjuvant radiotherapy could be performed by brachytherapy as a whole or as a boost to external radiotherapy. Brachytherapy is the best way to irradiate tumor bed and encompass contiguous spread of the disease while preserving healthy tissues. Hence, it is associated with lesser side effects compared to EBRT. The advantages of brachytherapy in head and neck cancer consist of a very local irradiation due to inverse square law, a high gradient dose around the tumor and a rapid dose fall-off around the radioactive sources, making it possible to increase the tumor-received dose and sparing the surrounding structures (such as tempro-mandibular joint (TMJ), salivary gland, mandible). Short duration of overall treatment reduces the risk of tumor repopulation, decreases integral dose, and presents the best dose conformity for the tumor.

Since the introduction of the Paris system for interstitial brachytherapy in the 1960s, this modality, due to its promising results, has gained a great deal of popularity in the management of patients with early stages of oral cavity cancers [7]. However, there has not been a head-to-head comparison of surgery versus radiotherapy (BRT ± EBRT) as the primary treatment modalities so far, though, the outcomes have been comparable [8,9]. Thus, the choice of treatment should be completed on age, performance status, and quality of life [10]. Accordingly, reports suggest that definitive treatment with brachytherapy is not only safe, but also effective even in people above 80-years of age when surgery is usually not possible [11,12].

Our findings suggest that adjuvant brachytherapy (as a monotherapy or combined with EBRT) when added to surgery is effective in the treatment of oral cavity cancers. Using brachytherapy (completely or partially) instead of external beam radiation, when indicated, shortens the treatment time and protects the tissues from being exposed to radiation. These benefits are translated to decreased overall treatment time and reduction in machine overload rate, which is a major issue in developing countries with long waiting lists.

Interestingly, our results have shown that the four-year overall survival of our patients exceeds 80%. In addition, the disease-free survival rates were also encouraging. Another encouraging finding of this study was the extremely low rates of radiation-induced complications, especially xerostomia that lasts for a long time and is immune to treatment [13]. If anything, low complications should complement the large benefits seen with HDR-IBT. There are some explanations other than the use of BT for relatively high survival rates compared to similar reports in Iran and other Asian countries [1,5]. Based on earlier national reports, more than 50% of patients had stage III or IV [14], while in our series, the majority of the tumors were node-negative T1-T2, which implies better outcomes than more advanced lesions [15,16,17]. Another explanation is that all lesions were treated with surgery and post-op radiation, which brings about better survival in comparison to surgery or definitive radiation alone [18,19].

There are a number of reports in the literature presenting the efficacy of BT in primary malignant lesions of oral cavity. Most published studies show the use of low-dose-rate (LDR)-IBT. The incidence of long-term complications is significant, and necrosis and other undesirable side effects led to the discarding of this technique in most centers. Nowadays, HDR is becoming the standard in brachytherapy, but there is a fear of increasing late complications. Guinot et al., in patients with stage I/II oral tongue cancer, reported five years of disease-free survival of 79% patients who had undergone HDR-IBT. The dose of 40 Gy and 18 Gy were prescribed to patients when BT was used as monotherapy or boosted to 50 Gy EBRT, respectively [20]. In another study on primary mobile tongue cancer after partial glossectomy and BT monotherapy, Goineau et al. reported five-year local control and five-year overall survival of 76% and 56% in the patients with LDR-BT, respectively [21]. Kakimoto et al. indicated 71% three-year local control in T3 mobile tongue cancers with definitive HDR-BT [22]. In patients with definitive HDR-IBT, Lee et al. showed five-year overall survival and three-year local control of 70% and 84%, respectively [23]. As evident, our outcomes are in agreement with the other reports despite the extensive variety in patient characteristics and treatment composition of surgery, external radiotherapy, and brachytherapy.

The first reports of HDR BT were performed with a limited number of patients and large dose fractions. The studies of Leung et al., Inoue et al., Lau et al., Umeda et al., and Yamazaki et al. were contradictory [24,25,26, 27,28,29,30,31]. In these retrospective studies, the dose fractions of 3-6.5 Gy/fraction were used. Some of them presented that HDR would have the same local control rate with LDR, whereas others reported lower rates. Meanwhile, all of them consistently suggested more late adverse effects with HDR in comparison to LDR. Although the optimal dose fraction of HDR has not yet been defined, nowadays, after the accumulation of radiobiological experiences, it has been elucidated that an application of HDR-BT in fraction of 3 to 4 Gy is not more toxic than LDR in terms of late mucosal and soft tissue necrosis [32,33]. Thus, this dose per fraction was adopted by many institutions as the standard for HDR-BT schedules. In this study, we have no osteoradionecrosis, and only a limited number of soft tissue necrosis including re-irradiated patients. We considered dose optimization to avoid hyper dose sleeve (D_200%) less than 14% of the irradiated volume and paid close attention to the mandible in order to avoid osteoradionecrosis. However, with this dose fraction, we still witnessed a grade 4 complication rate of about 5%, which is relatively lower than the other reports in this context. For instance, the reported rates are 16% soft tissue necrosis by Guinot et al., 16% grade 3/4 late complication by Hepel et al., and 22% of grade ≥ 2 necrosis by Goineau et al. [20,21,34]. This difference in the frequency of complications is partly because we only reported grade 4 toxicity that required intensive intervention. Another explanation is that surgery and external radiotherapy, aside from BT, have a major impact on the rate of complications, while these modalities have various contributions in the mentioned studies.

Our study had a number of limitations. The follow-up time was relatively short. The retrospective design of the study could impact the cause-effect relationship and limit our understanding of the predictors of survival. Many patients have been referred to our institution from far sites of the country, and this issue has negatively affected our follow-up duration. Some patients were referred to other centers after the occurrence of complications such as bone and soft tissue necrosis because we were short of dental facilities in our Institution.

Conclusions

Adjuvant brachytherapy, combined with external beam radiation or as a monotherapy, is associated with promising outcomes as well as good safety profiles for oral cavity cancers treated at our Centre. Thus, we are encouraged to use brachytherapy in the treatment of oral cavity cancers in various settings. However, our experience is mainly in adjuvant settings and there is a substantial need to test the efficacy of HDR brachytherapy in the definitive setting.

Disclosure

Authors report no conflict of interest.