Abstract
Background
In patients with chronic hepatitis C infection, a sustained virologic response (SVR) to interferon-based therapy markedly decreases the incidence of hepatocellular carcinoma (HCC) over the long term. This is also true for patients who have hepatic cirrhosis, as well as for those with HCC—with or without cirrhosis—who have undergone resection or ablation with curative intent. Recent publications, however, have reported a higher incidence of HCC among patients in both of these subgroups who were treated with direct antiviral agents (DAA) rather than interferon-based therapy.
Methods
A selective search for pertinent literature was carried out in the PubMed database with the search terms “direct-acting antiviral therapy” and “hepatocellular carcinoma.”
Results
In comparison to historical patient cohorts that received interferon-based therapy, patients with hepatic cirrhosis after SVR brought about by DAA have a higher incidence of de novo HCC in 12 months (5.2–7.4%). The recurrence rate after treatment for HCC with curative intent was also higher, with marked fluctuations. Patients treated with DAA were often older and in a more advanced stage of cirrhosis than those who had received interferon-based therapy; these factors may have contributed to the observed higher incidence of HCC. On the other hand, the reduction of inflammation-triggered immune surveillance after very rapid elimination of the hepatitis C virus may have favored tumor progression.
Conclusion
Before DAA therapy is initiated in a patient who has cirrhosis or has undergone treatment for HCC with curative intent, a de novo or recurrent HCC should be meticulously excluded. Even after SVR, these patients still need intensive follow-up and surveillance.
Hepatocellular carcinoma (HCC) is the second most common tumor-associated cause of death, with liver cirrhosis being the most important risk factor (1). The incidence of the disease is increasing, especially due to the spread of hepatitis C virus (HCV) infection. In 2012, the HCC incidence in Germany was 7.2 per 100000 inhabitants for men, and 2.3 per 100000 inhabitants for women (1). Inadequate monitoring of high-risk patients (in particular, patients with cirrhosis of the liver) contributes to the fact that only approximately 30% of cases diagnosed are still in a stage for which a curative treatment (such as resection, local ablation, or liver transplantation) is still available (2).
In the context of chronic HCV infection, the annual HCC incidence rises significantly with increasing fibrosis stage and is between 2% and 8% in untreated patients with liver cirrhosis (3). The risk of cirrhosis for HCV-positive patients is at least 10–20% within 20 years. Cofactors such as age at infection, the sex of the individual, and alcohol consumption are critical for this (4).
Consequently, HCV patients should be treated with antiviral therapy (secondary prevention) (5, 6). A sustained virological response (SVR) is associated with a marked reduction in the HCV-associated all-cause mortality, including the incidence of HCC (7). Meta-analyses of interferon (IFN) antiviral therapy show a risk reduction of HCC incidence of more than 70% as a result of an SVR (absolute risk reduction, 4.6%), irrespective of fibrosis stage (8). Patients with hepatic cirrhosis also show a significantly reduced incidence of HCC after SVR, yet a relevant residual risk remains (incidence <1.5%; 95% confidence interval [0.3, 2.4]) (9, 10), which is especially due to the persistence of liver cirrhosis (11). Therefore, it is still recommended that cirrhotic patients undergo long-term HCC surveillance despite SVR (12, 13).
Within 5 years after resection or local ablation, HCC relapse occurs in up to 70% of cases (14). Here, a distinction is made between an early relapse within the first two years (due to micrometastasized cancer cells at the time of treatment, or to incomplete tumor removal) and a late relapse (due to chronic hepatopathy/cirrhosis). Often an antiviral therapy is recommended as a tertiary prevention; meta-analyses have shown a 74% reduction in the risk of recurrence (absolute risk reduction: 43.4%) in these patients after SVR as a result of IFN antiviral therapy (9, 16).
Nonetheless, the use of IFN was limited even for patients with the same indication (chronic HCV infection) due to its side effects and contraindications (such as advanced liver cirrhosis, autoimmune diseases, and impairments of the central nervous system). In contrast, newer direct acting antivirals (DAA) now offer a well-tolerated and highly effective treatment option. Indeed, SVR rates of up to 90–95% are currently obtained, and this is independent of factors that were previously predictive, such as genotype, extent of liver damage, or prior treatment (17).
Overall, however, data on DAA therapy regarding the extent of secondary and tertiary HCC prevention are still insufficient (18). In the last years, several published studies have observed (often unexpectedly) de novo HCC in patients with liver cirrhosis after DAA therapy. This raises the question of whether the higher HCC incidence observed after SVR was achieved with DAA therapy as compared to IFN treatments will persist.
The highest HCC risk was observed in patients after HCC treatment with curative intent. Some publications have observed a frequent and often aggressive relapse following DAA therapy with SVR. Consecutively, a systematic investigation into this issue was commissioned by the European Medicines Agency (EMA) (19).
Methods
In light of the conflicting data, a selective literature search of the PubMed database was performed with the search terms „direct acting antiviral therapy“ and „hepatocellular carcinoma,“ on behalf of the German Alliance for Liver Cancer (GALC). All publications (full publications, letters to the editor) available up until 31 January 2017 were taken into account.
Results
De novo HCC in patients with liver cirrhosis
An overview of de novo HCC in patients with liver cirrhosis is shown in Table 1. In the first report, the 285 cirrhotic patients had an HCC incidence of 3.16% within 6 months after completion of DAA therapy (SVR: 91%) (20). Kozbial et al. reported an HCC incidence for 195 patients with advanced liver disease of 6.6% / 5.2% (all patients / after SVR) within 12 months (21). The working group of Cardoso et al. reported an HCC incidence for 54 cirrhotic patients of 7.4% within 12 months (SVR: 100%) (22). All three groups assessed the HCC incidence as higher after DAA therapy than after IFN therapy in historical comparison.
Table 1. Publications on de novo HCC in patients with liver cirrhosis.
First author (reference) |
Number of patients |
Median follow-up after DAA therapy (months) |
Incidence de novo HCC |
Conti (20) FP | 285 | 6 | 3.16% |
Kozbial (21) LTE | 193 | 12 | 6.6% 5.2% (SVR) |
Cardoso (22) LTE | 54 | 12 | 7.4% |
Cheung (23) FP | 317 89*1 216*2 |
15 (6) 15 (6) 6 |
5.4 % (3.5%) 11.2 % (6.7%) 4.2% |
*1 patients who did not achieve SVR; *2 untreated control group
DAA. direct acting antivirals; HCC. hepatocellular carcinoma; LTE. letter to the editor;
SVR. sustained virological response; FP. full publication
In a further study, 317 out of 406 patients with decompensated cirrhosis (17.2% with prior history of HCC) achieved SVR (78.1%) (23). The HCC incidence within the first 6 months was 4.2%, 3.5%, and 6.7% for patients who were untreated (retrospective cohort), who achieved SVR, or who did not achieve SVR, respectively. The authors concluded that, as compared to retrospective cohorts, the risk of HCC is not higher after DAA therapy.
Overall, the de novo HCC incidence after DAA therapy in cirrhotic patients (most of whom achieved SVR) is 3.2–3.5% (at 6-month follow-up) and 5.2–7.4% (at 12-month follow-up). These values are much higher than the annual incidence observed in patients after IFN-induced SVR (<1.5% in historical cohorts) (10).
HCC relapse in patients after HCC treatment with curative intent
An overview of publications on HCC recurrence in patients after HCC treatment with curative intent is given in Table 2. In 58 patients (94.8% cirrhosis) who achieved a complete response (CR) to HCC treatment, a recurrence rate of 27.6% was observed within 5.7 months after DAA therapy (SVR: 97.5%; median time between HCC treatment and onset of DAA therapy: 11.2 months) (24). In 59 patients, a relapse rate of 28.81% was observed within 6 months after DAA treatment (SVR: 87%; median time between HCC treatment and onset of DAA therapy: 12.5 months) after achieving a CR following HCC treatment (20).
Table 2. Publications on HCC relapse in patients after HCC treatment with curative intent (resection. local ablation. liver transplantation).
First author (reference) |
Number of patients |
Median time HCC treatment until DAA therapy (months) |
Median follow-up after DAA therapy (months) |
Relapse rate (relapse rate per 100 person-years) |
Median time DAA therapy until recurrence (months) |
Reig (24) FP |
58 | 11.2 | 5.7 | 27.6% | 3.5 |
Conti (20) FP |
59 | 12.5 | 6 | 28.8% | 3.3 |
Yang (25) LTE |
28 84*1 |
? | ? | 27.8% 9.5% |
4/5 <6 months 2/6 <6 months |
Zavaglia (26) LTE |
31 | 19.3 | 8 | 3.2% | ? |
Torres (e1) LTE |
8 | 7.5 | 12 | 0% | ? |
Zeng (e2) LTE |
10 | ? | 15 | 0% | ? |
Minami (27) LTE |
27 38*2 861*1 |
5.8 5.4 ? |
15.6 | 21.1%; 29.8%*3 26.3%; 52.9%*3 30.5%; 61.0%*3 |
? |
Pol (CUPILT substudy)*4 (28) FP |
314 | 67 | ? | 2.2% | 7.0 |
Pol (CirVir substudy)*4 (28) FP |
13 66*1 |
3 | ? | 7.7% (1.73) 47.0% (1.11) |
? |
Pol (Hepather substudy)*4 (28) FP |
189 78*1 |
22.8 19.2 |
20.2 26.1 |
12.7 % (0.73) 20.5% (0.66) |
? |
*1untreated control group; *2 interferon therapy; *3 1- and 2-year relapse rates; *4 subgroups of the ANRS Collaborative Study Group on Hepatocellular Carcinoma (28);
DAA, direct acting antivirals; HCC, hepatocellular carcinoma; LTE, letter to the editor; FP, full publication
Yang et al. reported on 18 HCC patients who received DAA therapy (SVR: 50%) before liver transplantation (median waiting time: 11 months) (25). The relapse rate was 27.8% (with DAA therapy) and 9.5% (for 63 patients not treated with antiviral drugs) (P=0.06).In the meantime, however, several publications have reported no observed increase in the HCC relapse rate. For 31 cirrhotic patients who achieved a CR following HCC treatment, a 3.2% HCC relapse rate was observed at 8 months following DAA therapy (SVR: 84%; median time between HCC treatment and onset of DAA therapy: 19.3 months) (26).
A Japanese working group reported on 1191 HCC patients, who were mostly cirrhotic, who were treated only with radiofrequency ablation (27). Of these, 27 patients were then treated with DAA therapy (SVR: 85%), and 38 with IFN therapy (SVR: 34%) (median time between HCC treatment and DAA or IFN therapy: 5.8 / 5.4 months), while a control group of 861 was not treated. The relapse rates after 1 or 2 years were 21.1% / 29.8% (DAA therapy), 26.3% / 52.9% (IFN therapy), and 30.5%/61.0% (control group) (P=0.101; median follow-up: 15.6 months).
In the ARNS CO23 CUPILT substudy (28), 314 HCV patients received DAA therapy at a median follow-up time of 67 months after liver transplantation (SVR: 96.8). Of these patients, 2.2% had a relapse after a median time of 7 months following DAA therapy. In the ANRS CO12 CirVir substudy (28), 13 of 79 patients received DAA therapy 3 months after complete response to HCC treatment with curative intent. The rate of HCC recurrence was 7.7% in the DAA group (1.11/100 person-years) and 47.0% in the untreated group (1.73 / 100 person-years; P=0.748). In the ANRS CO22 HEPATHER substudy (28), 189 of 267 HCC patients received DAA therapy after HCC treatment with curative intent (median time between HCC treatment and onset of DAA therapy/study inclusion: 22.8/19.2 months). The median follow-up time was 20.2 and 26.1 months, and the relapse rate was 12.7% (0.73/100 person-years) and 20.5% (0.66/100 person-years; P=0.8756), for the DAA-treated and untreated groups, respectively (28). Thus, the rates of HCC recurrence at 6 months after DAA therapy reported in many current publications are higher than the previously given rates for this area (of about 20% to 30% at 12 months after resection or local ablation, or <5–10% at 12 months after liver transplantation according to the Milan criteria (24, 29–31). The rates of recurrence were highest when the median time between HCC treatment and the onset of DAA therapy was less than 12 months (20, 24).
Discussion
It is important to note that all reports were exclusively retrospective analyses of mostly uncontrolled and relatively small cohorts. Therefore, it cannot be ruled out that de novo or relapsed HCC was not detected in some patients due to insufficient monitoring or to insufficient follow-up care prior to DAA therapy, respectively, and that these cases were mistakenly associated with DAA therapy. This could also explain the rapid onset of some tumors shortly after the conclusion of DAA therapy (20, 24). Further, it should be taken into account that modern imaging techniques now make it possible to obtain an earlier reliable HCC diagnosis, which is reflected in the currently reported higher incidence rates. In this context, a possible lead time bias must also be noted. That is, the lead time is “falsified” through a seemingly prolonged survival time of patients due to advancing the time of diagnosis as compared to patients who received a diagnosis only after clinical symptoms appeared (if no effective therapy is available). Additionally, the fact that SVR is achieved more rapidly with DAA therapy (usually within 6 months) than with IFN therapy (usually by 15 months) makes it more possible to observe HCC relapse after SVR, especially with aggressive tumors that recur rapidly.
A key aspect, however, is the fact that there was a marked change in prescribing behavior with DAA therapy as compared to IFN therapy, which is mainly due to its significantly better side-effect profile. This leads to a significant inclusion bias, as treatment now includes older patients (median: 10 to 15 years older), patients with advanced liver cirrhosis (Child-Pugh class B/ C), and patients with increased comorbidity treated with antiviral therapy (32, 33). The same is true for patients after HCC treatment with curative intent, as they can now be treated with antiviral therapy significantly earlier after the procedure (34). Further, these factors are already primarily associated with an increased risk of HCC (32, 33). These are relatively new findings that still require a sufficient level of statistical evidence. It should also be pointed out that most recent data have a limited follow-up period, and that almost no publications have direct compared DAA with IFN therapy.
Additionally, most publications lack essential data on the rate of SVR, severity of liver cirrhosis, and/or extent of monitoring / follow-up before and after DAA therapy. Some publications included patients with or without previous HCC in the analyses, while others listed transarterial chemoembolisation (TACE) as a treatment with curative intent. Large differences were also observed in times given for the interval between HCC treatment, the last documentation of CR, the start of DAA therapy, and the duration of follow-up.
DAA therapy and its associated high rates of SVR will lead to a significant reduction in HCC incidence in the long term, as patients can be treated before developing cirrhosis, thereby eliminating a critical risk factor for HCC development. In the current publications, however, higher rates of HCC incidence and relapse have been observed for patients with liver cirrhosis, and especially after HCC treatment with curative intent, in a historical comparison to IFN therapy. As mentioned above, these effects can be due to a considerable inclusion bias.
One of the main differences between IFN therapy and the new DAA therapy is the kinetics of virus elimination. The very rapid drop in virus load in the context of DAA therapy significantly reduces inflammation-triggered immunosurveillance (24, 35, 36). This could lead to accelerated tumor progression together with increased proliferative stimuli in the context of liver regeneration; neoangiogenesis could also possibly play a role in this context (37). Overall, it appears unlikely that the possibly lower HCC incidence after IFN therapy is due to a clinically relevant direct anti-proliferative effect of IFN, which has never been sufficiently demonstrated in prospective HCC studies (38).
In our opinion, DAA therapy does not lead to an initiation of hepatocarcinogenesis (that is, it has no direct carcinogenic effect); if anything, it could lead to accelerated and/or more aggressive progression, and thereby to an (earlier) manifestation of latent tumors or to recurrence.
Due to the lack of controlled studies, there are currently no restrictions on DAA therapy for patients with cirrhosis without HCC in their medical history or after HCC treatment with curative intent, as long as the following recommendations are observed:
Prior to initiation of DAA therapy, HCC should be carefully excluded in patients with liver cirrhosis. Patients with liver cirrhosis should continue to be monitored for HCC for an indefinite period of time, even if they have achieved SVR (Figure a).
Prior to initiation of DAA therapy, relapse should be carefully excluded in patients after HCC treatment with curative intent (e.g., resection and local ablation). DAA therapy should be initiated 6 to 12 months (at the earliest) after CR. This recommendation is based on the fact that patients should be identified who experience an early HCC relapse (29) and who would therefore not benefit from starting DAA therapy from the outset. Following HCC treatment with curative intent, a close follow-up should be carried out after DAA therapy, irrespective of SVR status (Figure b).
The discussion about whether or not patients with HCC who are on the waiting list for liver transplantationshould receive DAA therapy only after liver transplantation should be continued until further data about DAA therapy are available (Figure c).
DAA therapy is currently not recommended for patients with HCC receiving palliative therapy (including TACE without CR) (Figure d).
The last two recommendations are additionally supported by current data showing a low SVR rate after DAA therapy in HCV patients with clinically evident HCC (39).
A careful long-term analysis of the patients treated to date, and a subsequent evaluation of the „real life“ register, are necessary. It may be possible to identify a subgroup of patients who do not benefit from DAA therapy with regard to HCC risk, analogous to patients with advanced cirrhosis of the liver (40), or who require closer monitoring.
In addition, multicenter studies should be investigated for intensified monitoring (both time and mode) before and after DAA therapy of patients with liver cirrhosis, as well as for a time-staggered DAA therapy after HCC treatment with curative intent. Likewise, patients with HCC on the waiting list for liver transplantation who receive DAA therapy should be compared with those who receive it after liver transplantation.
The use of DAA therapy together with a palliative therapy using TACE or in combination with a targeted drug therapy or immunotherapy could also be investigated prospectively.
Irrespective of its outcome, the current discussion provides further evidence that antiviral therapy should be performed before the onset of advanced liver fibrosis, as this makes it possible to eliminate a critical risk factor for the development of HCC. Nonetheless, this recommendation contradicts the prioritization policies of many health systems.
Key Messages.
For hepatitis C virus (HCV) patients with liver cirrhosis who have achieved SVR with direct acting antivirals (DAA), at this point in time a higher de novo incidence of hepatocellular carcinoma (HCC) can partially be observed in historical comparison to interferon (IFN) therapy.
Prior to initiation of DAA therapy, these patients should be carefully examined to exclude the presence of HCC.
DAA therapy should start 6 to 12 months (at the earliest) after HCC treatment with curative intent.
Irrespective of the current observations, it is to be expected that DAA therapy and its resulting long-term viral eradication will lead to a significant reduction in HCV-associated all-cause mortality, including that due to HCC incidence.
Acknowledgments
Translated from the original German by Veronica A. Raker, PhD.
Footnotes
Conflict of interest statement
PD Dr. Wörns has received consultancy honoraria from Abbvie, Bayer, and BMS; conference fees and travel expense reimbursement from Abbvie, Bayer, Healthcare, BMS, and Gilead; and study support (third-party funding) from Abbvie, Bayer, BMS, Gilead, and Janssen.
Prof. Galle has received consultancy honoraria from Bayer, Lilly, BMS, MSD, AstraZeneca, Merck, Sirtex, and Sillajen; conference fee reimbursement from Bayer and Lilly; travel expense reimbursement from Bayer, Lilly, and AstraZeneca; speaking honoraria from Bayer, BMS, Lilly, and MSD; and study support (third-party funding) from Bayer, BMS, MSD, Sirtex, and Lilly.
Prof. Zeuzem has received consultancy honoraria, study support (third-party funding), travel expense reimbursement, and speaking honoraria from Abbvie, BMS, Gilead, Janssen, and Merck (MSD).
Prof. Manns has received consultancy honoraria from Roche, Bristol Myers Squibb, Gilead, Boehringer Ingelheim, Novartis, Merck (MSD), Janssen, GlaxoSmithKline, Biotest, and Abbvie; conference fee reimbursement from Gilead, Abbvie, BMS, and Merck (MSD); travel expense reimbursement from Gilead, Abbvie, BMS, and Novartis; and speaking honoraria and study support (third-party funding) from Roche, Bristol Myers Squibb, Gilead, Boehringer Ingelheim, Novartis, Merck (MSD), Janssen, GlaxoSmithKline, Biotest, and Abbvie.
Prof. Schirmacher and Prof. Vogel declare that no conflict of interest exists.
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