89Zr-lumretuzumab PET imaging before and during HER3 antibody lumretuzumab treatment in patients with solid tumors

Abstract

Purpose

We evaluated biodistribution and tumor targeting of ⁸⁹Zr-lumretuzumab before and during treatment with lumretuzumab, a human epidermal growth factor receptor 3 (HER3)-targeting monoclonal antibody.

Experimental design

20 patients with histologically confirmed HER3-expressing tumors received ⁸⁹Zr-lumretuzumab and underwent Positron Emission Tomography (PET). In Part A, ⁸⁹Zr-lumretuzumab was given with additional, escalating doses of unlabeled lumretuzumab and scans were performed 2, 4 and 7 days postinjection to determine optimal imaging conditions. In Part B, patients were scanned following tracer injection before (baseline) and after a pharmacodynamic (PD)-active lumretuzumab dose for saturation analysis. HER3 expression was determined immunohistochemically in skin biopsies. Tracer uptake was calculated as standardized uptake value (SUV).

Results

Optimal PET conditions were found to be 4 and 7 days after administration of ⁸⁹Zr-lumretuzumab with 100 mg unlabeled lumretuzumab. At baseline using 100 mg unlabeled lumretuzumab, the tumor SUVmax was 3.4 (±1.9) at 4 days postinjection. SUVmean for normal blood, liver, lung and brain tissues were 4.9, 6.4, 0.9 and 0.2, respectively. Saturation analysis (n=7) showed that 4 days after lumretuzumab administration, tumor uptake decreased by 11.9% (±8.2), 10.0% (±16.5) and 24.6% (±20.9) at PD-active doses of 400, 800 and 1600 mg, respectively, when compared to baseline. Membranous HER3 was completely downregulated in paired skin biopsies already at and above 400 mg lumretuzumab.

Conclusions

PET imaging showed biodistribution and tumor specific ⁸⁹Zr-lumretuzumab uptake. Although, PD-active lumretuzumab doses decreased ⁸⁹Zr-lumretuzumab uptake, there was no clear evidence of tumor saturation by PET imaging as the tumor SUV did not plateau with increasing doses.

Introduction

The members of the human epidermal growth factor receptor (HER) family play a critical role in tumor growth, proliferation and progression in multiple epithelial malignancies (1). Due to its lack of intrinsic tyrosine kinase activity and its need for dimerization partners, the role of HER3 in cancer, however, has long been unclear. HER3 is physiologically expressed in normal human tissues, such as the gastrointestinal, urinary, respiratory and reproductive tract and skin (2). In multiple cancer types, HER3 overexpression has been linked with poor prognosis which increased interest in HER3 as potential target in cancer therapy (3–9).

Lumretuzumab (RG7116, RO5479599) is a glycoengineered humanized monoclonal antibody directed against the extracellular domain of HER3, displacing its ligand and inhibiting heterodimerization and downstream signaling. Furthermore, the antibody can cause direct cell death through antibody-dependent cellular cytotoxicity (10). A phase I study in patients with HER3-positive solid tumors of epithelial origin showed that lumretuzumab monotherapy was well tolerated and signs of clinical activity were reported (11).

Several challenges hamper early clinical development of novel molecular tumor-targeting agents. Firstly, intra- and intertumor heterogeneity with regard to target expression is likely an important contributor to treatment failure (12–19). Secondly, finding the optimal dose and dosing schedule of antibodies in a dose escalation study with a limited number of (heterogeneous) patients is challenging given potentially high intra- and interindividual variance in blood pharmacokinetics (PK). Due to limited or no side effects even at high doses, traditional approaches focusing on dose-limiting toxicities do not provide sufficient guidance (20). Finally, assumptions concerning the biodistribution of new drugs are often only based on blood PK while information concerning the antibody level in the tumor lesions and target saturation at different doses are lacking.

By labeling antibodies with zirconium-89 (⁸⁹Zr) positron emission tomography (PET) can be performed. This technique can assess target expression non-invasively at a whole body level and determine the biodistribution of the administered antibody (21). Over 15 therapeutic antibodies have already been labeled with ⁸⁹Zr and tested in clinical trials (21–29). Performing serial PET scans before and during treatment allows investigation of target accessibility during treatment and may therefore be used to assess whether target saturation has been achieved. Based on antibody characteristics, radioactive decay and dose of ⁸⁹Zr, a second tracer injection followed by a series PET scans can be performed 14 days after the first (24, 26).

First we labeled the anti-HER3-antibody lumretuzumab with ⁸⁹Zr with high specific activity and radiochemical purity. Subsequently, in human tumor-bearing mice we showed that ⁸⁹Zr-lumretuzumab specifically accumulated in HER3-expressing tumors related to HER3 expression levels (30).

This resulted in the clinical trial in which we determined the biodistribution and tumor targeting characteristics of ⁸⁹Zr-lumretuzumab before and during lumretuzumab treatment, including assessment of target saturation, and comparing these to serum PK and skin biopsies to evaluate pharmacodynamic (PD) effects.

Patients and methods

Patient population

Patients with histologically confirmed locally advanced or metastatic HER3-expressing solid tumors of epithelial origin for whom no standard therapy existed were eligible for this study. Other eligibility criteria included age ≥ 18 years, written informed consent, Eastern Cooperative Oncology Group (ECOG) performance status of 0-2 and adequate hematological (neutrophil count ≥ 1.5 x 10⁹/L, platelet count ≥ 100 x 10⁹/L, hemoglobin ≥ 10 g/dL), liver (bilirubin ≤ 1.5 x upper limit of normal [ULN], aspartate aminotransferase/alanine aminotransferase ≤ 2.5 × ULN, in case of liver metastases ≤ 5 × ULN) and renal function (serum creatinine ≤ 1.5 x ULN). Patients with significant concomitant diseases, active infections, current high doses of systemic corticosteroids or symptomatic central nervous system primary tumors or metastases, were excluded. Patients with previously unknown, asymptomatic brain metastases, which were detected on ⁸⁹Zr-lumretuzumab PET, were allowed to remain on the study according to the investigator’s judgment unless radiotherapy for brain metastases was indicated.

This study was centrally approved by the Medical Ethical Committee of the Netherlands Cancer Institute and the Central Committee on Research Involving Human Subjects. All patients provided written informed consent. It was registered as part of the phase I study (ClinicalTrials.gov identifier NCT01482377).

HER3 expression in archival and freshly obtained tumor and skin samples

HER3 membrane expression was assessed centrally in biopsies from metastases to confirm patient eligibility for entry into the study and in skin biopsies at baseline and after the first PD-active dose using a validated immunohistochemistry (IHC) assay (Ventana Benchmark XT platform, primary antibody HER3 monoclonal antibody clone 7.3.8, Source Bioscience Ltd). HER3 positivity was defined as any positive membrane staining with a minimum of 100 neoplastic cells being evaluated. IHC was assessed semi-quantitatively using an immunoreactive score (IRS) according to: IRS = staining intensity (SI) x percent tumor cells stained (PS), where SI = 1 x “+” score + 2 x ”++” score + 3 x ”+++” score) / 100 and PS = (“+” score + ”++” score + ”+++” score) / 100.

Study design

This single-center, open-label, imaging study was performed at the University Medical Center Groningen (UMCG), the Netherlands.

Clinical grade ⁸⁹Zr-lumretuzumab was produced at UMCG essentially as described previously (30, 31). In Part A, the optimal imaging dose and schedule for ⁸⁹Zr-lumretuzumab PET imaging were assessed, and in Part B, patients underwent two series of ⁸⁹Zr-lumretuzumab PET to analyze the biodistribution of ⁸⁹Zr-lumretuzumab and to determine the dose of unlabeled PD-active lumretuzumab required to achieve maximal or optimal tumor saturation.

In Part A, a fixed dose of 37 MBq ⁸⁹Zr-lumretuzumab (~1 mg) was given with additional, escalating doses of unlabeled lumretuzumab in cohorts of 2 to 3 patients. The unlabeled lumretuzumab was administered over 15 minutes via an intravenous infusion, before ⁸⁹Zr-lumretuzumab bolus injection. After tracer injection patients were observed for 4 hours for infusion-related reactions (IRRs). PET scans in combination with low dose CT-scans for attenuation correction and anatomic reference were performed at 2, 4 and 7 days postinjection with a Biograph mCT 64-slice PET/CT camera (Siemens).

As often, an additional dose of unlabeled antibody was required for imaging to guarantee sufficient circulating labeled antibody and thereby to improve tumor visualization (23, 26, 29, 32). We first verified the tracer biodistribution with escalating doses of 10, 50 and 100 mg of unlabeled lumretuzumab. We considered the unlabeled antibody dose to be sufficient when the circulation was adequately visualized 7 days post tracer injection. The optimal time point for PET scanning was determined by analyzing tumor tracer uptake serially at 2, 4 and 7 days postinjection and available amount of tracer in the circulation.

In Part B, patients underwent two series of ⁸⁹Zr-lumretuzumab PET imaging. The first series (baseline) was performed using the optimal imaging dose and schedule determined in Part A (~1 mg ⁸⁹Zr-lumretuzumab along with 100 mg unlabeled lumretuzumab followed by PET scans at days 4 and 7 postinjection). Fourteen days after the first tracer injection a second tracer injection was administered and imaging repeated at optimal schedule. During the second series (on-treatment), ⁸⁹Zr-lumretuzumab was dosed with increasing PD-active doses of unlabeled lumretuzumab (400, 800 or 1600 mg) in subsequent patient cohorts. These lumretuzumab doses had been cleared for safety in the phase I study and all resulted in a downregulation of membranous HER3 protein measured by IHC in 35/38 tumor and skin biopsies 14 days after the first lumretuzumab administration compared to baseline (11).

After the last PET scan, patients continued with lumretuzumab monotherapy on a 2-weekly schedule and at the highest safe dose determined in the phase I study. Diagnostic CT scans were performed within 28 days before the first tracer injection and every 8 weeks (± 7 days) after start of lumretuzumab treatment or if clinically indicated.

⁸⁹Zr-lumretuzumab PET analysis

PET scans were reconstructed (iterative reconstruction method: 28 matrix, 2 iterations, 8 subsets and 10 mm filter) and analyzed by a single dedicated nuclear medicine physician. All tumor lesions on the baseline diagnostic CT scan were recorded, including measurability according to RECIST 1.1 (33). Tumor lesions with visible tracer uptake on the ⁸⁹Zr-lumretuzumab PET were considered quantifiable when the tumor size was at least 10 mm and measurement of tumor tracer uptake was considered not to be influenced by surrounding tissue (e.g. by the aorta or the liver). With the AMIDE (A Medical Image Data Examiner) software (version 0.9.3, Stanford University), radioactivity was quantified by manually drawing three dimensional volumes of interest (VOI) around tumor lesions and in the left ventricle (reflecting blood pool), liver, spleen, kidney, intestine, lung, brain, compact bone and muscle to assess ⁸⁹Zr-lumretuzumab normal organ distribution (34). Standardized uptake values (SUV) were calculated using the amount of injected activity, bodyweight and the amount of radioactivity within a VOI. We report the SUVmax (the maximum voxel intensity in the VOI) for tumor lesions and SUVmean (the mean voxel intensity of all voxels in the VOI) for normal organ tracer uptake. Furthermore, the tumor-to-blood ratio (TBR) was calculated for all tumor lesions. In Part B, baseline tumor tracer uptake, assessed during the first PET imaging series, was compared to tumor tracer uptake after the PD-active lumretuzumab dose during the second PET imaging series. In both series the tumor tracer uptake was calculated as TBR to increase comparability and the change in TBR with escalating PD-active doses of lumretuzumab served as a read out for target saturation.

Additionally, the liver was delineated on all PET scans and its volume and the radioactivity present were calculated. The activity of the liver was compared to the injected dose and the remaining dose in the body (VOI: head to tuber ischiadicum) on the respective PET scan and expressed as percent of injected (%ID) and percent of remaining dose (%RD), respectively.

Safety assessments

The National Cancer Institute (NCI) Common Terminology Criteria for Adverse Events version 4.03 were used to evaluate side effects (35). Patients were assessed for adverse events at each clinical visit and if necessary throughout the study.

Pharmacokinetic assessments

Blood samples were collected for determination of labeled and free ⁸⁹Zr and lumretuzumab PK before, directly after, as well as 2 and 4 hours following tracer injection and on the days of PET scans (2, 4 and 7 days post tracer injection) during the baseline scan series (Part A and B). After the second tracer injection (Part B only) blood samples only for lumretuzumab PK were collected before, directly after, 2, 5 hours and 2, 4 and 7 days postinjection.

Lumretuzumab concentration (in µg/mL) was determined in human serum using a validated ELISA method. Biotinylated ectodomain of human HER3, lumretuzumab reference standard or diluted samples and anti-lumretuzumab detection antibody labeled with digoxigenin were bound to streptavidin-coated plates. The immobilized immune complexes were detected by anti-digoxigenin antibody conjugated to horseradish peroxidase. 3,3',5,5'-Tetramethylbenzidine substrate was used to produce a colorimetric signal photometrically determined at 450 nm (690 nm reference wave length) which is proportional to the lumretuzumab amount in the sample. The calibration was 10.0 ng/mL to 1000 ng/mL for lumretuzumab in 100% human serum. The lower limit of quantification was 15.0 ng/mL in native human serum.

Activity (in counts per minute) of ⁸⁹Zr was measured in 1 mL serum and in 1 mL whole blood using a calibrated well-type γ-counter (LKB Instruments), followed by conversion to radioactivity concentration (Bq/mL). The radioactivity concentrations of serum and whole blood samples were then compared to the activity in the blood pool (Bq/mL) on PET scans, and to the measured lumretuzumab serum concentrations.

Statistical analyses

Statistical analyses were performed using SPSS Version 22. Significant differences between two groups were calculated either using independent sample Student’s t-test or Mann-Whitney U test depending on normality of distribution as assessed by the Shapiro-Wilk test. In case of three or more groups with normally distributed data, significant differences were calculated using a one-way ANOVA with either posthoc Gabriel or Games-Howell test depending on homogeneity of variances as assessed by Levene’s test. If data was not normally distributed, groups were compared using a Kruskal-Wallis followed by a Mann-Whitney U test. P ≤ 0.05 was considered to be a significant difference. All analyses were 2-sided. Bivariate correlations were performed using Pearson (for continuous variables) or Spearman (for ordinal variables) correlation coefficients. Data are presented as mean ± standard deviation (SD), unless otherwise stated.

Results

Patient characteristics

Twenty patients were enrolled from December 2012 until November 2014, 7 in Part A and 13 in Part B. Patient characteristics are summarized in Table 1 and Suppl. Fig. S1.

Table 1. Patient characteristics.

Characteristic	All patients (n = 20)
Age, median years (range)	62.5 (45-72)
Sex
Male n (%)	10 (50)
Female n (%)	10 (50)
ECOG PS
0 n (%)	12 (60)
1 n (%)	5 (25)
2 n (%)	3 (15)
Tumor type, n (%)
Rectal cancer	7 (35)
Colon cancer	4 (20)
Head and neck cancer	2 (10)
Cancer of unknown primarya	2 (10)
Ovarian cancer	1 (5)
Esophageal cancer	1 (5)
Breast cancer	1 (5)
Cancer of the ampulla of Vater	1 (5)
Vulvar cancer	1 (5)
Prior systemic palliative therapies, n
0	5 (25)
1	3 (15)
2	4 (20)
> 2 (3-7)	8 (40)

^aTumor cells were considered of epithelial origin based on positive staining of at least one epithelial marker (cytokeratins, EMA and EpCAM).

Eighteen of 20 patients received one or more infusions of lumretuzumab (range 0 to 8, median 4) after baseline ⁸⁹Zr-lumretuzumab PET.

⁸⁹Zr-lumretuzumab PET

Optimal imaging dose and schedule

The optimal imaging dose was assessed in 7 patients across 3 cohorts. Patients in the first two cohorts (n = 2 each) received ~1 mg ⁸⁹Zr-lumretuzumab with either 10 or 50 mg additional unlabeled lumretuzumab. At both doses, the amount of tracer left in the circulation 7 days postinjection was too low for adequate tumor visualization (SUVmean in blood 7 days postinjection 0.5 ± 0.2 with 10 mg, 2.3 ± 1.5 with 50 mg unlabeled lumretuzumab). Therefore, another 3 patients received ⁸⁹Zr-lumretuzumab together with 100 mg of unlabeled lumretuzumab, which resulted in sufficient tracer present in the circulation 7 days postinjection (SUVmean in blood of 3.6 ± 1.1) to allow adequate tumor visualization. Improved blood tracer availability over time resulted in superior imaging results compared to the 10 and 50 mg dose cohorts. Mean tumor tracer uptake increased from SUVmax 1.8 ± 1.1 assessed in 25 tumor lesions (10 mg) to 4.2 ± 2.4 assessed in 18 lesions (100 mg; P < 0.05). The PET scan 2 days postinjection was omitted in Part B, as it did not add information to the PET scans performed 4 and 7 days postinjection.

Organ distribution

Normal organ distribution was evaluated in all 16 patients who received 100 mg unlabeled lumretuzumab together with the tracer followed by at least two baseline PET scans 4 and 7 days postinjection (Part A n = 3, Part B n = 13). On day 4 postinjection the highest tracer uptake was seen in the liver with SUVmean of 6.4 ± 1.1 (Fig. 1). Furthermore, relatively high tracer levels were seen in the circulation (4.9 ± 1.3), the kidneys (4.2 ± 0.8), spleen (3.8 ± 1.1) and intestine (3.1 ± 1.2). Tracer uptake was much lower in brain, muscle, bone, abdominal cavity and lung (SUVmean 0.2 ± 0.1, 0.5 ± 0.2, 0.6 ± 0.2, 0.6 ± 0.3 and 0.9 ± 0.2, respectively). Comparable tracer distributions were seen on day 7 postinjection, and in the patients who received 10 or 50 mg unlabeled lumretuzumab in Part A.

Figure 1.

A. ⁸⁹Zr-lumretuzumab PET scan with 100 mg unlabeled lumretuzumab 4 days post injection with representative whole body tracer distribution and tracer uptake in multiple brain metastases (black arrows), one lung metastasis behind the liver (white arrow) and the primary tumor (Cancer of the ampulla of Vater, blue arrow). B. ⁸⁹Zr-lumretuzumab organ biodistribution 4 days post injection for different doses of unlabeled lumretuzumab; 10 mg unlabeled lumretuzumab in white bars (n = 2), 50 mg unlabeled lumretuzumab in grey bars (n = 2), 100 mg unlabeled lumretuzumab in black bars (n = 16).

Relatively high tracer uptake was observed in healthy liver tissue, which was comparable across dose levels at baseline and after the first lumretuzumab dose (P > 0.05; Fig. 1 and Suppl. Fig.S2). When compared to injected imaging dose, liver uptake decreased over time from 10.2 %ID (± 2.7) on day 2 to 3.4 %ID (± 2.9) on day 7 (Suppl. Fig.S2A) during the baseline scan series and were comparable after the first PD-active dose (P > 0.05). After correcting for the amount of radioactivity remaining in the body assessed on the PET scan, the liver uptake for all dose cohorts did not differ (P > 0.05) with a mean liver uptake of 14.6% (± 0.8) of the remaining dose (%RD; Suppl. Fig.S2B).

Tracer uptake in tumor lesions

Overall, a total of 598 tumor lesions (median number of lesions per patient: 18, range 3-159) from 20 patients were recorded based on the diagnostic CT scans (Suppl. Table S1). Of these, 382 lesions were < 10 mm. Of the 216 lesions ≥ 10 mm, 146 lesions (67.6%) were visible on ⁸⁹Zr-lumretuzumab PET, of which 115 (53.2%) had quantifiable ⁸⁹Zr-lumretuzumab tracer uptake. In all but one patient, tracer uptake was observed in at least one lesion. A median of 5 (range 0-20) lesions per patient were quantifiable for ⁸⁹Zr-lumretuzumab tracer uptake. Seventy of the 216 lesions (32.4%) with a diameter ≥ 10 mm were not visible on ⁸⁹Zr-lumretuzumab PET. Of these 70 lesions, 19 were liver metastases where visible tracer uptake was precluded by the relatively higher tracer uptake of surrounding normal liver tissue. The remaining 51 non-visible lesions in 17 patients were located outside the liver.

Using 10 mg of unlabeled lumretuzumab SUVmax was 2.7 (± 1.1), 2.2 (± 1.0) and 1.8 (± 1.1) in 25 quantifiable tumor lesions in two patients on 2, 4 and 7 days postinjection, respectively. At 50 mg SUVmax was comparable (n = 2 patients with 13 lesions). At 100 mg of unlabeled lumretuzumab, SUVmax increased to 4.0 (± 2.1) 2 days postinjection (n = 3 patients with 18 lesions, Part A), 3.4 (± 1.9) 4 days postinjection and 3.4 (± 2.1) 7 days postinjection (both 4 and 7 days postinjection n = 16 patients with 77 lesions, Part A and B) and the TBR increased over time (Suppl. Fig. S3). The highest SUVmax at the 100 mg dose level was seen in 8 abdominal lesions (adrenal gland, intestine and ovaries, and other unspecified abdominal tissue lesions) with 6.0 (± 1.9) and 6.0 (± 2.2) 4 and 7 days postinjection, respectively (Table 2). Furthermore, tumor uptake was also high in head and neck lesions, lymph nodes, brain lesions and a previously unknown bone metastasis, but lower in pulmonary and subcutaneous lesions. Ascites and/or pleural effusion present in three patients were also visible on all PET scans.

Table 2. ⁸⁹Zr-lumretuzumab tumor uptake at the 100 mg unlabeled lumretuzumab dose level.

Tumor lesion, organ (n)	SUVmax (SD)	SUVmax (SD)
	4 days pi	7 days pi
Solid quantifiable lesionsa (77)
Abdominal lesionsb (8)	6.0 (1.9)	6.0 (2.2)
Lymph node (11)	5.1 (1.4)	4.8 (1.9)
Head and neck (4)	4.9 (0.9)	3.8 (0.9)
Bonec (1)	4.5	5.4
Brain (5)	3.9 (1.7)	4.9 (2.1)
Lung (43)	2.4 (1.2)	2.4 (1.5)
Subcutaneous lesion (5)	2.1 (0.4)	1.9 (0.3)
Malignant fluidsd (5)
Ascites (2)	6.4 (0.4)	5.4 (3.)
Pleural effusion (3)	3.0 (1.6)	2.6 (1.1)

^aSeventy-seven lesions assessed in 16 patients who received 100 mg unlabeled lumretuzumab in addition to the tracer.

^bAbdominal lesions include lesions in the adrenal gland, the intestine, ovaries and other unspecified abdominal tissue.

^cThe detected bone metastases was previously unknown and confirmed by MRI after the ⁸⁹Zr-lumretuzumab PET.

^dMalignant fluids were found in three patients, one having both ascites and pleural effusion.

Pi, postinjection.

⁸⁹Zr-lumretuzumab tracer uptake was shown in at least one tumor lesion in 19/20 patients. In the patient without tumor tracer uptake all 5 lesions visible on the CT scan were located in the liver. Here, ⁸⁹Zr-lumretuzumab uptake was lower than in the surrounding liver tissue and therefore not reliably quantifiable (Fig. 2).

Figure 2.

⁸⁹Zr-lumretuzumab PET (A) and diagnostic CT scan (B) of the liver of patient 4. The liver metastasis (white arrow) is visually cold on the ⁸⁹Zr-lumretuzumab PET scan 7 days after injection of the tracer with additional 50 mg unlabeled lumretuzumab.

Tumor ⁸⁹Zr-lumretuzumab tracer uptake after the first PD-active dose of lumretuzumab compared to baseline

Fourteen days after the first tracer injection (~1 mg ⁸⁹Zr-lumretuzumab together with 100 mg unlabeled lumretuzumab), patients in Part B (n = 13) received a second tracer injection with 400, 800 or 1600 mg lumretuzumab followed by a scan 4 and 7 days postinjection to evaluate the decrease in tracer uptake and potential target saturation. Differences in tracer uptake were evaluable in 7 of the 13 patients. In the remaining six patients this failed due to absence of tumor lesions (repeatedly) quantifiable for tracer uptake (n = 2), obesity (body mass index of 45 in 1 patient), high liver uptake during the second scan series exceeding baseline liver uptake influencing normal tracer biodistribution (n = 1), technical problems (n = 1) and no second series due to progressive disease (n = 1).

Six lesions in the 400 mg cohort, 9 lesions in the 800 mg cohort and 8 lesions in the 1600 mg cohort were quantifiable (Suppl. Table S2). A decrease in tumor tracer uptake at day 4 after the first PD-active dose and the corresponding baseline PET was seen in all 6 lesions at the 400 mg dose level, in 6 out of 9 lesions at 800 mg and in 7 out of 8 lesions at 1600 mg (Fig. 3 and Suppl. Table S3). In the 800 mg cohort, the 3 lesions without a decrease in tracer uptake were located in the lung, whereas the one at 1600 mg without a decrease in uptake was an abdominal lesion.

Figure 3.

Percentage change of tracer uptake (as tumor-to-blood ratio) after the first PD-active dose of lumretuzumab (400, 800 or 1600 mg) versus baseline (100 mg unlabeled lumretuzumab) in 23 quantifiable lesions (n = 7 patients) 4 days postinjection.

The tumor tracer uptake (as percentage change in TBR) in the quantifiable lesions decreased 4 days postinjection by 11.9% (± 8.2%) at 400 mg, 10.0% (± 16.5%) at 800 mg and 24.6% (± 20.9%) at 1600 mg compared to the baseline PET scan with 100 mg of unlabeled lumretuzumab, whilst at 7 days postinjection, the decrease in tumor uptake was 1.5% (± 14.0%) at 400 mg, 16.9% (± 12.4%) at 800 mg and 11.8% (± 28.2%) at 1600 mg compared to baseline (Suppl. Fig. S4).

Lumretuzumab and ⁸⁹Zr pharmacokinetics

The PK of lumretuzumab was non-linear from 10 mg up to 100 mg. Both C_max and AUC_last showed a greater than dose proportional increase, accompanied by a decline in clearance over the same dose range, indicating that the elimination of lumretuzumab across this dose range was predominantly target-mediated. Overall, systemic exposure (AUC_last) during the first cycle in patients treated with 400, 800 and 1600 mg increased dose proportional with comparable total clearance. PK variability was observed among cohorts and within cohorts.

Activity of ⁸⁹Zr assessed in serum and whole blood samples and lumretuzumab serum concentration correlated strongly with blood pool activity assessed on PET scans at baseline (Suppl. Fig. S5).

HER3 expression

HER3 tumor expression was seen in all 20 patients at baseline (Suppl. Fig. S6). In 11 of 12 biopsied non-hepatic tumor lesions tracer uptake was visible on ⁸⁹Zr-lumretuzumab PET. The one metastasis without visible tracer uptake was an abdominal lesion. Tracer uptake at either day 4 or day 7 did not correlate with baseline HER3 tumor expression (Spearman’s correlation coefficient = 0.049 (P = 0.89) and 0.049 (P = 0.89), respectively, n = 10, Table 3).

Table 3. Tumor HER3 expression and ⁸⁹Zr-lumretuzumab tumor tracer uptake.

Patient	Unlabeled lumretuzumab (mg)	Tumor lesion, organ	HER3 expression (IRS)	89Zr-lumretuzumab uptake (SUVmax)
				4 days pi	7 days pi
1f	10	Lung	2.90	2.37	1.52
2	10	Lymph node	2.90	-e	-e
3	50	Lung	1.62	2.12	2.29
4f	50	Livera	2.50	-	-
5f	100	Lung	0.078	2.39	1.86
6	100	Subcutaneous lesion	2.40	2.29	2.14
7f	100	Livera	2.25	-	-
8	100	Livera	2.50	-	-
9	100	Head and neck	1.35	5.98	4.89
10	100	Livera	0.0035	-	-
11	100	Head and neck	0.16	5.63	3.89
12	100	Livera	2.43	-	-
13	100	Lung	1.71	1.65	1.64
14f	100	Livera	2.57	-	-
15	100	Lung	2.71	3.88	4.23
16	100	Abdominal lesionb	3.0	7.93	7.54
17f	100	Abdominal lesionb,d	1.62	2.14d	2.35d
18f	100	Livera	1.13	-	-
19	100	Livera	2.25	-	-
20	100	Ascitesc	NA	6.68	7.75

^aTracer uptake in hepatic lesions is not visible and not quantifiable on ⁸⁹Zr-lumretuzumab PET due to high tracer uptake of surrounding normal liver tissue.

^bAbdominal lesions include metastasis in the intestine and ovaries.

^cFor IHC, tumor cells were obtained from malignant cell-rich ascites.

^dThe abdominal mass of patient 17 was visually negative on ⁸⁹Zr-lumretuzumab PET, the lesion was quantified for correlation analysis.

^eLesion was visible on ⁸⁹Zr-lumretuzumab PET but tracer uptake was not reliably quantifiable due to adjacent vessels with high blood activity.

^fPatients who received EGFR-targeted therapy in any line prior to inclusion in this study.

IRS, immunoreactive score; NA, not available; pi, postinjection.

Membranous HER3, assessed in paired skin biopsies (n = 8 patients in Part B), was completely downregulated 14 days after the first PD-active lumretuzumab dose compared to baseline (HER3 IHC as median IRS: pre 0.69, post 0; P < 0.0001), which is in line with previously published data (11).

Efficacy and safety of lumretuzumab monotherapy

After the baseline ⁸⁹Zr-lumretuzumab PET scans, the first patient in Part A received lumretuzumab at a dose of 1600 mg for further treatment. All following patients received 2000 mg lumretuzumab. Patients received lumretuzumab for a median of 4 cycles (range 0 to 8 cycles) or a median duration of 57 days (range 1 to 120 days). Five patients (25%) had as best response stable disease. Patients were discontinued from the study due to progressive disease according to RECIST 1.1 (n = 17), clinical progression (n = 2) or death (n = 1).

Baseline ⁸⁹Zr-lumretuzumab tracer uptake in individual target lesions did not correlate with size change on CT during first or second response assessment (n = 14 patients with 31 lesions and n = 4 patients with 6 lesions, respectively).

The ⁸⁹Zr-lumretuzumab tracer and lumretuzumab monotherapy up to 2000 mg per cycle were well tolerated (Suppl. Table S4).

Discussion

In this study we were able to characterize the biodistribution of ⁸⁹Zr-lumretuzumab and tumor uptake by serial imaging with the ⁸⁹Zr-labeled therapeutic antibody lumretuzumab before and during treatment in patients with advanced or metastatic HER3-positive solid tumors. Although PD-active lumretuzumab doses decreased ⁸⁹Zr-lumretuzumab uptake, there was no clear evidence of tumor saturation by PET imaging as the tumor SUV did not plateau with increasing doses.

Development of therapeutic HER3 antibodies is still in an early phase. Results of first trials with these HER3 antibodies indicate that further application of these drugs will focus on biomarker-enriched populations, as well as on combination with other treatments targeting other HER family members (11). This makes insight in biodistribution, information on intra- and interpatient target heterogeneity and target accessibility, as well as target occupation or even saturation of utmost importance. First attempts to label an HER3 antibody were made in a small study with Copper-64-tetra-azacyclododecanetetra-acetic acid (⁶⁴Cu-DOTA)-patritumab and feasibility was shown (36). We preferred ⁸⁹Zr over ⁶⁴Cu as its longer half-life of 78.4 hours compared with 12.7 hours for ⁶⁴Cu better matches the half-life of lumretuzumab (30, 37). Furthermore, the target saturation for different PD-active doses of lumretuzumab was analyzed in the current study.

All but one patient, who had liver metastases only, showed quantifiable tracer tumor uptake in at least one metastasis. Tumor uptake of ⁸⁹Zr-lumretuzumab varied within and between patients, with tumor SUVmax ranging from 0.5 up to 8.9 with up to a 6-fold difference in mean tumor tracer uptake between patients. Lesions with a diameter ≥ 10 mm were ⁸⁹Zr-lumretuzumab PET-negative in 32.4%. Although testing positive for HER3 by IHC, the PET-negative lesions and the observed variance in ⁸⁹Zr-lumretuzumab tumor uptake may be a result of intratumor and intrapatient target heterogeneity. In addition it may well be that lesions with low tracer uptake or PET-negative lesions have other characteristics than PET-positive lesions causing lack of tracer permeability within those lesions. Contributing factors might be the vascularization, tissue permeability and retention, as well as the size of the lesion (38). These factors together with low target expression could have generated insufficient signal to be picked up adequately by PET imaging on the late scan moments with the used scan time and administered dose of radioactivity.

Similar results on heterogeneity of tumor tracer uptake were reported for the ZEPHIR trial, where one third of HER2-positive metastatic breast cancer patients were considered ⁸⁹Zr-trastuzumab PET-negative before start of treatment with trastuzumab-emtansine (39). Another trial assessing the biodistribution and PD of the Indium-111-labeled, anti-human death receptor 5 (DR5) monoclonal antibody tigatuzumab, seven out of 19 patients (37%) with metastatic colorectal cancer also had no SPECT-positive lesions and tumor tracer uptake did not correlate with DR5 expression or tumor response (40). In both trials, target heterogeneity and tissue-dependent properties were proposed factors to influence general tracer availability and tumor tracer uptake. To conclude, all these studies suggest that we most likely underestimate other factors which may influence penetration of drugs and local drug concentration in the tumor, next to heterogeneity in target expression.

⁸⁹Zr-lumretuzumab uptake in liver metastases was always considered negative on PET imaging given relatively higher ⁸⁹Zr-lumretuzumab background activity in healthy liver tissue. The background liver tracer uptake even exceeded tumor lesions with the highest uptake outside the liver. This is clearly different from ⁸⁹Zr-trastuzumab uptake in liver metastases, which was almost 2-fold higher compared to surrounding healthy liver tissue in HER2-positive metastatic breast cancer patients (23). The high tracer accumulation in healthy liver tissue might be due to uptake and metabolism of (⁸⁹Zr-labeled) lumretuzumab by healthy liver nonparenchymal Kupffer cells due to glycosylation of lumretuzumab. Especially glycosylation with mannose increases blood clearance of the antibody and enhances Antibody-dependent cell-mediated cytotoxicity (ADCC) against tumor cells (41). As the liver is a key organ in antibody clearance and attracting the immune system for ADCC, it might explain the relatively higher tracer uptake in healthy liver tissue compared to liver metastases. This, however, did not result in specific liver toxicity or higher efficacy in liver metastases (11). On the other hand, the target receptor density, which is generally lower in HER3-positive tumor lesions compared to HER2-positive lesions, might also explain the PET-negative liver lesions.

For optimal imaging results, an additional dose of 100 mg of unlabeled lumretuzumab was required, as lower doses did not result in sufficient tracer in the circulation for adequate tumor visualization. For imaging of a number of antibodies without dose-dependent PK, such as bevacizumab, fresolizumab or the mesothelin-targeting antibody MMOT0530A, a dose of 5 or 10 mg unlabeled antibody was already sufficient for optimal PET imaging (24, 29, 32, 42). However, for HER2 imaging with ⁸⁹Zr-trastuzumab, an antibody with clear dose-dependent PK, an additional dose of 50 mg unlabeled trastuzumab is needed for optimal imaging (43, 44). As described previously, we showed that lumretuzumab has also dose-dependent PK with declining clearance up to 400 mg dose, which at least in part explains the need of additional 100 mg unlabeled antibody for optimal imaging (11).

The organ biodistribution of ⁸⁹Zr-lumretuzumab was largely comparable to the distribution of other ⁸⁹Zr-labeled antibodies (23–25). The highest uptake was observed in the liver (14.6% of the remaining dose) and intestine, representing locations of antibody metabolism and excretion without showing clear signs of organ-specific drug-mediated toxicity.

In the absence of side effects therapeutic antibodies may easily be dosed above the maximum tumor saturation (45). In this study there was a dose proportional increase of systemic exposure from 400 mg to 1600 mg lumretuzumab. A decrease in tumor tracer uptake between PET assessments after administration of the first PD-active dose compared to baseline was detectable. The decrease in tumor tracer uptake at 4 days postinjection compared to baseline was the highest at the highest tested lumretuzumab dose of 1600 mg, confirming PD activity but without showing a plateau. Immunohistochemical analyses of skin samples showed receptor saturation at and above lumretuzumab doses of 400 mg 14 days following the first PD-active dose. Regretfully, the resolution of PET does not allow visualizing the skin as a separate organ and therefore precludes comparison with tumor saturation. Furthermore, we performed PET imaging only up to 7 days after the first PD-active lumretuzumab administration, which might have been too early to visualize the full effect of the dose.

Based on assumptions from classic saturation analysis, the dose at which no additional decrease in tumor drug uptake is seen would confirm target saturation and would identify the maximum required drug dose (46). However, receptor expression and related processes are dynamic and novel ways of analysis might be helpful to take receptor dynamics into account. From preclinical assessments it is known that HER3 membrane expression is highly dynamic and expression is influenced by internalization, degradation and relocation to the membrane of formerly internalized receptors (47). Furthermore, internalization might even be increased by activation of endocytosis due to antibody treatment further increasing receptor internalization (48–50). With molecular imaging of ⁸⁹Zr-tracers, more than with other techniques, such dynamic processes might influence the outcome. Thereby, PET visualizes a combination of membrane-bound activity, as well as the intracellular fraction as the relatively long-living radionuclide ⁸⁹Zr residualizes in tumor cells after internalization. This information differs from the HER3 expression measured serially in (skin) biopsies in this trial by scoring membrane staining only (37). Other factors influencing tumor tracer uptake might be the effect of enhanced permeability and retention in tumor lesions and (unspecific) tracer uptake e.g. due to the effect of Fc gamma receptor engagement within the tumor environment possibly differing between tumor types. To correct for variance in tracer blood levels, the tumor-to-blood ratios were used to assess the difference in uptake after administration of the PD-active dose and baseline imaging. Furthermore, in HER2-positive breast cancer patients, ¹¹¹In-trastuzumab scintigraphy showed a decrease in tumor uptake of only 20% during steady state following three therapeutic doses of trastuzumab (42). Data from this and our trial might also suggest that it might be impossible to completely saturate these receptors due to its constant renewal and relocation. To obtain additional insight in tracer accumulation and behavior on a cellular level, however, additional microscopic fluorescence imaging using fluorescent tracers might be considered in future trials. Furthermore, when HER3 antibodies get a firmer place in the clinic, a broader role for this tracer including assessment of the ability to predict tumor response to treatment can be foreseen.

In conclusion, we demonstrated ⁸⁹Zr-lumretuzumab biodistribution and specific tumor tracer uptake in patients with HER3-positive epithelial tumors and observed inter- and intra-patient heterogeneity in lesions across the body apart from the liver. Serial imaging after the first PD-active dose with HER3 downregulation in skin biopsies at and above 400 mg lumretuzumab showed reduced tumor tracer uptake compared to baseline, confirming PD activity. In contrast to the phase I PD data, there was no clear evidence of tumor saturation by PET imaging as the tumor SUV did not plateau with increasing doses. This suggests highly dynamic receptor processes, but could also be influenced by technical limitations, variable expression levels of the target, as well as variable saturation kinetics.

Translational Relevance.

The human epidermal growth factor receptor 3 (HER3) plays an important role in tumor growth, proliferation and progression. The humanized, HER3-targeting monoclonal, glycoengineered antibody lumretuzumab is in development for treatment of patients with HER3-positive solid tumors. Challenges in drug development include obtaining information concerning drug biodistribution, target occupancy and intra- and interpatient tumor heterogeneity. In this study assessment of biodistribution and visualization of tumor lesions was feasible with ⁸⁹Zr-lumretuzumab PET. Highest uptake in normal tissues was observed in the liver. Tumor tracer uptake varied between and within patients possibly reflecting intrapatient heterogeneity. Serial imaging at baseline and after the first pharmacodynamically-active lumretuzumab dose showed decreased tumor uptake already after 400 mg, however, without plateauing. This study supports serial antibody PET-imaging during early clinical development to determine biodistribution and obtain insight in effects of different antibody doses on tumor targeting.

Abbreviations list

ADCC

Antibody-dependent cell-mediated cytotoxicity

DR5

Death receptor 5

HER

Human epidermal growth factor receptor

SUV, PD

Pharmacodynamics

IHC

Immunohistochemistry

IRR

Infusion-related reaction

IRS

Immunoreactive score

PET

Positron emission tomography

PK

Pharmacokinetics

PS

Percent tumor cells stained

SI

Staining intensity

SUV

Standardized uptake value

TBR

Tumor-to-blood ratio

ULN

Upper limit of normal

VOI

Volume of interest

%ID

Percent of injected

%RD

percent remaining dose

⁶⁴Cu-DOTA

Copper-64-tetra-azacyclododecanetetra-acetic acid

¹¹¹In

Indium-111

⁸⁹Zr

Zirconium-89