Abstract
The α-1 adrenoreceptor antagonist prazosin has shown promise in the treatment of post-traumatic stress disorder (PTSD) symptoms, but its mechanisms are not well understood. Here we administered prazosin or placebo prior to threat conditioning (day 1) and tested subsequent extinction (day 2) and reextinction (day 3) in healthy human participants. Prazosin did not affect threat conditioning but augmented stimulus discrimination during extinction and reextinction, via lower responding to the safe stimulus. These results suggest that prazosin during threat acquisition may have influenced encoding or consolidation of safety processing in particular, subsequently leading to enhanced discrimination between the safe and threatening stimuli.
Pavlovian threat conditioning is a prominent model for understanding the significance of threat discrimination (i.e., the distinction of threatening and safe stimuli) learning and memory in post-traumatic stress disorder (PTSD). This model assumes that a conditioned stimulus (CS+, a formerly neutral stimulus such as a shape or a sound) is associated with an unconditioned stimulus (US, the aversive event) during threat learning, enabling the CS+ itself to become an unsafe cue and trigger a defensive response, while the control stimulus (CS−, a safe cue) may acquire inhibitory properties as it had never been paired with the US. Threat conditioning studies in PTSD generally found increased responses to the CS− but no consistent effect on the discrimination of threat (Duits et al. 2015). The effect of threat learning can be quantified by the amount of discrimination between the unsafe and the safe cue during threat conditioning, and subsequent presentations of the CS+ without the US induce extinction learning.
The α-1 adrenergic receptor antagonist prazosin has shown promise in the treatment of PTSD. Prazosin attenuates noradrenaline effects at central postsynaptic α-1 adrenergic receptor after peripheral administration (Menkes et al. 1981) and has been shown to reduce PTSD symptoms including nightmares, poor sleep quality, hyperarousal, and impaired global function (Raskind et al. 2000, 2002, 2003, 2007, 2013; Taylor et al. 2008; Germain et al. 2012; Ahmadpanah et al. 2014; George et al. 2016) which may involve abnormally heightened activity of the noradrenergic central nervous system (Southwick et al. 1993; Raskind et al. 2016).
Previous threat conditioning studies in humans have shown that learned threat memory resisted extinction training following noradrenergic stimulation by yohimbine before threat acquisition, while the initial learning of threat was unaffected (Soeter and Kindt 2011, 2012). Yohimbine is an α-2-adrenergic antagonist that stimulates central noradrenergic activity by blocking the α-2-adrenergic autoreceptor, and its physiological effects typically include an increase in systolic and diastolic blood pressure. Prazosin, on the other hand, has antihypertensive effects by blocking α-1-adrenergic receptors. Although the central actions of α-1-adrenergic receptors with respect to threat learning are not fully understood, the opposite physiological effects of yohimbine and prazosin suggest that prazosin may have opposite effects on extinction learning compared with yohimbine.
Specifically, threat discrimination learned under prazosin, and thus under attenuated noradrenergic effects on α-1 adrenergic receptors, may reverse the extinction effect of yohimbine: compared with placebo, threat discrimination should be unaffected during acquisition but easier to subsequently extinguish, i.e., higher responses to CS+ compared with CS− during acquisition in both the prazosin and placebo group, but a faster decay of the CS+ response during extinction and reextinction in the prazosin group compared with the placebo group, without affecting the CS−. Contrary to this prediction, however, studies in rodents found that α-1 adrenoreceptor antagonists enhanced threat acquisition and impaired threat extinction (Cain et al. 2006; Bernardi and Lattal 2010; Do-Monte et al. 2010; Lazzaro et al. 2010), raising the concerning possibility that prazosin might in fact work against extinction-based treatments (Do-Monte et al. 2010; Maren 2011). Notably, additional noradrenergic effects on β- and α-2 adrenergic receptors may have also contributed to these memory processes (Do-Monte et al. 2010).
To clarify the effects of prazosin on threat acquisition and extinction in healthy humans, we used a randomized double-blind between–within-subjects experimental design over three consecutive days, conducted in the same context (Fig. 1): Threat learning on day 1, threat extinction on day 2, and reextinction test on day 3; the reextinction test examined whether participants retrieve the threat discrimination (learned on day 1) or the extinction memory (learned on day 2). On day 1 (acquisition), participants were randomly assigned to receive either placebo or 3 mg of prazosin (1 mg capsule followed by 2 mg capsule 30 min later) 2 h before threat acquisition (at the expected peak plasma prazosin level). Immediately before and every 30 min until 90 min after the administration of the study drug, blood pressure and heart rate were measured. In addition, we measured the trait anxiety subscale of the Spielberger State-Trait Anxiety Inventory (STAI-T) (Spielberger et al. 1983) before the experiment. Forty healthy human participants provided written informed consent and were compensated. The experiment was approved by the Institutional Review Board of the Icahn School of Medicine at Mount Sinai. The final sample consisted of 38 participants, one of which did not show up for the third day (Table 1).
Table 1.
During threat conditioning, two colored squares were presented for 4 s on each trial, one of which was paired with a mild electric shock in 43% of the trials (CS+) while the other was never paired with a shock (CS−). On day 2 (extinction) and day 3 (reextinction) no shocks were delivered but the stimulating bar electrodes were connected to the participant's nondominant wrist. Skin conductance response (SCR) to the stimuli was measured throughout with Ag–AgCl electrodes, filled with standard NaCl electrolyte gel, and attached to the middle phalanges of the second and third fingers of the nondominant hand. SCR signal was amplified and recorded with a MP150 BIOPAC Systems skin conductance module connected to a PC. Data were continuously recorded at a rate of 200 samples per second. Shocks were delivered using a Grass Medical Instruments SD9 stimulator and stimulating bar electrodes attached to the participant's nondominant wrist. Shock intensity was calibrated up to a maximum of 60 V to reach a level described by participants as “uncomfortable, but not painful.”
The outcome measure was the psychophysiological arousal response to the CSs, indexed by the estimated anticipatory sudomotor nerve activity (aSNA) amplitude (Bach et al. 2010). Estimates of aSNA indicate the anticipation of an aversive event within the time window of stimulus presentation. These were calculated by inverting a forward model that describes how (hidden) SNA translates into an (observable) SCR using a variational Bayes approximation. A unit increase in aSNA corresponds to an increase in SCR of 1 µS. This method uses summary statistics across all available trials (i.e., average aSNA per condition and stimulus) to demonstrate successful experimental manipulations such as threat conditioning, and has shown to be more sensitive compared with a conventional SCR base-to-peak analysis (Bach 2014; Bach et al. 2010; Staib et al. 2015).
We used linear mixed models with restricted maximum likelihood estimation for all analyses, due to their well-established advantages over conventional analysis of variance (e.g., Gueorguieva and Krystal 2004). Mixed models efficiently allow for a full analysis of the data even in the presence of missing data (allowing us to include the participant that did not complete day 3). We used the estimates of aSNA as outcome measure and the R software (R Core Team 2016) and the packages lme4 (Bates 2005; Baayen et al. 2008; Bates et al. 2015) and lsmeans (Lenth 2016) for all analyses. A log-transformation was applied on the aSNA estimates to correct for unequal variances (heteroscedasticity). Fixed effects included drug (placebo, prazosin), session (acquisition, extinction, reextinction) and stimulus (CS+, CS−) as well as their interactions. In addition, a mean-centered linear term for trial was entered to account for the time-effect in each session. Significance of fixed effects was assessed using likelihood ratio tests against a χ2 distribution and maximum likelihood as estimation method. A maximal random effects structure including random intercept and slopes for session and stimulus was included to avoid inflated type-1 errors (Barr et al. 2013). Random slopes for session, stimulus, and the session × stimulus interaction for each subject were included to account for random variation between subjects’ in the effects of interest. An unstructured variance–covariance matrix was used to allow for correlation between the random effects. The significance threshold was set at 0.05, two-tailed.
To assess whether there were group differences in threat discrimination in any of the sessions, we tested for an interaction of drug (placebo, prazosin) × session (acquisition, extinction, reextinction) × stimulus (CS+, CS−) and found that the three-way interaction was significant (χ2 (2) = 7.26, P = 0.03; Fig. 1) and driven by enhanced stimulus discrimination (CS+ vs. CS−) in the prazosin group compared with placebo during extinction and reextinction but not acquisition (Fig. 2). Specifically, both groups showed successful acquisition, indicated by stronger response to the CS+ compared with the CS− and effect sizes between medium and large (placebo: t(18) = 2.9, P = 0.0097; Cohen's d = 0.66; prazosin: t(18) = 4.1, P = 0.0007; Cohen's d = 0.94). However, in the placebo group, the stimulus discrimination was not significant during extinction (t(18) = 1.55, P = 0.14) and reextinction (t(17) = 1.3, P = 0.21) whereas for the prazosin group, aSNA for CS+ was significantly higher compared with CS− during extinction (t(18) = 5.04, P = 0.0001) and reextinction (t(18) = 4.76, P = 0.0002; Fig. 2), confirming the three-way interaction. These results indicate that threat acquisition was successful with no group differences, but stimulus discrimination differed between the groups during extinction and reextinction, with augmented discrimination in the prazosin compared with the placebo group. Notably, these results were consistent with the results obtained by using the conventional manually scored base-to-peak SCR data (see Supplemental Results).
Next, we asked whether changes in response to one stimulus in particular drove the discrimination, i.e., we tested for differences between the placebo and the prazosin group in aSNA responses to CS+ as well as for aSNA responses to CS− (Fig. 1). We found that responses to the CS− were significantly lower in the prazosin group compared with the placebo group in extinction (t(36.04) = −2.24, P = 0.031) and reextinction (t(34.05) = −2.9, P = 0.007) but not acquisition (t(39.74) = 0.44, P = 0.66), whereas CS+ did not significantly differ between groups in any session (all P > 0.84) or phase within sessions (all P > 0.71). These results indicate that prazosin boosts threat discrimination during extinction and reextinction via effects on the safe stimulus. Detailed analysis of early and late phases in each stage confirmed that prazosin had no significant effects during acquisition. The protocol induced extinction and reextinction in both groups, with responses to both stimuli gradually decreasing from early to late phases, but responses to the CS− were significantly lower in the prazosin compared with placebo group during late extinction and throughout reextinction (see Supplemental Results).
Thus, prazosin effects during threat memory formation may change the fate of memory: threat discrimination learned under prazosin would be harder to extinguish over time. Consistent with the rodent data (i.e., potentiating threat memory), and in contrast to the expected effects of α-1 adrenergic receptor blockade in humans (i.e., reducing threat memory), we found that the prazosin group compared with placebo showed enhanced threat discrimination memory during extinction and reextinction, driven by lower responding to the safe stimuli, with no effects during acquisition.
How can prazosin interfere with extinction? Potentially, prazosin acts upon the encoding of the memory, affecting both inhibitory and excitatory plasticity, which is later recruited for extinction (Clem and Schiller 2016). Some clues may arise from evaluating the effects of prazosin on threat learning and extinction, especially since α-1 adrenergic receptors are abundant in the lateral nucleus of the amygdala (LA), a key region of synaptic plasticity in threat learning and extinction (LeDoux 2000). The LA receives inputs from the locus coeruleus that contain noradrenaline and exhibit tonic and phasic firing in response to aversive stimuli (Tully and Bolshakov 2010). However, the role of noradrenaline in the modulation of threat learning is less clear. On the one hand, it has been shown that noradrenaline may suppress feed-forward inhibition of threat conditioning thalamic pathway, thereby enhancing learning-related plasticity (Tully et al. 2007; Ehrlich et al. 2009). On the other hand, α-1 adrenergic receptors in the LA may inhibit descending output from the central nucleus of the amygdala to brain regions controlling arousal and defensive responses (Braga et al. 2004; Pape and Pare 2010). As prazosin has a short half-life of only 3 h, the results cannot be explained by direct action of prazosin during extinction or reextinction, suggesting that α-1 receptor blockade may alter the long-term consequences of newly acquired threat associations. In addition, state-dependent learning effects instead of a drug effect of prazosin appears to be an unlikely explanation, given that we found the drug effect in extinction and again in reextinction.
Rodent studies indicate that prazosin may in fact reduce the amygdala's inhibitory tone (Cain et al. 2006; Bernardi and Lattal 2010; Do-Monte et al. 2010; Lazzaro et al. 2010). Although α-1 adrenergic receptor blockade during threat learning is an unlikely model for PTSD since it should counteract symptoms induced by elevated sympathetic activity, prazosin may capture certain conditions and individual differences in α-1 adrenergic receptor activity during the experience of a traumatic event, which may affect the development of PTSD in interesting and important ways. The current results indeed suggest that learning threat discrimination under prazosin is less flexible and better remembered over time.
Lower responding to the CS− but not CS+ drove the effect of prazosin on threat discrimination. Although it may seem as if prazosin augmented memory for the safe stimulus (i.e., decreased aSNA in response to the CS−) without affecting threat memory, a few considerations should be noted. The discrimination between safe and unsafe cues is adaptive only during acquisition when threat is imminent. During extinction, both cues are safe and the learned discrimination is no longer adaptive. A recent meta-analysis (Duits et al. 2015) showed that anxiety patients exhibit less discrimination than controls in acquisition (when it is adaptive) and more discrimination in extinction (when it is maladaptive). Our results show that the prazosin group, but not placebo, persistently maintained the discrimination between the CS+ and the CS−, never fully extinguishing the difference between the stimuli despite two consecutive extinction sessions, which is maladaptive. It might be problematic, therefore, to argue that prazosin has positive effects by augmenting memory for safety learning when the net result is abnormally persistent threat discrimination. Nevertheless, to fully disentangle these competing interpretations, future studies should examine administration of prazosin prior to extinction, when the CS+ undergoes safety learning, and examine whether this would diminish or augment subsequent stimulus discrimination. Consistent with the latter possibility, rodent studies found impairments in extinction learning when prazosin was administered prior to extinction training (Do-Monte et al. 2010) and between repeated extinction sessions (Bernardi and Lattal 2010), indicating it does not enhance but rather counteracts safety learning.
The findings of this study may have clinical relevance as prazosin is often prescribed for the treatment of PTSD symptoms (Taylor et al. 2008; Raskind et al. 2000, 2002, 2003, 2007, 2013; Germain et al. 2012; Ahmadpanah et al. 2014; George et al. 2016), and prolonged exposure therapy is currently the most effective behavioral therapy in PTSD (McLean and Foa 2011). If prazosin is combined with or followed by extinction-based treatments, it might influence reexperienced or new memories in the course of therapy. In addition, as extinction was only indirectly affected in this study through memory encoding or consolidation, the clinical implications may be more relevant for individuals who are taking α-1 blockers when they are traumatized (or who receive them immediately after the trauma) or for individuals with innately reduced α-1 signaling in defensive brain circuits.
Competing interest statement
Dr. Murrough declares no conflicts related to the current study. In the past three years, Dr. Murrough has provided consultation services to Novartis, Janssen Research and Development, and Genentech; he is named on patents pending for neuropeptide Y as a treatment for mood and anxiety disorders, a patent pending for the combination of ketamine and lithium for suicidal ideation, and a patent pending for ketamine plus lithium to extend the antidepressant response of ketamine. Dr. Homan declares no conflicts related to the current study. Dr. Homan has received speaker's fees from Neurolite and Takeda Pharma in the past three years. All other authors report no conflicts of interest.
Supplementary Material
Acknowledgments
This study was funded by National Institute of Mental Health (NIMH) grant MH105515 and a Klingenstein-Simons Fellowship Award in the Neurosciences to D.S.; NIMH grant MH105414 to R.L.C.; and Swiss National Science Foundation grant SNF 161077 to P.H. The funding source had no role in the design and conduct of the study; collection, management, analysis, and interpretation of the data; preparation, review, or approval of the manuscript; and decision to submit the manuscript for publication.
Author contributions: P.H. had full access to all the data in the study and takes responsibility for the integrity of the data and the accuracy of the data analysis. P.H., Q.L., L.S., J.W.M., R.L.C., and D.S. conceived of and designed the study. All authors contributed to acquisition, analysis, or interpretation of data. P.H. and D.S. drafted the manuscript. All authors contributed to critical revision of the manuscript for important intellectual content. P.H., D.R.B., and D.S. performed statistical analysis. P.H., R.L.C., and D.S. obtained funding. D.S. contributed to administrative, technical, or material support and supervised the study. This work was supported in part through the computational resources and staff expertise provided by Scientific Computing at the Icahn School of Medicine at Mount Sinai.
Footnotes
[Supplemental material is available for this article.]
Article is online at http://www.learnmem.org/cgi/doi/10.1101/lm.045898.117.
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