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. 2017 Sep 4;107(11):2147–2187. doi: 10.1007/s11005-017-0986-3

An elliptic Virasoro symmetry in 6d

Fabrizio Nieri 1,
PMCID: PMC5651860  PMID: 29104355

Abstract

We define an elliptic deformation of the Virasoro algebra. We conjecture that the R4×T2 Nekrasov partition function reproduces the chiral blocks of this algebra. We support this proposal by showing that at special points in the moduli space the 6d Nekrasov partition function reduces to the partition function of a 4d vortex theory supported on R2×T2, which is in turn captured by a free field correlator of vertex operators and screening charges of the elliptic Virasoro algebra.

Keywords: Elliptic Virasoro algebra, Supersymmetric gauge theories, AGT

Introduction

The past few years have seen significant advances in our understanding of supersymmetric gauge theories. Such progress has been largely possible due to the developments of supersymmetric localization techniques which have allowed many exact results to be obtained. One of these is the discovery by Alday, Gaiotto and Tachikawa (AGT) [1] that certain BPS observables of class S theories [2] of A1 type can be computed in Liouville CFT, or Toda for higher rank [3]. In particular, the AGT correspondence identifies the R4 Nekrasov instanton partition function (ZinstR4) [4, 5] with the chiral blocks [6] of the Virasoro algebra (or WM algebra for AM-1 theories)

ZinstR4γ|i=1NVγi(xi)|γ0Vir.

The AGT relation is a powerful tool to get further insights into the gauge dynamics as certain aspects can be efficiently addressed in the 2d CFT side, for example the study of defect operators [714] (for a recent review we refer to [1517]).

It seems to be quite important to understand whether AGT-like relations exist in other dimensions as well, in particular in 6d where much of the 4d physics finds its natural origin. One of the main motivations behind this work was indeed to explore the possibility of studying 6d theories through AGT inspired methods, a topic which was previously addressed also in [18, 19]. Our results can be summarized in the proposal

ZinstR4×T2γ|i=1NVγi(xi)|γ0e-Vir,

where the l.h.s. captures the supersymmetric partition function of a 6d (1, 0) theory on a torus which can be engineered in M-theory by two M5-branes probing a transverse AN-1 singularity [20], while the r.h.s. represents the chiral blocks of an elliptically deformed Virasoro algebra, which we define in this paper.

This result can be read as the natural 1-parameter deformation (Table 1) of the 5d AGT relation [21], which we briefly recall here to pave the way for our analysis in this work. The R4 Nekrasov partition function and the Virasoro algebra have both a natural trigonometric deformation. The deformation of the former corresponds to the R4×S1 Nekrasov partition function [4, 5], while the deformation of the latter corresponds to the q-Virasoro algebra (q-WM algebra) of [2224]. The identification of the two deformations predicts the 5d AGT correspondence

ZinstR4×S1γ|i=1NVγi(xi)|γ0q-Vir.

Evidences supporting this idea were extensively discussed, for example, in [2527], and more recently in [28, 29]. A complete 5d AGT relation beyond the chiral level was also proposed in [30, 31], where the S5 [3239] and S4×S1 [4042] partition functions of the 5d lift of class S theories [43] of A1 type were shown to be described by correlators in two distinct QFTs with q-Virasoro symmetry, and hence called q-CFTs (see also [4446] for an analysis of the higher rank case).

Table 1.

The AGT relation in various dimensions

Zinst on   Chiral blocks of
R4  Virasoro
R4×S1   q-Virasoro
R4×T2   e-Virasoro

Another neat argument in favor of the 5d AGT correspondence, which we also adopt in this paper for the 6d analysis, was given in [47] (see also the review [48]). It was shown that the R4×S1 Nekrasov instanton partition function of the U(N) theory with N fundamental and anti-fundamental flavors reproduces, upon suitable specializations a=a(r) of the Coulomb branch moduli, the (N+2)-point chiral blocks of the q-Virasoro algebra in the Dotsenko–Fateev free field integral representation [25, 49]

ZinstR4×S1|a=a(r)dzγ|i=1NVγi(xi)j=1rS(zj)|γ0q-Vir,

where the operator S(z) denotes the screening current and the integral is computed by residues for specific choices of integration contours. The specialization of the Coulomb branch moduli corresponds to the root of the Higgs branch where vortex solutions exist and the dynamics can be effectively described by a 1/2 BPS codimension 2 theory on Rϵ2×S1. Partition functions of 3d N=2 gauge theories compactified on Rϵ2×S1 can be computed by means of the 3d holomorphic block integrals (B3d) introduced in [50] (see also [51] for previous work on 3d block factorization and [52] for a derivation of block integrals through localization)

B3d=dz2πizΥ3d(z),

where the integral kernel Υ3d(z) is a meromorphic function determined by the specific theory and the integration is over a basis of middle dimensional cycles in (C×)|G|,G being the gauge group. It was pointed out in [47] that the free field integral representation of q-Virasoro chiral blocks manifestly matches the 3d block integrals of the U(r) theory with N fundamental and anti-fundamental flavors, 1 adjoint and Fayet–Iliopoulos term. Combining all these observations, one gets the identifications

ZinstR4×S1|a=a(r)dzγ|i=1NVγi(xi)j=1rS(zj)|γ0q-VirB3d[U(r)].

In particular, the two parameters qt of the q-Virasoro algebra are identified with the ϵ1,2 parameters of the 5d Ω-background Rϵ1,ϵ24×S1, and with the angular momentum fugacity ϵ and adjoint real mass in the 3d theory. The choice a=a(r) determines the rank r of the 3d gauge group and the number of screening currents, which must be in turn distributed among the N flavors and insertion points according to a choice of partition r=a=1Nra. This choice corresponds to an integration contour and provides additional discrete variables (filling fractions [5355]) entering the allowed values of the internal momenta in the correlator. This kind of “triality” can be extended to quiver gauge theories and q-WM correlators [56] (the generalization to DE root systems and applications to little string theories [5759] can be found in [60]).

The natural lift of the 3d setup is provided by 4d N=1 gauge theories compactified on Rϵ2×T2. Partition functions on this background can be computed through the 4d holomorphic block integrals (B4d) introduced in [61]. These objects can be thought of as a 1-parameter deformation of 3d block integrals, in the sense that

B4d=dz2πizΥ4d(z)3d limitB3d=dz2πizΥ3d(z).

Due to the algebraic interpretation of 3d holomorphic blocks with adjoint matter as q-Virasoro chiral blocks in free field representation, we are naturally led to ask whether 4d holomorphic blocks with adjoint matter can be similarly interpreted as chiral blocks of an elliptic deformation of the Virasoro algebra. A central result of the current paper is that we can give an affirmative answer to that question, namely

B4d[U(r)]dzγ|i=1NVγi(xi)j=1rS(zj)|γ0e-Vir.

In turn, we are also able to match the evaluation of the 4d block integral with the topological string partition function on the Calabi–Yau geometry obtained by gluing two periodic strips [6264], for special values of the Kähler moduli. The latter captures the M-theory partition function of two M5-branes extending in R4×T2 and probing a transverse AN-1 singularity, and hence we can also argue that the 4d gauge theories under examination describe vortices of 6d (1, 0) theories so engineered. This chain of results, together with large r duality [6568], strongly supports a 6d version of the AGT correspondence (discussed also in [69] from the M-theory perspective) by identifying generic chiral blocks of the elliptic Virasoro algebra with R4×T2 Nekrasov instanton partition functions. Lately, 6d (1, 0) theories have attracted much attention [7081]. We hope that the methods developed in this work will be useful to get further insights into the elusive 6d physics.

The rest of this paper is organized as follows. In Sect. 2, we define an elliptic deformation of the Virasoro algebra and compute free field correlators. In Sect. 3, we briefly review the 4d block integral formalism and we consider its application to the U(r) theory with adjoint matter, manifestly matching free field correlators of the elliptic Virasoro algebra. In Sect. 4, we compute the R4×T2 Nekrasov instanton partition function by using the topological vertex on the periodic strip, and we show that at specific points it coincides with the elliptic vortex partition function of the 4d theory. In Sect. 5, we discuss our results further as well as interesting directions for future research. Other and more technical aspects of this work are discussed in several appendices.

Elliptic Virasoro Algebra

In this section we define a 1-parameter deformation of the Deformed Virasoro Algebra (DVA or q-Virasoro) of [22], which we call the Elliptic Virasoro Algebra (EVA or e-Virasoro). We give a free field representation of the EVA and find its screening currents. We then compute free field correlators of suitably defined vertex operators and screening charges. The special functions used in this section are collected in Appendix 1, while part of our notation is set in Appendix 2.

Defining relation

We define the EVA to an be associative algebra generated by the coefficients of the current T(z)=nZTnz-n, with the defining relations encoded by

fwzT(z)T(w)-T(w)T(z)fzw=-Θ(q;q)Θ(t-1;q)(q;q)2Θ(p;q)δpwz-δp-1wz, 2.1

where the coefficients of the structure function f(x)=Zfx are defined by the series expansion of

f(x)=Γ(x;p2,q)Γ(p2q-1x;p2,q)Γ(pqx;p2,q)Γ(p2x;p2,q)Γ(pq-1x;p2,q)Γ(qx;p2,q), 2.2

with the elliptic Gamma function defined in (6.9) in the region |p2|,|q|<1, while δ(x)=nZxn is the multiplicative δ function, i.e., δ(x)ϕ(x)=δ(x)ϕ(1) for any Laurent series ϕ(x). The parameters q,t,q are complex, p=qt-1, and for later convenience we also define βC such that t=qβ.

Remark

The associativity of the algebra is equivalent to the requirement [82, 83]

f(x)f(xp-1)-f(x-1)f(px-1)=κ(δ(xp-1)-δ(x)), 2.3

for some constant coefficient κ, arising from the Yang–Baxter equation for T(z). The validity of (2.3) can be explicitly verified by using (2.13), (2.14), (2.15).

The choice of the structure function is motivated by the property above, the construction given in Appendix 5, and by the fact that in the limit q0, (2.1) manifestly reduces to the defining relation of the DVA by using

Γ(x;p2,0)=1(x;p2),Θ(x;0)=1-x. 2.4

This trigonometric limit can be verified at various stages of our construction below.

Remark

By comparing the coefficients of z-nw-m, the defining relation (2.1) is equivalent to the quadratic relation

Zf(Tn-Tm+-Tm-Tn+)=-Θ(q;q)Θ(t-1;q)(q;q)2Θ(p;q)(pn-p-n)δn+m,0. 2.5

Free field representation

In order to find a free field representation of the EVA, we introduce two commuting families of quantum bosonic oscillators {αn,βn,nZ\{0}}. They satisfy the commutation relations (we display the non-trivial relations only)

[αn,αm]=1n(1-q|n|)qn2-q-n2tn2-t-n2pn2+p-n2δm+n,0,[βn,βm]=q|n|n(1-q|n|)qn2-q-n2tn2-t-n2pn2+p-n2δm+n,0. 2.6

We also introduce zero mode operators P,Q commuting with all the oscillators and normalized according to

[P,Q]=2. 2.7

We then define the currents

Λσ(z)=:eσn0z-n(1+p-σn)(1-q|n|)αneσn0zn(1+pσn)(1-q|n|)βn:qσβ2Ppσ12,σ{+,-}. 2.8

The symbol  :   :  denotes normal ordering, i.e., all the positive oscillators are placed to the right of the negative ones, and P to the right of the Q. Using the commutation relations (2.6), the definition (6.9) of the elliptic Gamma function and the free boson tools summarized in Appendix 2, we can verify that the current

T(z)=Λ+(z)+Λ-(z)=nZTnz-n 2.9

satisfies the defining relation (2.1) of the EVA. The explicit verification of this claim is straightforward but lengthy, and hence presented in Appendix 3. The key relations to be used are

Λσ(z)Λρ(w)=:Λσ(z)Λρ(w):fσ,ρ(wz-1)-1,(σ,ρ){±,±}, 2.10

where

fσ,ρ(x)=Γpσ·1-ρ·12x;p2,qΓpσ·1-ρ·12p2q-1x;p2,qΓpσ·1-ρ·12pqx;p2,qΓpσ·1-ρ·12p2x;p2,qΓpσ·1-ρ·12pq-1x;p2,qΓpσ·1-ρ·12qx;p2,qσρ·1, 2.11

and

graphic file with name 11005_2017_986_Equ12_HTML.gif 2.12

One also needs

f(x)=f+,+(x)=f-,-(x)=f+,-(x)γp12x=f-,+(x)γp-12x, 2.13

where

γ(x)=Θ(p12q-1x;q)Θ(p-12qx;q)Θ(p12x;q)Θ(p-12x;q), 2.14

as well as the equality

γ(x)-γ(x-1)=-Θ(q;q)Θ(t-1;q)(q;q)2Θ(p;q)δ(p12x)-δ(p-12x), 2.15

which follows from the representation (8.14) of the δ function. More details along with technical comments are given in Appendix 3.

Remark

Using (M-1)-dimensional oscillators αn,βn associated with the AM-1 root system, it is possible to extend our construction to define an elliptic version of the WM algebra, along the lines of [23, 24, 84].

Screening currents

The screening current S(z) of the EVA in the free field representation (2.9) is defined by the relation

[Tn,S(w)]=ddqwAn(w)=An(q12w)-Anq-12wwq12-q-12 2.16

for some operator An(w), so that the EVA generators and the screening charge dwS(w) commute for a suitable q-invariant integration contour (e.g., around the origin). With the definition

S(z)=:e-n0z-nqn/2-q-n/2(1-q|n|)αnen0znqn/2-q-n/2(1-q|n|)βn:eβQzβP, 2.17

we can verify that (2.16) is satisfied. Since this particular choice of screening current will be crucial for actual computations, in Appendix 4 we explicitly show how the claim (2.16) can be verified.

Remark

Another screening current can also be defined through the map qt,tq,αn-αn,βn-βn,β-1/β, but we do not need it for our purposes.

The product of several screening currents can be written as

i=1rS(zi)=:i=1rS(zi):×1ijrΓ(tzjzi-1;q,q)Γ(zjzi-1;q,q)1i<jrΘ(tzizj-1;q)Θ(zizj-1;q)×i=1rzi2β(r-i). 2.18

The last factor arises from the normal ordering of the zero modes

ieβQziβP=ieβQiziβP×i<jzi2β, 2.19

and it can also be rewritten as

i<jzi2β=i=1rzi2β(r-i)=i=1rziβ(βr-Q)zi×1i<jrzizjβ, 2.20

where we defined

Q=β-1β. 2.21

The last factor in the r.h.s. of (2.20) can be put with the Θs in (2.18) to form the q-constant1

cβ(z;q)=1i<jrzizjβΘ(tzizj-1;q)Θ(zizj-1;q), 2.22

while we can use the product of the Γs in (2.18) to define an elliptic Vandermonde-like determinant

ΔE(z)=1ijrΓ(tzizj-1;q,q)Γ(zizj-1;q,q). 2.23

When considering free field correlators with integrated screening currents, this object will provide the integration measure. In fact, we can simply forget about the q-constant (2.22) because of the integration contour that we will prescribe (see discussion in Sect. 3).

Vertex operators

Let us define the following vertex operator built out of the bosonic oscillators and zero modes

Vu(x)=:en0[u]nx-nqn/2-q-n/2(1-q|n|)αne-n0[u]nxnqn/2-q-n/2(1-q|n|)βn:e-γ2βQx-γ2βP, 2.24

where

[u]n=un2-u-n2(tn2-t-n2)(pn2+p-n2),u=tγ. 2.25

The momentum γ (or equivalently u) is a free parameter labeling the vertex operator. The “OPE” between this vertex operator and the screening current can be written as

Vu(x)S(z)=:Vu(x)S(z):×Γ(q12u-12zx-1;q,q)Γ(q12u12zx-1;q,q)×x-βγ, 2.26

where the last factor arises from the normal ordering of the zero modes

x-γ2βPeβQ=eβQx-γ2βP×x-βγ. 2.27

In the following, we do not need the explicit form of the “OPE” between vertex operators alone.

Correlators

Let us start by defining the zero momentum Fock space F0. It is the left module over the oscillator algebra (2.6) generated by the vacuum |0 defined by

αn|0=βn|0=0,nZ>0, 2.28

namely

F0=Span{α-μβ-ν|0,μ,νP}, 2.29

where P is the set of partitions, and for length (μ),(ν) partitions we defined α-μ=α-μ1α-μ(μ),β-ν=β-ν1β-ν(ν). Let us also define the dual (right) Fock module

F0=Span{0|αμβν,μ,νP}, 2.30

generated by the dual vacuum 0| defined by 0|α-nβ-m=0,n,mZ>0.2 Acting with the exponential of the zero mode operator Q on the neutral vacua, we can define charged Fock vacua generating the charged Fock modules Fγ,Fγ

|γ=eγ2Q|0,γ|=0|e-γ2Q,γC. 2.31

The charged vacua are eigenstates of the momentum operator P

P|γ=γ|γ,γ|P=γγ|, 2.32

and we define the following pairing between the left and right charged Fock modules

γ|γ=δγ,γ. 2.33

We are now ready to compute correlators of N vertex operators and r integrated screening currents between external Fock states. We start by using the manipulations of the previous subsection to write

i=1NVui(xi)i=1rS(zi)=:i=1NVui(xi)i=1rS(zi):×``OPE×j=1Nxj-βrγj×cβ(z;q)×ΔE(z)i=1rziβ(βr-Q)zii=1rj=1NΓ(q12uj-12zixj-1;q,q)Γ(q12uj12zixj-1;q,q), 2.34

where we set uj=tγj. The ``OPE prefactor denotes all the normal ordering terms arising from vertex operators alone, which are not important for the present analysis and hence will be neglected in the following. Sandwiching (2.34) between two Fock states |γ0 and γ| we get (up to constant, i.e., zi-independent factors)

γ|i=1NVui(xi)i=1rS(zi)|γ0γ|γ0+β(2r-iγi)×cβ(z;q)×ΔE(z)i=1rziβ(γ0+βr-Q)zii=1rj=1NΓ(q12uj-12zixj-1;q,q)Γ(q12uj12zixj-1;q,q), 2.35

which is nonzero provided the neutrality condition β(2r-i=1Nγi)+γ0-γ=0 holds. In this case, the correlator integrated over the positions of the screening currents reads

Gγ,γ0(N)=i=1rdzi2πiγ|i=1NVui(xi)i=1rS(zi)|γ0i=1rdzi2πizicβ(z;q)ΔE(z)i=1rziβ(γ0+βr-Q)i=1rj=1NΓ(q12uj-12zixj-1;q,q)Γ(q12uj12zixj-1;q,q), 2.36

where we left the integration contour momentarily unspecified. For later purposes, it is useful to reorder the integration variables zizr-i+1, perform the change zizi-1, and set q1/2uj-1/2xj-1=yj. The combination of these transformations acts as the identity on ΔE(z) and cβ(z;q), and then, we have

Gγ,γ0(N)i=1rdzi2πizicβ(z;q)ΔE(z)i=1rziβ(Q-γ0-βr)i=1rj=1NΓ(yjzi-1;q,q)Γ(ujyjzi-1;q,q). 2.37

This integral looks like an elliptic deformation of the Dotsenko–Fateev representation of the chiral blocks of the DVA.3 In fact, in the trigonometric limit q0 we get

limq0Gγ,γ0(N)i=1rdzi2πizicβ(z;q)ΔT(z)i=1rziβ(Q-γ0-βr)×i=1rj=1N(ujyjzi-1;q)(yjzi-1;q), 2.38

where

ΔT(z)=1ijr(zizj-1;q)(tzizj-1;q) 2.39

is the trigonometric Vandermonde-like determinant appearing in the q-deformed β-ensemble studied, for example, in [25] in the context of the 5d AGT correspondence. In the special case t=qβ,βZ>0, we find

ΔE(z)=1ijrk=0β-1Θ(qkzjzi-1;q), 2.40

which in the trigonometric limit q0 reduces to

ΔT(z)=1ijrk=0β-1(1-qkzjzi-1). 2.41

The latter represents, apart for a factor of i=1rzi-β(r-1) which can be reabsorbed into the integrand factors, the ordinary q-deformation [26] of the β-deformed rational Vandermonde determinant

ΔR(z)=1i<jr(zi-zj)2β. 2.42

4d holomorphic blocks

In [61] we have analyzed the structure of supersymmetric partition functions of 4d N=1 theories with R-symmetry on compact manifolds (Mg4). This class of theories can be coupled to new minimal supergravity backgrounds [85], and in the rigid limit [86] 2 supercharges of opposite R-charge can be preserved. In this case Mg4 must be a Hermitian manifold given by a T2 fibration over a Riemann surface. When the base has the topology of S2,Mg4 can be considered to be S3×S1,S3/Zk×S1 or S2×T2. From our viewpoint, Mg4 is not an elementary geometry in the sense that it admits a Heegaard-like splitting into solid tori D2×T2Rϵ2×T2 (Fig. 1)

Mg4(D2×T2)g(D2×T2), 3.1

where g represents a certain element in SL(3,Z) implementing the T3 boundary homeomorphism realizing the compact geometry and acting on the fibration moduli τ,σ. In this construction τϵ is to be identified with the disk equivariant parameter (Ω-deformation) while σ with the torus modular parameter. Eventually, one can map τ and σ to the complex structure parameters of Mg4 (see, for example, the discussion in [87, 88] and references therein).

Fig. 1.

Fig. 1

Decomposition of Mg4 into solid tori D2×T2

These geometric observations acquire even more importance if we recall that the compact space partition functions of the class of theories we are considering are quasi-topological objects, as they depend on the complex structure but do not depend on the Hermitian metric [85, 89]. Assuming that there are deformations of Mg4 into a stretched geometry which preserve the complex structure (similarly to the 3d case [90]), one expects that the associated partition function (Z) can be factorized according to the underlying geometric decomposition of Mg4

ZMg4=cBc4dg2, 3.2

where Bc4d is identified with the Rϵ2×T2 partition function of the 4d theory and c runs over the supersymmetric vacua of the effective 2d theory. The functions Bc4d were called 4d holomorphic blocks [61] because the g-pairing acts as an involution mapping a block to the conjugate block, where the g-action is on τ,σ and on a set of variables parametrizing global fugacities.

In [61] we have explicitly proved this structure in rank 1 gauge theories and argued its general validity for anomaly free theories by means of other arguments, such as the existence of a commuting set of difference operators annihilating the partition functions, Higgs branch localization [91] or the close relation to tt geometries [92]. In fact, for a given gauge theory we have found a specific recipe to compute Bc4d through a block integral formalism, similar to that developed in [50] for the 3d case. The fundamental object of this formalism is an integral kernel Υ4d(z) whose contour integrals produce the 4d holomorphic blocks4

Bc4d=Pcdz2πizΥ4d(z), 3.3

where Pc belongs to a basis of middle dimensional integration cycles in (C×)|G| which can be determined by the specific matter content and gauge group G. The kernel Υ4d(z) can be assembled using the rules derived in [61], which can be briefly summarized as follows (we refer to [61] for a full account):

  • To a vector multiplet we associate a factor of
    Bvec4d(z)=α1Γ(zα;qτ,qσ), 3.4
    where α denotes a gauge root.
  • To a chiral multiplet we associate a factor of
    BN4d(z,x)=ρΓ(zρx;qτ,qσ),orBD4d(z,x)=ρ1Γ(qτzρ-1x-1;qτ,qσ), 3.5
    where ρ is a gauge weight while x is a global U(1) fugacity.

The parameters qτ=e2πiτ and qσ=e2πiσ can be interpreted as fugacities for rotations on the disk and translations on the torus. We should also observe that the construction of the integral kernel suffers from some ambiguity represented by qτ-constants.5

We can now apply the 4d block integral formalism to the higher rank example we have mentioned in the introduction, namely the U(r) theory with N fundamentals and anti-fundamental chirals, 1 adjoint and FI parameter (ξ). Using the rules summarized above, the block integral for this theory can be written as

B4d=i=1rdzi2πiziΥ4d(z),Υ4d(z)=1ijrΓ(tzizj-1;qτ,qσ)Γ(zizj-1;qτ,qσ)i=1rziξa=1NΓ(yazi-1;qτ,qσ)Γ(uayazi-1;qτ,qσ), 3.6

where for later convenience the global parameters have been encoded into tuy.6

In this parametrization the 4d block integral (3.6) is manifestly equal (up to prefactors) to the correlator (2.37) that we have introduced in the previous section

B4dGγ,γ0(N), 3.7

where the identification of parameters is as follows

Gauge theoryqτqσtuyξEVAqqtuyQ-γ0-βr. 3.8

In particular, the gauge theory integration measure given by the adjoint and vector multiplets and the elliptic Vandermonde-like determinant (2.23) coming from “OPE” factor of the screening currents are identified. As we mentioned around (2.22), the actual measures may differ by q-constants, but they give the same result (up to proportionality factors) when integrating along paths enclosing the poles specified in the following (3.14).7 It then follows that (3.6) can be interpreted as the Dotsenko–Fateev representation of the chiral blocks of the EVA, as summarized in (3.7).

We now turn to discussing the integration contour (C), which was left unspecified so far, and the evaluation of the block integral/correlator (3.6) by residues. We assume |qτ|<1,|qσ|<1,|t|<1 and that they are generic, namely qτmqσntk for any m,n,kZ\{0}. We begin by studying the pole distribution of the block integrand in (3.6), focusing on the u-independent ones. These are associated with anti-fundamental matter in our conventions, and they determine C as we are going to explain. The poles coming from the numerator of the matter contribution are located at

zi=yaqτnqσk,n,kZ0. 3.9

Further poles come from the numerator of the integration measure (adjoint) and are determined by the condition

zizj=tqτnqσk,n,kZ0. 3.10

Importantly, there are zeros coming from the denominator of the integration measure (vector) whenever

zizj=qτnqσk,n,kZ0. 3.11

The contour C is chosen to encircle only the poles of the form

zi=yatkqτn,n,kZ0. 3.12

As explained in detail in [61], this prescription arises by interpreting the contributions from poles containing powers of qσ as unphysical replicas because of the quasi-periodicity on T2. Moreover, this prescription works in rank 1 examples [61], and we adopt it also in the present case. In order to completely specify the integration path, we split the integration variables into N groups of ra, namely

r=a=1Nra,{zi}={z(a,)|a=1,,N,=1,,ra}, 3.13

and we assign a contour to each group. Within each group, the sequence z(a,)=yaqτn connects the points z(a,)=0 and z(a,)=ya, and the contour is taken to go around that path. In order to understand what are the contributing poles, let us focus on the a th group. First of all, we have a permutation symmetry among the z(a,) which we fix by starting to integrate from the last variable of the group all the way to the first one, namely we perform the integrations in the order z(a,ra),z(a,ra-1),,z(a,1). For the last variable the contributing poles are just those from the anti-fundamentals, namely z(a,ra)=yaqτn. Then, we perform the integration over the next-to-last variable z(a,ra-1). The possible contributing poles arise from the anti-fundamentals at z(a,ra-1)=yaqτk, or from the adjoint at z(a,ra-1)=yatqτn+k. The first family does not contribute because the condition z(a,ra-1)z(a,ra)=qτZ is satisfied and hence the vector contributes with a zero. Similarly, for the variable z(a,ra-2) we find the contributing poles are those at z(a,ra-2)=yat2qτn+k+j, and so on. The same reasoning applies to each group, and we can eventually realize that the relevant poles are labeled by an N-tuple of Young tableaux Ya with at most ra rows of length Ya

z(a,)=zYa=yatra-qτYa,YaY+1a. 3.14

The sum of the residues of (3.6) over these poles can be evaluated by using the properties in (6.12), and we can finally write

BC4d=Resz=zΥ4d(z)z×YΥ4d(z)|zYΥ4d(z)|z. 3.15

The summands of the series reads as

Υ4d(z)|zYΥ4d(z)|z=qτξ|Y|(a,)(b,k)Θ(tyayb-1tra-rb-+k;qσ,qτ)Ya-YkbΘ(yayb-1tra-rb-+k;qσ,qτ)Ya-Ykba,b,Θ(ybya-1t-ra+;qσ,qτ)-YaΘ(ubybya-1t-ra+;qσ,qτ)-Ya, 3.16

where |Y|=a=1N=1raYa and the Θ-factorial is defined in (6.14). We see that BC4d is similar to a multiple elliptic hypergeometric series studied, for example, in [93].

In [61] we have shown that the Abelian blocks (r=1) are annihilated by a difference operator which is an elliptic deformation (in the shift operator) of the q-hypergeometric operator. We believe that there should exist a similar operator annihilating the more general block given in (3.15), and it would be interesting to determine it.

The 4d holomorphic block (3.15) has the form of an elliptic deformation of a vortex partition function [94], similar to those appearing in [61, 91, 95, 96]. Given the relation between vortex and instanton counting [94, 97100], it is natural to ask whether (3.15) can be seen as the vortex partition function of a 1/2 BPS codimension 2 theory in Rϵ1,ϵ24×T2. Granted the comment in the previous paragraph, this possibility is also strongly supported by the very well-known fact that partition functions of defect theories obey difference equations [44, 98102]. Indeed, in the next section we will verify that the elliptic vortex sum in (3.15) equals the R4×T2 Nekrasov instanton partition function [6264] of the U(N) theory with N fundamental and anti-fundamental flavors for particular values of the Coulomb branch parameters of the 6d theory.

6d Nekrasov partition function

In this section, we compute the instanton partition function on Rϵ1,ϵ24×T2, which can be defined as the generating function of elliptic genera [103, 104] of the instanton moduli space. Our goal is to show that the elliptic Nekrasov instanton partition function reduces to the elliptic vortex partition function (3.15) at specific points in the Coulomb branch. In fact, in analogy with the lower dimensional cases, these should correspond to the points where vortex solutions exist and where the low energy dynamics can be described by a 1/2 BPS codimension 2 theory on Rϵ2×T2.8

There are diverse methods [62] to compute the supersymmetric partition function we are interested in, such as instanton calculus [4, 5] or topological string methods [106, 107]. We adopt the second perspective. We start by considering an M-theory setup provided by M parallel M5-branes wrapped on a torus and probing a transverse AN-1 singularity as in [63, 64]

graphic file with name 11005_2017_986_Equ59_HTML.gif 4.1

Our aim is then to compute the M-theory partition function on such background. The result we are looking for can be found in [63], here we briefly review the points of that construction which are more relevant for our analysis and adapt to our notation. For coincident M5-branes the configuration leads to a 6d (1, 0) superconformal theory. However, one can also consider a deformation away from the superconformal fixed point by separating the M5-branes along a transverse direction, and suspending M2-branes between consecutive M5-branes. The ends of the M2-branes appear as strings from the M5-brane viewpoint, and hence were called MA-strings in [63] (the N>1 generalization of M-strings [108]). The M-theory partition function can be obtained by computing the BPS degeneracies of the states arising from the M2-branes wrapping T2. Through a chain of dualities, the M-theory background has a dual description in type IIB string theory as the (pq)-web [109, 110]

graphic file with name 11005_2017_986_Equ60_HTML.gif 4.2

where the subindex denotes the (pq)-cylinder. The (pq)-web is dual to an elliptically fibered toric Calabi–Yau threefold [111, 112]. This geometry can be used to compute IIA topological string amplitudes by using the refined topological vertex [107, 113, 114]. The basic building block of the geometry is given by the periodic strip depicted in Fig. 2 (left), where we have explicitly shown the external Young diagrams and the various Kähler parameters. Because of the periodic identification, all the variables of the strip are subject to the equivalence relation nn+N for any subindex of Kähler parameters or Young diagrams. Notice that there is an additional Kähler parameter (Qf,0Qf,N) and internal Young diagram (ν1νN+1) with respect to the uncompactified strip. By choosing the horizontal direction as the preferred one, the sums over the internal diagrams can be performed through the refined version of the method of [115], the main difference being the appearance of an extra infinite product taking into account the multi-covering contributions of the basic holomorphic curves due to the periodic identification. The resulting (normalized) periodic strip amplitude can be written as (11.15)

Kβα(Qm,Qf;q,t)K(Qm,Qf;q,t)=a=1Nqαa22tβa22Z~αa(t,q)Z~βa(q,t)k=0Nβaβa(pqk+1;q,t)Nαaαa(qk+1;q,t)×a,b=1NNαaβb(p12QabQm,b;q,t|q)1abNk=0Nβaβb(pqkQabQm,a-1Qm,b;q,t)Nαaαb(qkQab;q,t), 4.3

with

p=qt-1,q=k=1NQm,kQf,k,Qab=k=ab-1Qm,kQf,k,a<b1,a=bqQba-1,a>b. 4.4

The function Nμν(Q;q,t|q) defined in (11.14) is the elliptic version of the K-theoretic Nekrasov function Nμν(Q;q,t) (11.10). The parameters of the Ω-background are identified as q=e2πiϵ1,t=e-2πiϵ2,q=e2πiσ, where σ is the elliptic modulus. The 6d theory we are interested in can be engineered by gluing two periodic strips (M=2) as in Fig. 2 (right) with the constraint

Qm,aQf,a=Q¯m,a+1Q¯f,aQ¯ab=QabQ¯m,aQ¯m,b-1. 4.5

Setting the external legs to empty Young tableaux, we can compute the R4×T2 Nekrasov instanton partition function for the U(N) theory with N fundamental and anti-fundamental hypers [62]. The details of the gluing are reported in Appendix 6, the final result is9

ZinstR4×T2=YQ~B|Y|a,b=1NNYb(Ab-1Q¯a;q,t|q)NYa(AaQb;q,t|q)NYaYb(AaAb-1;q,t|q), 4.6

where we set

Qab=AaAb-1,abqAaAb-1,a>b,Qm,a=AaQap-12,Q¯m,a=Aa-1Q¯ap-12. 4.7

Due to NYaYb(Q;q,t|0)=NYaYb(Q;q,t), in the decompactification limit q0 we can recognize in the expression above the R4×S1 Nekrasov instanton partition function upon identifying

Ab=eRab,Qb=eRmb,Q¯b=eRm¯b,Q~B=Λinst5d, 4.8

where R is the scale of the surviving circle, while ab,mb,m¯b,Λinst5d are, respectively, the Coulomb branch parameters, the masses of fundamental and anti-fundamental hypers and the 5d instanton parameter.

Fig. 2.

Fig. 2

Left the (dual) toric diagram of the periodic strip. Right gluing two strips

We now consider a particular specialization of the parameters Aa. If we tune

AaQa=tra,raZ>0,a=1,,N, 4.9

the numerator of (4.6) yields zero at the box (ra+1,1)Ya, and hence the sum over the Young tableaux is truncated to tableaux with at most ra rows. When Ya has at most ra rows we have

NYa(Q;q,t|q)=i=1raj=1YiaΘ(Qqj-1t1-i;q)=i=1raΓ(QqYiat1-i;q,q)Γ(Qt1-i;q,q), 4.10

where we used {λi-j}={j-1} at fixed i and the definition of the Θ-factorial (6.14). Similarly

NYa(Q;q,t|q)=i=1raj=1YiaΘ(Qq-jti;q)=i=1raΓ(qqQ-1qYiat-i;q,q)Γ(qqQ-1t-i;q,q). 4.11

When the diagrams are both non-empty, we can use the identity (for |q|<1) [117]

Nμν(Q;q,t)=i,j1(Qqμi-νjtj-i+1;q)(Qtj-i+1;q)(Qtj-i;q)(Qqμi-νjtj-i;q), 4.12

and the definitions (6.9), (11.14) to write

Nμν(Q;q,t|q)=i,j1Γ(Qtj-i+1;q,q)Γ(Qqμi-νjtj-i+1;q,q)Γ(Qqμi-νjtj-i;q,q)Γ(Qtj-i;q,q). 4.13

Therefore, when Ya and Yb have at most ra and rb rows, respectively, we have

NYaYb(Q;q,t|q)=i=1raj=1rbΓ(Qtj-i+1;q,q)Γ(QqYia-Yjbtj-i+1;q,q)Γ(QqYia-Yjbtj-i;q,q)Γ(Qtj-i;q,q)×NYa(Qtrb;q,t|q)NYb(Qt-ra;q,t|q), 4.14

where we have divided the infinite products in four regions, namely (i,j)[1,ra]×[1,rb],(i,j)[1,ra]×[rb+1,+],(i,j)[ra+1,+]×[1,rb],(i,j)[ra+1,+]×[rb+1,+]. The first region contributes with the first factor, the second and the third regions yield the elliptic Nekrasov functions with an empty tableaux, while the fourth region does not contribute. Finally, the evaluation of (11.16) at Aa=Qa-1tra yields

ZinstR4×T2=YQ~B|Y|a,b=1NZYaYbadZada=1NZYafZYaf¯ZfZf¯, 4.15

where

ZYaYbad=i=1raj=1rbΓ(tQbQa-1tra-rb+j-iqYia-Yjb;q,q)Γ(QbQa-1tra-rb+j-iqYia-Yjb;q,q),ZYafZYaf¯=b=1Ni=1raΓ(Qb-1Qat-ra+iq-Yia;q,q)Γ(Q¯bQat-ra+iq-Yia;q,q). 4.16

We can now easily identify (4.15) with the elliptic vortex sum in (3.15) provided the following identifications hold10

R2×T2/EVAqτqσtuayaqτξR4×T2qqtQaQ¯aQa-1Q~B. 4.17

Moreover, the specialization of the Coulomb branch parameters/internal momenta encodes the rank r of the 4d gauge group/number of screening currents, and it also determines the choice of the 4d block integral/EVA correlator contour through the breaking pattern r=a=1Nra.

Discussion and outlook

In the special case of the 4-point function (N=2) with a single screening current (r=1), corresponding to the SQED theory with N=2 fundamentals and anti-fundamentals, we have shown in [61] that the 4d holomorphic block (proportional to the elliptic series 2E1) satisfies a q-difference equation representing an elliptic deformation of the equation satisfied by the 2ϕ1 q-hypergeometric. In q-Virasoro theories this corresponds to the fact that the 4-point correlator has a degenerate insertion at level 2, analogously to the very well-known case of (undeformed) Virasoro theories. It is tempting to make an analogous statement for elliptic Virasoro theories, interpreting the elliptic q-difference equation as a decoupling equation for the insertion of a degenerate operator. This is certainly true from the gauge theory viewpoint, as we have shown that the Abelian block arises upon the specialization (4.9) a1=-m1-ϵ2,a2=-m2 of the elliptic Nekrasov instanton partition function, corresponding in the AGT dictionary to the insertion of a level 2 degenerate external momentum [14]. In order to fully understand this aspect, a study of the representation theory of the EVA is required.

The results of this work summarized in the “triality” (4.17) and the above observations strongly suggest that, in the spirit of the AGT correspondence, generic chiral blocks of the EVA are described by elliptic Nekrasov instanton partition functions. We hope that this 6d AGT relation and the EVA can be a useful tool for studying certain 6d supersymmetric theories and their defects. It would also be interesting to study the 4d/6d/EVA “triality” from the perspective of [119121].

As we mentioned in the main text, our construction of the EVA can be easily generalized to define an elliptic deformation of the WM algebra. We expect this extended algebra to be important for studying 4d quiver gauge theories and 6d theories engineered by gluing an arbitrary number of periodic strips. It would be also very interesting to develop a stronger version of the 6d AGT correspondence through the identification of compact space partition functions with non-chiral correlators in QFTs with elliptic Virasoro symmetry, along the lines of [30, 31] for the 5d case.

The EVA may be also interesting from a purely mathematical viewpoint and applications to elliptic integrable systems. The DVA was introduced to understand the symmetry algebra behind Macdonald polynomials, in analogy with the relation between Jack polynomials and singular vectors of the Virasoro algebra. It was eventually understood [122] that the DVA and Macdonald polynomials are naturally related to a more elementary algebra, the trigonometric Ding–Iohara algebra [123]. Elliptic Macdonald functions can be defined as eigenfunctions of the elliptic Macdonald operator. However, their study is much more complicated than in the trigonometric case (see [102, 124] for developments from a gauge theory viewpoint). In [125] an elliptic Ding–Iohara algebra was introduced11 and its connection to elliptic Macdonald functions was established. In Appendix 5, we show that the EVA can be realized on a tensor product of two Fock representations of the elliptic Ding–Iohara algebra. It is then natural to ask whether elliptic Macdonald functions can be studied by means of the EVA, perhaps through their correspondence with some kind of singular vectors. This perspective may eventually lead to a neat integral representation of elliptic Macdonald functions, as in [22, 127] for the trigonometric case.

Finally, in [128] the important role of the trigonometric Ding–Iohara algebra for the 5d AGT relation was extensively discussed. It was conjectured (and proved in the Abelian case) that topological string amplitudes on the strip, the basic building block for the 5d Nekrasov instanton partition function, can be computed as matrix elements of a vertex operator intertwining representations of the trigonometric Ding–Iohara algebra. Given the relation among the 6d Nekrasov instanton partition function, the EVA and the elliptic Ding–Iohara algebra found in this work, it would be interesting to understand whether periodic strip amplitudes have a similar interpretation.12

Comment added Clavelli–Shapiro trace technique [130] allows torus correlators in q-WM algebras to be interpreted as sphere correlators in elliptic WM algebras. The advantage of this perspective is that the latter are usually easier to handle. This relation between trigonometric and elliptic algebras is related to the fiber/base duality in the context of 5d or 6d theories arising from toric Calabi–Yau threefolds with a periodic direction discussed in this paper. However, this duality does not imply that all the elliptic WM algebra observables can be recast in terms of q-WM algebra ones. This is, for instance, the case of elliptic torus correlators, which should be interesting for doubly compactified toric geometries. Moreover, it seems to be a non-trivial fact that the elliptic deformation leads to a well-defined associative algebra.

Acknowledgements

I would like to thank S. Pasquetti for many illuminating discussions and comments about the draft of this paper. I also thank A. Torrielli, M. Zabzine, J. Minahan, and S. Cremonesi for helpful discussions. I also thank the referees for valuable comments. This research was partially supported by the EPSRC Ph.D. studentship EP/K503186/1, and in part by Vetenskapsrådet under Grant #2014- 5517 and by the grant Geometry and Physics from the Knut and Alice Wallenberg foundation.

A Elliptic functions

In this appendix, we collect useful definitions and properties of some elliptic functions used in the main text. We refer to [135] for further details. We start by defining the (infinite) q-factorial

(x;q)=e-Li2(x;q),Li2(x;q)=k1xkk(1-qk). 6.1

In the region |q|<1, it has the compact product representation

(x;q)=k0(1-qkx), 6.2

which can be extended to the domain |q|>1 through

(x;q)=1k1(1-q-kx). 6.3

The Jacobi Theta function that we use is defined by

Θ(x;q)=(x;q)(qx-1;q)=e-n0xnn(1-qn). 6.4

From this simple expression we can realize that throughout this paper we will consider exponentials of infinite sums running in both directions. These series can be organized by replacing the expansion parameter xn with |n|xn, expanding in and then letting 1. This is, for instance, how one can verify on a computer Jacobi’s triple product identity

(x;q)(qx-1;q)=1(q;q)nZ(-1)nqn(n-1)/2xn. 6.5

Useful properties of Theta functions are (mZ0)

Θ(qmx;q)Θ(x;q)=(-xq(m-1)/2)-m,Θ(q-mx;q)Θ(x;q)=(-x-1q(m+1)/2)-m. 6.6

The double (infinite) q-factorial is defined by

(x;p,q)=j,k0(1-pjqkx),|p|,|q|<1, 6.7

and it can be extended to other regions by using the representation

(x;p,q)=e-Li3(x;p,q),Li3(x;p,q)=k1xkk(1-pk)(1-qk). 6.8

The elliptic Gamma function is defined by

Γ(x;p,q)=(pqx-1;p,q)(x;p,q)=ek0xkk(1-pk)(1-qk)=ek>0(q-1/2p-1/2x)kk(qk/2-q-k/2)(pk/2-p-k/2). 6.9

Assuming |p|,|q|<1, it has zeros and poles at

zeros:x=pm+1qn+1,poles:x=p-mq-n,m,nZ0. 6.10

Useful properties of the elliptic Gamma function are (m,nZ0)

Reflection:Γ(x;p,q)Γ(pqx-1;p,q)=1, 6.11
Shift:Γ(pmqnx;p,q)Γ(x;p,q)=(-xp(m-1)/2q(n-1)/2)-mnΘ(x;p,q)nΘ(x;q,p)m,Γ(pmq-nx;p,q)Γ(x;p,q)=(-xp(m-1)/2q-(n+1)/2)mnΘ(x;q,p)mΘ(pqx-1;p,q)n, 6.12
Residues:Resx=ypmqnΓ(yx-1;p,q)x=Resx=1Γ(x;p,q)(-pqq(n-1)/2p(m-1)/2)mnΘ(pq;p,q)nΘ(pq;q,p)m. 6.13

Here we introduced the Θ-factorial

Θ(x;p,q)n=Γ(qnx;p,q)Γ(x;p,q)=k=0n-1Θ(xqk;p), 6.14
Θ(x;p,q)-n=Θ(q-nx;p,q)n-1. 6.15

Notice that in the limit p0 the Θ-factorial reduces to the q-factorial

Θ(x;0,q)n=(x;q)n=k=0n-1(1-qkx), 6.16

because

Θ(x;0)=1-x. 6.17

B Free boson tools

The master formula when manipulating with bosonic oscillators is the BCH formula. Given two operators A,B such that Inline graphic for some constant cC, the BCH formula reduces to

eAeB=eBeAec,e-ABeA=B-[A,B]. 7.1

Let us now consider an algebra generated by the operators {an,nZ\{0}} with the defining relations

graphic file with name 11005_2017_986_Equ94_HTML.gif 7.2

We can construct the following vertex operators

Vi=:evi:,vi=n0vi,nan, 7.3

where vi,n are generic complex numbers and the normal ordering symbol  :   :  means all the positive modes are moved to the right of all the negative modes. If we denote by []± the positive and negative mode parts, we can then write

Vi=[Vi]-[Vi]+,[Vi]±=e[vi]±. 7.4

In the main text, we have to compute correlators containing expressions such as

i=1MVi=[V1]-[V1]+[V2]-[V2]+[VM]-[VM]+. 7.5

To this end, we bring all the [Vi]+s to the right of all the [Vj]-s. The first, [V1]+, has to cross all the [Vi]- with i=2,,M, while it commutes with all the [Vi]+s. In the process it produces e[[v1]+,[v2]-]e[[v1]+,[vM]-] due to (7.1). The second, [V2]+, has to cross all the [Vi]- with i=3,,M, and so on. Eventually, we get

i=1MVi=:i=1MVi:×1i<jMe[[vi]+,[vj]-]. 7.6

C Free boson representation of the EVA

In this section we give the proof that the current (2.9) satisfies the defining relation (2.1) of the EVA.13 Let us start by computing the “OPE”

T(z)T(w)=Λ+(z)Λ+(w)+Λ+(z)Λ-(w)+Λ-(z)Λ+(w)+Λ-(z)Λ-(w)=:Λ+(z)Λ+(w):f+,+(w/z)-1+:Λ+(z)Λ-(w):f+,-(w/z)-1+:Λ-(z)Λ+(w):f-,+(w/z)-1+:Λ-(z)Λ-(w):f-,-(w/z)-1. 8.1

Using (2.13) we have

f(w/z)T(z)T(w)=:Λ+(z)Λ+(w):+:Λ+(z)Λ-(w):γ(p1/2w/z)+:Λ-(z)Λ+(w):γ(p-1/2w/z)+:Λ-(z)Λ-(w):, 8.2

and similarly for T(w)T(z)f(z/w) which is obtained by exchanging zw. Subtracting the two equalities we get

f(w/z)T(z)T(w)-T(w)T(z)f(z/w)=:Λ+(z)Λ-(w):(γ(p1/2w/z)-γ(p-1/2z/w))+:Λ-(z)Λ+(w):(γ(p-1/2w/z)-γ(p-1/2z/w)). 8.3

Now using (2.15) we have (κ=Θ(q;q)Θ(t-1;q)(q;q)2Θ(p,;q))

f(w/z)T(z)T(w)-T(w)T(z)f(z/w)=-κ:Λ+(z)Λ-(w):(δ(pw/z)-δ(w/z))-κ:Λ-(z)Λ+(w):(δ(w/z)-δ(p-1w/z))=-κ:Λ+(z)Λ-(p-1z):δ(pw/z)+κ:Λ-(z)Λ+(pz):δ(p-1w/z), 8.4

and we can use (2.12) to conclude the proof. This is the final result, but the relation (2.15) needs to be considered more carefully. First of all, one may naively conclude that

γ(x)-γ(x-1)=0, 8.5

because

γ(x)=Θ(p1/2q-1x;q)Θ(p-1/2qx;q)Θ(p1/2x;q)Θ(p-1/2x;q)=γ(x-1), 8.6

where in the last equality we used the property

Θ(x-1;q)=Θ(qx;q)=-x-1Θ(x;q). 8.7

This is the elliptic analogue of the identity

11-x=-x-11-x-1, 8.8

to which it reduces in the limit q0. However, we have to remember that the difference γ(x)-γ(x-1) is coming from subtracting the operator T(w)T(z)f(z/w) from the operator T(z)T(w)f(w/z), and hence non-trivial contact terms, signaled by δ functions, may arise in the process because a radial ordering prescription is needed. In other words, the difference γ(x)-γ(x-1) must be treated in the sense of hyperfunctions (see, for example, [131]). All in all, the problem is to find a concrete formula for the hyperfunction γ(x)-γ(x-1). Before considering the elliptic case, it might be useful to recall how δ function terms arise in the q-Virasoro limit (see, for example, appendix of [83]), in which case the γ(x) function is substituted by the q0 limit of the one appearing here

γ(x)q0γ~(x)=(1-p1/2q-1x)(1-p-1/2qx)(1-p1/2x)(1-p-1/2x). 8.9

First of all, the identity (8.8) must now be replaced/modified by

δ(x)=11-x+x-11-x-1, 8.10

which can be easily proved by series expanding the two terms in the r.h.s. separately. Now we focus on the factor (1-p1/2x) in the denominator of γ~(x), which will be replaced by

11-p1/2x=δ(p1/2x)-p-1/2x-11-p-1/2x-1, 8.11

and similarly for the factor (1-p1/2x-1) in the denominator of γ~(x-1)

p1/2x-11-p1/2x-1=δ(p-1/2x)-11-p-1/2x. 8.12

Now we can take the difference γ~(x)-γ~(x-1) naively, and only the δ function terms will survive

γ~(x)-γ~(x-1)=-(1-q)(1-t-1)(1-p)(δ(p1/2x)-δ(p-1/2x)). 8.13

In the elliptic case one can repeat exactly the same steps, the crucial point being to find a δ function representation involving Theta functions which can be used to replace/modify the identity (8.7). This representation is

δ(x)=(q;q)2Θ(x;q)+(q;q)2x-1Θ(x-1;q), 8.14

which is given in [125] (Lemma 3.5). Now we can use this representation to replace the factor Θ(p1/2x;q) in the denominator of γ(x) with

1Θ(p1/2x;q)=δ(p1/2x)(q;q)2-p-1/2x-1Θ(p-1/2x-1;q), 8.15

and similarly for the factor Θ(p1/2x-1;q) in the denominator of γ(x-1)

p1/2x-1Θ(p1/2x-1;q)=δ(p-1/2x)(q;q)2-1Θ(p-1/2x;q). 8.16

This prescription defines the hyperfunction γ(x)-γ(x-1) in (2.15), which is not identically zero due to contact terms.

D Screening current of the EVA

In this appendix, we provide the explicit verification of (2.16) using (2.9), (2.17). We set

Λσ(z)=:eλσ(z):[Λσ(z)]0,S(w)=:es(w):[S(w)]0, 9.1

where []+,-,0 denotes the positive, negative or zero mode part. Then, we have

[Λσ(z),S(w)]=:Λσ(z)S(w):tσe[[λσ(z)]+,[s(w)]-]-e[[s(w)]+,[λσ(z)]-]. 9.2

Since

[[λσ(z)]+,[s(w)]-]=σn>0(pσ2wz-1)n(tn2-t-n2)n(1-qn)+σn>0(qp-σ2zw-1)n(t-n2-tn2)n(1-qn),[[s(w)]+,[λσ(z)]-]=-σn>0(p-σ2zw-1)n(tn2-t-n2)n(1-qn)-σn>0(qpσ2wz-1)n(t-n2-tn2)n(1-qn), 9.3

we get

[Λσ(z),S(w)]=:Λσ(z)S(w):Fσ(pσ2t12wz-1), 9.4

where

Fσ(x)=tσΘ(t-1x;q)σΘ(x;q)σ-Θ(tx-1;q)σΘ(x-1;q)σ. 9.5

This function should be interpreted again as a hyperfunction (otherwise it is identically zero). Then,

F+(x)=tΘ(t-1x;q)(q;q)2δ(x),F-(x)=t-1Θ(x;q)(q;q)2δ(xt-1), 9.6

where we used the representation (8.14). We can therefore write

[T(z),S(w)]=t12Θ(t-1;q)(q;q)2σσ:Λσ(qσ2w)S(w):tσ2δ(qσ2wz-1). 9.7

It is now easy to verify that

:Λ+(q12w)S(w):t12=X(q12w)w,:Λ-q-12wS(w):t-12=Xq-12ww, 9.8

where

X(w)w=:e-n0qn/2p-n+q-n/2(1+p-n)qn/2-q-n/2(1-q|n|)(w-nαn-wnβn):eβQwβP, 9.9

so that

[T(z),S(w)]=q12-q-12t12Θ(t-1;q)(q;q)2ddqwδ(wz-1)X(w). 9.10

E Relation with the elliptic Ding–Iohara algebra

The Ding–Iohara algebra [132] is an associative unital (functional) C-algebra endowed with a coproduct Δ (in fact, a Hopf algebra) and defined by a matrix of analytic structure functions gij(z) satisfying the property gij(z)=gji(z-1)-1. It provides a generalization of the Drinfeld realization of quantum affine algebras, giving rise to standard examples for particular choices of the structure matrix.

By considering a single structure function of elliptic type

g(z)=Θ(qz;q)Θ(t-1z;q)Θ(p-1z;q)Θ(q-1z;q)Θ(tz;q)Θ(pz;q), 10.1

the author of [125]14 introduced the elliptic Ding–Iohara algebra U(q,t,q) generated by the coefficients of the currents

x±(z)=nxn±z-n,ψ±(z)=nψn±z-n,nZ, 10.2

and the invertible central element γ1/2, subject to the following defining relations

[ψ±(z),ψ±(w)]=0,ψ+(z)ψ-(w)=ψ-(w)ψ+(z)g(γzw-1)g(γ-1zw-1),ψρ(z)xσ(w)=xσ(w)ψρ(z)g(γρσ12zw-1)σ,(σ,ρ){±,±},x±(z)x±(w)=x±(w)x±(z)g(zw-1)±1,[x+(z),x-(w)]=Θ(q;q)Θ(t-1;q)(q;q)2Θ(p;q)δγwzψ+(γ12w)-δγ-1wzψ-(γ-12w). 10.3

The coproduct reads

graphic file with name 11005_2017_986_Equ128_HTML.gif 10.4

where Inline graphic.

We now show that, using the following level 115 Fock representation ρy (yC×) of U(q,t,q) ([125], Theorem 1.2)

ρy(γ±12)=p14,ρy(ψ±(z))=φ±(z),ρy(x+(z))=yη(z),ρy(x-(z))=y-1ξ(z), 10.5

where16

φ±(z)=[φ(z)]±,φ(z)=:en0(1-tn)(p-|n|/2-p|n|/2)p-|n|/4z-nn(1-q|n|)ane-n0(1-t-n)(p-|n|/2-p|n|/2)p|n|/4q|n|znn(1-q|n|)bn:,η(z)=:e-n0(1-tn)z-nn(1-q|n|)ane-n0(1-t-n)q|n|znn(1-q|n|)bn:,ξ(z)=:en0(1-tn)p-|n|/2z-nn(1-q|n|)anen0(1-t-n)p|n|/2q|n|znn(1-q|n|)bn:,[am,an]=m(1-q|m|)(1-q|m|)1-t|m|δm+n,0,m,nZ\{0},[bm,bn]=m(1-q|m|)(1-q|m|)(pq)|m|(1-t|m|)δm+n,0,[am,bn]=0,m,nZ\{0}, 10.6

we can give a representation of the EVA algebra defined in (2.1) through the tensor product representation ρy1ρy2. Our derivation follows the analogous construction of [122], where it is shown how to realize the q-WM algebra of [22, 23] starting from the trigonometric Ding–Iohara algebra, the q0 limit of U(q,t,q). To begin with, we define the dressed current

t(z)=α-(z)x+(z)α+(z), 10.7

where the currents α±(z) are defined by means of the modes of ψ±(z) as follows. In analogy with [122] and having in mind the Fock representation (10.5), we set

ψ±(z)=ψ0±e±n>0Ψ±nγn/2znen>0Ψ±nγ-n/2z±n,[ψ0+,ψ0-]=0,[Ψm,Ψn]=(1-q-m)(1-tm)(1-pm)m(1-q|m|)(γm-γ-m)γ-|m|δm+n,0,[Ψm,Ψn]=q|m|(1-q-m)(1-tm)(1-pm)m(1-q|m|)(γm-γ-m)γ|m|δm+n,0, 10.8

and take

α±(z)=e±n>0znγn-γ-nΨ±ne±n>0z±nγn-γ-nΨ±n. 10.9

Notice that the action of the coproduct on Ψn,Ψn reads

graphic file with name 11005_2017_986_Equ134_HTML.gif 10.10

while the ρy representation is given by ρy(ψ0±)=1 and

ρy(Ψn)=(1-tn)(p-|n|/2-p|n|/2)|n|(1-q|n|)an,ρy(Ψn)=q|n|(1-t-n)(p-|n|/2-p|n|/2)|n|(1-q|n|)bn. 10.11

We now consider the twofold tensor product representation

ρy1,y2(2)=ρy1ρy2Δ, 10.12

and we want to compute

ρy1,y2(2)(t(z))=i=1,2yiΛi(z). 10.13

Notice that we are constructing a level 2 representation since ρy1,y2(2)(γ±12)=p12. In particular, we have

ρy1,y2(2)(Ψn)=i=1,2ρy1,y2,i(2)(Ψn),ρy1,y2,i(2)(Ψn)=-(1-tn)(1-p-|n|)p|n|2(2-i+1)|n|(1-q|n|)an,i,ρy1,y2(2)(Ψn)=i=1,2ρy1,y2,i(2)(Ψn),ρy1,y2,i(2)(Ψn)=q|n|(1-t-n)(1-p|n|)p-|n|2(2-i+1)|n|(1-q|n|)bn,i, 10.14

where the subindex i denotes that the operators are in the i th tensor component. Therefore,

ρy1,y2(2)(α+(z))=i=1,2λi+(z),λi+(z)=en>0z-np-n-pnρy1,y2,i(2)(Ψn)en>0znp-n-pnρy1,y2,i(2)(Ψn),ρy1,y2(2)(α-(z))=i=1,2λi-(z),λi-(z)=e-n>0znp-n-pnρy1,y2,i(2)(Ψ-n)e-n>0z-np-n-pnρy1,y2,i(2)(Ψ-n). 10.15

We also have

graphic file with name 11005_2017_986_Equ140_HTML.gif 10.16

and hence

Λi(z)=j=1,2λj-(z)Λ~i(z)k=1,2λk+(z). 10.17

Notice that Inline graphic. Finally, we can verify that (2.10) is satisfied with Λ+(z)Λ1(z),Λ-(z)Λ2(z), namely

Λ1,2(z)Λ1,2(w)=:Λ1,2(z)Λ1,2(w):f±,±(wz-1)-1, 10.18

which proves that the current ρ1,1(2)(t(z)) gives a representation of the EVA algebra. For completeness, let us work out explicitly the case of Λ1(z)Λ1(w), the others can be treated similarly. The first tensor component in the above representation of Λ1(z)Λ1(w) arises from

λ1-(z)η(z)λ1+(z)λ1-(w)η(w)λ1+(w)=λ1-(z)[η(z)]-([η(z)]+λ1+(z)λ1-(w)[η(w)]-)[η(w)]+λ1+(w), 10.19

where we put in brackets the terms which need to be normal ordered. Let us focus on the part containing the as. They give four contributions, which sum up to

e-m>0wzm(1-qm)(1-t-m)m(1-qm)(1-p2m)1-2pm+p2m+(1-p-m)2p4m(1-p2m). 10.20

The second tensor component arises from

λ2-(z)λ2+(z)λ2-(w)λ2+(w)=λ2-(z)(λ2+(z)λ2-(w))λ2+(w), 10.21

and the normal ordering function from the part containing the as reads

e-m>0wzm(1-qm)(1-t-m)m(1-qm)(1-p2m)(1-p-m)2p3m(1-p2m). 10.22

Analogous results come from the parts containing the bs but with the replacements wzqzw,(q,t,p)(q-1,t-1,p-1). Multiplying all these contributions together yields

e-m>0wzm(1-qm)(1-t-m)(1-pm)m(1-qm)(1-p2m)em>0p2qzwm(1-q-m)(1-tm)(1-p-m)m(1-qm)(1-p2m)=f+,+(wz-1)-1, 10.23

where f+,+(x) is defined in (2.11).

F The refined periodic strip

The amplitude of the periodic strip geometry depicted in Fig. 2 (left) reads as17

Kβα(Qm,Qf;q,t)=μ,νa=1N(-Qm,a)|μa|b=1N(-Qf,b)|νb+1|×a=1NCνaμaαa(t,q)b=1NCνb+1μbβb(q,t)=a=1Nqαa22tβa22Z~αa(t,q)Z~βa(q,t)μ,ν,η,σa=1N(-Qm,a)|μa|b=1N(-Qf,b)|νb+1|×a=1Nsνa/ηa(p-12t-ρq-αa)sμa/ηa(q-ρt-αa)×b=1Nsνb+1/σb(p12tq-ρt-βb)sμb/σb(t-ρq-βb), 11.1

where we introduced p=qt-1, and

Z~μ(t,q)=(i,j)μ11-qμi-jtμj-i+1. 11.2

We need to evaluate

G(x,y,Qm,Qf)=X,Ya=12N(-Q~a)|Xa|a=12NsXa/Ya(xa)sXa/Ya+1(ya), 11.3

where we grouped the relevant variables according to

Xa=μa+12,aoddνa2+1,aeven,Ya=ηa+12,aoddσa2,aeven, 11.4
Q~a=Qm,a+12,aoddQf,a2,aeven, 11.5
(xa,ya)=q-ρt-αa+12,t-ρq-βa+12,aoddq-ρ+12t-βa2-12,t-ρ+12q-αa2+1-12,aeven. 11.6

Using standard identities of Schur polynomials [133] we get18

G(x,y,Qm,Qf)=1(q;q)i,j,k=1a=12N=1N1-qk-1s=aa+2-2Q~sxa,iya+2-2,j1-qk-1s=aa+2-1Q~sxa,iya+2-1,j, 11.7

where q=a=12NQ~a=a=1NQm,aQf,a, and hence

Kβα(Qm,Qf;q,t)=1(q;q)a=1Nqαa22tβa22Z~αa(t,q)Z~βa(q,t)×i,j,k=1r,=1N(1-qk-1Qr,r+Qm,r-1q-αr+,i+j-12t-βr,j+i-12)(1-qk-1Qr,r+Qm,r-1Qm,r+q-βr+,i+jt-βr,j+i-1)×(1-qk-1Qr,r+-1Qm,r+-1q-βr+-1,i+j-12t-αr,j+i-12)(1-qk-1Qr,r+q-αr+,i+j-1t-αr,j+i), 11.8

where

Qa,b=k=ab-1Qm,kQf,k,a<bqQb,a-1,a>b1,a=bq,b=a+N. 11.9

Using the K-theoretic Nekrasov function (we use the notation of [117])

Nμν(Q;q,t)=(i,j)μ(1-Qqμi-jtνj-i+1)(i,j)ν(1-Qq-νi+j-1t-μj+i), 11.10

we also have

i,j=11-Qq-νi+j-1t-μj+i1-Qqj-1ti=Nμν(Q;q,t), 11.11

and

Kβα(Qm,Qf;q,t)K(Qm,Qf;q,t)=a=1Nqαa22tβa22Z~αa(t,q)Z~βa(q,t)×r,=1Nk=0Nβrαr+p12qkQr,r+Qm,r-1;q,tNαrβr+-1p12qkQr,r+-1Qm,r+-1;q,tNβrβr+pqkQr,r+Qm,r-1Qm,r+;q,tNαrαr+(qkQr,r+;q,t)=a=1Nqαa22tβa22Z~αa(t,q)Z~βa(q,t)k=0Nβaαap12qk+1Qm,a-1;q,tNαaβap12qkQm,b;q,tNβaβapqk+1;q,tNαaαa(qk+1;q,t)×1abNk=0Nβaαbp12qkQabQm,a-1;q,tNαaβbp12qkQa,bQm,b;q,tNβaβbpqkQa,bQm,a-1Qm,b;q,tNαaαb(qkQab;q,t), 11.12

where we used q=Qa,bQb,a for ab and Qa,a+N=q. Introducing the elliptic version of the Nekrasov function19 20

Nμν(Q;q,t|q)=(i,j)μΘ(Qqμi-jtνj-i+1;q)(i,j)νΘ(Qq-νi+j-1t-μj+i;q), 11.13
=k=0Nμν(qkQ;q,t)Nνμ(pqk+1Q-1;q,t), 11.14

we also have

Kβα(Qm,Qf;q,t)K(Qm,Qf;q,t)=a=1Nqαa22tβa22Z~αa(t,q)Z~βa(q,t)Nβaβa(pqk+1;q,t)Nαaαa(qk+1;q,t)×a,b=1NNαaβb(p12Qa,bQm,b;q,t|q)1abNk=0Nβaβb(pqkQa,bQm,a-1Qf,a;q,t)Nαaαb(qkQa,b;q,t). 11.15

The denominator cannot be expressed solely in terms of the elliptic Nekrasov functions because of the “wrong” qt shift. This phenomenon has been related to the anomalous modular transformation property of the open periodic strip [108].

The R4×T2 Nekrasov instanton partition function of the U(N) theory with N fundamental and anti-fundamental hypers can be computed by gluing two periodic strips, with the result

ZinstR4×T2=Ya=1N(-QB,a)|Ya|KY(Qm,Qf;q,t)K(Qm,Qf;q,t)KY(Q¯m,Q¯f;q,t)K(Q¯m,Q¯f;q,t)=Ya=1N(-QB,a)|Ya|a=1NqYa22tYa22Z~Ya(t,q)Z~Ya(q,t)k=0NYaYa(pqk+1;q,t)NYaYa(qk+1;q,t)×a,b=1NNYb(p12QabQ¯m,a;q,t|q)NYa(p12QabQm,b;q,t|q)1abNNYaYb(Qab;q,t|q). 11.16

Using

qμ22tμ22Z~μ(t,q)Z~μ(q,t)=(-p-12)|μ|Nμμ(1;q,t), 11.17

we can recast the second line of (11.16) as

a=1N(p-12QB,a)|Ya|a=1NNYaYa(1;q,t|q), 11.18

and hence

ZinstR4×T2=Ya=1N(p-12QB,a)|Ya|×a,b=1NNYb(p12QabQ¯m,a;q,t|q)NYa(p12QabQm,b;q,t|q)NYaYb(Qab;q,t|q). 11.19

In order to make contact with the field theory language, it is useful to introduce the parametrization

Qab=AaAb-1,abqAaAb-1,a>b,Qm,a=AaQap-12,Q¯m,a=Aa-1Q¯ap-12, 11.20

so that (4.5) is automatically satisfied. Using the shift property

Nμν(qQ|q)=Nμν(Q|q)(-Q)-|μ|-|ν|q12(|ν|+ν2+|μ|-μ2)t-12(|μ|-μ2+|ν|+ν2), 11.21

we can rewrite

ZinstR4×T2=Ya=1Np-12QB,ab=1Np12Q¯m,b|Ya|bap12Q¯m,b|Ya|b<ap12Qm,b|Ya|×a,b=1NNYb(Ab-1Q¯a;q,t|q)NYa(AaQb;q,t|q)NYaYb(AaAb-1;q,t|q). 11.22

Generically, for M glued strips labeled by (c) we have [134]

aQB,a(c)|Ya(c)|=QB,1(c)p12Qm,1(c-1)a|Ya(c)|b<ap12Qm,b(c)|Ya(c)|bap12Qm,b(c-1)|Ya(c)|, 11.23

so that we can define a renormalized expansion parameter Q~B and write (4.6).

Footnotes

1

This is a function invariant w.r.t. to q-shifts of its arguments, i.e., cβ(z;q)|ziqzi=cβ(z;q).

2

We identify αn=α-n,βn=β-n.

3

For the role of Dotsenko–Fateev integrals in the 5d AGT duality we refer to [25, 26, 28, 29, 47, 56].

4

In order to avoid cluttering, we will denote dz2πiz=jdzjj2πizj, with the range of j clear from the context.

5

We will see that this is also related to the discussion around (2.22).

6

The 6d origin of t will be clarified in Sect. 4.

7

See also an analogous discussion in appendix C of [25].

8

A relation between N=2 theories on S2×T2 and M-strings (see below) is discussed in [105].

9

For a mathematical definition of the instanton partition function we refer to [4, 5, 18, 19, 116].

10

This relation was anticipated in [118], where a review of factorization of supersymmetric partition functions in various dimensions and for diverse compact spaces, 4d and 5d AGT can also be found.

11

See also [123] for another elliptic deformation, and [126] for its application to 3d/5d coupled supersymmetric gauge theories and integrable models.

12

Some of these aspects have been considered in the related work [129].

13

We will follow the lines of the derivation for the q-Virasoro case given, for example, in [83].

14

We thank S. Shakirov for pointing out this reference to us.

15

When ρ(γ±12)=pm4,m is called the level of the representation.

16

See Appendix 2 for notation.

17

The diagram μ is the transpose of μ, and we also have |μ|=iμi,μ2=iμi2. We refer to [117] for notations and useful combinatorics of Young diagrams.

18

See appendix B of [108] and appendix A of [64] for a proof.

19

Notice the symmetry Nμν(Q;q,t|q)=Nνμ(qpQ-1;q,t|q).

20

Nμν(p12x|q)=x|μ|+|ν|2q-ν2-μ24t-μ2-ν24ϑμν(x;q) in the notation of [64].

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