Economic Burden of Herpes Zoster and Post-Herpetic Neuralgia in Adults 60 Years of Age or Older: Results from a Prospective, Physician Practice-Based Cohort Study in Kushiro, Japan

Abstract

Background and Objective

Herpes zoster has a high incidence rate among people aged ≥ 60 years and can lead to serious complications such as post-herpetic neuralgia. There are currently no data on the economic burden of herpes zoster and post-herpetic neuralgia in Japan, and the objective of this study was to address this gap.

Methods

A total of 412 patients aged ≥ 60 years diagnosed with herpes zoster were recruited. Demographic, clinical, and healthcare resource utilization data on patients with herpes zoster or post-herpetic neuralgia collected via case report forms were used to estimate direct medical cost. Data obtained from a questionnaire survey among patients with herpes zoster/post-herpetic neuralgia were used to estimate transportation cost and productivity loss.

Results

The mean number of outpatient visits was 5.7. Prescription medications were the main cost driver accounting for 60% of the direct medical cost. The mean direct medical and total herpes zoster-related costs per patient were ¥43,925 and ¥57,112, respectively, and were higher in patients with post-herpetic neuralgia than in those with herpes zoster without complications. Direct medical cost represented 77%, productivity loss 19%, and transportation cost 4% of the total.

Conclusions

This is the first study of the economic burden of herpes zoster and post-herpetic neuralgia in Japan and it demonstrated substantial direct medical cost as a result of the multiple outpatient visits and prescription medications required. These findings provide baseline data for possible future economic evaluations of new herpes zoster/post-herpetic neuralgia interventions.

Trial registration

This cost analysis is part of a prospective, physician practice-based cohort study conducted between June 2013 and February 2015 in Kushiro, Japan (Clinicaltrials.gov identifier NCT01873365, registered on 6 June, 2013).

Key Points

Herpes zoster and its serious complication, post-herpetic neuralgia, are frequent among people aged ≥ 60 years.

This study investigated the economic burden of herpes zoster and post-herpetic neuralgia in Japanese patients aged ≥ 60 years: direct medical, non-medical, and indirect costs were examined.

Outpatient visits and prescription medications were responsible for the majority of direct medical costs.

This is the first investigation of the economic burden of herpes zoster and post-herpetic neuralgia in Japan.

Introduction

Herpes zoster (HZ) occurs when varicella-zoster virus reactivates as a result of waning of cell-mediated immunity. The anti-varicella-zoster virus antibody is reported to be prevalent in more than 90% of the Japanese population aged ≥ 20 years [1] and is associated with a 30% lifetime risk of developing HZ [2]. Herpes zoster-related pain resolves after approximately 90 days for many patients with HZ, but an estimated 20% will develop post-herpetic neuralgia (PHN) [3], a debilitating long-lasting pain that can continue for months or years, requiring long-term analgesic treatment. Annually, about 500,000 individuals aged ≥ 60 years develop HZ in Japan [3, 4]. This number is expected to increase owing to the aging population with an expected increase in the proportion of people aged ≥ 60 years from 32% in 2012 to 41% by 2050 [5]. This may potentially increase the economic burden of HZ and PHN on the healthcare system, elderly population, and their caregivers.

The economic burden of HZ and PHN has been studied in many countries [6–12], and these studies demonstrate that both HZ and PHN impose a substantial economic burden on the healthcare system and society. The direct medical cost of managing HZ represents a substantial proportion of the total HZ-related cost, with even higher costs for patients experiencing PHN. Indirect costs owing to sick leave (absenteeism) for patients and caregivers were also considerable [9]. Predictors of higher direct medical costs seemed to be older age, co-morbidities and immunosuppression, duration of hospitalization, use of medications, and the severity of symptoms. Being employed predicted higher indirect costs [13].

To date, no data on health resource utilization and cost owing to HZ in Japan have been published. The objective of this study was to estimate the economic burden of HZ and its complications on the healthcare system and society at large in Japan.

Methods

Study Design

Cost data were collected as part of an observational, prospective, physician practice-based cohort study of people aged ≥ 60 years conducted in Kushiro, Japan between June 2013 and February 2015. Four hundred and twelve patients were eligible for the cost analysis. This is the reporting of secondary outcomes for this study that has been previously reported [14].

Study participants were recruited from patients presenting at seven dermatology clinics or hospitals. Herpes zoster was diagnosed by the physician at the initial consultation or at a subsequent visit within 7 days of the initial consultation. The maximum follow-up time for each patient was 270 days from the initial visit. At 90 days after the initial visit, patients with a pain score of 0 were considered as having completed the study. Patients with a pain score of ≥ 1 at 90 days after the initial visit were followed for an additional 90 days and assessed again 180 days after study entry. Patients with a persisting pain score of ≥ 1 at 180 days were followed for a further 90 days with final follow-up at 270 days after the initial visit. Clinically relevant PHN was defined by the presence of HZ-related pain rated as ≥ 3 in response to Item 3 of the Zoster Brief Pain Inventory questionnaire, persisting or occurring more than 90 days after HZ rash onset [15].

This study is registered at ClinicalTrials.gov (NCT01873365) and was conducted in accordance with ethical guidelines [16] and was reviewed by an independent ethics committee. Written informed consent was obtained from all enrolled participants.

Data Collection

With the exception of hospitalizations covered by the Diagnosis Procedure Combination/Per-Diem Payment System (DPC/PDPS), healthcare resource utilization data were collected via standardized case report forms at every visit to estimate the direct medical cost for treating HZ and PHN. Demographic data and clinical characteristics of the HZ cases were also collected. For hospitalizations covered by DPC/PDPS, the admission and discharge dates and the disease code for DPC were recorded. Questionnaire surveys were completed at pre-scheduled time points to estimate HZ-related costs other than the direct medical cost. Transportation information such as mode and distance between the healthcare facility and the patient’s home was collected on the first questionnaire survey to estimate transportation costs. Data concerning patients’ and their caregivers’ HZ-related absences from work were also obtained from the questionnaire survey at 0, 15, 30, 60, 90, 120, 150, 180, 210, 240, and 270 days after the initial visit to estimate the indirect cost (productivity loss). Data were collected from the initial visit until completion of the study for each patient.

Cost Estimation

Costs were divided into three categories: direct medical costs, direct non-medical costs, and indirect costs. Direct medical costs were collected from a payer’s perspective. In addition, direct non-medical and indirect costs were collected to estimate the societal costs. Summary statistics of total cost and of each cost component were calculated and presented by age group and HZ status. Patients were assigned a HZ status in one of three categories: HZ without any complications, HZ with PHN, and HZ with complications but no PHN.

DPC/PDPS is a comprehensive payment system based on a medical fee point schedule of DPC on medical care for acute-phase hospitalizations in Japan. Direct medical costs were calculated based on the 2014 revision of the medical fee point scheme, DPC/PDPS [17] and National Health Insurance drug prices [18]. One medical fee point is equivalent to ¥10. All hospitalization costs were obtained from hospitals applying the DPC/PDPS system.

Direct medical costs were composed of outpatient visits, hospitalizations, medications, and outpatient procedures. The total cost was calculated by combining the total of these cost components. Costs were calculated using the following formulas:

1. For outpatient visits, the total sum was calculated based on ([medical fee points for each service] × 10) + total sum of ([unit drug price] × amounts);

2. For hospitalizations covered by DPC/PDPS, the total sum was calculated based on ([DPC points per day for each day] × 10) + total sum of ([the meal fee] × 3 × [no. of days admitted – 1]). Costs for hospitalizations not covered by DPC/PDPS were calculated the same way as for outpatient visits.

The following assumptions were made for the cost calculations:

1. Only the prescription sheet fees for outpatients were added to the costs of the prescribed medicines for each prescription. The dispensing-related costs at the pharmacy were not included.

2. Management fees for specific dermatologic diseases were added once a month for the outpatient visits and beyond 1 month after the initial visit.

3. General blood tests were assumed to be included with the general hematologic test, biochemistry test for ten items, and immunological test for C-reactive protein, as non-HZ-specific items were not collected individually.

4. Referral fees were added if the patient was referred to another medical institute by a physician.

Transportation costs were estimated as direct non-medical costs related to the HZ episode. Costs were calculated based on the mode of transportation and the total number of kilometers (km) traveled. Unit cost per km traveled was obtained from online information (taxi [19], private car [20], bus [21], and train [22]). The fuel efficiency of a private car was assumed to be 15 km/L. The total cost was calculated by using the formula [unit cost per km traveled] × [distance between healthcare facility and home] × 2 × [number of visits].

The data collected for distance traveled were incomplete. Imputations for missing data were based on the median distance traveled for the patients with data, stratified by residence (outside or inside Kushiro). Some patients indicated that they used other forms of transport. The transport cost for those patients was imputed based on the median transport cost per residence (outside or inside Kushiro). If a patient indicated using more than one form of transport, the costs were calculated by dividing the total number of journeys equally between the modes of transport used.

The indirect cost was estimated as productivity loss calculated by the number of working days lost for the patients and their caregivers. For patients’ productivity loss, the cost was calculated based on the patient’s salary. A basic survey of wage structure was used to calculate the hourly wage stratified by gender and age for patients who did not provide their salary information and all their caregivers [23]. If incomplete data on the number of working days lost or caregivers’ gender and age were collected, the missing data were imputed as the median or average of the available data.

Healthcare resource utilization was expressed as the number of patients, percentage of the total number of patients, and mean frequency. The mean and standard deviation were calculated for all costs. The median, minimum, and maximum were also calculated for direct medical costs. All costs were expressed in Japanese yen [¥] as of 2014 or based on the latest information available (US$1 = ¥105.9).

Complying with Ethics of Experimentation

All procedures performed in studies involving human participants were in accordance with the ethical standards of the institutional and/or national research committee and with the 1964 Helsinki Declaration and its later amendments or comparable ethical standards.

Results

Patient Demographics

Patient demographics are presented in Table 1. Of the 412 patients, 33.7% were housewives, 39.6% were unemployed/retired, and 23% were employed. The employment rate was higher (53%), in the 60–64 years age group compared with other age groups. Dermatological, ocular, and neurological complications as a result of HZ were observed in 19 (4.6%), 6 (1.5%), and 16 (3.9%) patients, respectively. Post-herpetic neuralgia was experienced by 38 patients (9.2%).

Table 1.

Patient demographics

Age group (years)	60–64 N = 92		65–69 N = 85		70–79 N = 163		≥ 80 N = 72		Total N = 412
	n	%	n	%	n	%	n	%	n	%
Gender
Male	40	43.5	34	40.0	65	39.9	25	34.7	164	39.8
Female	52	56.5	51	60.0	98	60.1	47	65.3	248	60.2
Occupation
Employed: full-time	35	38.0	10	11.8	11	6.7	1	1.4	57	13.8
Employed: part-time	8	8.7	10	11.8	4	2.5	0	0	22	5.3
Self-employed	6	6.5	3	3.5	6	3.7	1	1.4	16	3.9
Not employed (housewife/unemployed/retired)	42	45.7	57	67.1	137	84.0	66	91.7	302	73.3
Others	1	1.1	3	3.5	1	0.6	0	0	5	1.2
Data not available	0	0	2	2.4	4	2.5	4	5.6	10	2.4
Residence
Kushiro	77	83.7	74	87.1	138	84.7	63	87.5	352	85.4
Outside Kushiro	15	16.3	11	12.9	25	15.3	9	12.5	60	14.6
Complicationsa
No complication	83	90.2	73	85.9	126	77.3	58	80.6	340	82.5
Dermatological	3	3.3	3	3.5	13	8.0	2	2.8	19	4.6
Ocular	0	0	0	0	5	3.1	1	1.4	6	1.5
Neurological	1	1.1	2	2.4	10	6.1	3	4.2	16	3.9
PHN	5	5.4	7	8.2	20	12.3	6	8.3	38	9.2

PHN post-herpetic neuralgia

^a Some patients had more than one complication

Direct Medical Cost

The healthcare resource utilization and cost by category are shown in Table 2. Patients came for a total of 2351 outpatient visits, i.e., a mean of 5.7 visits per patient. The mean number of outpatient visits increased with age from 4.8 to 7.1. Twelve patients (2.9%) were referred to specialists such as ophthalmologists, ear-nose-throat physicians, orthopedists, and dermatologists, eight (1.9%) patients were hospitalized with a mean duration of stay amounting to 9.4 days. The mean cost per-patient hospitalized was ¥233,146.

Table 2.

Healthcare resource utilization and cost by category

Age group (years)	60–64 N = 92	65–69 N = 85	70–79 N = 163	≥80 N = 72	Total N = 412
Outpatient visit
n	92	85	163	72	412
Frequency (days)	4.8	4.8	6.1	7.1	5.7
Mean cost [¥]	5562	5507	6408	7293	6188
Hospitalization
n a	0	2	6	0	8
Days/event	–	8.5	9.7	–	9.4
Mean cost [¥]		215,980	238,869		233,146
Medications/Prescriptions
n	92	85	163	72	412
Mean cost [¥]	24,252	27,257	27,690	25,307	26,416
Injections
n	45	34	86	41	206
Frequency (times)	5.0	4.8	5.9	6.7	5.7
Mean cost [¥]	2637	2638	3462	3499	3153
Ointment treatment
n	46	39	76	40	201
Frequency (times)	2.1	2.2	2.5	3.5	2.5
Mean cost [¥]	1679	1659	2043	2937	2063
Other procedures
n	65	61	134	60	320
Mean cost [¥]	5156	4927	5493	6048	5421

^a The number of events was the same as the number of patients

All patients were prescribed at least one type of medication and approximately 50% received injections or ointments at the outpatient practice. The proportion of patients receiving both injections and ointments tended to increase with age. Costs for injections and ointments at the outpatient practice were highest in the ≥ 80 years age group, whereas costs for medications were highest in the 70–79 years age group.

At the outpatient practice, the most commonly used injections and ointments were an extract from cutaneous tissue of rabbit inoculated with vaccinia virus, namely, Neurotropin^® [Nippon Zoki Pharmaceutical Co. Ltd, Osaka, Japan] (206 patients, 50%) and vidarabine (141 patients, 34.2%), respectively (Table 3). The majority of patients (97.3%) were prescribed antivirals (prescriptions during hospitalization were not included): 264 patients (64.1%) were prescribed valaciclovir hydrochloride, 202 (49.0%) vidarabine, and 128 (31.1%) famciclovir. Acetaminophen was the most commonly used analgesic (50.5%) followed by pregabalin (32.3%). Other medications prescribed to relieve pain or treat cutaneous symptoms are listed in Table 3.

Table 3.

Commonly used medications by category^a

Category	Total N = 412		Medication	Total N = 412
	n	%		n	%
Injections	206	50.0	An extract from cutaneous tissue of rabbit inoculated with vaccinia virus	206	50.0
			Glycyrrhizin/glycine/cysteine	45	10.9
Ointment treatmentb	201	48.8	Vidarabine	141	34.2
			Betamethasone valerate/gentamicin sulfate	50	12.1
Prescriptionc
Antivirals	401	97.3	Valaciclovir hydrochloride	264	64.1
			Vidarabine	202	49.0
			Famciclovir	128	31.1
Analgesics	277	67.2	Acetaminophen	208	50.5
			Pregabalin	133	32.3
Drugs for acid-related disorders	217	52.7	Rebamipide	168	40.8
			Sodium gualenate hydrate/L-glutamine	40	9.7
Topical products for joint and muscular pain	147	35.7	Naproxen	116	28.2
Vitamin B12 and folic acid	138	33.5	Mecobalamin	138	33.5
Other dermatological preparations	112	27.2	Dimethyl isopropylazulene + bacitracin/fradiomycin sulfate	67	16.3
			Bacitracin/fradiomycin sulfate	45	10.9
			Dimethyl isopropylazulene	42	10.2
Anti-inflammatory and antirheumatic products	111	26.9	Loxoprofen sodium hydrate	72	17.5
			Suprofen	44	10.7
Corticosteroids, dermatological preparations	78	18.9	Betamethasone valerate/gentamicin sulfate	70	17.0
All other therapeutics	58	14.1	An extract from cutaneous tissue of rabbit inoculated with vaccinia virus	25	6.1
			Aconic acid	19	4.6
			Goreisan	16	3.9
Vitamins	53	12.9	Octotiamine/B2/B6/B12	46	11.2

Category n represents the number of patients reporting at least one medicine at the specified category. Medication n represents the number of patients using the specified drug

^a Except for a category of all other therapeutics, medications used in 40 or more patients are listed. Thus, the total sum of Medication n does not reach to Category n

^b Ointments categorized into Ointment treatment were given at the clinic/hospital

^c Medications categorized into Prescription include prescribed ointments or oral drugs

With regard to other procedures, 159 (39%) patients underwent blood testing for general medical assessment and HZ diagnosis and the antibody titers against varicella-zoster virus were measured for 95 (23%) patients. Ophthalmological and otorhinolaryngological examinations were observed in three patients and one patient, respectively. Additional procedures reported were medial nerve block (one patient) and xenon photo therapy (one patient). The mean cost for other procedures tended to increase with age.

Prescriptions including medications and prescription fees accounted for approximately 60% of the direct medical costs (Fig. 1a). Overall direct medical costs were highest in individuals aged 70–79 years. The direct medical cost for HZ with PHN or HZ with complications and no PHN was higher than that in HZ without any complications (Fig. 1b). The difference between HZ with PHN and HZ without any complications was mainly owing to medication and outpatient visit costs. In addition, the difference between HZ with complications and no PHN and HZ without any complications was based on the number of patients hospitalized.

Fig. 1.

Breakdown of direct medical costs by a age group and b herpes zoster (HZ) status. PHN post-herpetic neuralgia

Direct Non-Medical Cost

For transportation to the medical facility, 304 (74%) patients used a private car, 44 (11%) took a taxi, 31 (7%) walked, 20 (5%) took a bus, and 9 (2%) used another form of transportation. The mean distance between patients’ homes and the facility was 10.1 km after imputation. Direct non-medical costs (transportation costs) based on the mode of transport and the distance after imputation were per person on average (standard deviation) ¥1788 (5221) for patients aged 60–64 years, ¥1464 (3491) for patients aged 65–69 years, ¥2684 (8622) for patients aged 70–79 years, ¥3161 (8627) for patients aged ≥80 years, and ¥2316 (7147) for all age groups combined.

Indirect Cost

The number of patients reporting HZ-related work absences was 28, with an average of 7.6 days of work lost (Table 4). All of these patients were aged < 80 years. Thirty-seven patients reported being cared for by a total of 40 caregivers. Unsurprisingly, receiving care from family was more common for elderly patients. Twenty caregivers were working and reported a mean of 6.5 days of work lost because of an HZ episode. Non-working caregivers lost 11.6 days and those with missing data regarding employment status lost 11.3 days (Table 4).

Table 4.

Lost work days of patients and their caregivers

Age group (years)	60–64 N = 92	65–69 N = 85	70–79 N = 163	≥80 N = 72	Total N = 412
Patients
N	11	8	9	0	28
Mean (SD)	4.8 (4.00)	6.4 (13.26)	12.0 (11.78)	-	7.6 (10.13)
Caregivers
N	5	6a	14	15	40b
(1) Paid employment	3	4	5	8	20
Mean (SD)	3.0 (2.65)	10.5 (10.34)	6.8 (10.31)	5.5 (5.68)	6.5 (7.59)
(2) Unpaid employment	1	3	3	2	9
Mean (SD)	1.0	7.3 (5.13)	25.3 (30.83)	2.5 (0.71)	11.6 (18.88)
(3) Missing	1	0	6	5	12
Mean (SD)	1.0	-	11.2 (8.93)	13.6 (23.75)	11.3 (15.92)

SD standard deviation

^a One patient reported both paid and unpaid status at different visits

^b Thirty-seven patients reported 40 caregivers in total

Overall productivity losses calculated based on work absences and their wages were on average (standard deviation) ¥6456 (20,809), ¥10,887 (68,421), ¥12,146 (59,344), ¥13,611 (50,234), and ¥10,872 (53,694) per event in the age groups 60–64, 65–69, 70–79, ≥ 80 years, and all age groups combined, respectively (Fig. 2). Productivity losses were highest in older age groups owing to a higher productivity loss among caregivers.

Fig. 2.

Indirect cost (productivity loss) by age group. N number of patients

Total Costs from a Payer/Societal Perspective

From the healthcare system perspective, the total costs equaled the direct medical costs. From the societal perspective, direct medical costs represented 77%, indirect costs 19%, and transportation costs 4% of the total (Fig. 3). The average direct medical costs were higher for patients with PHN than for those with HZ without any complications and HZ with complications and no PHN, although patients with PHN may also have other complications (Table 5). Both the societal and payer costs were higher in patients with PHN and HZ complications than those with HZ only (Table 5).

Fig. 3.

Total costs by age group. N number of patients

Table 5.

Total costs from a payer/societal perspective by type of complication and age group

Age group (years)		60–64 N = 92	65–69 N = 85	70–79 N = 163	≥80 N = 72	Total N = 412
(1) Payer perspective (direct medical cost)
HZ without any complications	n	83	73	126	58	340
	Mean	32,274	36,615	38,414	33,853	35,751
	SD	16,380	35,418	25,151	20,418	25,319
	Min	13,710	13,376	4322	10,240	4322
	Median	29,553	31,182	33,602	30,081	31,411
	Max	139,712	247,457	215,379	132,270	247,457
HZ with PHN	n	5	7	20	6	38
	Mean	88,801	123,988	82,502	113,304	95,836
	SD	66,197	147,992	74,362	60,806	87,560
	Min	25,649	43,718	19,176	56,670	19,176
	Median	60,233	64,067	62,267	85,235	65,562
	Max	165,752	456,700	316,097	213,581	456,700
HZ with complications, no PHN	n	4	5	17	8	34
	Mean	37,795	26,184	99,415	40,965	67,643
	SD	4537	14,353	128,667	44,177	97,614
	Min	33,542	10,347	19,294	16,563	10,347
	Median	36,718	22,704	41,061	29,202	33,793
	Max	44,203	49,185	463,330	148,719	463,330
Overall	n	92	85	163	72	412
	Mean	35,586	43,197	50,186	41,264	43,925
	SD	24,513	56,993	57,120	35,650	48,321
	Min	13,710	10,347	4322	10,240	4322
	Median	30,568	31,581	34,044	30,574	32,755
	Max	165,752	456,700	463,330	213,581	463,330
(2) Societal perspective (direct medical cost, direct non-medical cost, and indirect cost)
HZ without any complications	n	83	73	126	58	340
	Mean	39,941	48,396	46,110	49,373	45,652
	SD	29,068	80,806	39,621	62,499	53,281
	Min	13,974	13,442	4608	10,328	4608
	Median	32,961	33,371	34,144	34,557	33,872
	Max	149,011	652,800	237,256	430,560	652,800
HZ with PHN	n	5	7	20	6	38
	Mean	106,829	137,577	151,754	145,163	142,190
	SD	75,642	152,751	159,415	81,126	136,255
	Min	25,759	48,278	23,487	58,470	23,487
	Median	78,387	76,507	72,088	125,965	80,290
	Max	213,052	480,373	602,806	259,919	602,806
HZ with complications, no PHN	n	4	5	17	8	34
	Mean	45,788	45,145	103,093	55,495	76,630
	SD	12,438	55,188	131,858	57,734	101,265
	Min	36,674	10,479	19,426	18,954	10,479
	Median	41,512	22,902	46,561	34,303	37,081
	Max	63,454	143,201	483,130	188,319	483,130
Overall	n	92	85	163	72	412
	Mean	43,830	55,549	65,016	58,036	57,112
	SD	35,355	89,555	85,252	68,055	75,138
	Min	13,974	10,479	4608	10,328	4608
	Median	33,609	34,062	36,982	35,560	35,229
	Max	213,052	652,800	602,806	430,560	652,800

HZ herpes zoster, Max maximum, Min minimum, PHN post-herpetic neuralgia, SD standard deviation

Discussion

This prospective, physician practice-based cohort study is the first to estimate the economic burden of HZ and PHN in Japan. Our results confirmed that HZ imposes a substantial economic burden on the healthcare system as a result of high medical costs related to medications, outpatient visits, and hospitalizations. Patients on average had almost six outpatient visits per HZ episode, and almost 2% of the patients were hospitalized, on average for about 9 days. The mean direct medical cost and societal cost was ¥43,925 and ¥57,112 per patient, respectively. In addition, both healthcare payer costs and societal costs were higher in patients with PHN than HZ patients without any complications. The prospective study conducted in Kushiro, Japan [14], reported that 10.2/1000 people would develop HZ at ≥ 60 years of age, which would estimate the total annual cases at approximately 430,000 in people aged ≥ 60 years [4]. Extrapolating our cost data, the estimated total annual economic burden of HZ in Japan would become ¥18,807,613,230 from the healthcare payer perspective and ¥24,453,964,867 from the societal perspective. Although this burden of around 20 billion yen per year may be underestimated owing to limitations of this study, it is likely that the economic burden will increase substantially in the near future because of an increase in the number of HZ cases, attributed to the aging Japanese population.

Our finding that direct medical cost was the most important cost item is consistent with results from other studies. A prospective study of 130 HZ cases in patients aged ≥ 14 years in Spain [6] reported that the cost of HZ management was €310 and €378 from a payer and societal perspective, respectively, and that a majority of the cost was owing to medications, but no hospitalizations for HZ were observed during that study. In a retrospective claims database study of immunocompetent patients with HZ, Johnson et al. reported that primary cost drivers were outpatient prescriptions and other outpatient services [10]. In addition, our finding that both payer costs and societal costs were higher in patients with PHN than those with HZ without PHN was consistent with the results of studies in other countries [6–8, 10].

Healthcare resource utilization data were collected at each visit by the case report forms and were completed by physicians for this study. Therefore, all the medications reported were included in the study. In Japan, non-steroidal anti-inflammatory drugs or acetaminophen is recommended for acute HZ pain [24]. Neurotropin^® is recommended for PHN as well as tricyclic antidepressants, calcium channel alpha-2-delta ligands, and opioids [25]. Indeed, non-steroidal anti-inflammatory drugs, acetaminophen, pregabalin, and Neurotropin^® have been reported as frequently used PHN treatments [25]. The treatment pattern in our study was similar to this. Although the average number of outpatient visits owing to HZ has been reported at approximately two to four visits [6, 7, 9, 10], a higher number of visits (5.7 times) was observed in our study. An increased number of patients receiving a Neurotropin^® injection would contribute to this increase in outpatient visits, as well as the difference in Japanese healthcare systems in comparison to other countries.

According to the Centers for Disease Control and Prevention, the HZ hospitalization rate is reported at approximately 1–4% in USA [26]. Hospitalization costs contribute significantly to the overall direct cost of managing HZ and PHN. In other studies, data on hospitalizations and inpatient costs were primarily extracted from a range of national and insurance databases in each country [7, 8, 11] . In our study, 1.9% of the HZ patients were hospitalized while a higher rate of hospitalizations (3.4%) was previously reported in Japan [14]. As 1.9% was used in cost analyses, the costs related to hospitalization, and consequently, the overall costs may have been underestimated. Indeed, it has been reported that the proportion of hospitalization costs compared with total HZ costs decreased from 72.9 to 48.5% owing to a dramatic drop in the rate of hospitalization [27]. In addition, although hospitalization rates for patients with HZ has been reported to increase with age [7, 10, 11], only two patients aged 65–69 years and six patients aged 70–79 years were hospitalized in this study. Therefore, we were unable to draw a conclusion on age-related differences in hospitalization rates. Although the direct medical costs were reported to increase over the age of 60 years [10, 11], overall direct medical costs and medication costs were highest in the 70–79 year age group; this also seemed to be owing to the higher number of hospitalizations observed in this age group. Further research using a large-scale database is required in Japan to elucidate the impact of HZ- and PHN-related hospitalizations on the economic burden of the diseases by age and immune conditions.

In a prospective population-based study in the UK, HZ in elderly patients was associated with low indirect costs owing to fewer work absences [28]. The indirect cost in HZ patients aged < 65 years and ≥ 65 years was 82 and 15%, respectively, of the societal cost [28]. Our study including HZ patients aged ≥ 60 years demonstrated that indirect costs had a relatively low impact on the economic burden of HZ (19% of the total societal cost). Only 23% of the study population, or 53.2% of those aged 60–64 years and 14.3% of those aged ≥ 65 years, were employed at the time of the study and 30% of the employed patients reported that they were absent from work owing to HZ, for an average of 7.6 days. The labor force participation rates in Japan for people aged 60–64 years and ≥ 65 years were reported at 62.8% and 21.2%, respectively, in 2014 [29]. A lower employment rate in our study population than in the overall Japanese population would also contribute to the low costs reported. Productivity loss for caregivers increased with the patients’ age because elderly patients required more care services.

However, comparisons of results from studies performed in different countries are fraught with difficulties and must be interpreted cautiously because of differences in healthcare practices, pricing, and the development level of the country. Furthermore, it has been recognized that various factors such as the lack of a universally accepted definition of PHN, the study design (prospective vs. retrospective, population- vs. cohort- or claims database-based), and the demographic and clinical features of the patients included can influence the findings of studies [13].

The direct medical cost may have been underestimated because healthcare resource utilization data were collected for a time period limited to a maximum of 270 days after the initial visit. Patients without HZ-related pain were not followed after 90 days but may have continued to use HZ-related medical resources after this time point. Likewise, patients with persistent PHN after 270 days may also have continued using medical resources after the cut-off of the follow-up as previously reported [30]. The healthcare resource utilization data were only collected from the study sites. If the patients were referred to other sites, only the referral fee was added. Medical costs during hospitalization were estimated based on DPC/PDPS because of difficulties in collecting detailed hospital resource utilization data. Regardless of the actual treatment given, the hospitalization cost per day was fixed. The enrolled patients were limited to those who agreed to give written informed consent and could respond to the questionnaire survey. Consequently, patients with very severe HZ and HZ patients with rare complications may not have been enrolled.

Conclusion

This is the first study to estimate the economic burden of HZ and PHN in Japan. Direct medical cost was the main cost driver for HZ-related costs and was mostly related to prescription medications. It may be expected that the economic burden of HZ and PHN will grow substantially owing to an increase in the number of HZ cases in the aging Japanese population. The information reported here provides baseline data for potential future economic evaluations of new interventions against HZ and PHN.

Authors’ Contributions

HN, AM, K. Adachi, KH, KS, TK, and DC conceived the design of the study. HN, K. Adachi, K. Asano, AW, RA, MK, KK, and TM collected or generated the study data. SM and DC analyzed the data. HN, AM, K. Adachi, KH, K. Asano, AW, RA, MK, KK, and DC interpreted the data.

Compliance with Ethical Standards

Funding

GlaxoSmithKline Biologicals SA funded the study and was involved in all study activities and overall data management (collection, analysis, and interpretation), and funded all costs associated with developing and publishing this article. All authors had full access to the data, and the corresponding author was responsible for submission of the publication.

Conflict of interest

K. Adachi and K. Asano reported a study grant and personal fees for medical advice from the GSK group of companies during the conduct of the study and personal fees for lectures from the GSK group of companies outside the submitted work. RA and MK reported a study grant and personal fees for medical advice from the GSK group of companies during the conduct of the study. HN reported a study grant, personal fees for medical advice, and travel support to a congress presentation from the GSK group of companies during the conduct of the study. KK reported a study grant from the GSK group of companies during the conduct of the study. AW reported a study grant from the GSK group of companies during the conduct of the study and personal fees for lectures from the GSK group of companies outside the submitted work. KH, DC, KS, and TK are employees of the GSK group of companies and hold stock options or restricted shares. TM and AM are employees of the GSK group of companies. SM is a freelance consultant working on behalf of the GSK group of companies. KS, TK, TM, and AM received funding from Japan Vaccine Co. Ltd. (a 50%/50% Joint Venture of GSK/Daiichi Sankyo Company, Ltd.) for the conduct of the study.

Consent to participate

Informed consent was obtained from all individual participants included in the study.

Ethics approval

All procedures performed in studies involving human participants were in accordance with the ethical standards of the institutional and/or national research committee and with the 1964 Helsinki Declaration and its later amendments or comparable ethical standards. The study was reviewed by the Ethics Committee of Kushiro City General Hospital, Kushiro Red Cross Hospital, or Clinical Research Hospital Tokyo.

Data availability

The cost data were collected as part of an observational, prospective, physician practice-based cohort study of people 60 years of age or older conducted in Kushiro, Japan between June 2013 and February 2015. The details of the study are published elsewhere.

Trademark

Neurotropin^® is a trademark of the Nippon Zoki Pharmaceutical Co. Ltd, Japan.