Abstract
Background
The glymphatic pathway transports cerebrospinal fluid (CSF) through the brain thereby facilitating waste removal. A unique aspect of this pathway is that its function depends on the brain’s state of consciousness and is associated with norepinephrine activity. A current view is that all anesthetics will increase glymphatic transport by inducing unconsciousness. This view implies that the effect of anesthetics on glymphatic transport should be independent of their mechanism of action, as long as they induce unconsciousness. We tested this hypothesis by comparing the supplementary effect of dexmedetomidine, which lowers norepinephrine, to isoflurane only, which does not.
Methods
Female rats were anesthetized with either isoflurane (N=8) or dexmedetomidine + low dose isoflurane, (DEXM-I) (N=8). Physiological parameters were recorded continuously. Glymphatic transport was quantified by contrast-enhanced MRI. CSF, grey and white matter volumes were quantified from T1 maps; and blood vessel diameters were extracted from time-of-flight MR angiograms. Electroencephalograms were recorded in separate groups of rats.
Results
Glymphatic transport, was enhanced by 32% in rats anesthetized with DEXM-I when compared with isoflurane. In the hippocampus, glymphatic clearance was 6-fold more efficient during DEXM-I anesthesia when compared to isoflurane. The respiratory and blood gas status was comparable in rats anesthetized with the two different anesthesia regimens. In the DEXM-I rats, spindle oscillations (9–15 Hz) could be observed; but not in isoflurane anesthetized rats.
Conclusions
We propose that anesthetics affect the glymphatic pathway transport not simply by inducing unconsciousness, but also by additional mechanisms, one of which is the repression of norepinephrine release.
Introduction
The glymphatic pathway is a newly discovered system that clears waste including amyloid-β (Aβ)1, tau2 and lactate3 from the brain. Therefore, a plausible hypothesis has recently emerged, positing that malfunction of the brain’s glymphatic waste clearance system may contribute to the pathogenesis of Alzheimer’s disease4. Anatomically, the glymphatic pathway is defined by the peri-vascular compartment of the cerebral vascular network1. The outer perimeter of the peri-vascular space is made up by glial endfeet characterized by high, polarized expression of aquaporin 4 (AQP4) water channels1. Studies suggest that the glymphatic pathway removes waste in the following manner: cerebrospinal fluid (CSF) is transported from the subarachnoid space into the brain via the peri-arterial spaces1; the AQP4 water channels on the glial endfeet help boost transport of CSF from the peri-vascular compartment into the interstitial fluid (ISF) space1. The CSF-ISF exchange process facilitates interstitial waste removal via peri-venous conduits and along cranial nerves1,5,6 to ultimately drain via lymph vessels located in the meninges7, head and the neck8. The polarized AQP4 expression pattern on glial endfeet is essential for efficient waste clearance1. For example, in aging or traumatic brain injury, loss of AQP4 polarization slows down clearance of Aβ and tau9; and in post-mortem brain tissue from human afflicted with Alzheimer’s disease, the AQP4 expression pattern is inhomogeneous and associated with Aβ plaques10.
The main controllers of glymphatic waste clearance includes intracranial pressure differentials11, cardiac pulsation12 and regulators of ISF space volume13. For example, changes in body posture impacts glymphatic transport and Aβ clearance from brain14. A most intriguing feature of glymphatic pathway function is its dependency on state of arousal13, such that glymphatic transport of solutes (including Aβ) accelerates during slow wave sleep or general anesthesia when compared to wakefulness13. The underlying mechanism(s) responsible for reduced brain waste removal during wakefulness compared to sleep is not well understood but is associated with central norepinephrine activity since central blockade with alpha adrenergic blockers mimics the effect13. Given the association between brain waste removal, norepinephrine activity and state of arousal3,15, a key question to address would be how anesthetics with different mechanisms of action but with common effects on the state of consciousness influence glymphatic transport patterns? This is important because there may be clinical benefit of enhancing the brain’s glymphatic transport during anesthesia/sedation procedures; which could be accomplished if drugs with central norepinephrine lowering effects are used.
Dexmedetomidine is routinely administered to patients in intensive care units and anesthesia settings16. Dexmedetomidine is a selective α2 agonist that hyperpolarizes LC neurons, decreasing their firing rate and norepinephrine release17, thereby inducing a hypnotic effect. Sedation with dexmedetomidine induces a state similar to stage II sleep with an increase in slow-wave activity (0.5–3.5 Hz)18. In contrast, inhalational agents such as isoflurane induces hypnosis, analgesia, amnesia and relaxation by interactions with GABAA, NMDA and glycine receptors19. Isoflurane administered at 1.5–2 MAC reduces LC activity but paradoxically increases norepinephrine in the preoptic hypothalamus20; and is associated with burst suppression. Given the diverse effects of dexmedetomidine and isoflurane on central norepinephrine, we here test the hypothesis that glymphatic transport will be more efficient during anesthesia that combines dexmedetomidine with low dose isoflurane compared to isoflurane only in the rodent brain. To test this hypothesis we use our previously developed MRI based platform for quantifying glymphatic transport in the rodent brain21.
Materials and Methods
Animals: The local institutional animal care and use committees at National Institute on Drug Abuse, Intramural Research Program, Baltimore MD, USA, Stony Brook University, Stony Brook, NY, USA and Rochester University, Rochester NY, USA, and Yale University, New Haven, USA approved all animal work. To test our hypothesis, rats were divided into six experimental groups (Table 1). Female Fisher 344 rats (200–300g) were used in groups 1, 2, 5 and 6; and female Sprague Dawley rats were used in group 3 and 4 experiments (see supplemental data). Groups 1 and 2 were used to directly test the hypothesis that brain-wide glymphatic transport of the small molecular weight (MW) paramagnetic contrast agent, gadopentetic acid (Gd-DTPA, MW 938Da), would be superior with dexmedetomidine + low dose isoflurane (DEXM-I) when compared to isoflurane anesthesia. Groups 3 and 4 tested the effects of the two anesthetics regimens on arterial blood gas values of the spontaneously breathing rats measured during MRI, which we assumed would be similar between groups. Finally, and outside the MRI, Groups 5 and 6 were used to test the hypothesis that spindles would be present in the EEG of DEXM-I anesthetized rats compared to isoflurane, indicating different arousal patterns with the two drugs.
Table 1.
Experimental Groups and Experiments
Groups | Anesthesia | Experiment | MRI | Arterial line | EEG |
---|---|---|---|---|---|
1 (N=8) | Isoflurane | Characterizing glymphatic transport of Gd-DTPA | Yes | No | No |
2 (N=8) | DEXM-I | Yes | No | No | |
3* (N=4) | Isoflurane | Characterizing physiological parameters | Yes | Yes | No |
4* (N=4) | DEXM-I | Yes | Yes | No | |
5 (N=4) | Isoflurane | Characterizing EEG | No | No | Yes |
6 (N=4) | DEXM-I | No | No | Yes |
Female Sprague Dawley rats were used for the additional studies (see supplemental data for more information). DEXM-I = Dexmedetomidine + low dose isoflurane.
MRI experiments (Groups 1 and 2)
All MRI acquisitions were performed on a 9.4T/30 MR instrument interfaced to a Bruker Advance console controlled by Paravision 6.0 software (Bruker Bio Spin, Billerica, MA, USA). Rats were scanned in the supine position using a custom-built animal cradle system; and small earplugs with external gauze pads were accommodated onto the rat’s ears to minimize the noise from the scanner. A 2-cm planar surface radio-frequency coil (Bruker) with a built-in pre-amplifier was used as a receiver and an 86-mm diameter volume coil (Bruker) was used as a transmitter.
Anesthesia and surgery for animals undergoing MRI
Group1 and 2 rats underwent implantation of an intrathecal catheter into the cisterna magna (CM) as previously described14,21. Following surgery, rats were prepared for MRI and the anesthesia regimen adjusted according to Table 1. For Group 1 rats, isoflurane anesthesia was maintained at 1.5–2.2 % delivered in an 1:1 O2:air mixture via a nose cone. Exhaled gas from the rats was actively vacuumed away from the nose cone via a build-in vacuum line. For Group 2 rats, 0.015 mg/kg of dexmedetomidine was administered i.p; and followed by a continuous infusion of 0.015–0.020 mg/kg/hr delivered via a subcutaneous catheter. Low dose isoflurane (0.4–0.8% isoflurane) was used as supplementary anesthesia for Group 2 rats to enhance motor relaxation during the MRI scanning procedure; this anesthesia routine is referred to as ‘DEXM-I’ in the manuscript. Physiological parameters, including respiratory rate, oxygen saturation, body temperature and heart rate were continuously monitored using an MRI compatible monitoring system (SA Instruments, Stony Brook, NY, USA). Body temperature was kept within a range of 36.5°C~37.5°C using a heated waterbed.
The MRI imaging experiments included 1) pre-contrast T1 mapping for quantitative assessment of gray matter (GM), white matter (WM) and CSF; 2) glymphatic transport characterization using contrast enhanced MRI and 3) MR angiography.
T1 mapping
In a subset of groups 1 and 2 animals, variable flip angle spoiled gradient echo method was implemented to quantify corresponding 3D longitudinal relaxation (T1) maps, which were used for volumetric tissue compartment analyses. Following acquisition of scout images, 3D T1 mapping was performed with the following parameters: TR/TE=15ms/4ms scanning time=4 min. dummy=10, matrix=128×128×128 reconstructed at 0.24×0.24×0.26mm. A set of six flip angles (2°, 5°, 10°, 15°, 20°, 30°) were acquired for T1 maps. The spatial inhomogeneity profile of the RF transmit was acquired using a double angle method22 as a correction factor for the T1 mapping procedure. Rapid acquisition with relaxation enhancement (RARE) sequence was implemented for B1 mapping of the RF transmit using the following parameters: TR = 10000 ms, TE = 22 ms, Average = 1, RARE factor =4, number of slices =50, in plane resolution = 0.24 mm/pixel, slice-thickness =0.4 mm, slice gap =0.2 mm Flip angles=70° and 140°.
Glymphatic transport MRI
Spoiled gradient echo FLASH 3D images were acquired (TR= 15 ms, TE = 4.1 ms, NEX=1) every 4 minutes. Images were interpolated from 256×128×128 to 256×256×256, yielding a nominal spatial resolution of 0.12×0.12×0.13mm3. The first three images were taken as baseline images; and Gd-DTPA contrast infusion was started at the beginning of the fourth image. A 1:40 dilution (Gd-DTPA:H20) was infused at a rate of 1.7μl/min for a total volume of 20 μl. FLASH 3D images were acquired continuously for at least 160 minutes, totaling ~40 frames for each study.
MR angiogram
A 2D time of flight MR angiography (MRA) sequences (TR=12ms TE=2.7ms NEX=4, flip angle = 80°) was taken at the end of the study with a spatial image resolution of 0.12×0.12×0.20mm3 (256×256×105). Translation and orientation of the 2D MRA were adjusted so that both MRA and FLASH3D images were spatially co-registered.
MRI data analysis
Calculation of 3D T1 maps
3D T1 mapping was performed by linearization of the spoiled gradient echo signal in canonical form, which was then solved voxel-wise by an unweighted linear least square fit algorithm23. For calculating T1, the RF inhomogeneity correction factor was applied onto the flip angles to correct for nominal flip angles with actual flip angles24–26.
T1 map spatial normalization and tissue segmentation
Individual T1 maps were segmented into GM, WM and CSF probability maps using an unified segmentation algorithm in SPM12 (http://www.fil.ion.ucl.ac.uk/spm/)27 using the in vivo rat tissue probability maps28 as spatially resolved tissue priors. Segmented GM and WM tissue probability maps in native space were then thresholded and summed for calculating total volumes in each compartment.
Analysis of glymphatic transport from contrast enhanced MRI dynamic images
Contrast-enhanced MRI images were processed as previously described14,21. Briefly, all images were exported in DICOM and converted into nifti file format to correct for head motion, intensity normalization across the time series, and spatial smoothing. After spatial smoothing, % signal changes from the baseline, were calculated in each voxel as described previously14,21. From each of the parametric dynamic MRI images ‘Time-Signal-Curves’ (TSCs) of Gd-DTPA induced signal changes were extracted using PMOD software (PMOD Technologies Ltd, Zürich, Switzerland, version 3.5) from regions of interest using the baseline MRI as anatomical template. A whole brain parenchymal mask was created for each of the rats’ anatomical T1 template by excluding CSF spaces; and the TSCs extracted. TSCs from other regions of interest were extracted from the dynamic T1-weighted images, including the hippocampus and olfactory tubercle. To calculate whole brain Gd-DTPA uptake (representing glymphatic transport) the area-under-curve from of the TSCs (0–180 min) from the whole brain were extracted from the dynamic MRI images from each rat using PMOD software as previously described21. From the hippocampal TSCs, time-to-peak, peak magnitude and clearance rates were estimated by linearly fitting the descending trend29. Volumetric rendering of Gd-DTPA distribution at various time after CSF administration were enabled using Amira software (FEI, Thermo Fisher Scientific, OR, USA, Version 6.2).
Analysis of MR angiograms (MRA)
The MRAs were reformatted to match the spatial resolution of the 3D FLASH images acquired for visualizing Gd-DTPA glymphatic transport. The MRA analysis was performed similar to that outlined by Li et al.30; by implementing the ‘auto skeleton’ pipeline in Amira software (FEI, Thermo Fisher Scientific, OR, USA, Version 6.2). The MRA image was displayed using maximum intensity projection (MIP); to measure vessel lumen diameter, radial projections perpendicular to the vessel of interest were obtained and the mean diameter along the vessel segment calculated.
Measurement of physiological parameters and blood gases (Groups 3 and 4)
In a separate series of rats (Groups 3 and 4, Supplemental data), we measured physiological parameters, and blood gases receiving either isoflurane or DEXM-I similar to Groups 1 and 2. Rats were initially anesthetized with isoflurane; an arterial catheter was inserted into the femoral artery; and CM catheter sham operation was performed. The skin wounds were closed. The rats were randomly assigned to receive either isoflurane or DEXM-I; and the anesthetic regimens and physiological monitoring was carried out as for Groups 1 and 2. The rats were placed in the 9.4T instrument and MRI scanning was started. Arterial blood gases were acquired twice over 1 hr. The spinal catheter was not perfused with contrast for these experiments (for more details see supplementary data).
EEG measurements during isoflurane and DEXM-I (Groups 5 and 6)
EMG and EEG recording electrodes were prepared as described previously31. Briefly, six-channel, custom-made EEG/EMG recording electrodes were prepared by soldering small (<0.75″) segments of insulated 0.008″ silver wire into gold-pin connectors. These electrodes were then combined into a six-channel EEG electrode holder and secured using dental cement. The EEG and EMG recording wires were inserted over the surface of the skull (4 electrodes) and the neck musculature (2 electrodes). For Group 5 rats undergoing EEG recording inhaled with isoflurane, anesthesia was induced with 2–3 % isoflurane in 100% O2 until the righting reflex was lost and maintained with 1.5–1.8% isoflurane delivered in 1:1 O2: Air mixture via a nose cone. The respiratory rate was maintained between 55–65 bpm by adjusting the isoflurane concentration. For Group 6, rats were first induced with 2–3 % isoflurane in 100% O2 until loss of the righting reflex; subsequently a 0.015 mg/kg bolus of dexmedetomidine was administered i.p. (repeated 2–4 times if respiratory rate >40 bpm) followed by a continuous infusion of (0.015–0.020 mg/kg/hour) delivered via a subcutaneous catheter placed in the flank area. Low dose isoflurane (0.4–0.8% isoflurane) was used as supplementary anesthesia. The respiratory rate was maintained between ~40 bpm by adjusting the isoflurane concentration. Respiratory rate and temperature were monitored every 10 minutes for 1.5–2 hours. Body temperature was kept within a range of 36.5°C~37.5°C using a heating pad. The rats were in prone position during anesthesia and EEG recordings. EEG recordings were collected using an XLTEK, 32-channel EEG system. Electrodes were referenced to one skull electrode and saved using XLTEK; data were analyzed using customized Matlab scripts to determine percent prevalence (Delta: 1–4 Hz, Theta: 4–8 Hz, Alpha: 8–13 Hz, Beta: 13–32 Hz) and power spectrum.
Statistical analyses
All statistical analyses was performed using XLSTAT Software (Version 2016.5, Addinsoft, Paris France). Sample size for MRI based glymphatic studies (Groups 1 and 2) were based on previous experience14,21. Whole brain Gd-DTPA uptake as measured by area-under-curve of the TSCs over 180 min (AUC180), were compared between the two groups using a 2-tailed t test for independent groups and a p-value < 0.05 was considered significant. All continuous variables, heart rate (HR), respiratory rate (RR) and mean blood pressure (see supplemental data) were tested to determine whether they met conditions of normality using Shapiro-Wilk’s test. The differential effects of the two anesthesia regimens on heart rate (HR) and respiratory rate (RR) were analyzed by first calculating the mean of these parameters for each rat over 180 min time. Subsequently, the coefficient of variation (CV) of the HR and RR were calculated for each rat over the 180 min of experimental recording. Mann-Whitney, two-tailed test was used to compare the mean HR, RR and mean CVs between the groups. The vessel analysis performed from the MR angiograms were performed blindly. To evaluate group differences (DEXM-I versus isoflurane) between parameters including 1) parameters extracted from the hippocampal TSC (time-to-peak, peak magnitude and clearance rates); 2) vessel diameter, 3) tissue compartments (CSF, WM, GM) and 4) blood gas values, the Student’s t test was used if normality was met, and the Mann-Whitney, two-tailed test was performed if normality was unmet. All data are presented as mean ± SD.
Results
Glymphatic transport of Gd-DTPA during isoflurane anesthesia in comparison to DEXM-I
Kinetic analysis of glymphatic transport has shown that not all brain regions display the same kinetic contrast profiles. Thus for a given experimental time period (2–3 hrs) some brain regions such as the hippocampus show clear uptake and loss while other regions are characterized by slower uptake and little or no loss14,21. We first assessed and compared whole brain glymphatic transport from Groups 1 and 2. During the first 40 min (from the time of Gd-DTPA delivery into CSF), whole brain Gd-DTPA uptake was similar between the two anesthetics. However at ~60 min whole brain Gd-DTPA uptake increased with DEXM-I anesthesia compared to isoflurane; and the T1-signal peaked at ~19% and ~12% with DEXM-I and isoflurane, respectively (see Fig. 1A for time-signal curves (TSC)). The quantitative analysis of the total brain uptake of Gd-DTPA as measured by AUC180 (representing glymphatic transport over a 180 min CSF circulation period) demonstrated that rats anesthetized with DEXM-I had 32% higher uptake than rats anesthetized with isoflurane (AUC180 (brain) DEXM-I (N=8): 2490 ± 446 %*min vs AUC180 (brain) isoflurane (N=8): 1697 ± 431 %*min, p<0.003). The spatial distribution pattern of whole brain uptake is shown as a volume rendered color-coded map in a DEXM-I anesthetized rat (Fig. 1B) and an isoflurane anesthetized rat (Fig 1C) 2 hrs after start of contrast infusion; and shows more overall tissue penetration of Gd-DTPA in DEXM-I compared to isoflurane.
Fig. 1. Dexmedetomidine and low-dose isoflurane (DEXM-I) enhances glymphatic transport of Gd-DTPA in comparison to isoflurane.
A: Average time signal curves (TSC) of Gd-DTPA induced signal changes from whole brain of rats anesthetized with DEXM-I (blue, filled circles) and isoflurane (red, filled circles). The TSCs were extracted from the dynamic contrast-enhanced T1-weighted MRIs and represent glymphatic transport of brain parenchyma (excluding cerebrospinal fluid compartment). There is overall more whole brain uptake (as measured by % signal change from baseline) of Gd-DTPA in the DEXM-I anesthetized rats when compared to isoflurane (see result section for quantitative details). The data are expressed as mean ± SD. B and C: 3D volume rendered color-coded maps of Gd-DTPA induced signal changes 2hrs after administration of contrast into the CSF from a rat anesthetized with DEXM-I (B) and isoflurane (C). The red and blue colors represent high and low contrast uptake, respectively. Over the first 2 hrs of contrast circulation more contrast had penetrated the brain in the DEXM-I rat (B) when compared to isoflurane (C). Scale bar: 3 mm.
Fig. 2A shows average scatter plots of hippocampal TSC from rats anesthetized with DEXM-I in comparison to rats anesthetized with pure isoflurane. The hippocampal TSC data can be divided into three time period based on the kinetics: t1 = 0–12.3 min presents the period of delay from the time of CSF contrast infusion into the CM until the contrast reaches the hippocampus region; t2 = 12.3–61.5 min presents the period of glymphatic contrast transport where influx is greater than clearance; and t3 = 61.5–160 min present the period where glymphatic contrast clearance is dominating. In the hippocampus region, the time-to-peak was similar between the two groups: (DEXM-I (N=8) 73.2 ± 8.7 min vs. isoflurane (N=8) 63.0 ± 12.6 min, p-value = 0.079). From the linear regression of t3 where clearance of contrast dominated we extracted peak magnitude and clearance rates (kcl) from each rat of the two groups. The peak magnitude of contrast in DEXM-I anesthetized rats was significantly greater compared to isoflurane anesthetized rats (31.0 ± 9.8% vs 12.6 ± 4.1%, p=0.0017). In addition, the calculated clearance rate was also superior in DEXM-I anesthetized rats compared to isoflurane: (0.12 ± 0.05 %/min vs 0.03 ± 0.02%/min, p=0.0011). The linear regression parameters of the average hippocampal clearance profiles from the two groups are shown in Fig. 2B.
Fig. 2. Glymphatic transport in the hippocampus of rats anesthetized with dexmedetomidine + isoflurane (DEXM=I) and isoflurane.
A shows average scatter plots of hippocampal time signal curves (TSC) from rats anesthetized with DEXM-I (blue) in comparison to rats anesthetized with pure isoflurane (red). The hippocampal TSC data can be divided into three time period based on the kinetics: t1 = 0–12.3 min presents the period of delay from the time of contrast infusion into the cerebrospinal fluid until the contrast reaches the hippocampus region; t2 = 12.3–61.5 min presents the period of glymphatic contrast transport where influx is greater than clearance; and t3 = 61.5–160 min present the period where glymphatic contrast clearance is dominating. The linear regression parameters of the average hippocampal clearance profiles from the two groups (DEXM-I, blue; and isoflurane, red) are shown in B. Data are presented at mean ± SD. ISO = isoflurane.
Physiological and cerebral vascular status with the two anesthetics
One explanation for the enhanced glymphatic transport with DEXM-I compared to isoflurane could be related to potential different actions on the cerebral vasculature. Dexmedetomidine has vasoconstrictive properties32 while isoflurane exert intrinsic vasodilation33 and these differences may affect glymphatic transport. The two anesthetics’ differential effect on the cerebral vasculature and glymphatic transport is best evaluated if arterial blood pressure and respiratory status is maintained at the same level. During the MRI experiments, vital signs were recorded continuously while the rat underwent scanning. Statistical analysis revealed no differences in the RRs between the two anesthesia groups (RR (DEXM-I) = 52 ± 8 breath per min (BPM) vs RR (isoflurane) = 55 ± 5 BPM, p=0.37) and the RR coefficient of variability for the two groups was also similar (Fig. 3). In contrast, the mean HR for rats anesthetized with DEXM-I was lower than for isoflurane (HR (DEXM-I) = 286 ± 18 beats per min vs HR (isoflurane) = 342 ± 24 beats per min, p<0.005), however, heart rate variability (CV) did not differ between groups. To further evaluate physiological profiles, we performed blood gas measurements in separate groups of rats exposed to the same two anesthetic regimes over 1 hr during MRI scanning. These experiments confirmed similar blood gas values between the two anesthetics (supplemental data, Table 1S).
Fig. 3. Physiological parameters during MRI scans.
Respiratory rate and heart rate were recorded non-invasively during measurement of glymphatic transport with MRI. The respiratory rate for isoflurane and DEXM-I anesthesia groups were similar over the 2–3 hr experimental period (A). The heart rate was significantly lower in DEXM-I rats compared to isoflurane anesthetized rats (B). The data are expressed as mean ± SD. ISO = isoflurane.
We next explored quantitative differences in the cross-sectional large vessel diameter between the two groups based on the 2D time-of-flight MR angiograms (MRA). We measured the radial projections of four vessels, which are straightforward to locate anatomically including the superior sagittal sinus (SSS), straight sinus (SS), external jugular vein (EJV) and internal carotid artery (ICA). Figs. 4A, B shows typical 3D rendered MRAs displaying the major vascular landmarks including the vessel segments of interest highlighted in red. Isoflurane produced greater vasodilation in the SS when compared to DEXM-I (compare Fig. 4C with Fig. 4D). In contrast, no differences in average vessel diameter were seen in the other 3 vessels measured (Figs. 4E, F; Table 2).
Fig. 4. MR angiograms from rat anesthetized with isoflurane versus dexmedetomidine + isoflurane (DEXM-I).
A, B shows typical 3D volume rendered MR angiograms (maximum intensity projections) displaying the major vascular landmarks including the vessel segments of interest highlighted in red. SSS=superior sagittal sinus; SS=straight sinus, ICA=internal carotid artery; EJV=external jugular vein. C–F show 2D MR angiograms overlaid on the corresponding T1 weighted MRIs. Isoflurane produced greater vasodilation in the SS when compared to DEXM-I (compare C with 3D). In contrast, no differences in average vessel diameter were observed at the level of the ICA (compare Figs. E, F). Scale bar: 2 mm.
Table 2.
Vessel diameter differences between the two groups.
Average vessel diameter (μm) | Isoflurane (N=8) | DEXM-I (N=6) | p-value |
---|---|---|---|
SSS | 159 ± 49 | 139 ± 47 | 0.192 |
SS | 307 ± 73 | 127 ± 26 | 0.002 |
EJV | 567 ± 13 | 448 ± 98 | 0.107 |
ICA | 245 ± 59 | 245 ± 38 | 1.000 |
Data are presented as mean ± SD.
Only 6 of the 8 rats in the DEXM-I anesthesia group (Group 2) underwent MRA analysis. DEXM-I = Dexmedetomidine + low dose isoflurane.
GM, WM and CSF volume effects of the two anesthetics
Reduced uptake of Gd-DTPA with isoflurane when compared to DEXM-I suggests that the CSF had restricted access to the brain’s glymphatic pathway. We used the quantitative T1 maps to extract the volumes of the GM, WM and CSF tissue compartments. Table 3 shows the quantitative data for total brain volume (TBV), GM, WM and CSF. As expected there was no difference in total brain volume between the two groups (TBV, isoflurane = 1611 ± 117 mm3 vs TTV, DEXM-I = 1695 ± 49 mm3). The CSF compartment was significantly decreased with isoflurane compared to DEXM-I (CSF (isoflurane) = 54 ± 8 mm3 vs CSF (DEXM-I) = 85 ± 7 mm3, p < 0.01), supporting the statement that less CSF gains access to the brain with isoflurane.
Table 3.
Total brain volume and tissue compartments between the two groups
Total Brain volume (mm3) | Grey matter volume mm3 | White matter volume mm3 | CSF volume mm3 | |
---|---|---|---|---|
Isoflurane (N=4) | 1611 ± 112 | 924 ± 113 | 633 ± 41 | 54 ± 8 |
DEXM-I (N=4) | 1695 ± 49 | 931 ± 50 | 681 ± 25 | 84 ± 7 |
p-value | 0.210 | 0.602 | 0.076 | 0.009 |
Data are presented as mean ± SD. DEXM-I = Dexmedetomidine + Isoflurane.
If CSF is not entering into the glymphatic system with isoflurane to the same extent as with DEXM-I, CSF must be diverted to other sites for reabsorption. We characterized efflux of Gd-DTPA at the olfactory portion of the nasal cavity which is known to participate in CSF efflux34. The limited MRI field-of-view did not allow us to capture more distant areas (e.g. naso- and maxilla-turbinates); but the endoturbinates could be assessed. The location of the olfactory portion of the nasal cavity, which represents the innermost zone containing the endoturbinates is shown in sagittal (Fig. 5A) and cross sectional (Fig. 5B) T1-weighed MRI; note the typical spiral lamella at the level of the endoturbinates. As can be seen in Fig 5C, Gd-DTPA efflux in a rat anesthetized with isoflurane (50 min after CSF administration) displays a distribution pattern similar to the outline of the endoturbinates, suggesting that it ends up in nasal submucosa similar to what has been reported in the literature34. Fig. 5D shows the average TSCs from the nasal cavity from rats anesthetized with isoflurane versus DEXM-I. Both the average peak signal amplitude (51.5% vs 39.0%, p<0.05), and the time-to-peak (isoflurane: 54.3 ± 4.7 min vs DEXM-I: 72.4 ± 5.6 min, p < 0.001) is significantly higher for isoflurane compared to DEXM-I. Together, these results suggest that for the same time period, more CSF carrying Gd-DTPA enters into the endoturbinates with isoflurane compared to DEXM-I.
Fig. 5. MR contrast (Gd-DTPA) efflux via the olfactory nerves.
A: Sagittal T1-weighted MRI at the level of the olfactory bulb and endoturbinates. The field of view includes the olfactory portion of the nasal cavity (Olf=olfactory bulb). Scale bar: 3 mm. The dashed line indicates the cross-sectional area for the nasal cavity shown in B (anatomy displayed) and C (color coded MR contrast map representing Gd-DTOA after 50 min of cerebrospinal fluid circulation overlaid on the anatomical map). As can be observed in C, the distribution pattern of contrast follows the surface curvature of the endoturbinates. D: Average time signal curves (TSCs) acquired from the endoturbinates of rats anesthetized with isoflurane (red) vs dexmedetomidine + isoflurane (DEXM-I, Blue). Quantitative analysis show that the time-to-peak and peak amplitude of Gd-DTPA induced signal changes are significantly higher in isoflurane compared to DEXM-I anesthetized rats. The data are presented as mean ± SD. The data were extracted from the contrast-enhanced MRIs via an anatomical mask of the olfactory portion of the nasal cavity.
EEG changes with isoflurane versus DEXM-I
In separate groups of rats (Groups 5 and 6, Table 1) EEG profiles were recorded under the two different anesthetic regimens. Fig. 6 shows an example of an EEG spectrogram (2D, density spectral array, Fig. 6A); and an unprocessed EEG trace from a rat anesthetized with isoflurane (Fig. 6B); and the corresponding EEG display in a rat anesthetized with DEXM-I (Figs. 6C, D). In the rat anesthetized with isoflurane, the 2D spectrogram representing a 7 min segment (Fig. 6A), shows that during the first 2 min the EEG is dominated by slow delta (1–4Hz) and alpha (9–12Hz) oscillations; followed by burst suppression. Burst suppression is described as “a state of unconsciousness and profound brain inactivation”18 and the raw, unprocessed EEG will often display this as alternating periods of isoelectricity and electrical activity as shown in Fig. 6B. In the rats anesthetized with isoflurane, episodes of burst suppression was observed when the respiratory rate was ~50 BPM (isoflurane ~1.5%). In the rats anesthetized with DEXM-I (isoflurane ~0.6%), spindle oscillations (9–15 Hz) could be observed; and examples are shown in Figs 6C and D. In the DEXM-I anesthetized rats, the spindle frequency varied; and most often the EEG was dominated by slow delta oscillations. Spindle oscillations were never observed in the rats anesthetized with isoflurane.
Fig. 6. Spectrograms and time domain electroencephalogram (EEG) signatures of isoflurane and dexmedetomidine + isoflurane (DEXM-I).
A. 2D Spectrogram of EEG from a rat receiving isoflurane. Burst suppression in the spectrogram is shows as periods of blue (isoelectric activity) interspersed with periods of red-yellow (delta and theta oscillations). The horizontal red line shows the principal period of burst suppression. B. Ten-second electroencephalogram trace from A showing burst events (intermittent high amplitude activity) and suppression events (isoelectric activity). C. 2D EEG spectrogram from a rat receiving DEXM-I. The spectrogram shows spindles (intermittent red period 9–15Hz) and slow-delta oscillations. D. Ten-second electroencephalogram trace from the period in C emphasizing spindles (red lines). ISO = isoflurane.
Discussion
In this study, we compared the effects of DEXM-I with pure isoflurane anesthesia on the brain’s glymphatic transport efficiency to address the question of whether drugs that produce ‘unconsciousness’ all enhance glymphatic transport to the same extent. We hypothesized that unconsciousness produced in rodents receiving supplementary dexmedetomidine, a potent selective α2 agonist, given its blocking effect on central norepinephrine release17,35 would enhance glymphatic transport greater than those receiving pure isoflurane. This hypothesis was based on previous data by Xie et al., showing that glymphatic transport (when compared to wakefulness) was dramatically increased by (a) xylazine/ketamine anesthesia, (b) deep wave sleep and by (c) alpha antagonists administered directly onto the cortex13. Using the MRI method previous developed21 for quantifying glymphatic transport, we showed that glymphatic transport of the rodent brain was indeed significantly increased with DEXM-I anesthesia compared to isoflurane.
When stimulated, presynaptic α2 receptors inhibits norepinephrine release in the brain including the locus coeruleus (LC)17, which has the highest density of α2 receptors in the brain36. LC neurons project to the basal forebrain, preoptic area (POA), hypothalamus, thalamus and cortex18,37. The effect of norepinephrine blockade on the POA, in particular, has wide ranging ‘upstream’ effects involving several neurotransmitters and neural networks, leading to decreased arousal, sleep-like states or deep sedation18. In contrast, isoflurane (a halogenated inhalational anesthetic) exerts its effects by acting on a wide variety of voltage- and ligand-gated channels including GABAA, glycine, nicotinic acetylcholine receptors, NMDA and K channels 19,38, which are located throughout the brain and spinal cord. The effects of isoflurane on LC neurons and NE are not as clear cut as those of dexmedetomidine. Though isoflurane has been shown to depress LC activity (this effect is most pronounced during the night cycle where LC neurons are most active)39; rats anesthetized with 2% isoflurane show increases in POA norepinephrine 40. Given the divergent effects of dexmedetomidine and isoflurane on norepinephrine, we expected enhanced glymphatic transport with DEXM-I anesthesia compared with isoflurane only anesthesia. Xie et al. administered alpha antagonists directly onto cortex of mice and observed the same increase in glymphatic transport as in deep sleep in comparison to wakefulness. Due to the experimental design which necessitated the low dose isoflurane with dexmedetomidine our study cannot strictly distinguish between effects of dexmedetomidine, effects of low dose isoflurane, or effects of the combination DEXM-I when compared to high dose Isoflurane. However, the enhanced glymphatic transport with DEXM-I compared to isoflurane is likely attributed to the potent effect of dexmedetomidine on central norepinephrine release as the systemic sympatholytic effects were evident by a lower heart rate in rats receiving supplementary dexmedetomidine. In humans, intravenous DEXM infusion also reduces systemic sympathetic tone with baroreflex sensitivity preserved41.
The low-dose isoflurane and dexmedetomidine anesthetic regimen used in our study, was previously shown to maintain blood-oxygen-level dependent (BOLD) fMRI-neuronal activity coupling; and was introduced specifically for rodent functional MRI brain imaging studies to demonstrate the presence of the default mode network (DMN)42. The demonstration of a preserved DMN with DEXM-I is strongly suggestive of a lighter state of sedation/anesthesia since the DMN is known to be inhibited with increasing levels of anesthesia43. Based on this information, it is to be expected that although the rats in our study were all ‘unconscious’ during measurement of glymphatic transport, the rats anesthetized with pure isoflurane were in a deeper state of anesthesia compared to the rats anesthetized with DEXM-I. To further investigate anesthetic depth of the two anesthetic regimens, we recorded EEG in a separate series of rats (who did not undergo MRI). In the rats receiving DEXM-I, the EEG was characterized by slow-wave oscillations and spindles, while the EEG with isoflurane only showed burst patterns intermingled with slow delta and alpha oscillations. These data confirm that that anesthesia with pure isoflurane produces a deeper state of anesthesia as evidenced by burst suppression compared to DEXM-I. In human subjects the EEG during dexmedetomidine sedation is characterized by slow-delta oscillations with spindles, which resemble stage II non-rapid eye movement sleep18. With increasing dexmedetomidine dosing and depth of sedation (unresponsive to verbal commands), the slow-delta oscillations dominate as in stage III sleep18. With isoflurane administered at 1 MAC concentration or higher, the EEG is characterized by, slow delta, alpha and theta oscillations; and burst pattern. In summary, the two anesthetic drug regimens used in our experiments both produced unconsciousness (loss of righting reflex) but they had different effects on glymphatic transport, emphasizing that the underlying molecular signature of the drug producing unconsciousness is more important than anesthetic depth per se.
Xie et al., showed that when mice were asleep or anesthetized with ketamine/xylazine the ISF space volume increased by 40–60% in cortex when compared to wakefulness, presumably reflecting cell volume shrinkage13. Accordingly, assuming that dexmedetomidine reduces central norepinephrine, the reason for enhanced glymphatic transport would suggest that ISF space volume also increases more with DEXM-I when compared to isoflurane, thereby allowing more CSF to enter the brain to exchange with ISF. In support of this statement, the quantitative analysis of tissue compartments based on T1 maps revealed that the CSF compartment was significantly larger (~2%) in DEXM-I anesthetized rats compared to isoflurane only. This result suggests that more CSF enters the glymphatic pathway in the rats anesthetized with DEXM-I thereby enhancing convective solute exchange and transport. It is important to point out, that we only measured CSF volume and not CSF production. Other studies have shown that Isoflurane anesthesia does not appear to affect CSF production44, but may affect reabsorption. The possibility that isoflurane may affect CSF reabsorption patterns is supported by evidence of enhanced egress of Gd-DTPA via the olfactory nerves in isoflurane anesthetized rats when compared to DEXM-I (Fig. 5)
The respiratory rate of the rats in the two anesthesia groups were similar during the MRI experiments and it is unlikely therefore that hypercarbia, secondary vasodilation and increased ICP are explanatory factors for the observed differences in the glymphatic transport. This statement is supported by data from a separate group of rats demonstrating similar arterial blood gases with the two anesthetics. Future experiments quantifying ICP would be required to rule out this possibility. However, inhalational anesthetics including isoflurane are known to have intrinsic vasodilatory effects. Indeed, the MR angiograms did suggest that certain vascular beds such as the straight sinus was more dilated with isoflurane compared to DEXM-I (Fig. 4). Since the SS is situated near the pineal recess, which is a large CSF reservoir in the rat brain, extreme SS dilatation with isoflurane anesthesia might also explain the observed reduced influx of CSF. Further improvement in quantitative MRA analysis and supplementary quantitative measurement of cerebral blood volume (CBV) and cerebral blood flow (CBF) will be needed to more fully address the impact of divergent vascular beds on glymphatic transport with the two anesthetics. However, previous rodent studies have shown that isoflurane anesthesia delivered at 1.7% results in ~50% increase in CBF and ~10% increase in CBV in comparison to propofol45. It is also known that sedation with low dose dexmedetomidine decreases CBF up to 30% in healthy volunteers32 and it has been suggested that this effect is in part due to stimulation of α2B-receptors by dexmedetomidine producing vasoconstriction. However, we did not observe vasoconstriction at the level of the ICA in the DEXM-I anesthetized rats when compared to isoflurane, which could be due to the low-dose of isoflurane used and/or limitation in our techniques.
Limitations of the study
The MRI-based platform for quantifying glymphatic transport in the rodent brain has been validated using optical imaging and fluorescently-tagged dyes administered into CSF1,14,21. Thus both peri-arterial influx, and parenchymal uptake of the MR contrast agent has been shown to mimic peri-arterial and parenchymal transport of small-molecular weight fluorescently tagged dyes21. From these studies a quantitative measure of ‘glymphatic transport’ and clearance have been derived. However, it has to be pointed out that brain parenchymal ‘clearance’ of the extracellular, metabolically inert solute Gd-DTPA is a net effect of redistribution and elimination; and thus it is possible that the enhanced clearance observed in DEXM-I anesthetized rats compared to isoflurane reflects faster redistribution rather than true clearance. Further investigations with other solutes and quantitative tools will help determine these parameters more accurately.
Potential clinical implications
The brain’s glymphatic pathway has received tremendous research attention because of its role in removal of metabolic wastes, including soluble Aβ and tau1,2, and the therapeutic potential of manipulating this pathway for preventing or slowing down Alzheimer’s disease (AD)46. In addition, the notion that sleep enhances Aβ clearance via the glymphatic pathway and the fact that chronic sleep disorders are associated with a higher risk for development of AD47 suggests that potentially simple preventive clinical measures such as facilitating better overall quality sleep might help reduce the risk of AD. Although not yet demonstrated, there are data in support of a human glymphatic pathway including: 1) circadian variation in the CSF concentration of aβ and tau48, 2) larger Aβ burden in older adults who are reporting poorer sleep quality49, and 3) a significant loss of AQP4 expression in post mortem human brains afflicted with AD10. Thus assuming that a glymphatic pathway exists in the human brain, several implications for clinical care undoubtedly will emerge in the near future.
In this study we show that compared to isoflurane, DEXM-I enhances glymphatic transport and increases CSF volume in the rodent brain. This is important because dexmedetomidine is known to reduce other anesthetic agent requirements, and is used as an adjunct in many clinical settings for sedation and/or anesthesia. Thus, it is possible that it would be advantageous to use dexmedetomidine with the goal of improving postoperative cognitive performance by improving ‘brain waste removal’ during anesthesia and/or sedation procedures. In support of this conjecture, increasing clinical evidence is emerging that dexmedetomidine may prevent delirium in elderly patients after surgery50,51, while a recent study showed that a prophylactic low-dose infusion of dexmedetomidine in patients admitted to the ICU after non-cardiac surgery decreased the incidence of delirium in the first 7 days52.
Supplementary Material
Summary Statement.
Rats anesthetized with dexmedetomidine and low dose isoflurane had increased glymphatic transport compared to rats anesthetized with isoflurane only. We propose that anesthetics affect the brain’s glymphatic transport to a different extent dependent on their mechanism of action.
Acknowledgments
The authors greatly acknowledge the assistance of Mei Yu, BS, Department of Anesthesiology, Stony Brook Medicine, Stony Brook NY, USA for technical help with the animal MRI experiments.
Funding Statement: NIH R01AG048769 and RF1 AG053991, NIDA-IRP, Leducq Foundation
Footnotes
Clinical trial and registry URL: Not applicable
Prior Presentations: Not applicable
Conflict of interest: The authors declare no conflict of interest.
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