The Predictive and Prognostic Role of Stromal Tumor-infiltrating Lymphocytes in HER2-positive Breast Cancer with Trastuzumab-based Treatment: a Meta-analysis and Systematic Review

Abstract

Background Tumor-infiltrating lymphocytes (TILs) are white blood cells that have left the bloodstream and migrated into a tumor, involving in the prognosis of breast cancer (BC) patients. Published studies reported the value of TILs in patients with HER2-positive receiving trastuzumab-based treatment. However, the results obtained remain controversial. Here, we conducted this study to explore the predictive and prognostic role of TILs for HER2-positive BC patients receiving trastuzumab therapies.

Method To identify the related published studies, a comprehensive literature search dating up to July 2017 was performed in the databases of PubMed, PMC, Web of Science and China National Knowledge Infrastructure (CNKI) according to predefined selection criteria. The pathologic complete response (pCR) and survival outcome of patients were measured by odds ratio (OR) and hazard ratio (HR) with corresponding 95% confidence interval (95% CI), respectively. The association between TILs and trastuzumab benefit was analyzed by using STATA version 11.0.

Result Eleven eligible studies comprising 3228 patients were identified in the present study. The pooled results showed that high level of TILs was associated with a significantly improved pCR rate (OR = 1.32; 95% CI = 1.10-1.60) and longer survival (HR = 0.97; 95% CI = 0.96-0.99), particularly in the subgroups of retrospective study design and 10% INC cut-off value. Moreover, stratified analysis revealed that elevated TILs was a predictor of higher pCR rate in the Asian population and improved survival in the subgroups of Caucasian population and multivariate analysis.

Conclusion This meta-analysis indicated that the level of stromal TILs was an independent predictive and prognostic marker for better outcome in HER2-positive BC patients receiving trastuzumab-based treatment. High level of TILs was significantly associated with trastuzumab benefit.

Introduction

Breast cancer (BC) is recognized as the most common invasive malignant tumor, which accounting for 30% of all new cancer cases and 14% of all cancer deaths in women, and it is the second leading cause of cancer-related death among females all over the world ¹. BC is a complex multifactorial disease with high heterogeneity and can be divided into several subtypes according to the molecular markers, such as luminal (the receptors, ER⁺ and/or PgR⁺, HER2^-), HER2-positive and triple negative BC (TNBC, these three receptors are all negative expression). HER2 is overexpressed in approximately 20-30% of newly diagnosed breast carcinomas ^{2, 3} and is considered to be associated with aggressive disease progression, a high distant metastasis rate and an adverse prognosis ^{2, 4}. Nevertheless, the humanized monoclonal antibody, targeting and blocking the HER2/neu receptor such as trastuzumab, has been applied to clinical treatment of BC patients, and has shown the great improvement of the overall survival in HER2-positive BC patients ⁵. However, a significant challenge was presented for the clinical application of these drugs, indicating an increasingly important issue that resistance to anti-HER2 agents such as trastuzumab. Therefore, clinical useful biomarkers are urgently available to identify the HER2-positive patients who derive benefit from or are resistant to trastuzumab.

The tumorigenesis of BC was determined by several factors, such as individuals' genetic alteration, phenotypic transformation of cancer cells and interaction between the immunological microenvironment and malignant tumor cells, which also contributed to the progression of BC. As important components of microenvironment, tumor-infiltrating lymphocytes (TILs) are a group of cells comprising the majority of mononuclear immune infiltrates from the innate and adaptive immune response, participating in killing tumor cells and reflecting an individual immunological tumor response ⁶. Tumor cells could inactivate or exhaust TILs through direct suppression of antitumor immune cells (such as CD4⁺ T helper 1 (Th1) cells, CD8⁺ cytotoxic T cells, NK cells and macrophages) or recruitment and reactivation of immunosuppressive subsets (such as CD4⁺ forkhead box P3 (FOXP3⁺), CD4⁺ Th2 cells, myeloid-derived suppressor cells (MDSCs)) leading to diminishing host antitumor immune responses ^{7, 8}. Although BC has not traditionally been considered as an immunogenic disease, studies have confirmed that the presence of immunological components such as TILs in BC was associated with higher therapeutic responses to immunogenic chemotherapy ^{7, 9, 10}, which is predictive of prognosis and benefit from chemotherapy in the neoadjuvant and adjuvant setting ^{9, 11}. Moreover, accumulated clinical trials have demonstrated that TILs were associated with improved outcome of BC patients ^11-15. These evidences indicated that the efficacy of some cancer therapies was dependent on the creation of a favorable immune microenvironment ^{16, 17}, which was also observed in the patients receiving the monoclonal antibody treatment ¹⁸. Trastuzumab, as the standard of care for HER2-amplified BC, exerts complete therapeutic effects relating to contribution of functional innate and adaptive immunity ^{19, 20}. The potential mechanism of the association between TILs and trastuzumab benefit is that the exhausted immune response and intratumoral immunosuppression might be relieved by trastuzumab and in turn promoting antitumor immune response may enhance the efficacy of trastuzumab ^{7, 21}. Loi S. et al. firstly reported that each 10% increase of TILs was significantly associated with decreased distant recurrence in HER2-positive BC patients after treatment with trastuzumab ²². Additionally, the predictive role of TILs on pathological complete response (pCR) in HER2⁺ BC patients receiving neoadjuvant containing trastuzumab was demonstrated a significant association ²³.

Although it is accepted that high level of TILs in BC may have predictive value of pCR in neoadjuvant setting and good survival in adjuvant setting, especially in TNBC ^24-28, the role of TILs among patients bearing HER2 overexpression still remains obscure. Some studies reported that high level of TILs was associated with trastuzumab benefit ^{23, 29-33}, while others showed that elevated TILs did not significantly predict for trastuzumab benefit ^{22, 34-37}. In order to comprehensively evaluate the association between TILs and trastuzumab benefit, we performed the current meta-analysis.

Methods

Search strategy

This systematic review and meta-analysis were conducted according to the Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) statement and methods ^{38, 39}. We identified studies of interest by conducting an electronic literature search in the databases of PubMed, PMC, Web of Science and China National Knowledge Infrastructure (CNKI) before July 2017 and using various combinations of the following key words: 'breast cancer or tumor or carcinoma or neoplasm', 'HER2- and/or HER-2 positive', 'tumor- or tumour-infiltrating lymphocytes', 'pathologic complete response (pCR)', 'prediction or prognosis or survival'. Additionally, in order to avoid omitting related literature, some cited references in relevant studies including review articles were all manually searched for additional eligible papers.

Selection criteria

We selected articles that evaluated the benefit of trastuzumab in HER2-positive BC where pCR and outcome measures were compared in different levels of TILs at diagnosis. All search results met the following criteria: (1) clinical trials or cohorts on human beings; (2) patients diagnosed with HER2-positive BC and received trastuzumab-based treatment in the neoadjuvant or adjuvant setting; (3) investigated the predictive or prognostic role of TILs; (4) sufficient data provided for the odds ratio (OR) with 95% confidence interval (95% CI) for pCR or hazard ratio (HR) with 95% CI for survival outcomes; (5) published as original articles and the language of publication was restricted to English and Chinese. Also, the types of reviews, comments or letters and studies with duplicate data or incomplete information were excluded from this analysis.

Data extraction

Data from all eligible publications were extracted according to the inclusion criteria by two independent researchers (Tao Xu and Xiang-xiang Liu). Any discrepancies were resolved through discussion with a third reviewer (Bang-shun He) or referring back to the original articles until the two reviewers reached a consensus. The following information was collected: the first author, published years, study design, the number of patients, country of origin, ethnicity of the study population, TILs cut-off value, TILs detection method, duration of follow-up, pCR definition, outcome measures, use of univariate or multivariate logistic model analysis and treatment regimens.

The outcome measures extracted from these selected studies were pCR, disease-free survival (DFS), distant disease-free survival (DDFS), event-free survival (EFS), recurrence-free survival (RFS), progression-free survival (PFS). pCR was defined as the absence of residual invasive cancer cells in breast. DFS was defined as the time from randomization to the recurrence of breast cancer at any site. DDFS was defined as the time interval between the date of randomization and the date of first cancer recurrence outside of the ipsilateral locoregional region or to death whenever death occurred before distant recurrence. EFS was defined as the time from randomization to first event, including recurrence, disease relapse, distant metastasis, or death from any cause. RFS was defined as the time from randomization until recurrence of breast cancer. PFS was defined as the time from randomization to the first evidence of progressive disease or death from any cause. Considering all outcome events based on the development of breast cancer and EFS contained every other study endpoint, we decided to choose EFS as a uniform standard for prognostic outcome. Additionally, when different cut-off values were used to define for high and low levels for TILs in one article, we selected the frequently used in most articles and extracted the corresponding OR or HR for pCR or survival outcome.

Statistical analysis

The association between TILs and trastuzumab benefit in neoadjuvant and adjuvant setting was presented by pooled the OR or HR and its corresponding 95% CIs. Cochran's Q test and Higgins I-squared were used to assess the heterogeneity between studies ^{40, 41}, and subgroup analysis was further conducted to explore the sources of heterogeneity. The random-effects model (DerSimonian-Laird method) ⁴² was performed in the presence of significant heterogeneity (p < 0.05 or I² > 50%) while the fixed-effects model (Mantel-Haenszel method) ⁴³ was used in its absence (p > 0.05 or I² < 50%). Sensitivity analysis was conducted to examine the stability of the pooled results. Publication bias was assessed by the funnel plot with the Egger's and Begg's tests ^{44, 45}. All statistical analyses were carried out by STATA version 11.0 (Stata Corporation, College Station, TX, USA).

Results

Search results

A total of 586 records were identified after a primary literature search according to the above search strategy and the flow chart of eligible articles selection was presented in Figure 1. Finally, eleven articles comprising 3228 patients were enrolled in this study ^{22, 23, 29-37} after exclusion of duplicates, irrelevance and articles that did not meet the inclusion criteria. Among these articles, seven studies assessed survival outcomes ^{22, 30-32, 34-36} and six studies assessed pCR ^{23, 29, 30, 32, 33, 37}, respectively.

Figure 1.

Flow chart of study selection.

Study characteristics

The characteristics of included studies are summarized in Table 1. The study design of eligible articles was retrospective (n=7), prospective (n=2) and prospective-retrospective (n=2). These articles were published from 2014 to 2017 and each study enrolled the number of patients ranging from 32 to 678. Ethnicity of patients in these studies included Caucasian (n=5), Asian (n=3) and Mix (n=3). Almost all of the studies adopted H&E staining method to assess quantities of TILs and only one study used IHC method ³³. The most common cut-off value used for TILs was 10% increment (10% INC) (n=6). The available follow-up time was long enough for the outcomes to occur. The definition of pCR in all studies was the absence of residual invasive tumor cells in breast and lymph nodes (ypT0is ypN0). Multivariate analysis was conducted to obtain the useful data in eight studies and univariate analysis in two studies, respectively. The trastuzumab-based therapy in combination with traditional chemotherapy was applied in each study. Six neoadjuvant studies reported the association between TILs and pCR of the HER2-positive BC patients who received trastuzumab-based neoadjuvant therapy. Additionally, TILs as a prognostic factor was evaluated in five studies based on adjuvant setting and two studies based on neoadjuvant setting, respectively.

Table 1.

Baseline Characteristics of the eligible studies

Author	Year	Study design	No. of patients	Country	Ethnicity	Cut-off value	Method	Median follow up	pCR definition	Outcome	Analysis	Treatment	Time
Loi et al.	2014	prospective-retrospective	209	multicenter	Mix	10% INC	H&E	62 months	-	DDFS	univariate	D, FEC, H	Adjuvant setting
Denkert et al.	2015	prospective	266	USA	Caucasian	10% INC	H&E	NA	ypT0is ypN0	pCR	multivariate	PMCb, H	Neoadjuvant setting
Kotoula et al.	2016	retrospective	333	Greece	Caucasian	>35%	H&E	NA	-	DFS	univariate	A/T, H	Adjuvant setting
Liu et al.	2015	retrospective	116	China	Asian	≥30%	H&E	33 months	ypT0is ypN0	pCR, EFS	multivariate	T/Cb, H	Neoadjuvant setting
Perez et al.	2016	prospective-retrospective	456	America	Caucasian	10% INC	H&E	4.4 years	-	RFS	multivariate	DC, P, H	Adjuvant setting
Lee et al.	2015	retrospective	447	Korea	Asian	10% INC	H&E	49 months	-	DFS	multivariate	AC,P/D, H	Adjuvant setting
Salgado et al.	2015	retrospective	250	Australia	Caucasian	>5%, 1% INC	H&E	3.77 years	ypT0is ypN0	pCR EFS	multivariate	P, H, L	Neoadjuvant setting
Luen et al.	2017	retrospective	678	multicenter	Mix	10% INC	H&E	50 months	-	PFS	multivariate	H, D,Pe/Pl	Adjuvant setting
Heppner et al.	2016	retrospective	340	multicenter	Mix	10% INC	H&E	NA	ypT0is ypN0	pCR	multivariate	EC, D/Cb, H	Neoadjuvant setting
Liu et al.	2016	retrospective	101	China	Asian	NA	IHC	NA	ypT0is ypN0	pCR	multivariate	TC, H	Neoadjuvant setting
Dieci et al.	2016	prospective	32	USA	Caucasian	1% INC	H&E	NA	ypT0is ypN0	pCR	NA	P, FEC, H	Neoadjuvant setting

Abbreviations: H&E, Hematoxylin-eosin staining; 10% INC, 10% increment; LPBC, lymphocyte-predominant breast cancer: ≧60%; pCR, pathological complete response; DFS, disease-free survival; DDFS, distant disease-free survival; EFS, event-free survival; RFS, recurrence-free survival; PFS, progression-free survival; OS, overall survival; NA, not available; AC, anthracycline-cyclophosphamide; P, paclitaxel; DC, doxorubicin-cyclophosphamide; D, docetaxel; FEC, fluorouracil/epirubicin/cyclophosphamide; T, taxanes; Cb, carboplatin; Pe, pertuzumab; Pl, placebo; L, lapatinib; PMCb, paclitaxel/doxorubicin/capecitabine; TC, taxanes-cyclophosphamide; H, trastuzumab.

Effects of TILs on survival outcome

As mentioned above, EFS was considered as the final uniform prognostic outcome. Seven studies assessed the prognostic value of trastuzumab-based treatment in HER2-positive BC patients upon different levels of TILs. Due to the heterogeneity among studies was not significant (p > 0.05, I² = 34.0%), the fixed-effects model was performed. The pooled results showed that high level of TILs was associated with improved EFS (HR = 0.97; 95% CI = 0.96-0.99, P_H = 0.168; Figure 2A), indicating that elevated TILs had prognostic value on the trastuzumab-based treatment outcomes in HER2-positive BC patients. As shown in Table 2, the stratified analysis revealed that high level of TILs was associated with better outcome in the subgroup of studies designed as retrospective (HR = 0.97; 95% CI = 0.96-0.99, P_H = 0.098), Caucasian population (HR = 0.97; 95% CI = 0.95-0.99, P_H = 0.258), 10% INC cut-off value (HR = 0.98; 95% CI = 0.96-0.99, P_H = 0.503). Additionally, five studies were pooled for analysis of the effects of TILs on survival outcome by multivariate analysis and the summarized results indicated that the level of TILs was an independent prognostic marker for better outcome (HR = 0.97; 95% CI = 0.96-0.99, P_H = 0.213) in studies enrolled HER2-positive BC patients receiving trastuzumab-based treatment.

Figure 2.

Forest plots indicating the predictive and prognostic role of TILs in HER2-positive BC patients with trastuzumab-based treatment. (A) EFS (fixed-effects model); (B) pCR (random-effects model).

Table 2.

The main results of pooled studies

Outcome	Variables	Number of studies	Number of patients	P-value				Regression model
				PH	PZ	PE		Random	Fixed
EFS	ALL	7	2489	0.168	0.000	0.043		0.97 (0.95,0.99)	0.97 (0.96,0.99)*
	Study design
	Retrospective	5	1824	0.098	0.000	-		0.97 (0.96,1.00)	0.97 (0.96,0.99)*
	Prospective-retrospective	2	665	0.269	0.805	-		0.97 (0.83, 1.14)	0.99 (0.87,1.11)
	Ethnicity
	Caucasian	3	1039	0.258	0.004	-		0.98 (0.91,1.05)	0.97 (0.95,0.99)*
	Asian	2	563	0.039	0.415	-		0.54 (0.13,2.35)	0.98 (0.96,1.00)
	Mix	2	887	0.411	0.040	-		0.95 (0.90,1.00)	0.95 (0.90,1.00)
	Cut-off value
	10% INC+	4	1790	0.503	0.007	-		0.98 (0.96,0.99)	0.98 (0.96,0.99)*
	Other+	3	699	0.038	0.199	-		0.44 (0.13,1.53)	0.97 (0.95,0.99)
	Analysis method
	Univariate	2	542	0.180	0.169	-		0.59 (0.19,1.85)	0.79 (0.56,1.11)
	Multivariate	5	1947	0.213	0.000	-		0.97 (0.95,0.99)	0.97 (0.96,0.99)*
pCR	ALL	6	1105	0.000	0.004	0.001		1.32 (1.10,1.60)*	1.06 (1.03,1.09)
	Study design
	Prospective	2	298	0.000	0.228	-		1.14 (0.92,1.41)	1.05 (1.01,1.08)
	Retrospective	4	807	0.000	0.027	-		2.71 (1.12,6.53)*	1.17 (1.07,1.29)
	Ethnicity
	Caucasian	3	548	0.000	0.091	-		1.23 (0.97,1.56)	1.05 (1.02,1.09)
	Asian	2	217	0.883	0.000	-		4.98 (2.59,9.59)	4.98 (2.59,9.59)*
	Mix	1	340	-	0.023	-		1.12 (1.02,1.24)	1.12 (1.02,1.24)*
	Cut-off value
	10% INC+	2	606	0.086	0.000	-		1.19 (1.05,1.36)	1.18 (1.10,1.28)*
	Other+	4	499	0.000	0.041	-		2.67 (1.04,6.83)*	1.04 (1.00,1.07)

The bold and “*” represent that OR or HR with corresponding 95% CI was used to analyze and was statistically significant results, respectively.

“10% INC⁺” group means the cut-off value of TILs is per 10% increment, and “Other⁺” group means a set of other different cut-off values of TILs. P_H, P-value of heterogeneity test; P_Z, P-value of t-test; P_E, P-value of Egger's test.

Effects of TILs on pCR

Six studies were pooled for analysis of the effects of TILs on pCR and the main results were listed in Table 2 and Figure 2B. Due to the heterogeneity among studies was significant (p < 0.05, I² = 87.9%), the random-effects model was performed. The results indicated that elevated TILs predicted a higher pCR rate for the HER2-positive BC patients with trastuzumab-based treatment (OR = 1.32; 95% CI = 1.10-1.60, P_H < 0.001). Subgroup analysis showed that high level of TILs was associated with improved pCR rate in the subgroup of the retrospective study (OR = 2.71; 95% CI = 1.12-6.53, P_H < 0.001), Asian population (OR = 4.98; 95% CI = 2.59-9.59, P_H = 0.883), 10% INC cut-off value (OR = 1.18; 95% CI = 1.10-1.28, P_H = 0.086) and other cut-off value subgroup (OR = 2.67; 95% CI = 1.04-6.83, P_H < 0.001). However, no significant association between elevated TILs and higher pCR rate was observed in the subgroup of prospective study (OR = 1.14; 95% CI = 0.92-1.41, P_H < 0.001) and Caucasian population (OR = 1.23; 95% CI = 0.97-1.56, P_H < 0.001).

Sensitivity analysis

Sensitivity analysis was carried out to assess the influence of each individual study and sources of heterogeneity on the summary effect for pCR and EFS through repeating the meta-analysis after sequentially omitting each study. As shown in the Figure 3A, the pooled result for EFS did not change when deleting one study, indicating our result was stable and robust. However, for pCR, the sensitivity analysis suggested that studies by Heppner et al. ²³ and Dieci et al. ³⁷ were the main origin heterogeneity (Figure 3B). Even so, after omitting these two studies respectively, the results still supported our previous conclusion (OR = 1.61, 95% CI = 1.19-2.19; OR = 1.65, 95% CI = 1.23-2.22, respectively).

Figure 3.

Sensitivity analysis of studies included in this meta-analysis. (A) EFS; (B) pCR

Publication bias

Begg's test and Egger's test were performed to assess the publication bias. The shape of funnel plot for EFS was slight asymmetry and Egger's test showed negligible publication bias (P_B = 0.035, P_E = 0.043; Figure 4A). However, for pCR, the shape of funnel plot was obviously asymmetry and Egger's test also provided statistical evidence of funnel plot asymmetry (P_B = 0.133, P_E = 0.001; Figure 4C). To adjust the bias, a trim-and-fill analysis method reported by Duval and Tweedie ⁴⁶ was performed, which indicating that for EFS the conclusion before and after was not changed, suggesting the results was stable (Figure 4B). However, for pCR, three studies need to be filled (Figure 4D).

Figure 4.

Funnel plot and trim-and-fill analysis of studies included in this meta-analysis. (A) EFS; (B) EFS after trim-and-fill analysis; (C) pCR; (D) pCR after trim-and-fill analysis.

Discussion

The current meta-analysis incorporating 11 eligible relevant studies containing 3228 BC patients has revealed that high level of TILs was significantly associated with increased pCR rates and improved outcomes of patients, indicating a predictive and prognostic role of TILs in HER2-positive BC patients with trastuzumab-based treatment.

In this paper, we observed that elevated TILs were associated with higher pCR rates and improved outcomes in all the included population and in the subgroup of retrospective study design and 10% INC cut-off value but not in the subgroup of prospective or prospective-retrospective study design and other cut-off value. For the study design subgroup, the majority of study design of the included studies was retrospective studies and due to the accuracy of collected data, retrospective studies often have substantial advantages to biomarker evaluation. For the cut-off value subgroup, 10% INC was frequently used in most articles and considered as an effective cut-off value by many investigators. The result in the 10% INC subgroup was consistent with the overall result, while the result in the other cut-off value subgroup was not, suggesting that 10% INC cut-off value was appropriate to evaluate the role of TILs, which was also consistent with the conclusion from the meta-analysis by Mao et al. ²⁴. For the ethnicity subgroup, the results indicated that elevated TILs predicted higher pCR rates in the Asian population and better survival in the Caucasian population, respectively. We observed that the heterogeneity was significant in the Caucasian population for pCR and in the Asian population for survival outcome, so the random-effects model was performed. And due to the fewer studies in these subgroups, it may not provide statistical power to show significant result. However, the results in the fix-effects model were consistent with the overall result, as shown in Table 2. With the number of enrolled studies increasing, the heterogeneity could decrease and significant results could be obtained from the fix-effects model.

As far as we know, HER-2 expression in the BC tissue has been considered as a molecular marker for the treatment. Trastuzumab as targeted drug that blocks HER2 in HER2-positive BC by binding to the extracellular domain has been applied and proved with remarkable clinical efficacy for the BC patients with HER2-positive expression ⁴⁷. However, a challenge that low response rate and development of drugs resistance was emerged along with the continued trastuzumab-based treatment. The potential mechanism was partially the loss of expression of HER2 extracellular domain on tumor cells leading to the ineffectiveness of trastuzumab. Previous studies have concluded that HER2 overexpression could promote epithelial to mesenchymal transition (EMT), and increased expression and activation of metalloproteinases during EMT could lead to proteolytic cleavage and shedding of HER2 receptor, which downregulates HER2 extracellular domain and eventually increases trastuzumab resistance ⁴⁸. Additionally, studies have also revealed that trastuzumab resistance could be triggered by the excessive activation of oncogenic signaling pathways including PI3K/AKT and MARK pathway ^{49, 50}. Importantly, the immune system plays an essential role for the trastuzumab effect. It is well known that immunosuppression could contribute to the tumor progression and treatment resistance ⁵¹. It has also been reported that the antitumor effects of cytotoxic regimens and antibody-based therapy could be enhanced through maintaining the stability of the immune systems, which was observed in the animal model that the effect of trastuzumab was significantly decreased when treating immune-deficient mice ¹⁹ and stimulation of immune system could enhance the therapeutic effect ²⁰. TILs as an important component of immune system could release immunosuppression ⁷ and was regarded as an effective biomarker of host anti-tumor immune response in the tumor microenvironment, which have great contribution to the efficacy of trastuzumab therapy. Therefore, TILs in this study has been discussed as a prognostic marker for the BC patients receiving trastuzumab-based treatment. As mentioned above, the patients enrolled in our study were all received trastuzumab treatment targeted the HER-2 molecule, although the participants in the studies by Salgado et al. ³² and Luen et al. ³⁶ received lapatinib and pertuzumab respectively in addition to trastuzumab, there was no significant interaction between TILs and the combination group of trastuzumab and lapatinib versus (vs.) trastuzumab alone in predicting pCR and EFS ³². Similarly, the effect of the addition of pertuzumab and association between TILs and clinical outcome was not observed ³⁶. Additionally, there is little research on the association between TILs and lapatinib and pertuzumab. Therefore, we have reasons to believe that the above two anti-HER2 agents do not affect the relationship between TILs and trastuzumab. In these clinical researches, another important factor influencing the results was considerable heterogeneity in the chemotherapy treatment regimens. The combined use of chemotherapy may mask the true impact of TILs on response to trastuzumab. All studies in the analysis were combined chemotherapy and trastuzumab. However, almost all results were obtained after adjusting for age, ethnicity, chemotherapy regimen and other factors, indicating that the level of TILs was an independent predictive and prognostic marker for pCR and survival in HER2-positive BC patients with trastuzumab-based treatment. The above evidence supported our result that TILs were emerging as a robust predictive biomarker of trastuzumab benefit in HER2-positive BC. In order to exactly investigate the relationship between TILs and trastuzumab benefit, further studies with large patient samples need to be conducted.

Although the current meta-analysis has provided sufficient useful information concerning the predictive and prognostic role of stromal TILs in HER2-positive BC with trastuzumab-based treatment, there still remains some limitations. First, although most of the included studies have adopted H&E staining methods to determine the quantities of TILs, there might be a difference when assessing the presence of TILs in a surgical specimen because it is a semiquantitative maker. Second, the cut-off values of TILs varied in our analysis, which may partly influence the pooled results of the pCR and survival analysis while we have conducted a subgroup analysis based on different cut-off values. Therefore, accurate detection method and unified quantification criteria of TILs value should be performed in further studies. Third, the outcome events in the included studies were different and we determined EFS as a uniform standard for prognostic outcome because EFS contained every other study endpoint, which might have impacted the validity of survival analysis. Therefore, the further studies focused on uniform outcome event with large sample size should be conducted in order to evaluate the prognostic role of TILs more precisely. In addition, another potential limitation was obvious publication bias in pCR analysis. Due to the fact that studies obtaining positive results could be more easily published than studies with negative results and studies included in our analysis was fewer, it may lead to some data missing and publication bias.

In conclusion, the present meta-analysis proved a significant association between TILs and trastuzumab benefit, indicating the predictive and prognostic role of stromal TILs in HER2-positive BC receiving trastuzumab-based treatment. However, with limitations of the study, multi-center and well-designed prospective studies with large sample size are needed to further validate our findings.

Abbreviations

TILs

tumor-infiltrating lymphocytes

BC

breast cancer

pCR

pathologic complete response

DFS

disease-free survival

DDFS

distant disease-free survival

EFS

event-free survival

RFS

recurrence-free survival

PFS

progression-free survival

OR

odds ratio

HR

hazard ratio

95% CI

95% confidence interval

P_H

P-value of heterogeneity.