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Proceedings of the National Academy of Sciences of the United States of America logoLink to Proceedings of the National Academy of Sciences of the United States of America
. 2017 Oct 31;114(46):E9767–E9774. doi: 10.1073/pnas.1709015114

Continuum limit of the vibrational properties of amorphous solids

Hideyuki Mizuno a,1, Hayato Shiba b, Atsushi Ikeda a
PMCID: PMC5699054  PMID: 29087941

Significance

The thermal properties of crystalline solids follow universal laws that are explained by theories based on phonons. Amorphous solids are also characterized by universal laws that are, however, anomalous with respect to their crystalline counterparts. These anomalies begin to emerge at very low temperatures, suggesting that the vibrational properties of amorphous solids differ from phonons, even in the continuum limit. In this work, we reveal that phonons coexist with soft localized modes in the continuum limit of amorphous solids. Importantly, we discover that the phonons follow the Debye law, whereas the soft localized modes follow another universal non-Debye law. Our findings provide a firm theoretical basis for explaining the thermal anomalies of amorphous solids.

Keywords: amorphous solids, continuum limit, phonons, soft localized modes, non-Debye law

Abstract

The low-frequency vibrational and low-temperature thermal properties of amorphous solids are markedly different from those of crystalline solids. This situation is counterintuitive because all solid materials are expected to behave as a homogeneous elastic body in the continuum limit, in which vibrational modes are phonons that follow the Debye law. A number of phenomenological explanations for this situation have been proposed, which assume elastic heterogeneities, soft localized vibrations, and so on. Microscopic mean-field theories have recently been developed to predict the universal non-Debye scaling law. Considering these theoretical arguments, it is absolutely necessary to directly observe the nature of the low-frequency vibrations of amorphous solids and determine the laws that such vibrations obey. Herein, we perform an extremely large-scale vibrational mode analysis of a model amorphous solid. We find that the scaling law predicted by the mean-field theory is violated at low frequency, and in the continuum limit, the vibrational modes converge to a mixture of phonon modes that follow the Debye law and soft localized modes that follow another universal non-Debye scaling law.


The low-frequency vibrational and low-temperature thermal properties of amorphous solids have been a long-standing mystery in condensed matter physics. Crystalline solids follow universal laws, which are explained in terms of phonons (1, 2). Debye theory and phonon-gas theory predict that the vibrational density of states (vDOS) follows g(ω)ω2, the heat capacity follows CT3, and the thermal conductivity follows κT3 in 3D systems, which indeed agree with experimental results (ω is frequency, and T is temperature). Similarly, amorphous solids are characterized by universal laws; however, these laws are anomalous with respect to those of crystalline solids (3). At T 10 K, the heat capacity of amorphous solids becomes larger than the value for crystalline solids (4), which directly reflects the excess vibrational modes around ωBP 1 THz (5), often referred to as the boson peak (BP). At T 1 K, the thermal conductivity increases as κT2 rather than as κT3 (4), indicating that the vibrational modes are not phonons even at very low frequency ω 0.1 THz (one order of magnitude lower than ωBP). These behaviors are highly counterintuitive because any solid material, not only crystalline but also amorphous, is expected to behave as a homogeneous elastic medium in the continuum limit, and its vibrational modes are expected to converge to phonons (69).

A number of theoretical explanations for these anomalies have been proposed, and these explanations substantially differ. One approach (1015) assumes that an inhomogeneity in the mechanical response at the nanoscale (1618) plays the central role. In this approach, the heterogeneous elasticity equation is solved by using the effective medium technique to predict the BP and anomalous acoustic excitations (10, 11).

Another approach is the so-called soft potential model (1924), which is an extension of the famous tunneling two-level systems model (25). This theory assumes soft localized vibrations to explain the anomalous thermal conductivity and the emergence of the BP. Soft localized vibrations have been numerically observed in a wide variety of model amorphous solids (2631) and in the Heisenberg spin glass (32). Interestingly, these localized modes are also argued to affect the dynamics of supercooled liquids (33) and the yielding of glasses (3436).

Recently, a quite different scenario has been emerging. This scenario is based on studies of the simplest model of amorphous solids (37), which is randomly jammed particles at zero temperature interacting through the pairwise potential,

ϕ(r)=ϵ2(1rσ)2H(σr), [1]

where H(r) is the Heaviside step function and σ is the diameter of the particles. As the packing pressure p is lowered, the particles lose their contacts at zero pressure p= 0, which is called the (un)jamming transition (37).

Importantly, the mean-field theory analysis of this model is now considerably advancing, thereby providing a new way to understand the anomalies of amorphous solids (3848). Previous theoretical (38, 39) and numerical (49, 50) works have clearly established that the vDOS of this model exhibits a characteristic plateau at ω>ω, where ω is the onset frequency of this plateau. The relevant region for the low-frequency anomalies of amorphous solids is located below this plateau, ω<ω. First, the effective medium theory assuming marginal stability (i.e., that the system is close to the elastic instability) predicts the characteristic behavior of the vDOS g(ω)=cω2 at ωω (41, 44). This prediction differs from the prediction of Debye theory g(ω)=A0ω2 because the prefactor cω2 is considerably larger than the Debye level A0ω3/2. Thus, this prediction provides a new explanation of the BP in terms of marginal stability (41, 44). Second, the model is analyzed by using replica theory (40, 42, 4548). This theory becomes exact in infinite dimensions (45); thus, it can be a firm starting point for considering the problem. Replica theory predicts that the transition from a normal glass to a marginally stable glass occurs at a finite pressure p=pG, which is called the Gardner transition (48). Near the Gardner transition, replica theory predicts non-Debye scaling of the vDOS g(ω)=cω2 at ωω (47), which perfectly coincides with the prediction of the effective medium theory. Remarkably, in the marginally stable glass phase, the region of this scaling law extends down to ω 0, which means no Debye regime even in the continuum limit (the limit of ω 0) (47). This non-Debye scaling law was recently shown to work at least near ω (51).

Considering these different theoretical arguments, it is absolutely necessary to numerically observe the nature of the low-frequency vibrations of amorphous solids and determine the laws that such vibrations obey. This task is not trivial because the lower is the frequency that we require, the larger is the system that we need to simulate. Here, we perform a vibrational mode analysis of the model amorphous solid defined by Eq. 1, composed of up to millions of particles (N 106), which enables us to access extremely low-frequency modes even far below ωBP. Then, we investigate the nature of the modes in detail by calculating several different parameters. Notably, we find that the non-Debye scaling g(ω)=cω2 is violated at low frequency, and in the continuum limit, the vibrational modes converge to a mixture of phonon modes that follow the Debye law and soft localized modes that follow another universal non-Debye scaling law, the ω4 scaling law, which was recently first observed in refs. 31 and 32 by suppressing the effects of phonons.

Results and Discussion

We first study the vibrational modes of the 3D model system at a pressure (density) above the unjamming transition (Materials and Methods). Fig. 1A (top image, red circles) presents the reduced vDOS g(ω)/ω2 at p= 5× 102 (packing fraction φ 0.73) together with the Debye level A0. The value of A0 is independently determined from the macroscopic mechanical moduli (Eq. 5). The reduced vDOS clearly exhibits a maximum (i.e., the BP). Because our data cover a wide range of frequencies, we can precisely identify the position of the BP ωBP. In Fig. 1, we place arrows that indicate ωBP and ω (the onset frequency of the plateau). Please refer to Fig. S1 for the plateau and its onset frequency ω in g(ω). The value of ωBP is approximately five times smaller than ω. As the frequency is further decreased below ωBP, g(ω)/ω2 decreases toward but does not reach A0 in the frequency region that we studied. We will carefully discuss this result after characterizing the nature of the vibrational modes.

Fig. 1.

Fig. 1.

Vibrational modes in the model amorphous solid. Plots of g(ω)/ωd1 and of the Ok, Pk, δEk, and δEk of each mode k as functions of ω. (A) The 3D model system (d= 3). (B) The 2D model system (d= 2). The packing pressure is p= 5× 102. Inset in the third image from the top in A and B presents the plot of Ok vs. Pk. For the 3D system in A, gex(ω), the vDOS of extended modes (Pk> 102) and gloc(ω), which is that of localized modes (Pk< 102), are also presented in A in the top image and Inset of the second image from the top.

Fig. S1.

Fig. S1.

The onset frequency of the plateau in vDOS. Plot of the vDOS g(ω) against ω. (A) The 3D model system. (B) The 2D model system. The data of the original (stressed) system (open symbols) and of the unstressed system (filled symbols) are presented. The packing pressures are p=5×102, 5×103, and 5×104. The onset frequency of the plateau ω is indicated by arrows.

To characterize the modes, we calculate three different parameters (Materials and Methods). First, the second image from the top in Fig. 1A presents the phonon order parameter Ok, which is defined as the projection onto phonons (Eqs. 6 and 7), for each mode k. Ok measures the extent to which the mode k is close to phonons, and it takes values from 1 (phonon) to 0 (nonphonon). At ω>ω, Ok is nearly zero, which confirms that these modes, called floppy modes (disordered extended modes) (38, 39), are largely different from phonons. As the frequency is decreased from ω to ωBP, Ok smoothly increases to 0.3. This result indicates that the modes around the BP have a hybrid character of phonons and floppy modes. Remarkably, as the frequency is further decreased below ωBP, the modes are divided into two groups: Ok increases with decreasing frequency in one group, whereas Ok decreases in the other group. In the former group, Ok converges to almost 1 at ωex0 (we provide the precise definition of ωex0 later); namely, these modes are phonons. (The Ok values of these phonon modes are close to but not exactly 1, which indicates that they are very weakly perturbed. Exact Ok= 1 may be realized only in the limit of ω0.) Second, the third image from the top in Fig. 1A plots the participation ratio Pk, which evaluates the extent of spatial localization of mode k (Eq. 9). Pk takes values from 1 (extended over all particles equally) to 1/N 1 (localized in one particle) (2629). As shown in this image, Pk also exhibits the division of modes into two groups: One approaches Pk=O(1) with decreasing ω, and the other approaches Pk=O(1/N). The Inset shows that the nonphonon modes (small Ok) are localized (small Pk), whereas the phonon modes (large Ok) are extended (large Pk) at ω<ωex0. Third, the bottom image of Fig. 1A presents the normal and tangential vibrational energies, δEk,δEk (Eq. 10) (52). Again, the modes are split into two groups. The phonon modes follow the scaling behavior δEkδEkω2 as in the case of crystalline solids, whereas the nonphonon localized modes are characterized by the ω-independent behavior of δEk as in the case of the floppy modes at ω>ω. These three coherent results demonstrate that the phonon modes and the nonphonon localized modes coexist at ω<ωex0.

We now perform more stringent tests of the nature of these two types of modes. In Fig. 2A, in the leftmost image, the phonon order parameter Ok is plotted against the frequency ωk for each mode k in the system of N= 2,048,000. Because this system is in a finite box, phonons should have discrete energy levels. We calculate these energy levels from the macroscopic elastic moduli and the linear dimension of the box L= 114 (Materials and Methods), and we display them as vertical lines in the figure. Indeed, the phonon modes (modes with large Ok) sit on these levels. Conversely, the soft localized modes (modes with small Ok) are located in the gaps between the different levels. Furthermore, the two rightmost images in Fig. 2A show the eigen-vector field 𝐞k of the representative modes (highlighted as filled circles in the leftmost image), which demonstrates that the mode on the level has a phonon structure, whereas the other mode is localized. These results unambiguously establish the distinction between phonon modes and soft localized modes.

Fig. 2.

Fig. 2.

Vibrational modes in the low-ω regime. (A) ω<ωex0 of the 3D model system. (B) ω<ω0 of the 2D model system. p= 5×102. The system sizes are N = 2,048,000, L= 114 (3D) and N = 128,000, L= 391 (2D). The leftmost image plots Ok vs. ωk for each mode k (symbols) and the energy levels of phonons (vertical lines). The remaining images provide more detailed information on the two modes highlighted by red and blue filled circles in the left image. The second image from the left presents the spatial correlation function of the eigen-vector field 𝐞k, C𝐪^,σk(𝐪^𝐫), along the [100] transverse wave. The third and fourth images from the left visualize the eigen-vector fields of these two modes. For the 3D system in A, the vector fields are plotted at a fixed plane of a thickness of particle diameter, and the localized region is emphasized by black arrows.

We note that the soft localized modes present an extended vibrational character. This character is best observed in the spatial correlation function C𝐪^,σk(|𝐪^𝐫|) (Eq. 8), as shown in second image from the left of Fig. 2A. Here, we calculate the spatial correlation of the eigen-vector field 𝐞k along the [100] transverse wave (Materials and Methods). This function exhibits a nice sinusoidal shape not only for the phonon mode, but also for the localized mode. This result indicates that the localized mode has disordered vibrational motions in the localized region; however, these motions are accompanied by extended phonon vibrations in the background. This feature is very similar to the quasilocalized modes in defect crystals, which are produced by hybridization of the extended phonon and the localized defect modes (2, 28). Consistent with this extended character, we observe that the participation ratios of the localized modes are independent of the system size N at a fixed ω (26, 28). However, as the recent work (31) demonstrated, the localized modes lying below the lowest phonon mode exhibit N-dependent participation ratios. We speculate that these localized modes are affected by phonon vibrations so weakly that only a tiny extended character is attached. Indeed, this is true for the localized modes (below the lowest phonon) in defect crystals (28).

A clear distinction between phonon modes and soft localized modes enables us to separately consider the vDOSs of these two types of modes. We define gex(ω) as the vDOS of modes with Pk>Pc, and we define gloc(ω) as the vDOS of modes with Pk<Pc. Here, we set the threshold value as Pc= 102 as in Fig. 1A (the third image from the top); however, the results are not sensitive to the choice of Pc for 5× 103<Pc< 2×102 (Fig. S2). We plot gex(ω) and gloc(ω) in Fig. 1A (the top image and Inset in the second image from the top). As shown, gex(ω) converges exactly to the Debye behavior A0ω2 at a finite ω, which we define as ωex0. However, gloc(ω) follows a different scaling law gloc(ω)ω4. Thus, we now conclude that the phonon modes that follow the Debye law gex(ω)=A0ω2 and the soft localized modes that follow the other law gloc(ω)ω4 coexist at ω<ωex0. This result then suggests that the full vDOS g(ω)=gex(ω)+gloc(ω) eventually converges to the Debye vDOS in the limit of ω 0 because gloc(ω)ω4 decays faster than gex(ω)ω2. Note that the ω4 scaling is the same law proposed in the soft-potential model (1924). Moreover, it was recently reported that the ω4 law can be observed in the Heisenberg spin glass and in structural glasses if the effects of phonons are suppressed by introducing a random potential (32), tuning the system size to be sufficiently small (31), or focusing on the low-frequency regime below the lowest phonon mode (53). In the present work, we found that the vibrational modes are spontaneously divided into phonon modes and soft localized modes at ω<ωex0 and observed that these soft localized modes exactly follow the ω4 law.

Fig. S2.

Fig. S2.

Dependences of the vDOSs on the threshold value of participation ratio Pc. (A) Plot of gex(ω)/ω2 of the extended modes (Pk>Pc) against ω. (B) Plot of gloc(ω)/ω2 of the localized modes (Pk<Pc) against ω. The threshold value Pc varies from Pc=103 to 5×102. In B, Inset, we plot gloc(ω). Although some quantitative differences are observed, the vDOSs are not sensitive to the choice of Pc for 5×103<Pc<2×102.

We repeat this analysis using different packing pressures (densities). We observe that the basic features are unchanged (Fig. S3A). Furthermore, we find that the vDOSs at different pressures can be summarized by the scaling laws. To illustrate this result, we determine ω for each pressure and introduce the scaled frequency ω^=ω/ω. Here, we confirm the well-established property of ωp1/2 (38, 39, 49, 50). Then, we plot g(ω) and g(ω)/ω^2 against ω^ at various pressures in Fig. 3. All of the data perfectly collapse around and above the BP. We emphasize that there are no adjustable parameters for this collapse. At ω^1, i.e., ωω, g(ω) exhibits a constant plateau g(ω)=α= 0.37 (Fig. S1A). The BP is located at ω^= 0.21; thus, ωBP= 0.21ω at all pressures. The vDOS around the BP can be fitted to the non-Debye scaling αBPω^2 with αBP= 0.66, as predicted by the mean-field theory (44, 47) and observed in simulations (51). However, the data systematically deviate from this scaling law around ω^0.1 at all pressures. This result can be contrasted with the results of replica theory, which predicts that the present system has a marginally stable glass phase in some finite region of the density above the unjamming point (48), and the region of the non-Debye scaling law αBPω^2 extends down to ω 0 in this phase (47). Our result is more consistent with the results in refs. 44 and 54.

Fig. S3.

Fig. S3.

Vibrational modes in the 3D model system. Plots of g(ω)/ω2 and of the Ok, Pk, δEk, and δEk of each mode k as functions of ω. (A) Original (stressed) system. (B) Unstressed system. The packing pressures are p=4×101, 5×102, 5×103, and 5×104. In the top image, the horizontal lines show the Debye level A0. In the bottom image, the circles and squares present δEk and δEk, respectively. Note that δEk0 of the unstressed system is invisible in B.

Fig. 3.

Fig. 3.

The vDOSs at different p in the 3D model system. g(ω) is plotted against the scaled frequency ω^=ω/ω for several different p. Inset is the same as the main image, but for the reduced vDOSs g/ω^2. Around ωBP= 0.21ω, the vDOSs are collapsed onto the non-Debye scaling law g(ω)=αBPω^2 with αBP= 0.66.

Rather, at lower frequency ωωBP, we find that another scaling law works. In Fig. 4A, we plot gex(ω)/A0ω2 against ω^. We observe that the Debye level A0 is related to ω as A0=α0ω3/2 with α0= 0.27. As ω^ decreases, all of the data at different pressures collapse and converge to gex(ω)/A0ω2=ω^2, which is exactly the Debye behavior gex(ω)=A0ω2. This convergence occurs at ω^= 0.066; thus, ωex0= 0.066ω at all pressures. Next, we plot gloc(ω) against ω^ in Fig. 4B. Remarkably, all of the data converge to another universal scaling law gloc(ω)=αlocω^4 with αloc= 58. This convergence occurs at ω^= 0.066 as in gex(ω). These two results demonstrate that the full vDOS g(ω)=gex(ω)+gloc(ω) can be expressed as g(ω)=A0ω2+αlocω^4 at ωωex0.

Fig. 4.

Fig. 4.

The vDOSs of the extended modes and the soft localized modes in the 3D model system. (A) Plot of the scaled vDOSs of the extended modes (Pk> 102), g^ex=gex(ω)/A0ω2, against the scaled frequency ω^=ω/ω. (B) Plot of the vDOSs of the localized modes (Pk< 102), gloc(ω), against ω^. Insets are the same as the main images, but for the reduced vDOSs g^ex/ω^2 in A and gloc/ω^4 in B. Below ωex0= 0.066ω, the vDOSs collapse onto gex(ω)=A0ω2 and gloc(ω)=αloc(ω/ω)4 with αloc= 58.

Therefore, by collecting the results in all of the frequency regions, we can write the functional form of the vDOS that covers the continuum limit as follows:

g(ω)={α(ωω),αBP(ωω)2(ωωBP),A0ω2+αloc(ωω)4(ωωex0), [2]

with ωBP= 0.21ω, ωex0= 0.066ω, α= 0.37, αBP= 0.66, αloc=58, and A0=α0ω3/2 with α0= 0.27. Strikingly, except for the phonon part A0ω2=α0ω1/2(ω/ω)2, the vDOS takes the form of a universal function of the reduced frequency ω/ω only. In other words, the nonphonon contribution to the vDOS can be expressed as gnonphonon(ω)=G(ω/ω), where G(x)=α for x 1, G(x)=αBPx2 for x 0.21, and G(x)=αlocx4 for x 0.066. This result implies that all of the nonphonon vibrations, including the soft localized modes, are controlled by the physics of ω, namely, the isostaticity and the marginal stability. We note that the recent picture of soft potential model, considering the vibrational instability (2224), predicts gloc(ω)ωBP3ω4; the exponent of ω is consistent with our result, but the coefficient is not. This theory can also predict the pressure dependence of ωBP(p) that is, however, different from ωBPωp1/2 of the present system.

Based on the vDOS in Eq. 2, the heat capacity C(T) can be predicted within the harmonic approximation (1). At kBTωex0 (kB is the Boltzmann constant, and =h/2π, where h is Planck’s constant), C(T) consists of two terms: the Debye value Cex(T)A0T3 and Cloc(T)αlocω4T5. This point was discussed in the soft potential model (20). Around kBTωBP, C(T)αBPω2T3 emerges from g(ω)=αBP(ω/ω)2. Since αBPω2 is larger than A0, C(T) takes excess values over the Debye prediction. Finally, at kBTω, g(ω)=α provides C(T)αT. Note that these predictions are within the harmonic description. Anharmonic effects provide additional contributions to the heat capacity; the two-level system provides the linear T-dependent term through the quantum anharmonic effects (25, 55).

To further discuss the origin of the nonphonon behaviors, we perform a vibrational mode analysis of the “unstressed” system. The unstressed system is defined as the system in which the particle–particle contacts of the original system are replaced with relaxed springs (Materials and Methods). In the present model, the unstressed system is known to be far from the marginally stable state (39, 44, 54). Thus, by observing whether a mode disappears in the unstressed system, one can evaluate whether the mode originates from the marginal stability. We observe that the scaling region for g(ω)=αBPω^2 is suppressed in the unstressed system (Fig. S5), which confirms that these modes originate from the marginal stability (44, 47). Furthermore, the soft localized modes are strongly quelled (Fig. S3B). [We observe that the unstressed system begins to exhibit soft localized modes when the system is brought close to the unjamming transition (elastic instability).] This result suggests that the soft localized modes also originate from the marginal stability, although they are not captured by the current mean-field framework.

Fig. S5.

Fig. S5.

The vDOSs at different p in the 3D unstressed system. (A) Plot of the vDOSs g(ω) against the scaled frequency ω^=ω/ω for several different p. (B) Plot of the scaled vDOSs g^=g(ω)/A0ω2 against ω^. Insets are the same as the main images, but for the reduced vDOSs g/ω^2 in A and g^/ω^2 in B. Around ωBP=ω, the vDOSs are collapsed onto the non-Debye scaling law g(ω)=αBP ω^2 with αBP = 0.20.Below ω0 = 0.39 ω, the vDOSs are collapsed onto the Debye vDOS g(ω)=A0ω2.

Finally, we focus on the vibrational modes of the 2D model system, where we encounter a surprisingly different situation. Fig. 1B shows that g(ω) converges smoothly to the Debye vDOS at a finite frequency that we define as ω0. Below ω0, most of the modes are characterized by Ok1; namely, these modes are phonons. This result is more evident in Fig. 2B for the system of N= 128,000; all of the vibrational modes at ω<ω0 sit on the energy levels of phonons, and they also have the spatial structures of phonons. Another interesting feature is that the full vDOSs at various pressures are expressed as a universal function of ω/ω over the entire ω regime, as illustrated in Fig. 5. This result can be rationalized by observing that the Debye (phonon) vDOS is g(ω)=A0ωd1 with A0ωd/2; thus, it also becomes a universal function of ω/ω in 2D, as does the nonphonon contribution gnonphonon(ω). Similar convergence to phonons and collapses of the vDOSs were reported for 2D Lennard–Jones systems in previous works (6, 56). The collapse also indicates that the BP amplitude scaled by the Debye level, g(ωBP)/A0ωBPd1 (56), does not depend on the packing pressure p in 2D. In contrast, in 3D, this quantity diverges as ω1/2 at the unjamming transition, as shown in Eq. 2 and in Fig. 4A (also see Eq. S3 and Figs. S7 and S8). However, note that some soft localized modes appear even below ω0 in 2D, although the number of these modes is so few that the vDOSs are dominated by phonon modes. The recent work (31) indicated that the ω4 law of localized modes can be observed even in 2D amorphous systems if the effects of phonons are suppressed.

Fig. 5.

Fig. 5.

The vDOSs at different p in the 2D model system. g(ω) is plotted against the scaled frequency ω^=ω/ω for several different p. Inset is the same as the main image, but for the reduced vDOSs g/ω^. The full vDOSs are collapsed onto a universal function of the scaled frequency ω^ over the entire ω regime. At ω0= 0.066ω, g(ω) converges to the Debye vDOS g(ω)=A0ω.

Fig. S7.

Fig. S7.

Dependence on p of frequencies and amplitudes of the vDOS for the 3D model system. Plots of the characteristic frequencies, ωex0 (ω0), ωBP, and ω, and the corresponding amplitudes of g(ω)/ω2, A0, ABP, and A, as functions of p. (A) Original (stressed) system. (B) Unstressed system. The lines indicate the power-law scalings with p.

Fig. S8.

Fig. S8.

Dependence on p of frequencies and amplitudes of the vDOS for the 2D model system. Plots of the characteristic frequencies, ω0, ωBP, and ω, and the corresponding amplitudes of g(ω)/ω, A0, ABP, and A, as functions of p. (A) Original (stressed) system. (B) Unstressed system. The lines indicate the power-law scalings with p.

In conclusion, we have used a large-scale numerical simulation to observe the continuum limit of the vibrational modes in a model amorphous solid. (In this work, we have studied an amorphous system of the harmonic potential defined by Eq. 1. However, we expect that our main results may persist in a variety of amorphous systems, e.g., the Lennard–Jones glasses, which requires further study.) In 3D, we have found that the vDOS follows the non-Debye scaling g(ω)=αBP(ω/ω)2 only around and above the BP, and below the BP, the vibrational modes are divided into two groups: The modes in one group converge to the phonon modes that follow the Debye law gex(ω)=A0ω2, and the modes in the other group converge to the soft localized modes that follow another universal non-Debye scaling gloc(ω)=αloc(ω/ω)4. Strikingly, all of the nonphonon contributions to the vDOSs at different pressures can be expressed as a universal function of the reduced frequency ω/ω. In contrast, completely different behaviors are observed in 2D: Vibrational modes smoothly converge to phonons without the appearance of the group of soft localized modes.

Our results, on the one hand, provide a direct verification of the basic assumption of the soft potential model (1925). We showed the coexistence of phonon modes and soft localized modes, which is the central idea for explaining the low-T anomalies of thermal conduction and the formation of BP in this phenomenological model. However, more quantitative predictions of this theory, such as the pressure dependence of ωBP(p) and the coefficient of gloc(ω)ωBP3ω4, are inconsistent with our results. [The pressure dependence of ωBP(p) of the Lennard–Jones glasses seems to be consistent with the prediction of soft potential model (57), which needs further confirmation.] On the other hand, the violation of the non-Debye scaling at the BP, the emergence of soft localized modes with another non-Debye scaling, and the crucial difference between 2D and 3D appear to be beyond the reach of the current mean-field theory. However, the fact that the nonphonon contributions to the vDOS are expressed as a universal function of ω/ω suggests that these features are linked to the isostaticity and the marginal stability, which are captured by the mean-field theory (3848).

Materials and Methods

System Description.

We study 3D (d= 3) and 2D (d= 2) model amorphous solids, which are composed of randomly jammed particles (37). Particles i,j interact via a finite-range, purely repulsive, harmonic potential ϕ(rij) [1], where rij=|𝐫i𝐫j| is the distance between the two particles. The 3D system is monodisperse with a diameter of σ, whereas the 2D system is a 50%-50% binary mixture with a size ratio of 1.4 (the diameter of the smaller species is denoted by σ). The particle mass is m. Length, mass, and time are measured in units of σ, m, and τ=(mσ2/ϵ)1/2, respectively. To access low-frequency vibrational modes, we consider several different system sizes N (number of particles), ranging from relatively small, N = 16,000, to extremely large, N = 2,048,000. We always remove the rattler particles that have less than d contacting particles.

Mechanically stable amorphous packings are generated for a range of packing pressures from p101 to 104. We first randomly place N particles in a cubic (3D) or square (2D) box with periodic boundary conditions in all directions. The system is then quenched to a minimum energy state. Finally, the packing fraction φ is adjusted by compressive deformation (CO) until a target pressure p is reached. We also study the shear-stabilized (SS) system (58) by minimizing the energy with respect to the shear degrees of freedom. No differences between the CO and SS systems have been confirmed for our systems of N16,000. In this work, we present the results obtained from the CO system.

In the packings obtained by using the above protocol, the interparticle forces are always positive ϕ(r)>0. For this reason, we refer to this original state as the stressed system. In addition to the stressed system, we also study the unstressed system, where we retain the stiffness ϕ(r) but drop the force ϕ(r)= 0 in the analysis. Since the positive forces make the system mechanically unstable, dropping the forces makes the original stressed system more stable (39, 44, 54).

Vibrational Mode Analysis.

We perform the standard vibrational mode analysis (1, 2), where we solve the eigen-value problem of the dynamical matrix (dN×dN matrix) to obtain the eigen value λk and the eigen vector 𝐞k=[𝐞1k,𝐞2k,,𝐞Nk] for the modes k= 1,2,,dNd (d zero-ω, translational modes are removed). Here, the eigen vectors are orthonormalized as 𝐞k𝐞l=i=1N𝐞ik𝐞il=δk,l, where δk,l is the Kronecker delta function.

From the dataset of eigen frequencies, ωk=λk (k= 1,2,,dNd), we calculate the vDOS as

g(ω)=1dNdk=1dNdδ(ωωk), [3]

where δ(x) is the Dirac delta function.

In the present work, we analyze several different system sizes, ranging from N = 16,000 to N = 2,048,000. We first calculate all of the vibrational modes in the system of N = 16,000. We then calculate only the low-frequency modes in the larger systems of N > 16,000. Finally, the modes obtained from different system sizes are combined as a function of the frequency ωk. We find that the results from different system sizes smoothly connect with each other, which provides the mode information in the very low-frequency regime (Fig. S9). The vDOS is calculated from these datasets, and the results of these different system sizes are presented together in the figures.

Fig. S9.

Fig. S9.

Vibrational modes of different system sizes N. Plots of g(ω)/ωd1 and of the Ok, Pk, δEk, and δEk of each mode k as functions of ω. (A) The 3D model system (d=3). (B) The 2D model system (d=2). The packing pressure is p=5×102. Data are the same as those presented in Fig. 1. Here, we plot values of different system sizes N using different symbols. Data from different N smoothly connect with each other in the entire ω regime.

The present system exhibits a characteristic plateau in g(ω) at ω>ω, where ω is defined as the onset frequency of this plateau (Fig. S1) (49, 50). Practically, we determine the value of ω as the BP position of the unstressed system (39, 52).

Phonon and Debye vDOS.

In an isotropic elastic medium, phonons are described as 𝐞𝐪,σ=[𝐞1𝐪,σ,𝐞2𝐪,σ,,𝐞N𝐪,σ] (1, 2),

𝐞i𝐪,σ=𝐏𝐪^,σNexp(i𝐪𝐫i). [4]

𝐪 is the wave vector, and 𝐪^=𝐪/|𝐪|. Due to the periodic boundary condition of the finite dimension L, 𝐪 is discretized as 𝐪=(2π/L)(i,j,k) for 3D and as 𝐪=(2π/L)(i,j) for 2D (i,j,k= 0,1,2,3, are integers). The value of σ denotes one longitudinal (σ= 1) and two transverse (σ= 2,3) modes for 3D, and it denotes one longitudinal (σ= 1) and one transverse (σ= 2) modes for 2D. 𝐏𝐪^,σ is a unit vector that represents the direction of polarization, and it is determined as 𝐏𝐪^,1=𝐪^ (longitudinal) and 𝐏𝐪^,2𝐪^=𝐏𝐪^,3𝐪^= 0 (transverse). Note that the vectors 𝐞𝐪,σ are orthonormal as 𝐞𝐪,σ𝐞𝐪,σ=i=1N𝐞i𝐪,σ𝐞i𝐪,σδ𝐪,𝐪δσ,σ. Here, strictly speaking, 𝐞𝐪,σ𝐞𝐪,σ=δσ,σ for 𝐪=𝐪 and =O(N1/2) for 𝐪𝐪, which becomes exactly 𝐞𝐪,σ𝐞𝐪,σ=δ𝐪,𝐪δσ,σ as N (the thermodynamic limit).

In the low-ω limit, the continuum mechanics determine the dispersion relation as ω𝐪,σ=cσ|𝐪|. cσ is the phonon speed; c1=cL=(K+4G/3)/ρ and c2=c3=cT=G/ρ for 3D, and c1=cL=(K+G)/ρ and c2=cT=G/ρ for 2D. Here, ρ=N/Ld is the mass density, and K and G are the bulk and shear elastic moduli, respectively. In this study, we calculate K and G using the harmonic formulation (52). Debye theory counts the number of phonons to yield the vDOS as

gD(ω)=A0ωd1=(dωDd)ωd1, [5]

where A0=d/ωDd is the Debye level and ωD is the Debye frequency; ωD=[(18π2ρ^)/(cL3+2cT3)]1/3 for 3D, and ωD=[(8πρ^)/(cL2+cT2)]1/2 for 2D, where ρ^=N/Ld is the number density. Close to the unjamming transition, ωDcTω1/2p1/4 (37, 49, 50, 52), and A0ωd/2pd/4 (also see Figs. S7 and S8).

Phonon Order Parameter.

We evaluate the extent to which the mode 𝐞k is close to phonons 𝐞𝐪,σ by introducing the phonon order parameter Ok as follows. The eigen vector 𝐞k can be expanded in a series of phonons 𝐞𝐪,σ (Fourier series expansion) as 𝐞k=𝐪,σA𝐪,σk𝐞𝐪,σ. Then, we can calculate the projection onto one particular phonon 𝐞𝐪,σ as

O𝐪,σk=|A𝐪,σk|2|𝐞𝐪,σ𝐞k|2. [6]

Here, note that 𝐪,σO𝐪,σk1 since 𝐞k𝐞k= 1.

If the mode k is a phonon, then 𝐞k is described as the summation of a finite number of large overlapped phonons; 𝐞k=𝐪,σ;O𝐪,σkNm/(dNd)A𝐪,σk𝐞𝐪,σ. Here, we define “large overlapped” as O𝐪,σkNm/(dNd), i.e., overlapped by the extent of more than Nm modes. Considering the above, we define the phonon order parameter Ok as

Ok=𝐪,σ;O𝐪,σkNm/(dNd)O𝐪,σk. [7]

Ok= 1 for a phonon, whereas Ok= 0 for a mode that is considerably different from phonons. In the present study, Nm= 100 was used; however, we confirmed that our results and conclusions do not depend on the choice of the value of Nm.

In addition, we calculate the (normalized) spatial correlation function C𝐪^,σk(|𝐪^𝐫|) of 𝐞k projected to 𝐏𝐪^,σ as

C𝐪^,σk(|𝐪^(𝐫i𝐫j)|)=(𝐏𝐪^,σ𝐞ik(𝐫i))(𝐏𝐪^,σ𝐞jk(𝐫j))(𝐏𝐪^,σ𝐞ik(𝐫i))(𝐏𝐪^,σ𝐞ik(𝐫i)), [8]

where denotes the average over all pairs of particles i,j. If the vibrational mode 𝐞k is a phonon, then C𝐪^,σk(|𝐪^𝐫|) exhibits a sinusoidal curve.

Participation Ratio.

We measure the extent of vibrational localization using the participation ratio Pk (2629),

Pk=1N[i=1N(𝐞ik𝐞ik)2]1. [9]

As extreme cases, Pk= 1 for an ideal mode where all of the particles vibrate equally, and Pk= 1/N for a mode that involves only one particle. In the present study, modes with Pk<Pc= 102 that involve less than 1% of the total particles are assigned to the localized modes. However, the results are not sensitive to the choice of Pc for 5×103<Pc<2×102 (Fig. S2).

Vibrational Energy.

Finally, we calculate the vibrational energy δEk,δEk. The vector 𝐞ijk=𝐞ik𝐞jk represents the vibrational motion at the contact of particles i,j, which can be decomposed into the normal 𝐞ijk and the tangential 𝐞ijk vibrations with respect to the bond vector 𝐧ij=(𝐫i𝐫j)/|𝐫i𝐫j| (52); 𝐞ijk=(𝐞ijk𝐧ij)𝐧ij, and 𝐞ijk=𝐞ijk(𝐞ijk𝐧ij)𝐧ij. Accordingly, the vibrational energy δEk=ωk2/2 can be decomposed as

δEk=(i,j)[ϕ(rij)2(𝐞ijk)2+ϕ(rij)2rij(𝐞ijk)2],=δEkδEk. [10]

For the present repulsive system, δEk is always positive. If mode k is a phonon, then δEk and δEk are both proportional to δEkω2. For the floppy mode, the tangential δEk exhibits ω-independent behavior, δEkω0 (52).

SI Text

In the following, we report supporting data, including the onset frequency of the plateau in vDOS ω (Fig. S1), the dependences of the vDOSs on the threshold value Pc (Fig. S2), vibrational modes at different p (Figs. S3 and S4), the vDOSs in the unstressed system (Figs. S5 and S6), explicit plots of frequencies and amplitudes in the vDOS as functions of p (Figs. S7 and S8), and vibrational modes of different system sizes N (Fig. S9).

Fig. S4.

Fig. S4.

Vibrational modes in the 2D model system. Plots of g(ω)/ω and of the Ok, Pk, δEk, and δEk of each mode k as functions of ω. (A) Original (stressed) system. (B) Unstressed system. The packing pressures are p=5×102, 5×103, and 5×104. In the top image, the horizontal lines show the Debye level A0. In the bottom image, the circles and squares present δEk and δEk, respectively. Note that δEk0 of the unstressed system is invisible in B.

Fig. S6.

Fig. S6.

The vDOSs at different p in the 2D unstressed system. g(ω) is plotted against the scaled frequency ω^=ω/ω for several different p. Inset is the same as the main image, but for the reduced vDOSs g/ω^. The vDOSs are collapsed onto a universal function of the scaled frequency ω^ over the entire ω regime. At ω0 = 0.29ω, g(ω) converges to the Debye vDOS g(ω)=A0ω.

Here, we summarize the power-law scalings with p of the characteristic frequencies, ωex0 (ω0), ωBP, and ω, and the corresponding amplitudes of g(ω)/ωd1, A0, ABP, A, which are explicitly plotted in Figs. S7 and S8:

ωex0ωBPωp1/2for3D system,ω0ωBPωp1/2for2D system, [S1]
A0ω3/2p3/4,ABPAω2p1for3D system,A0ABPAω1p1/2for2D system. [S2]

Particularly, we note that the BP amplitude scaled by the Debye level, ABP/A0, behaves differently between 3D and 2D:

ABPA0AA0ω1/2p1/4for3D system,ABPA0AA0ω0p0for2D system. [S3]

Supplementary Material

Acknowledgments

We thank H. Ikeda, Y. Jin, L. E. Silbert, P. Charbonneau, F. Zamponi, L. Berthier, E. Lerner, E. Bouchbinder, and K. Miyazaki for useful discussions and suggestions. This work was supported by Japan Society for the Promotion of Science Grant-in-Aid for Young Scientists B 17K14369, Grant-in-Aid for Young Scientists A 17H04853, and Grant-in-Aid for Scientific Research B 16H04034. The numerical calculations were partly performed on SGI Altix ICE XA at the Institute for Solid State Physics, The University of Tokyo.

Footnotes

The authors declare no conflict of interest.

This article is a PNAS Direct Submission.

This article contains supporting information online at www.pnas.org/lookup/suppl/doi:10.1073/pnas.1709015114/-/DCSupplemental.

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