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Proceedings of the National Academy of Sciences of the United States of America logoLink to Proceedings of the National Academy of Sciences of the United States of America
. 2017 Oct 30;114(46):12156–12161. doi: 10.1073/pnas.1711381114

Catalysis of heat-to-work conversion in quantum machines

A Ghosh a,b,1, C L Latune c,1, L Davidovich d,2, G Kurizki b
PMCID: PMC5699064  PMID: 29087326

Significance

The traditional (19th century) rules of thermodynamics were conceived for engines that convert heat into work. Recently, these rules have been scrutinized, assuming that the engines have quantum properties, but we still have no complete answer to the question: Are these rules then the same as the traditional ones? Here, we subject a “piston”—an oscillator that extracts work from the engine—to energy “pumping” that renders this oscillator quantum and nonlinear. We show that even weak pumping may strongly catalyze the heat-to-work conversion rate. This catalysis, analogous to its chemical-reaction counterpart, is a manifestation of “quantumness” in heat engines, yet it adheres to the traditional laws of thermodynamics.

Keywords: quantum machines, quantum thermodynamics, squeezing, Carnot efficiency, quantum catalysis

Abstract

We propose a hitherto-unexplored concept in quantum thermodynamics: catalysis of heat-to-work conversion by quantum nonlinear pumping of the piston mode which extracts work from the machine. This concept is analogous to chemical reaction catalysis: Small energy investment by the catalyst (pump) may yield a large increase in heat-to-work conversion. Since it is powered by thermal baths, the catalyzed machine adheres to the Carnot bound, but may strongly enhance its efficiency and power compared with its noncatalyzed counterparts. This enhancement stems from the increased ability of the squeezed piston to store work. Remarkably, the fraction of piston energy that is convertible into work may then approach unity. The present machine and its counterparts powered by squeezed baths share a common feature: Neither is a genuine heat engine. However, a squeezed pump that catalyzes heat-to-work conversion by small investment of work is much more advantageous than a squeezed bath that simply transduces part of the work invested in its squeezing into work performed by the machine.


The intimate rapport of thermodynamics with the theory of open quantum systems and its applications to quantum heat engines has been long and fruitful. The landmarks of this rapport have been Einstein’s theory of spontaneous and stimulated emission (1), the determination of maser efficiency (24), and its extension to the micromaser (5). Among the diverse proposals for quantum heat engines (635), intriguing suggestions have been made to boost the Carnot efficiency through bath preparation in nonthermal [population-inverted (29), phase-coherent (phaseonium) (30), or squeezed (31, 35)] states.

However, quantum machines fueled by such nonthermal baths adhere to rules that differ from those of quantum heat engines (32, 33, 36) (Discussion). Here, instead, we restrict ourselves to machines fueled by thermal baths, but introduce the concept of catalysis known from the theory of chemical reaction (37), whereby a small amount of catalyst (here, a weak pump) strongly enhances the reaction rate (here, the heat-to-work conversion).

We illustrate this concept for the minimal model (18, 20, 34) of a fully quantized heat machine wherein a two-level system (TLS) acts as the working fluid (WF) that simultaneously interacts with hot and cold baths and is dispersively (off-resonantly) coupled to a piston mode that undergoes amplification and extracts work. This model is here extended by subjecting the quantized piston mode to nonlinear (quadratic) pumping. Our motivation for considering this scheme is that nonlinearly pumped parametric amplifiers may produce squeezed output (3842). We wish to find out whether this property may catalyze the machine performance. To this end, we investigate work extraction by combining quantum-optical amplification and dissipation theory (3841) with thermodynamics (43).

Our main insight is that the quadratic pumping (5) of the piston mode provides a powerful handle on the performance of the machine, which is determined by the piston state nonpassivity (4350): the capacity of the piston state to store work. In analogy to the potential energy stored in a classical (mechanical) device or the charging energy of a battery, nonpassivity [also known as ergotropy (48)] is a unique measure of work extractable from a quantum state. We find that under quadratic pumping, the piston mode evolves into a thermal-squeezed state that strongly enhances its work capacity (nonpassivity) compared with its linearly pumped or unpumped counterparts. The resulting catalysis effects are that the output power and efficiency of heat-to-work conversion are drastically enhanced, and the piston “charging efficiency” (i.e., the fraction of piston energy convertible to work) may approach unity. On the other hand, since the machine is fueled by thermal baths, the Carnot efficiency bound remains valid upon subtracting the work invested by the pump, so that the machine abides by the first and second laws of thermodynamics (51).

The Model and Basic Assumptions

In our illustration of catalysis for a quantum heat-powered engine, the WF is composed of a TLS, S, which is dissipatively coupled to two thermal baths all the time. S is off-resonantly coupled to a pumped harmonic oscillator, dubbed a piston, P, which can collect and store the extracted work. The cold and hot baths, denoted by C and H, respectively, are “spectrally nonoverlapping,” as detailed below. P is not coupled to its own bath to avoid energy dissipation, which would disturb the thermodynamical balance of heat and work in the total system.

The Hamiltonian has the form (=1 in the following):

Htot=Hpump(t)+HS+P+j=H,C(HSBj+HBj);HS+P=HS+HP+HSP, [1]
HS=12ω0σZ;HP=νaa;HSP=gσZ(a+a), [2]

where g is a real coefficient characterizing the strength of the coupling between S and P. Here, Hpump(t) denotes the pumping of P (described below); S and P are “off-resonantly (dispersively) coupled” (5255), g being the coupling strength and a (σ), a (σ+), respectively, the P-mode (S-system) annihilation (lowering) and creation (raising) operators. The last term of Eq. 1 is

HBj=(BB)j;HSBj=σXBj, [3]

where HBj is the (multimode) free Hamiltonian of the bath j=H,C; HSBj being the coupling Hamiltonian between the j-th bath and the X-spinor (σX) of S. The direct interaction of S with the two baths forces S to be in a periodic steady state (10). By contrast, the P mode is isolated from the baths, yet the baths change its energy and entropy indirectly via S (Fig. 1). Namely, the state of the piston must inevitably keep changing and cannot be fully cyclic.

Fig. 1.

Fig. 1.

(A) A schematic diagram of a cavity-based quantized heat engine with quadratically pumped (via a χ(2) nonlinear medium) piston P and a TLS S as WF. The hot (H) and cold (C) baths are in contact with the WF. (B) The evolution of the Wigner phase-plane distribution function of an initial coherent state into a 2D Gaussian with two different quadrature widths compared with the unpumped case shows that the nonlinear pump enhances the nonpassivity (ergotropy).

The key feature we consider in Eq. 1 is the coupling of the quantized piston to an external pumping Hamiltonian

Hpump(t)=i2[κe2iνta2κe2iνta2], [4]

|κ| being the undepleted (classical) pumping rate of this (degenerate) parametric amplifier (5) whose quadratic form generates squeezing (5, 38, 40) and ϕ:=argκ corresponds to the phase of the (classical) pump field (SI Text), which oscillates at frequency 2ν, twice as fast as the cavity field. Both pump and cavity field may be obtained, through a beam splitter, from a classical field with phase ϕ/2, the cavity field resulting from the injection into the cavity mode of one of the outputs of the beam splitter, while the parametric amplifier is pumped by the other output, after undergoing a frequency doubling process. This assures the possibility of controlling the relative phase between the pump and the cavity field. It will be shown that, if the initial state of the field in the cavity is thermal, the final results do not depend on ϕ. On the other hand, if the cavity field is initially in a coherent state, the result depends only on the relative phase between the incoming classical field and the coherent state. At the steady state for S, the work output of P is not only modified by the pumping, but is also amplified on account of the system–bath coupling. In what follows, we show that the two processes are nonadditive and may reinforce each other. This nonadditivity is essential for the catalysis effects discussed here.

A cavity-based nonlinear parametric amplifier (5, 38) coupled to two heat baths with different temperatures and spectra can realize the present model (Fig. 1A). The intracavity WF of the machine may be an atomic gas (56), an optomechanical setup (57), or a collection of superconducting flux qubits (5355). The SP coupling in Eq. 2 is experimentally realizable by a flux qubit which is dispersively coupled to high-Q (phonon) mode of a nanomechanical cavity (cantilever) that acts as the P mode (53, 58). Alternatively, P can be a field mode of a coplanar resonator whose quantized electromagnetic field quadrature a+a affects the flux qubit energy σZ (15, 54, 55).

Outline of the Dynamical Analysis

The dynamics of such pumped quantum open systems, consistent with the laws of thermodynamics, is given in terms of the Floquet expansion (18, 20, 34, 43) of the Lindblad (Markovian) equations (59), which involves the bath response at the HS+P Hamiltonian eigenvalues: the resonant frequencies ω0 (of S) and ν (of P) and combination frequencies (ω±=ω0±ν) thereof. To investigate the dependence of work on the state of P, we let S reach its steady state and treat the pumping as a weak perturbation causing much slower changes than the free-evolution periods ω01 and ν1.

The Lindblad master equation for the piston mode ρP=TrSρS+P is then expressed in terms of a Fokker–Planck (FP) equation for the slowly changing piston. Its drift (amplification) and diffusion (thermalization) rates, Γ and D respectively, depend on the sum of the cold- and hot-bath response spectra G(ω)=j=H,CGj(ω), sampled at the combination frequencies for the S–P coupling Hamiltonian HSP (SI Text).

Work extraction requires Γ<0 (gain). One must necessarily have D|Γ| (SI Text), with small ratio D/|Γ| being preferred, so that the piston thermalization induced by diffusion sets in as slowly as possible. The pumping rate |κ| is set to be much smaller than both |Γ| and D (under the weak-pumping condition), which are in turn much smaller than the frequencies ν and ω0 (under the weak system–bath coupling condition). Under these conditions, Hp(t) undergoes quasicyclic, slowly amplifying evolution. It is also assumed that the ratio between the system–piston coupling g and the frequency ν is small. Then, the resulting master equation for the P mode (SI Text) can be simplified.

The corresponding FP equation for the quantized P may be solved analytically (60) for an initial Gaussian state, ρP(0), under quadratic pumping that generates squeezing. The corresponding Wigner distribution then evolves in the amplification (gain) regime Γ<0 toward a nonpassive distribution (SI Text) in the form of a 2D Gaussian with maximal and minimal widths f1 and f2 (Eq. 11) along the respective orthogonal axes x1 and x2 determined by the phase of the pump (SI Text). The width f1 grows much faster than f2 (Fig. 1B), causing squeezing.

Work Extraction

To evaluate work extraction by P at the steady state of S, we take into account the pumping in the energy balance according to the first law of thermodynamics (10, 43, 51).

dHP=dQP/H+dQP/C+dWpump, [5]

where the l.h.s is the infinitesimal change in mean energy of the pumped piston and dQP/H(C) are the infinitesimal amounts of heat supplied by H or C to P, respectively. Importantly, dWpump is the energy supply by the pump mode to the piston: Because of their coherent (isentropic) interaction, this energy is pure work, without heat transfer from the pump to the piston.

Work Efficiency Bound for Pumped Piston

For a given ρP, the maximum extractable work (15, 4345, 50) is expressed by

WMax(ρP)=HP(ρP)HP(ρPpas) [6]

where ρPpas is a passive state (4350), defined as the state with the least energy that is unitarily accessible from ρP. No work (ergotropy) can be extracted from a passive state, WMax(ρPpas)=0. The signature of a passive state is that its probability distribution falls off monotonically as the energy increases, and any nonmonotonicity renders it nonpassive. For example, every population-inverted state is nonpassive, and so are, e.g., coherent (except vacuum) or squeezed field states, whereas thermal states are passive.

For Gaussian states (used here), the passive state ρPpas related to ρP is a Gibbs state (61): a minimal-energy state with the same entropy as ρP. This Gibbs state has the form

ρPpas(t)=Z1eHPTP(t) [7]

with an evolving temperature TP(t). Upon taking the time derivative Eq. 6 and using Eq. 7, we find

PMax=HP˙TP(t)S˙P(t)W˙pump. [8]

Here we have subtracted the power supplied by the pumping since it should not be included in the heat-to-work conversion balance, so that Eq. 8 is the net rate of extractable work converted from heat. The first term HP˙ is the ideal power obtained from heat under perfect nonpassivity. The second term TP(t)S˙P in Eq. 8, reflects the rise with time of the temperature TP(t) and the entropy production (20) SP of P: It expresses its passivity increase (or nonpassivity loss).

We note the following fundamental difference between the present machine and a usual heat engine. The usual power (or rate of work) is given by HP˙ minus the incoming heat flow. Here, however, the rate of extractable work is given by HP˙ minus the passivity increase. A natural question arising from this observation is: How does the pumping affect the machine performance? To answer this question, we henceforth consider the limit W˙pumpW˙Max, Q˙P/H (given in SI Text) wherein the machine is approximately a heat engine. It therefore must abide by the second law and the ensuing Carnot bound. However, as we show, its performance may be strongly catalyzed by the pump squeezing, a surprising and hitherto-unexplored effect.

To obtain better insight into the catalytic nature of nonlinear pumping in this setup, we compute the thermodynamic engine efficiency, which is defined as the ratio of the net work (or power) output to the heat input supplied by H to SP (or its rate, denoted by Q˙SP/H)

η=W˙MaxW˙pumpQ˙SP/H. [9]

The maximal extractable work WMax exponentially increases under gain (Γ<0) before saturation sets in. Explicitly, the efficiency can be calculated (SI Text) for any Gaussian states in terms of npas(t), the mean number of passive quanta corresponding to TP(t) (and related to the passivity increase through n˙pas=TP(t)S˙P(t)/ν), the evolving squeezing parameter r(t) (62, 63) of P, and the expectation values x10, x20, of the quadratures operators x^1 and x^2 (defined in SI Text) taken with respect to the initial state of P. Only thermal states can be considered as “natural” initial states. For such states, x10=x20=0, and the energy of P as well as the extractable work do not depend on ϕ. By contrast, any nonthermal features of the initial state of P, such as squeezing or displacement (in phase-space), result from “artificial” state engineering or preparation. Such engineering/preparation demands additional work input and thus modifies the global work balance; hence, the preparation cost must be accounted for. One should note that, for initial coherent states (where x10,x200), the energy of P depends on the relative phase between the incoming classical field and the coherent state (SI Text), well defined as long as the same pump beam is used for the parametric amplifier and for the preparation of the initial coherent state.

Keeping those observations in mind, we derive in SI Text the expressions of the passivity increase and Q˙SP/H for initial Gaussian states. Both quantities are enhanced by the pumping. Surprisingly, the heat flow Q˙SP/H is more strongly enhanced, which yields an ergotropy increase together with an efficiency increase. Assuming that npas(t)D/|Γ|, the efficiency can be simplified to (SI Text)

ηνω+[1npas+1/2(npas+12)cosh2r(t)+x102e2Γ+t+x202e2Γt], [10]

where Γ±=Γ/2±|κ|. The squeezing parameter is given by the relation (62, 63) cosh2r(t)=(f1+f2)/[npas(t)+1/2], where f1 and f2 are, respectively, the maximal and minimal width of the Wigner distribution (SI Text),

f1,2=2npas(0)+14e2Γ±t+(D+Γ2)4Γ±(e2Γ±t1), [11]

where npas(0) denotes the initial number of passive quanta or thermal excitation, the above expression of f1,2 being valid for initially unsqueezed states (the general situation is discussed in SI Text). The number of passive quanta can be expressed in terms of the widths f1 and f2 (62, 63) and for initially unsqueezed states is reduced to npas(t)=2f1f21/2. Then, the second term inside the brackets in Eq. 10 can be rewritten as 2f1f2/[f1+f2+x102e2Γ+t+x202e2Γt]. Since the sum f1+f2 rises in time faster than f1f2, the efficiency reaches the maximal attainable efficiency ηMax (even when x10=x20=0), bounded by the Carnot efficiency (SI Text),

ηt|κ|1ηMax:=νω+ηCarnot=1TCTH. [12]

As usual, the Carnot efficiency is obtained in the zero power limit (Fig. 2B) that corresponds to setting TC/TH=ω0/ω+ (SI Text). The above result remains valid for arbitrary initial Gaussian states, although the general expressions (detailed in SI Text) are more involved.

Fig. 2.

Fig. 2.

(A) Maximal work capacity (charge) drastically increases in the presence of nonlinear pumping (red) compared with its unpumped (blue) and linear (green) counterparts (normalized by the initial work capacity W0) as a function of |Γ|t for an initial coherent state with nP(0)=1. (B) The power output as a function of piston frequency in arbitrary units (a.u.) for nonlinearly pumped (red), linearly pumped (blue), and unpumped counterparts (green). The endpoint corresponds to maximal efficiency with zero power for the parameter set ω0/ω+=TC/TH=0.6; ω0=1.8 (a.u.). In both A and B, the phase is chosen as ϕ=π/4, and the plot of the work capacity for linear pumping is obtained from the exact expression in SI Text. (C) The charging efficiency (the ratio between maximum extractable work and the energy stored in the piston) approaches unity even for weak nonlinear pumping (|κ||Γ|) and differs drastically (green, coherent; pink, thermal) from the κ=0 case (red, coherent; blue, thermal).

By contrast, for linear pumping or in the absence of any pumping (κ=r(t)=0), the passivity term that limits the work (in Eq. 6) or the power (in Eq. 8) becomes small only in the semiclassical limit (when x102+x202=|α0|21 provided the weak coupling approximation (g/ν)|α0|1 still holds). The efficiency expression in the linearly pumped gain regime (Γ<0) is then (SI Text)

ηL=νω+|α(t)|2|α(t)|2+npas(t)+D/|Γ|, [13]

where α(t) is the complex displacement (in phase-space) generated by the linear coupling dynamics. The displacement |α(t)| grows at the same rate as the passivity npas(t), so that ηL remains very limited and does not reach ηmax (SI Text). Without any pump, the efficiency is reduced to

η0=νω+[|α0|2|α0|2+npas(0)+D/|Γ|]. [14]

This expression shows that the catalytic effect of linear pumping (i.e., the difference between Eqs. 13 and 14) is very small (SI Text).

To maximize the efficiency in Eqs. 13 and 14, npas must be minimized while the coherent nonpassive |α(t)|2 must be maximized. A comparison between the efficiency in the unpumped [14], linearly pumped [13], and nonlinearly pumped [10, 12] situations reveals that quadratic pumping may dramatically enhance the maximal work capacity, as shown in Fig. 2A for a small initial piston charging nP(0)1, even if the piston is initially in a thermal (passive) state. When the nonlinear pumping is on, the energy increase due to the heat input is amplified by the squeezing as ν(npas(t)+1/2)cosh2r(t) (SI Text). However, the passive energy remains equal to νnpas(t), as it is unaffected by the squeezing. As a consequence of the nonadditive character of the passive and nonpassive energies, any heat input results in an ergotropy (extractable work) increase. Hence, the stronger the squeezing, the higher the efficiency. To complete this picture, we have to take into account the effect of the baths on the squeezing parameter (SI Text).

By contrast, linear pumping generates an energy contribution which is independent of thermal energy, so that the passive and nonpassive contributions remain additive νnpas(t)+ν|α(t)| (SI Text). Consequently, the ergotropy increase generated by heat input is then very limited (Fig. 2, Fig. S1, and SI Text). Note that, for any pumping, the fundamental requirement is Γ<0, i.e., positive gain induced by the bath.

Importantly, the charging efficiency, i.e., the ratio between maximum useful work and the total energy stored in the piston, is enhanced

C=WMaxHPt|κ|11 [15]

under quadratic pumping. The charging efficiency is here proposed as a useful measure of the performance of fully quantized heat machines: The maximum useful work WMax corresponds to the fraction of the piston energy HP which can be extracted by a unitary operation (49). Fig. 2C illustrates that quadratic pumping may drastically enhance both work extraction and charging efficiency in the quantized P mode, compared with its unpumped counterpart.

Discussion

Here we set out to explore: Does the fact that a quantum machine is fueled by a heat bath imply that the machine conforms to the traditional rules of thermal (heat) engines? Conversely, does the quantumness of parts of a thermal machine endow it with unique resources? To answer these questions, we have derived the efficiency of a heat-fueled machine whose quantized piston is subject to quadratic pumping. It reveals the possibility of strong catalysis of heat-to-work conversion.

It is instructive to compare the present machine with machines powered by certain nonthermal baths, such as a squeezed-thermal or coherently displaced thermal bath, which render the WF steady state nonpassive (3133). The Carnot bound may nominally be surpassed in such machines at the expense of work supplied by the bath, but the comparison of their efficiency bound with the Carnot bound of heat machines is inappropriate, because this is imposed by the second law only on heat imparted by the bath. Such nonthermal machines do not adhere to the rules of a heat engine, since they receive both work and heat from external sources (32). Namely, the ability to attain super-Carnot efficiency is an effect of work transferred from the nonthermal bath to the WF (Fig. 3A).

Fig. 3.

Fig. 3.

(A) Scheme of squeezed (nonthermal) bath machine (3133). (B) Scheme of the present (catalyzed) machine.

By contrast, in the present setup (Fig. 3B), work supplied by the pump to the piston, thereby squeezing it and rendering it nonpassive, is a catalyst: It allows for strongly enhanced heat-to-work conversion efficiency. The Carnot bound does limit this heat-to-work conversion efficiency because the work contribution from the pumping or piston state preparation is subtracted, the only net energy input being the hot bath.

Another important difference between the two kinds of machines is that in our scheme, the work invested is recovered in the internal energy of P, whereas in a machine where a squeezed thermal bath is used, most of the work invested in squeezing the bath is lost in the bath since only a small part of it is transferred to the WF (36).

Our scheme is also convenient from an experimental point of view since it is much easier to squeeze a single-mode harmonic oscillator (piston) than a bath. A micromaser fed by two-atom clusters (16, 6467) prepared in nearly equal superposition of doubly excited and doubly unexcited states may also strongly squeeze a cavity-field piston coupled to two heat baths (33). Cyclic cavity-mirror shaking is another squeezing mechanism (68). The nonpassivity of the output may be verified by homodyning the piston with a local oscillator (5).

In the present work, we consider a WF comprising a single TLS or a dilute sample thereof, with less than one TLS per cubic wavelength, such that collective effects are negligible (69). It would be worth investigating further potential beneficial collective effects (70) in presence of multiple TLSs.

To conclude, the hitherto-unexplored heat-to-work conversion catalysis has been shown to arise from the ability of pump-induced nonlinear (squeezed) piston dynamics to increase and sustain its nonpassivity and thereby its capacity to convert heat to work. Thus, squeezing may provide a uniquely advantageous resource to thermal machines.

Supplementary Material

Supplementary File
pnas.201711381SI.pdf (343.5KB, pdf)

Acknowledgments

L.D. and C.L.L. thank Nicim Zagury for valuable discussions. G.K. was supported by the Israel Science Foundation and Alternative Energy Research Initiative. C.L.L. was supported by the College of Agriculture Engineering and Science of the University of KwaZulu-Natal. L.D. and C.L.L. were supported by the Brazilian Agencies Conselho Nacional de Desenvolvimento Científico e Tecnológico, Fundação de Amparo à Pesquisa do Estado do Rio de Janeiro, and the National Institute of Science and Technology for Quantum Information.

Footnotes

The authors declare no conflict of interest.

This article contains supporting information online at www.pnas.org/lookup/suppl/doi:10.1073/pnas.1711381114/-/DCSupplemental.

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