Abstract
In recent years, advances in optical coherence tomography (OCT) techniques have increased our understanding of diabetic retinopathy, an important microvascular complication of diabetes. OCT angiography is a non-invasive method that visualizes the retinal vasculature by detecting motion contrast from flowing blood. Visible-light OCT shows promise as a novel technique for quantifying retinal hypoxia by measuring the retinal oxygen delivery and metabolic rates. In this article, we discuss recent insights provided by these techniques into the vascular pathophysiology of diabetic retinopathy. The next milestones for these modalities are large multicenter studies to establish consensus on the most reliable and consistent outcome parameters to study diabetic retinopathy.
Keywords: Retina, Imaging, Diabetic retinopathy, OCT, OCT angiography, Visible-light OCT
1.1 Basics of Optical Coherence Tomography Angiography
Optical coherence tomography angiography (OCTA) is a relatively recent technique that provides three-dimensional (3D) imaging of the retinal and choroidal vasculature. While conventional OCT excels at capturing static 3D structural information within the retina, the image contrast from blood vessel walls alone is not sufficient to provide meaningful angiograms. On the other hand, OCTA exploits the movement of blood cells to generate angiograms with exquisite image contrast.
In order to extract information about blood cell movement, OCTA systems acquire two or more consecutive B-scans at the same location in the retina (Figure 1). Recent improvements in OCT data acquisition speeds have allowed complex scanning protocols to be implemented within a few seconds, leading to the feasibility of clinical OCTA (Gao, et al., 2016). Algorithms were then developed to extract motion contrast from the variable scattering of moving blood cells. For example, red blood cells scatter differently depending on their motion, orientation, or shape (Srinivasan, Chan & Lam, 2012). OCTA algorithms remove OCT signals with unchanged scattering from static tissue and preserve the OCT signals associated with motion in order to produce the 3D OCTA volume and en face projection (Figure 1(F)).
Raw data from OCT A-scans is complex-valued, therefore OCTA algorithms can compare the amplitude, the phase, or both between B-scans (Zhang, et al., 2015a). The optical microangiography (OMAG) algorithm compares both amplitude and phase differences between consecutive B-scans (An, Shen & Wang, 2011, Wang, et al., 2010., while split-spectrum amplitude-decorrelation (SSADA) uses only amplitude. The SSADA algorithm also splits the OCT spectrum into 11 sub-bands, thereby improving the signal to noise ratio but decreasing axial resolution of the final image (Gao, et al., 2015).
Patients were recruited for this study in the Department of Ophthalmology at Northwestern University in Chicago, Illinois between June 15, 2015 and December 9, 2016. This study was approved by the Institutional Review Board of Northwestern University, followed the tenets of the Declaration of Helsinki and was performed in accordance with the Health Insurance Portability and Accountability Act regulations. Written informed consent was obtained from all participants.
1.2 Comparison of Fluorescein and OCT Angiography
Fluorescein angiography (FA) is the current “gold standard” for evaluating the vasculature in diabetic retinopathy (DR). This procedure requires intravenous dye injection which can lead to adverse reactions (Kwiterovich, et al., 1991). OCTA is a noninvasive, label-free technique that has expanded our understanding of the microvascular changes in DR and could potentially reduce the need for FA. Many of the common vascular features of DR are clearly visualized in OCTA (Choi, et al., 2016, Ishibazawa, et al., 2015) (Figure 2). Yet, most OCTA studies utilize a 3 × 3 mm2 (~7°) scanning area centered on the macula, compared the much wider field (50°, 120°, and 200°) possible with more conventional imaging modalities (Figure 3).
Fluorescein angiography is interpreted by examining how the image changes over time as dye passes through the retinal blood vessels. The dynamic features of blood (i.e., dye leakage, dye staining) are used to identify retinal lesions. In DR, hypofluorescent non-perfusion and hyperfluorescent microaneurysms (MAs) are typically best seen in the early phases of the angiogram. Diabetic macular edema (DME) and neovascularization (NV) start as hyperfluorescent areas that leak in the later phases (Group, 1991a, Group, 1991c, Group, 1987). While dye leakage provides useful information, it can blur or occlude the boundaries of capillary dropout or NV. In contrast, while OCTA does not visualize the dynamic features of blood, the images are not occluded by leakage, and therefore OCTA more clearly delineates the boundaries of capillary loss and the detailed structure of NV (Couturier, et al., 2015, Hwang, et al., 2015).
While FA provides little depth-resolved information, OCTA can produce en face angiograms of the specific capillary plexuses from the 3D OCT volume. Most commercial OCTA software divides the retinal vasculature into two plexuses: superficial capillary plexus (SCP) and deep capillary plexus (DCP). However, it is important to note that anatomically, the retinal vasculature in the macula consists of three distinct plexuses – the SCP, the middle capillary plexus (MCP), and the DCP (Campbell, et al., 2017, Park, Soetikno & Fawzi, 2016). Figure 4 shows an example of the commonly segmented SCP and DCP on OCTA compared with FA in a patient with DR. Note that many of the same vessels are seen in each of the three angiograms due to limitations of OCTA in separating layers in the axial direction, as well as projection artifacts.
1.3.1 Quantifying Macular Vessel Density on OCT Angiography
Since OCTA is not obscured by dye leakage, macular vessel density measurements from OCTA may be more practical and precise than those from FA. Several methods to quantify vessel density with automated algorithms have been described (Chu, et al., 2016). The major steps in these algorithms are shown in Figure 5. First, the 2D en face projection (Figure 5(A)) is enhanced and then thresholded through a variety of techniques, which generates a binary vascular map (Kim, et al., 2016, Reif, et al., 2012). After binarization, vessel centerlines are defined by skeletonization (Agemy, et al., 2015) as shown in green in Figure 5(C).
One approach to quantifying the number of vessels within an area of retina, which we refer to as “vessel density” in this review, is to measure from the binarized image as a percentage of vessel pixels (Shahlaee, et al., 2016). In another approach, which we refer to as “skeletonized vessel density”, the vessel skeleton map is used to calculate vessel density as the length of vessel skeleton (mm−1) (Figure 5(D)). In the first approach, large vessels count more towards the vessel density metric, while in the second approach, large vessels and small capillaries carry the same weight. This difference can lead to discordances in vessel density outcomes.
1.3.2 Clinical Applications of Quantitative Macular Vessel Density
Significant differences for numerous OCTA variables have been reported in eyes with various stages of DR compared to healthy controls (Agemy et al., 2015, Al-Sheikh, et al., 2016, Choi et al., 2016, Kim et al., 2016, Samara, et al., 2016, Zahid, et al., 2016). Generally, vessel density values gradually become lower from healthy controls to patients with diabetes mellitus without DR to non-proliferative (NPDR) to proliferative (PDR), but results vary based on the methods used to obtain the vessel density value. Fractal dimensional analysis, which measures the complexity of vascular patterns, is also significantly reduced in patients with DR compared to healthy controls (Zahid et al., 2016). Figure 6 shows an example of the capillary changes associated with increasing DR severity for each of the three plexuses.
Table 1 also highlights some significant correlations reported between DR severity and macular vessel density, as well as other OCTA-based parameters (i.e., skeletonized vessel density, fractal dimension, vessel diameter index or average vessel caliber, foveal avascular zone size) (Agemy et al., 2015, Bhanushali et al., 2016, Kim et al., 2016, Lin et al., 2016). Larger population studies are needed to understand the role of OCTA in distinguishing the clinical stages of DR. However, the research community must first reach a consensus on the best approach for calculating vessel density and other OCTA parameters to overcome the wide discordance between studies.
Table 1.
Reference | Eyes/pts DM Eyes/pts HC | DR Severity (no. of eyes) | Vessel Density Lower in DR vs Control | Trend with DR Severity | FAZ Larger in DR vs Control | Projection Artifact Removal | Segmentation, Density Type, Methods | Device |
---|---|---|---|---|---|---|---|---|
(Agemy et al., 2015). | 55 of 34 21 of 12 |
11 mild NPDR, 9 moderate NPDR, 9 severe NPDR, 26 PDR | SCP and DCP (P<0.05) | (P<0.05) | NA | Not performed | Skeletonized vessel density | RTVue, SD-OCTA (840 nm) |
|
||||||||
(Al-Sheikh et al., 2016). | 28 of 18 40 of 22 |
10 mild NPDR, 10 moderate NPDR, 2 severe NPDR, 6 PDR, (13 had DME) | SCP (P<0.001), DCP (P=0.028) | NA | SCP (P=0.003), DCP (P<0.001) | Not performed | Vessel density, DCP segmented to included only the inner nuclear layer | Topcon SS-OCTA (1050 nm) |
|
||||||||
(Bhanushali, et al., 2016). | 209 of 122 60 of 31 |
35 mild NPDR, 95 moderate NPDR, 57 severe NPDR, 22 PDR, Controls were younger with higher female percentage | SCP and DCP (P<0.001) | None | SCP and DCP (P=0.001) | Not performed | Fractal = distance b/t large and small vessels, Vessel density; Gender and age difference not corrected for | RTVue SD-OCTA (840 nm) |
|
||||||||
(de Carlo, et al., 2015). | 61 of 39 28 of 22 |
61 NoDR | NA | NA | Full thickness “DM NoDR” vs “Control” (P=0.04) | Not performed | FAZ area, FAZ remodeling, Non-perfusion | RTVue SD-OCTA (840 nm) |
|
||||||||
(Di, et al., 2016). | 113 of 65 85 of 62 |
53 NoDR, 45 NPDR, 15 PDR | NA | NA | Full thickness “DM NoDR” vs “Control” (P=0.04) | Not performed | FAZ: area, vertical radius (VR), and horizontal radius (HR) | RTVue SD-OCTA (840 nm) |
|
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(Freiberg, et al., 2015a). | 29 of 15 25 of 22 |
18 NPDR, 4 pre-PDR, 13 PDR | NA | NA | MFD SCP (P=0.008), DCP (P<0.001) | Not performed | Maximum FAZ diameter (MFD) | RTVue SD-OCTA (840 nm) |
|
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(Hwang, et al., 2016a). | 12 of 12 12 of 12 |
2 mild NPDR, 1 moderate NPDR, 9 PDR | NA | Total avascular area detects DR with 100% specificity (AROC = 1) | FAZ area detects DR with 50% specificity (AROC = 0.77) | Not performed | Automated avascular quantification, Area under receiver operating curve (AROC), 6×6 | RTVue SD-OCTA (840 nm) |
|
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(Hwang, et al., 2016b). | 47 of 29 29 of 15 |
11 mild to moderate NPDR, 13 severe NPDR, 23 PDR | 100% sensitivity and specificity detect DR with PR-OCTA of all 3 plexuses | NA | NA | PR-OCTA | Sensitivity and Specificity of detecting DR better with PR-OCTA, Custom segmentation | RTVue SD-OCTA (840 nm) |
|
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(Ishibazawa et al., 2015). | 47 of 25 0 controls |
11 mild NPDR, 13 moderate NPDR, 12 severe NPDR, 11 PDR | SCP ischemia was greater than DCP ischemia (P=0.018) | NA | NA | Not performed | Manually traced ischemic area | RTVue SD-OCTA (840 nm) |
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(Kim et al., 2016). | 84 of 50 14 of 8 |
32 mild NPDR, 16 severe NPDR, 36 PDR | Less parameters significantly different between sup-groups in DCP compared to SCP. | Parameters: VD, SD, FD, VDI correlated with DR severity – most were (p<0.05) | NA | Not performed | Vessel density (VD), Skeletonized vessel density (SD), Fractal dimension (FD), Vessel diameter index (VDI) | Cirrus SD-OCTA (840 nm) |
|
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(Lin, et al., 2016). | 51 of 33 0 controls |
17 NoDR to mild NPDR, 21 moderate to severe NPDR, 13 PDR | NA | Full Thickness: PI decrease with DR severity (p<0.001 to 0.862) | NA | Not performed | Perfusion index (PI) = % coverage of vessels (vessel density) | Cirrus SD-OCTA (840 nm) |
|
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(Salz, et al., 2016). | 43 of 30 11 of 6 |
13 NoDR, 11 mild NPDR, 6 moderate NPDR, 5 severe NPDR, 8 PDR | More MAs in DCP than SCP. Full Thickness PIA: Higher in DM vs Control (P<0.001), PDR vs NoDR (P<0.05), and PDR vs NPDR (P<0.05) | NA | DM vs Control (P<0.001), PDR vs NoDR (P<0.05), and PDR vs NPDR (P<0.05) | Not performed | FAZ area, Perifoveal intercapillary area (PIA) | Prototype SS-OCTA (1060 nm) |
|
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(Samara et al., 2016). | 84 of 55 34 of 27 |
32 mild NPDR, 31 moderate to severe NPDR, 21 PDR, (No DME) | SCP (P<0.001), DCP (P<0.001) | VLD, VAD, FAZ correlated with VA for SCP & DCP (p<0.001) | SCP (p<0.01), DCP (P<0.001) | Not performed | FAZ area, Vessel area density (VAD), Vessel length density (VLD) | RTVue SD-OCTA (840 nm) |
|
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(Schottenhamml, et al., 2016). | 21 of 21 5 of 5 |
7 NoDR, 9 NPDR, 5 PDR | NA | Full Thickness: General intercapillary area increased with DR severity | Less difference between groups when FAZ was included in analysis | Not performed | Mean largest 10 and 20 intercapillary areas; Vesselness filter; No statistics | Prototype SS-OCTA (1050 nm) |
|
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(Takase, et al., 2015). | 44 eyes 19 eyes |
24 NoDR, 17 mild NPDR, 3 moderate NPDR | NA | NA | All DM vs controls: SCP (P<0.01), DCP (P<0.01), NoDR vs Control (P<0.01) | Not performed | Manually traced FAZ area | RTVue SD-OCTA (840 nm) |
|
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(Zahid et al., 2016). | 13 of 8 56 of 29 |
5 mild NPDR, 8 PDR (No DME), Controls were younger | SCP (P<0.05), DCP (P<0.05), plus fractal | NA | NA | Not performed | Fractal dimensional analysis, Vessel density; Age difference not corrected for | RTVue SD-OCTA (840 nm) |
|
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(Zhang, et al., 2016b). | 13 of 13 13 of 13 |
13 mild NPDR, Controls were younger | Segmented angiograms distinguish better, SCP: EAA (P<0.001) and TAA (P=0.007); DCP: EAA (P<0.001) and TAA (P=0.022) |
NA | NA | PR-OCTA | Total (TAA) and Extrafoveal avascular area (EAA), Vesselness filter; Age difference not corrected for | RTVue SD-OCTA (840 nm) |
Definitions: AROC = Area under receiver operating curve; DCP = Deep capillary plexus; DM = Diabetes mellitus; DME = Diabetic macular edema; DR = Diabetic retinopathy; EAA = Extrafoveal avascular area; FAZ = Foveal avascular zone; FD= Fractal dimension; HC = Healthy controls; HR = Horizontal radius of the foveal avascular zone; MA = Microaneurysm; MCP = Middle capillary plexus; MFD = Maximum foveal avascular zone diameter; NA = Not applicable (parameter not measured in the study); NoDR = Diabetes mellitus without diabetic retinopathy; NPDR = Non-proliferative diabetic retinopathy; PDR = Proliferative diabetic retinopathy; PI = Perfusion index (vessel density); PIA = Perifoveal intercapillary area; PR-OCTA = Projection-resolved optical coherence tomography angiography; Pts = Patients; SCP = Superficial capillary plexus; SD = Skeletonized vessel density; SD-OCTA = Spectral-domain optical coherence tomography angiography; Sig. = statistically significant; SS-OCTA = Swept-source optical coherence tomography angiography; TAA = Total avascular area; VA = Visual acuity; VAD = Vessel area density; VD = Vessel density; VDI = Vessel diameter index; VLD = Vessel length density; Vesselness filter = Enhances vessels by correcting for fluctuations in structural OCT signal intensity and by suppressing background noise; VR = Vertical radius of the foveal avascular zone.
1.4 Foveal Avascular Zone on OCT Angiography
Enlargement of the foveal avascular zone (FAZ), a common feature of DR, results from the occlusion of retinal capillaries and loss of precapillary arterioles near the fovea. These features have been extensively reported using FA (Arend, et al., 1994, Bertram, et al., 1991, Bresnick, et al., 1984), including in patients with diabetes without clinical DR (Arend, et al., 1991). FA images can be acquired through the use of a digital camera, scanning laser ophthalmoscope, as well as video angiography (Freeman, et al., 1998, Wolf, et al., 1989). FAZ enlargement in FA is associated with worse visual acuity due to the functional consequences of ischemia near the fovea (Arend, et al., 1995, Bresnick et al., 1984). Similarly, a significant correlation between FAZ area and visual acuity in patients with DR was shown using OCTA (Balaratnasingam, et al., 2016). OCTA studies of the FAZ in diabetic eyes have shown high-contrast images of the foveal capillaries, beyond what can be appreciated in FA (Al-Sheikh et al., 2016, Bhanushali et al., 2016, Choi et al., 2016, de Carlo et al., 2015, Di et al., 2016, Freiberg, et al., 2015b, Samara et al., 2016, Takase et al., 2015).
While there is a significant correlation between FAZ size on OCTA versus FA (Cennamo, et al., 2016), OCTA may be a more suitable technique than conventional FA for evaluating the FAZ because 1) OCTA images are not occluded by dye leakage, and 2) the non-invasive nature of OCTA allows earlier and more frequent imaging for following disease progression. Numerous OCTA studies show that patients with diabetes without clinical DR have a significantly enlarged FAZ compared to healthy controls (de Carlo et al., 2015, Di et al., 2016, Takase et al., 2015). The non-invasive nature of OCTA allows routine imaging of the retinal vasculature and FAZ in patients with or without clinical DR, even when FA is not indicated. This could provide valuable information about early and subtle microvascular changes around the fovea in patients with diabetes. Note that segmenting the retina using OCTA to measure the FAZ in each of the plexuses may not be ideal for obtaining scientific or clinical information, since the three macular capillary plexuses merge at the FAZ (Snodderly, Weinhaus & Choi, 1992).
1.5 Ischemia on OCT Angiography
The extent of diabetic macular ischemia (DMI) in FA provides important clinical and prognostic information regarding disease severity and progression (Group, 1991a, Group, 1991b). Recently, an OCTA-based grading scale for DMI showed moderate agreement with the grading results of DMI in FA, suggesting the suitability of OCTA in quantifying DMI and following DR progression (Bradley, et al., 2016).
Several OCTA parameters have been used to quantify macular ischemia on OCTA (i.e., perifoveal intercapillary area, total avascular area, extrafoveal avascular area) (Table 1). Automated algorithms quantifying DMI from full retinal thickness angiograms have shown the ability to distinguish DR from healthy controls (Hwang et al., 2016a), as well as trends of avascular area increasing with disease severity (Schottenhamml et al., 2016). Demonstrating the usefulness of OCTA in segmenting the individual capillary plexuses, studies showed that grading DMI in the three distinct plexuses (SCP, MCP, and DCP) had a higher sensitivity and specificity for determining DR versus healthy controls, as well as determining DR stage, compared to grading full retinal thickness angiograms (Zhang et al., 2016b, Hwang et al., 2016b). These results are likely due to the projection artifacts present in the full thickness angiograms, which can occlude the full extent of non-perfusion. Larger studies that distinguish the three networks may show important results, as they each serve different physiological functions and may be affected differently in DR (Park, Soetikno & Fawzi, 2016).
1.6 Diabetic Macular Edema and Microaneurysms
Diabetic macular edema (DME), the leading cause of vision loss in patients with DR, is visualized in en face OCTA as areas completely devoid of flow signal with smooth borders that do not follow the surrounding vessels (de Carlo, et al., 2016b, Matsunaga, et al., 2015). Eyes with DR and DME have increased FAZ and reduced vessel density in OCTA compared to those with DR without DME (Di et al., 2016, Kim et al., 2016). In OCTA, cystic spaces are surrounded by capillary non-perfusion, which show no evidence of reperfusion after resolution of DME (Mané, et al., 2016), suggesting that DME might preferentially develop in areas of ischemia.
Microaneurysms can originate in any of the three capillary plexuses (Park, Soetikno & Fawzi, 2016). The slower and more turbulent blood flow below the motion sensitivity threshold of OCTA inside MAs could explain why OCTA is unable to visualize the full extent of MAs seen on conventional FA (Couturier et al., 2015, Miwa, et al., 2016, Salz et al., 2016, Ploner, et al., 2016). A technique called variable interscan time analysis (VISTA) may help to overcome this shortcoming by adjusting the time between consecutive B-scans (Choi, et al., 2015).
Poor responders to anti-vascular endothelial growth factor (VEGF) for DME had, reportedly, more MAs and a larger FAZ area in the DCP compared to good responders (Lee, et al., 2016). Another study found a greater proportion of MAs in the DCP in areas of edema compared to surrounding areas, as well as a significant correlation between macular volume and MA density of the DCP (Hasegawa, et al., 2016). These studies suggest the possibility that MAs in the DCP contribute to the pathogenesis of DME and response to therapy.
1.7 Vascular Flow Compared With Retinal and Vascular Structure
An advantage of OCTA over FA is that OCTA provides both flow (en face OCTA) and structure (en face structural OCT, cross-sectional OCT) information within the same imaging modality. Utilizing this advantage, one study reported an association between DCP capillary non-perfusion on en face OCTA and photoreceptor disruption on cross-sectional OCT eyes with DR (Scarinci, Nesper & Fawzi, 2016). This observation is important in understanding the mechanism of visual compromise associated with macular ischemia in DR. In a comparison between en face OCTA and en face structural OCT in DR, some blood vessels in ischemic areas were seen on en face structural OCT, but not visualized with OCTA or FA (Miwa et al., 2016). These vessels, which do not demonstrate flow on OCTA but are still seen structural imaging, may have flow velocities below the OCTA detection threshold (Figure S3).
1.8 Neovascularization
While FA is currently a better method than OCTA for detecting NV due the much wider field of view, dye leakage on FA can obscure the morphology, so the borders of retinal NV may be better delineated on OCTA (Savastano, et al., 2016). Studies show that NV lesions are similar in shape and size in OCTA compared to FA (Yu, et al., 2016). Furthermore, quantitative evaluation of NV is possible on OCTA, which could be an objective way to follow patients and evaluate treatment response (Ishibazawa et al., 2015). A series of 12 eyes with preretinal NV showed NV in OCTA was located adjacent to non-perfusion (11 eyes, 92%) and intraretinal microvascular abnormalities (IRMA; 6 eyes, 50%) (de Carlo, et al., 2016a). While considered high-risk characteristics in NPDR, it remains debatable whether IRMA directly evolves into NV, and longitudinal OCTA studies could help determine if IRMA develops into NV over time (Cogan & Kuwabara, 1963, Imesch, Bindley & Wallow, 1997).
1.9 Limitations and Prospects of OCTA
OCTA suffers from artifacts related to the image acquisition technique and post-processing of en face images (Figure S5). Since OCTA obtains images by detecting motion contrast, any movement of the patient or the device during acquisition results in artifactual decorrelation (Figure S5(E)). Motion correction algorithms are applied to the raw data to improve image registration. For example, the Angiovue device uses motion correction technology (MCT), whereby two sequentially acquired OCTA volumes are registered to one another and merged to reduce motion artifacts (Kraus, et al., 2012). Eye tracking algorithms in conjunction with a pupil camera or scanning laser ophthalmoscope can also be used to detect and compensate for changes in eye fixation (Zhang, et al., 2015b). Interestingly, motion correction can also introduce new artifacts, especially from the volume merging step (Figure S5;D,F,G,H).
Another major limitation of OCTA is “projection artifact” or “decorrelation tails” (Zhang, Zhang & Wang, 2015). An example B-scan with projection artifacts from a healthy human eye shows flow signal from more superficial layers projected onto the deeper retinal layers in Figure S5(B). The projection artifacts are more prominent on retinal layers with high OCT reflectivity, such as the retinal pigment epithelium (RPE) (Zhang, Zhang & Wang, 2015). Recognition of projection artifacts is an important prerequisite for accurate interpretation of OCTA images.
A simple way to remove projection artifacts is to subtract superficial en face OCTA images from deeper en face OCTA images (Figure S6). The MCP in Figure S6(B) shows many projection artifacts, especially from the larger superficial blood vessels from the SCP (Figure S6(A)). A mask is applied to the SCP in the subtraction approach (Figure S6(C)), which is then multiplied by a weighting factor α, which prevents excessive subtraction of vasculature from the SCP. The weighted SCP mask is then subtracted from the underlying MCP resulting in Figure S6(D). The disadvantage of artifact removal via subtraction is that it can often leave the angiograms with a disconnected appearance. Algorithms such as projection-resolved OCTA (PR-OCTA) seek to remove projection artifacts, while simultaneously preserving vessel connectedness and image quality (Hwang et al., 2016b, Zhang, et al., 2016a, Zhang et al., 2016b).
The OCTA processing algorithm does not provide quantitative blood flow velocity. In other words, the perceived brightness of an OCTA voxel cannot be directly translated to flow speed. Demonstrating this statement, ex vivo blood flow phantom experiments have shown that the relationship between SSADA algorithm decorrelation and velocity is nonlinear and approximately sigmoidal. The decorrelation value is correlated to velocity in a linear fashion only within a certain range, after which the decorrelation value becomes saturated. Moreover, the relationship between decorrelation values and flow speed depends on many factors, including the scanning speed (inter-scan time of repeated B-scans at the same location), the blood vessel diameter, and the blood flow velocity (Su, et al., 2016, Tokayer, et al., 2013). Therefore, current OCTA technology cannot accurately quantify blood flow speed and conclusions about flow speed should be withheld.
Despite the aforementioned pitfalls of OCTA, the future of OCTA for the imaging of DR appears promising. New light sources, such as swept-source OCT, may further improve imaging speed. This, in turn, would facilitate OCTA scans with larger fields of view (Choi, et al., 2013). The development of improved angiography algorithms, may further improve the signal-to-noise ratio and the image quality. The VISTA method adds semi-quantitative information about blood flow velocity and, therefore, may be useful in quantifying flow changes in diabetic retinopathy (Choi et al., 2015). Improved algorithms that correct for focal OCT signal attenuation will improve vessel connectivity and contrast (Zhang et al., 2016b). Lastly, improved image processing methods, such as vesselness filters, are being developed to improve the connectivity of blood vessels on OCTA images (Camino, et al., 2016).
2.1 Basics of Visible-Light Optical Coherence Tomography
Retinal vascular abnormalities are believed to result in retinal tissue hypoxia in DR (Cai & Boulton, 2002, Wangsa-Wirawan & Linsenmeier, 2003). Retinal neuronal hypoxia is thought to upregulate growth factors, such as VEGF, which have been implicated in the pathogenesis of later stage DR. While OCTA yields novel insights into the structural changes of the diabetic retinal vasculature, it cannot directly probe the degree of retinal hypoxia in DR. Visible-light OCT (vis-OCT) aims to provide a comprehensive assessment of tissue function by measuring the retinal oxygen delivery rate (DO2) and retinal oxygen metabolic rate (MRO2), while retaining most of the capabilities of OCTA. These measurements are considered the “gold standard” metrics for assessing hypoxia in living tissue. Imaging the DO2 and MRO2 would quantify the level of hypoxia in the diabetic retina in vivo.
In order to establish the retinal oxygen delivery and metabolic rates, two different values must be measured within the retinal circulation. The first is the total blood flow entering and leaving the retina, and the second is the hemoglobin oxygen saturation within the retinal vessels. Current imaging modalities quantify either one of the two metrics at a time, but a technique that quantifies both metrics simultaneously has not yet been shown in the living human eye. Structural imaging modalities such as structural OCT, OCTA, and fundus photography provide neither of the two key parameters. Multi-wavelength photography and scanning laser ophthalmoscopy (SLO) can provide oxygen saturation alone (Wangsa-Wirawan & Linsenmeier, 2003), while Doppler-OCT, laser Doppler flowmetry, and adaptive-optics SLO can measure blood velocity alone (Pournaras & Riva, 2012, Zhong, et al., 2008). While these techniques can be combined to measure the retinal oxygen metabolism (Werkmeister, et al., 2015), vis-OCT can quantify both retinal blood flow and oxygen saturation in a single imaging device. With such capabilities, vis-OCT can measure the DO2 and MRO2, lending important insights into the functional state of retinal tissue.
While measurements of blood flow using OCT have been well studied, hemoglobin oxygen saturation measurements using vis-OCT have only recently been developed. When light interacts with a mixture of oxygenated and deoxygenated hemoglobin, it is attenuated to a degree dependent on the ratio of oxygenated and deoxygenated hemoglobin, known as the hemoglobin oxygen saturation (sO2). Therefore, similar to other forms of oximetry, vis-OCT oximetry aims to extract the wavelength-dependent attenuation of light as it passes through the blood vessel. Because oxygenated and deoxygenated hemoglobin have a much higher absorption in the visible spectrum, vis-OCT uses a probing light within the visible spectral range, enabling accurate oxygen measurements with OCT (Chen, et al., 2015). Yi et al. were the first to report retinal oximetry in rodents using vis-OCT (Yi, et al., 2013).
The process of extracting sO2 using vis-OCT is shown in Figure 7. A 3D vis-OCT image of a healthy rat fundus is acquired and reconstructed in a similar fashion to conventional OCT, as discussed previously. Figure 7(A) shows an example of an en face vis-OCT image from a healthy rat retina. The full-spectrum B-scan shown in Figure 7(B) shows several vessels in cross-section and corresponds to the white dashed line on Figure 7(A). The B-scan is labeled ‘full-spectrum’ because it represents light scattering and absorption from the full bandwidth of the probing light. In this case, the vis-OCT probing light spectrum extends from 523 nm to 604 nm, and all the information from these wavelengths is contained in the full-spectrum B-scan. To obtain information from smaller bands of light, the full-spectrum B-scan was divided into fourteen split-spectrum B-scans by a process called ‘spectrum splitting’. Figure 7(C) shows the fourteen split-spectrum B-scans for a portion of the full-spectrum B-scan, delineated by the white dashed box in Figure 7(B). The colored borders around each split-spectrum B-scan correspond to the wavelength of light being scattered from the retina. To extract oxygen saturation, the OCT signal at the bottom of each of the circles labeled in Figure 7(C) is measured. These measurements correspond to light that has both passed through the vessel and scattered back. Fitting the measurements to a model of OCT light attenuation yielded the final sO2 value. The sO2 values determined for each vessel were color-coded on the en face vis-OCT image using a pseudo-color map. Figure 7(D) shows an example of the final sO2 map for a normal rat retina. Highly oxygenated arteries were red (95% to 100%), while deoxygenated veins ranged from blue to orange (50% to 85%).
In addition to retinal oximetry, vis-OCT can also measure the volumetric blood flow rate, using established Doppler OCT methods (Wang, et al., 2007). To measure the volumetric blood flow rate (in μL/min), the blood vessel diameter (in μm) and blood flow velocity (in mm/s) must be measured. The vessel diameter can be measured from the vessel walls visible on the OCT B-scans. The blood flow velocity, on the other hand, is measured from the Doppler phase shift imparted by moving red blood cells on the phase of the OCT signal. Similar to the situation in OCTA, detecting these Doppler shifts requires observing differences in the OCT signal at the same location, but at different points in time. The dual-circle Doppler OCT is one method to obtain volumetric blood flow rate, which allows estimation of the Doppler angle (Wang et al., 2007, Wang, et al., 2008).
An example illustrating the process for dual-ring Doppler vis-OCT in the rat eye is shown in Figure S7. Figure S7(A) depicts an en face vis-OCT image of a healthy rat retina. In the dual-ring Doppler OCT method, there are two key features that define the scanning pattern. First, two circles are scanned around the optic nerve head, as illustrated by the white solid circles in Figure S7(A). These two circular scans are needed to establish an intermediate metric called the Doppler angle. The Doppler angle is the angle between the scanning illumination beam and the norm of the blood vessel central axis. Second, the individual circular scans must have high scanning density. A high scanning density underlies the assumption that adjacent A-lines of the B-scan are approximately at the same location. Therefore, two adjacent A-lines can be treated as if they are at the same location, and the phase difference between the two A-lines is then related to the blood flow velocity. The Doppler angle and the Doppler phase shift are the two key parameters needed to establish absolute blood flow speed.
Figure S7(B) shows the high density circular B-scan from the inner circular scanning path in Figure S7(A). A magnified image of an artery-vein pair in Figure S7(B) is shown in Figure S7(C). As depicted by the yellow arrows in Figure S7(C), the diameter was measured across the vessel in the axial direction. After correction for bulk-motion and phase unwrapping, the phase difference between adjacent A-lines in the high density B-scan was proportional to the blood flow speed (White, et al., 2003). To improve the quality of the measurements, the phase differences were obtained at multiple time points in the cardiac cycle to yield an average blood flow speed. Using the corrected phase differences and the Doppler angle, the absolute blood flow velocity within the vessel can be determined and overlaid on the B-scan, as exemplified by Figure S7(D). If we define that an artery has a positive velocity, the vein has a negative velocity, consistent with direction of blood flow in relation to the heart.
To calculate the DO2 and MRO2, the retinal oximetry and blood flow measurements from vis-OCT are combined. According to the Fick principle, the MRO2 is equal to the product of the arterial-venous sO2 difference and the volumetric blood flow rate. Since vis-OCT can measure both parameters, the MRO2 can be established using vis-OCT alone. Because the DO2 and MRO2 provide absolute measures of the metabolism of oxygen in the retinal tissue, vis-OCT provides improved insights into the functional state of retinal tissue, above and beyond structural imaging.
2.2 Validation of Metabolic Imaging with vis-OCT
The procedure for retinal oximetry and blood flow measurements with vis-OCT has been demonstrated and validated in rodent models (Chen, Yi & Zhang, 2015, Soetikno, et al., 2015, Yi, et al., 2015b, Yi et al., 2013). The MRO2 of the inner retina was measured using vis-OCT during progressive systemic hypoxic challenge, where the inhaled oxygen content was progressively decreased (Yi et al., 2013). The measured vis-OCT sO2 values showed high correlation with changes in inhaled oxygen content and the peripheral oxygenation, as measured by a pulse oximeter, suggesting that vis-OCT measurements were accurate in vivo. In the same study, dual-ring Doppler vis-OCT was used calculate vessel diameter, blood flow velocity, and volumetric blood flow rate in rodents. A high scanning rate was used for the blood flow measurements, such that the pulsatile flow within the arterioles was observable (min: 0.3 μl/min; peak: 1.2 μl/min). Interestingly, under conditions of systemic hypoxia, the oxygen delivered from the inner retinal circulation increased. Based on models of oxygen diffusion in the retina, it was hypothesized that inner retinal oxygen delivery rate increased as a result of retinal vascular auto-regulation in an attempt to compensate for decreased oxygen delivery from the choroidal circulation, which is not auto-regulated under conditions of systemic hypoxia.
2.3 Vis-OCT in Animal Models of DR
Most rodent models of DR only replicate the early stages of DR, but not the later proliferative stages (Robinson, et al., 2012). However, the oxygen-induced retinopathy (OIR) model in rodents is one of the few which exhibits a proliferative retinopathy (Jo, et al., 2013). Originally developed as a model of retinopathy of prematurity, the OIR model has also been used to investigate proliferative retinopathy, as a surrogate of PDR (Penn, Tolman & Henry, 1994). Starting at birth, rat pups are placed into an oxygen-controlled chamber, and are exposed to alternating 50% oxygenation (hyperoxia) and 10% oxygenation (hypoxia) every 24 hrs. On postnatal day 14, the rat pups are returned to room air (21% oxygenation). By postnatal day 18, the retinal vasculature exhibits vaso-attenuation and areas of peripheral NV, which simulate proliferative stages of DR. Interestingly, by postnatal day 31, these retinal vascular features disappear, and the retinal vasculature appears to normalize in the rat OIR model. The pathophysiology of spontaneous normalization of the vasculature has not been elucidated.
Vis-OCT has measured the sO2 and volumetric blood flow on postnatal day 18 in the OIR model. Interestingly, both the DO2 and MRO2 were significantly decreased in rats with OIR compared to healthy age-matched control rats. Surprisingly, the DO2 and MRO2 were decreased to the same degree, suggesting that the oxygen delivered was sufficient to meet the metabolic demands of the retina. To explain this unexpected result, we identified significantly decreased retinal thickness in rats with OIR compared to controls. We hypothesized that significant retinal thinning (and neuronal loss) could account for the decreased metabolic demand of the retina. The decreased metabolic demand likely occurred in response to severe perinatal retinal hypoxia in developing rats under OIR, with dramatic neuronal pruning, which decreased the stimulus for angiogenesis. These results provide a potential explanation for the normalization of the vasculature by postnatal day 30. Further longitudinal studies, using vis-OCT in diabetic models and the OIR model, promise to further improve our understanding of the role of hypoxia in the pathogenesis of DR and other ischemic retinopathies.
2.4 Vis-OCT in Humans
Although studies in animal models provide us with new insights, the ultimate goal of vis-OCT research is to develop vis-OCT systems that are capable of measuring oxygenation and blood flow in the human eye. Such a device would report the oxygen delivery and metabolic rates as relevant metrics, which could be useful for following DR progression over time. Structural imaging with research vis-OCT systems have already been demonstrated and measurements of sO2 in humans have been performed (Chen, et al., 2017). Yi et al. first reported structural imaging with a human vis-OCT system (Yi, et al., 2015a). Figure 8 shows an example from the prototype vis-OCT system. To capture the metabolic rate of oxygen for the entire retina, or the macula, requires imaging the major arteries and veins, entering and exiting the respective regions. Demonstrating the feasibility of imaging these major vessels, Figure 8(A) and Figure 8(B) show vis-OCT en face images of the optic nerve head and the macula, respectively, in a healthy 23-year-old volunteer. The field of view was approximately 6° by 6°.
Because vis-OCT uses shorter wavelengths than near-infrared OCT, the axial resolution of vis-OCT is much higher than near-infrared OCT. The axial resolution of the human vis-OCT system was measured to be 0.97 μm in air, while commercial near-infrared systems typically have axial resolutions of 5–7 μm. A vis-OCT B-scan corresponding to the blue dashed line in Figure 8(A) is shown in Figure 8(C). The higher axial resolution is especially demonstrated by the ability to resolve greater details of the outer retinal layers. Because hemoglobin strongly attenuates visible light, a major difference between vis-OCT and near infrared-OCT images is the presence of sharply demarcated and intensely hypo-reflective shadows beneath the blood vessels in vis-OCT. Although this may seem like an undesirable artifact, the shadows are related to the attenuation of the OCT signal, which is exploited to perform retinal oximetry. Another notable difference is that only the superficial layers of the choroid are apparent on the vis-OCT B-scan, presumably because the RPE strongly attenuates the illumination in the visible range.
Chen et al. were first to demonstrate retinal oximetry in humans using vis-OCT (Chen et al., 2017). In order to calculate the sO2 in human eyes, the authors applied a similar approach to that described in rodents. However, because vis-OCT currently has a lower signal-to-noise ratio in humans than in rodents, a more sophisticated approach for extracting the OCT signal passing through the vessel was developed. More specifically, the statistical distribution of the noise in OCT was used to better estimate the OCT signal. Several arteries and veins near the optic nerve head in healthy volunteers were measured. Arteries near the optics nerve head ranged from 93% to 98% oxygenation, while veins ranged from 76% to 79%. Going forward, further improvements in the oximetry algorithms and vis-OCT hardware will facilitate sO2 measurements in larger patient cohorts. Furthermore, combining Doppler vis-OCT with retinal oximetry is expected to facilitate MRO2 measurements in the human eye in vivo.
2.5 Future of vis-OCT
Due to safety concerns with visible light, the laser power permitted for vis-OCT is significantly lower compared to that of near infrared OCT. Nevertheless, the feasibility of quality vis-OCT imaging has been demonstrated with a laser power at the pupil of 226 μW (Yi et al., 2015a). This power was less than ten times the ANSI maximum permissible exposure for two hours of continuous exposure. For comparison, fundus autofluorescence systems based on SLO also operate in the visible wavelength range at 488 nm, and the vis-OCT power measurement was lower than commercial SLO autofluorescence systems (~270 μW). Despite the limited photon budget, errors in sO2 calculation related to low signal-to-noise situations can be minimized by using algorithms based on OCT statistics (Chen et al., 2017). In addition to minimizing the illumination power, safety measures have been built into prototype vis-OCT systems to specifically prevent a stationary beam on the retinal surface. These measures include automatic shutter mechanisms, which block the illumination immediately after scanning, and deflect the illumination beam when not in use.
Before vis-OCT becomes clinically applicable, there are several challenges that need to be addressed. First, there is the question of whether the vis-OCT beam itself will affect the MRO2. Studies of retinal flicker have found maximum neuronal metabolic responses to flicker at ~10 Hz (Riva, Logean & Falsini, 2005), which is far slower than the frame rate for a typical vis-OCT imaging session, suggesting that this may be insignificant. Second, because of the visible illumination, eye movement artifacts are more common in vis-OCT. Eye tracking and motion correction techniques will likely be necessary to achieve high quality clinical imaging. Finally, absolute measures of the MRO2 with vis-OCT are currently limited to the inner retinal circulation. Relative measurements of choroidal sO2 have been demonstrated in rodents (Chen, Yi & Zhang, 2015), but measurements of high-speed choroidal flow would be challenging for current OCT techniques.
Compared to OCTA, using vis-OCT to investigate human DR is at an earlier phase of technology development. Nevertheless, vis-OCT has already provided important functional information regarding retinal oxygen metabolic changes in animal models and human subjects. An even greater hope is that vis-OCT might prove useful in patient care, by providing functional metrics of the metabolic state of the retina. Vis-OCT can be combined with OCTA technology to obtain oxygen saturation maps over larger areas of the retina (Chen, Yi & Zhang, 2015, Shah, et al., 2016, Yi, et al., 2014). In addition, vis-OCT could also be combined with conventional near infrared-OCT to facilitate patient imaging or to compare the two imaging techniques (Chen, et al., 2016). Ultimately, the combination of higher axial resolution, oxygen saturation measurements, and blood flow measurements, all available in vis-OCT, make it an exciting new technology for investigating DR.
Supplementary Material
Acknowledgments
This work was supported in part by National Institutes of Health Grants DP3DK108248, R01EY026078, T32GM008152 (Northwestern MSTP), F30EY026472, and research instrument support by Optovue, Inc. The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.
HFZ has financial interest in Opticent Inc., which did not support this work.
Abbreviations
- DCP
Deep capillary plexus
- DM
Diabetes mellitus
- DME
Diabetic macular edema
- DMI
Diabetic macular ischemia
- DO2
Retinal oxygen delivery rate
- DR
Diabetic retinopathy
- EAA
Extrafoveal avascular area
- FA
Fluorescein angiography
- FAZ
Foveal avascular zone
- FD
Fractal dimension
- HC
Healthy controls
- HR
Horizontal radius of the foveal avascular zone
- IRMA
Intraretinal microvascular abnormalities
- MA
Microaneurysms
- MCP
Middle capillary plexus
- MCT
Motion correction technology
- MFD
Maximum foveal avascular zone diameter
- MRO2
Retinal oxygen metabolic rate
- NoDR
Diabetes mellitus without diabetic retinopathy
- NPDR
Non-proliferative diabetic retinopathy
- NV
Neovascularization
- OCTA
Optical coherence tomography angiography
- OIR
Oxygen-induced retinopathy
- OMAG
Optical microangiography
- PDR
Proliferative diabetic retinopathy
- PI
Perfusion index (vessel density)
- PIA
Perifoveal intercapillary area
- PR-OCTA
Projection-resolved optical coherence tomography angiography
- RPE
Retinal pigment epithelium
- SCP
Superficial capillary plexus
- SD
Skeletonized vessel density
- SD-OCT
Spectral domain optical coherence tomography
- sO2
Hemoglobin oxygen saturation
- SSADA
Split-spectrum amplitude-decorrelation angiography
- SS-OCTA
Swept-source optical coherence tomography angiography
- TAA
Total avascular area
- VA
Visual acuity
- VAD
Vessel area density
- VEGF
Vascular endothelial growth factor
- VD
Vessel density
- VDI
Vessel diameter index
- Vis-OCT
Visible-light OCT
- VISTA
variable interscan time analysis
- VLD
Vessel length density
- VR
Vertical radius of the foveal avascular zone
Footnotes
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Conflict of Interest: No conflicting relationship exists for all other authors.
Proprietary Interest: The authors have no proprietary interest in the subject of this manuscript.
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