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. 2017 Sep 21;22(12):1427–e129. doi: 10.1634/theoncologist.2017-0066

A Randomized, Double‐Blinded, Phase II Trial of Gemcitabine and Nab‐Paclitaxel Plus Apatorsen or Placebo in Patients with Metastatic Pancreatic Cancer: The RAINIER Trial

Andrew H Ko a,*, Patrick B Murphy b, James D Peyton b, Dianna L Shipley b, Ahmed Al‐Hazzouri c, Francisco A Rodriguez c, Mark S Womack IV d, Henry Q Xiong e, David M Waterhouse f, Margaret A Tempero a, Shuangli Guo g, Cassie M Lane g, Chris Earwood g, Laura M DeBusk g, Johanna C Bendell g
PMCID: PMC5728028  PMID: 28935773

Abstract

Lessons Learned.

  • The addition of the heat shock protein 27 (Hsp27)‐targeting antisense oligonucleotide, apatorsen, to a standard first‐line chemotherapy regimen did not result in improved survival in unselected patients with metastatic pancreatic cancer.

  • Findings from this trial hint at the possible prognostic and predictive value of serum Hsp27 that may warrant further investigation.

Background.

This randomized, double‐blinded, phase II trial evaluated the efficacy of gemcitabine/nab‐paclitaxel plus either apatorsen, an antisense oligonucleotide targeting heat shock protein 27 (Hsp27) mRNA, or placebo in patients with metastatic pancreatic cancer.

Methods.

Patients were randomized 1:1 to Arm A (gemcitabine/nab‐paclitaxel plus apatorsen) or Arm B (gemcitabine/nab‐paclitaxel plus placebo). Treatment was administered in 28‐day cycles, with restaging every 2 cycles, until progression or intolerable toxicity. Serum Hsp27 levels were analyzed at baseline and on treatment. The primary endpoint was overall survival (OS).

Results.

One hundred thirty‐two patients were enrolled, 66 per arm. Cytopenias and fatigue were the most frequent grade 3/4 treatment‐related adverse events for both arms. Median progression‐free survival (PFS) and OS were 2.7 and 5.3 months, respectively, for arm A, and 3.8 and 6.9 months, respectively, for arm B. Objective response rate was 18% for both arms. Patients with high serum level of Hsp27 represented a poor‐prognosis subgroup who may have derived modest benefit from addition of apatorsen.

Conclusion.

Addition of apatorsen to chemotherapy does not improve outcomes in unselected patients with metastatic pancreatic cancer in the first‐line setting, although a trend toward prolonged PFS and OS in patients with high baseline serum Hsp27 suggests this therapy may warrant further evaluation in this subgroup.

Discussion

Heat shock protein 27 (Hsp27) is a protein chaperone whose expression is induced by cytotoxic chemotherapy, as well as other cell stressors such as hyperthermia, oxidative stress, and radiation, resulting in cytoprotection against these insults [1], [2]. Various malignancies, including pancreatic adenocarcinoma, overexpress Hsp27 [3]; furthermore, preclinical studies show that Hsp27 expression may play a role in the resistance of pancreatic cancer cell lines to gemcitabine [4], [5], [6]. Thus, inhibiting Hsp27 activity represents a viable therapeutic strategy in this disease. Apatorsen, an antisense oligonucleotide designed to bind to Hsp27 mRNA and block its translation into functional protein, offers one such approach [7].

On these bases, we performed a randomized phase II trial to compare the safety and efficacy of gemcitabine and nab‐paclitaxel in combination with either apatorsen or placebo in the first‐line setting for patients with metastatic pancreatic cancer. The planned sample size of 130 provided 80% power to detect a difference in median survival of 8.5 versus 13.4 months (hazard ratio [HR] for death, 0.634; 1‐sided a = 0.1).

Table 1. Median PFS and OS stratified by heat shock protein 27 levels.

image

Abbreviations: CI, confidence interval; Hsp27, heat shock protein 27; OS, overall survival; PFS, progression‐free survival.

Although the incidence of toxicities did not differ significantly between the two treatment arms (most common treatment‐related toxicities of all grades on both arms included fatigue, cytopenias, and gastrointestinal symptoms), the addition of apatorsen to chemotherapy did not produce any improvement in clinical outcomes in the intent‐to‐treat population. The objective response rate (ORR) was identical (18%) on both treatment arms, whereas patients on the apatorsen arm fared numerically worse in terms of both progression‐free survival (PFS) and overall survival (OS) when compared with patients on the placebo arm, although these differences were not statistically significant (median PFS, 2.7 vs. 3.8 months, respectively [p = .92; HR 1.0]; median OS, 5.3 vs. 6.9 months, respectively [p = .62; HR 1.1]). Notably, the survival outcomes for patients on both arms of this study were considerably inferior to those observed on the gemcitabine/nab‐paclitaxel arm from the phase III Metastatic Pancreatic Adenocarcinoma Clinical Trial (MPACT) study [8], for unclear reasons.

The only subgroup for whom a potential benefit of apatorsen could be identified was those patients with high serum levels of Hsp27, a marker associated with a very poor prognosis overall (median PFS for patients with high baseline serum Hsp27 levels, 3.3 vs. 0.9 months for apatorsen vs. placebo, respectively [HR 0.38], median OS 3.3 vs. 1.0 months [HR 0.59]). However, the number of subjects who fit into this category was too small, representing only 14% of the entire study population, to draw any definitive conclusions.

In summary, the addition of apatorsen to a standard combination chemotherapy regimen in the first‐line setting did not result in improvement in survival or other clinically relevant endpoints in patients with metastatic pancreatic cancer. Although further studies of this agent in unselected patients do not appear to be indicated, the findings from this trial do hint at the possible prognostic and predictive value of serum Hsp27 that may warrant further investigation.

Trial Information

Disease

Metastatic pancreatic adenocarcinoma

Stage of Disease/Treatment

Metastatic/advanced

Prior Therapy

None

Type of Study – 1

Phase II

Type of Study – 2

Randomized

PFS

p = 0.92, HR: 1.0

OS

p = 0.62, HR: 1.1

Primary Endpoint

Overall survival

Secondary Endpoint

Progression‐free survival

Secondary Endpoint

Toxicity

Investigator's Analysis

Feasible, possibly effective in patients with high Hsp27 serum levels

Drug Information for Phase II Control

Drug 1

 

Generic/Working name

Nab‐paclitaxel

Trade name

Abraxane

Company name

Celgene

Drug type

Other

Drug class

Microtubule‐targeting agent

Dose

125 milligrams (mg) per square meter (m2)

Route

IV

Schedule of administration

Placebo days 1, 8, 15, and 22 of a 28‐day cycle Nab‐paclitaxel and gemcitabine days 1, 8, and 15 of a 28‐day cycle

Drug 2

 

Generic/Working name

Gemcitabine

Trade name

Gemzar

Company name

Eli Lilly

Drug type

Other

Drug class

Antimetabolite

Dose

1,000 mg/m2

Route

IV

Schedule of administration

Placebo days 1, 8, 15, and 22 of a 28‐day cycle Nab‐paclitaxel and gemcitabine days 1, 8, and 15 of a 28‐day cycle

Drug Information for Phase II Experimental

Drug 1

 

Generic/Working name

Apatorsen

Trade name

Not applicable

Company name

OncoGenex

Drug type

Other

Drug class

Antisense oligonucleotide

Dose

600 mg per flat dose

Route

IV

Schedule of administration

Apatorsen days 1, 8, 15, and 22 of a 28‐day cycle Nab‐paclitaxel and gemcitabine days 1, 8, and 15 of a 28‐day cycle

Drug 2

 

Generic/Working name

Nab‐paclitaxel

Trade name

Abraxane

Company name

Celgene

Drug type

Other

Drug class

Microtubule‐targeting agent

Dose

125 mg/m2

Schedule of administration

Apatorsen days 1, 8, 15, and 22 of a 28‐day cycle Nab‐paclitaxel and gemcitabine days 1, 8, and 15 of a 28‐day cycle pfof

Drug 3

 

Generic/Working name

Gemcitabine

Trade name

Gemzar

Company name

Eli Lilly

Drug type

Other

Drug class

Antimetabolite

Dose

1,000 mg/m2

Route

IV

Schedule of administration

Apatorsen 1, 8, 15, and 22 of a 28‐day cycle Nab‐paclitaxel and gemcitabine days 1, 8, and 15 of a 28‐day cycle

Patient Characteristics for Phase II Control

Number of Patients, Male

38

Number of Patients, Female

28

Stage

IV

Age

Median (range): 65.5 (47–83)

Number of Prior Systemic Therapies

Median (range): None

Performance Status ECOG

0 — 32

1 — 32

2 —

3 —

Unknown — 2

Cancer Types or Histologic Subtypes

CA19‐9 levels ≤90 U/mL 11

CA19‐9 levels >90 U/mL 54

CA19‐9 levels Unknown 1

Hsp27 expression high 11

Hsp27 expression low 47

Hsp27 expression Unknown 8

Patient Characteristics for Phase II Experimental

Number of Patients, Male

37

Number of Patients, Female

29

Stage

IV

Age

Median (range): 66.5 (39–82)

Number of Prior Systemic Therapies

Median (range): None

Performance Status: ECOG

0 — 30

1 — 36

2 —

3 —

Unknown —

Cancer Types or Histologic Subtypes

CA19‐9 levels ≤90 U/mL 18

CA19‐9 levels >90 U/mL 47

CA19‐9 levels unknown 1

Hsp27 expression high 7

Hsp27 expression low 55

Hsp27 expression unknown 4

Primary Assessment Method for Phase II Control

Assessment: Total Patient Population: Overall Survival

 

Number of patients screened

66

Number of patients enrolled

66

Number of patients evaluable for toxicity

63

Number of patients evaluated for efficacy

66

Evaluation method

RECIST 1.1

Response assessment CR

n = 0 (0%)

Response assessment PR

n = 12 (18%)

Response assessment SD

n = 21 (32%)

Response assessment PD

n = 18 (28%)

Response assessment OTHER

n = 15 (22%)

(Median) duration assessments PFS

3.8 months

(Median) duration assessments OS

6.9 months

Kaplan‐Meier time units

months

Waterfall plot demonstrating best objective response in response‐evaluable subjects on control arm.

image

image

image

Assessment: Total Patient Population: Progression‐Free Survival

Number of patients screened

66

Number of patients enrolled

66

Number of patients evaluable for toxicity

63

Number of patients evaluated for efficacy

66

Evaluation method

RECIST 1.1

Response assessment CR

n = 0 (0%)

Response assessment PR

n = 12 (18%)

Response assessment SD

n = 21 (32%)

Response assessment PD

n = 18 (28%)

Response assessment OTHER

n = 15 (22%)

(Median) duration assessments PFS

3.8 months

(Median) duration assessments OS

6.9 months

Kaplan‐Meier time units

months

image

image

Primary Assessment Method for Phase II Experimental

Assessment: Total Patient Population: Overall Survival

 

Number of patients screened

66

Number of patients enrolled

66

Number of patients evaluable for toxicity

64

Number of patients evaluated for efficacy

66

Evaluation method

RECIST 1.1

Response assessment CR

n = 0 (0%)

Response assessment PR

n = 12 (18%)

Response assessment SD

n = 16 (24%)

Response assessment PD

n = 21 (32%)

Response assessment OTHER

n = 17 (26%)

(Median) duration assessments PFS

2.7 months

(Median) duration assessments OS

5.3

Kaplan-Meier time units

months

Waterfall plot demonstrating best objective response in response‐evaluable subjects on experimental arm.

image

image

image

Assessment: Total Patient Population: Progression‐Free Survival

Number of patients screened

66

Number of patients enrolled

66

Number of patients evaluable for toxicity

64

Number of patients evaluated for efficacy

66

Evaluation method

RECIST 1.1

Response assessment CR

n = 0 (0%)

Response assessment PR

n = 12 (18%)

Response assessment SD

n = 16 (24%)

Response assessment PD

n = 21 (32%)

Response assessment OTHER

n = 17 (26%)

Kaplan-Meier time units

months

image

image

Adverse Events

image

Assessment, Analysis, and Discussion

Completion

Study completed

Pharmacokinetics/Pharmacodynamics

Correlative endpoints not met

Investigator's Assessment

Feasible, possibly effective in patients with high Hsp27 serum levels

Pancreatic adenocarcinoma is expected to rise to the second leading cause of cancer‐related mortality in the U.S. by the end of this decade [9]. Systemic therapy represents the mainstay of treatment for patients with advanced or metastatic disease, for whom two combination chemotherapy regimens have emerged as front‐line standards of care: gemcitabine plus nab‐paclitaxel [8], and FOLFIRINOX (5‐fluorouracil, leucovorin, irinotecan, and oxaliplatin) [10]. However, despite these recent improvements in available cytotoxic therapies, overall prognosis in this disease remains very poor; for example, in the phase III MPACT trial leading to the approval of nab‐paclitaxel for metastatic pancreatic cancer, the median survival for patients receiving the combination of gemcitabine plus nab‐paclitaxel was only 8.5 months, representing a statistically significant but relatively modest absolute improvement of 1.8 months when compared with single‐agent gemcitabine [8]. Clearly, novel drugs with unique mechanisms of action warrant further exploration.

Molecularly targeted therapies that have been approved for use in clinical oncology include monoclonal antibodies and small molecule inhibitors, particularly tyrosine kinase inhibitors. Unfortunately, many potential therapeutic targets are not amenable to these specific pharmacologic approaches, highlighting the importance of developing alternative strategies, including agents that can disrupt these targets at the gene expression level. Antisense oligonucleotides (ASOs), which are chemically modified stretches of single‐strand DNA complementary to the mRNA regions of a target gene that inhibit translation by forming RNA/DNA duplexes, represent one such approach to specifically prevent translation of functionally relevant genes.

Apatorsen, a 2’‐methoxyethyl oligonucleotide with phosphorothiolated internucleotide linkages, is designed to bind to heat shock protein 27 (Hsp27) mRNA and prevent translation into a functional protein. Targeting this specific heat shock protein represents an attractive therapeutic option, because Hsp27 can potentially affect multiple pathways implicated in cancer progression and resistance, as opposed to targeting a single pathway, a strategy that might have limited benefits in the face of the redundant signaling pathways and significant tumor heterogeneity. For example, overexpression of Hsp27 in cancer cells is induced by cytotoxic chemotherapy, as well as other cell stressors including hyperthermia, oxidative stress, and radiation, resulting in cytoprotection against these insults [1], [2]. Furthermore, Hsp27 serves to stabilize mutated or inappropriately activated oncoproteins that contribute to the initiation, growth, and metastasis of human cancers [2], [11].

The phase I dose‐escalation study of apatorsen in patients with castration‐resistant prostate cancer and other advanced cancers showed evidence of monotherapy activity as demonstrated by decline in tumor markers and circulating tumor cells, as well as stable measurable disease in 12 of 42 patients [12]. Further evaluation of apatorsen has been pursued in combination with chemotherapeutic agents in clinical trials specific to non‐small cell lung and bladder cancer [13], [14].

Pancreatic adenocarcinomas show higher levels of Hsp27 expression when compared with healthy pancreatic tissue, and the protein can also be detected with high sensitivity in the serum of patients with pancreatic cancer [3]. Preclinical studies additionally show that Hsp27 expression may play a role in the resistance of pancreatic cancer cell lines to gemcitabine [4], [5], [6]. On these bases, the current study was designed to compare the safety and efficacy of gemcitabine and nab‐paclitaxel in combination with either apatorsen or placebo in the first‐line setting for patients with metastatic pancreatic cancer. However, we did not observe any improvement in clinical outcomes in the intent‐to‐treat population in this trial; indeed, patients on the apatorsen arm fared numerically worse in terms of both PFS and OS when compared with patients on the placebo control arm, although these differences were not statistically significant. The only subgroup for whom a potential benefit of apatorsen could be identified was those patients with high serum levels of Hsp27, a marker that portended a very poor prognosis overall. However, the number of subjects who fit into this category was too small, representing only 14% of the entire study population, to draw any definitive conclusions. Further studies, either prospectively designed trials or retrospective analyses of available clinically annotated samples, will be required to assess whether Hsp27 truly represents an adverse prognostic marker in this disease.

Several additional points are worth noting. First, the clinical outcomes for patients on both arms of this study were considerably inferior to those observed on the gemcitabine plus nab‐paclitaxel arm from the phase III MPACT trial [8], in which patients achieved a median OS and PFS of 8.5 and 5.5 months, respectively. It is unclear why subjects on the current study fared so poorly, given similar demographics to the MPACT study; nevertheless, it seems fairly unlikely that a benefit from apatorsen would somehow be unmasked even if patients had achieved outcomes that more similarly matched those of the MPACT trial. Furthermore, because this study did not mandate pretreatment collection of tumor specimens, putative tissue‐based predictive markers of apatorsen sensitivity could not be assessed, nor could the pharmacodynamic effects of this agent given the absence of requiring on‐treatment tumor biopsies. No consistent trend was identified on serial serum Hsp27 measurements in responders versus nonresponders (data not shown). This lack of robust correlative data represents a major limitation of our study and highlights one of the major ongoing challenges in pancreatic cancer trial design in general, especially when trying to confirm the putative mechanism of action of novel targeted agents.

In conclusion, the addition of apatorsen to a standard combination chemotherapy regimen in the first‐line setting did not result in improved survival or other clinically relevant endpoints in patients with metastatic pancreatic cancer. Further studies of this agent in unselected patients do not appear to be indicated, although the findings from this trial do hint at the possible prognostic and predictive value of serum Hsp27 that may warrant further investigation. If ASO technologies targeting this and other cancer‐related genes continue to be pursued in pancreatic cancer, they should ideally be evaluated in the context of trials that mandate serial collection of both tumor and blood samples to look for predictive markers and pharmacodynamic markers of response, notwithstanding the clinical and logistic hurdles these may present in this patient population.

Acknowledgments

This work was supported in part by a grant from OncoGenex Pharmaceuticals, Inc.

Footnotes

ClinicalTrials.gov Identifier: NCT01844817

Sponsor: Sarah Cannon Research Institute

Principal Investigators: Andrew H. Ko, Johanna C. Bendell

IRB Approved: Yes

See the related commentary on page 1424.

Disclosures

Andrew H. Ko: Seattle Genetics, New Beta Innovations (C/A), Merck, Bristol‐Myers Squibb, Abgenomics, Prism Bio Ltd, Merrimack, Halozyme, Celgene, Roche/Genentech (RF); David M. Waterhouse: Bristol‐Myers Squibb, ABBVie (H). The other authors indicated no financial relationships.

(C/A) Consulting/advisory relationship; (RF) Research funding; (E) Employment; (ET) Expert testimony; (H) Honoraria received; (OI) Ownership interests; (IP) Intellectual property rights/inventor/patent holder; (SAB) Scientific advisory board

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