Skip to main content
BMJ Open logoLink to BMJ Open
. 2017 May 30;7(5):e015102. doi: 10.1136/bmjopen-2016-015102

Healthcare costs of asthma comorbidities: a systematic review protocol

Karim El Ferkh 1, Bright I Nwaru 1,2, Chris Griffiths 3, Anita Patel 3, Aziz Sheikh 1
PMCID: PMC5730013  PMID: 28566366

Abstract

Introduction

Asthma is associated with many comorbid conditions that have the potential to impact on its management, control and outcomes. These comorbid conditions have the potential to impact on healthcare expenditure. We plan to undertake a systematic review to synthesise the evidence on the healthcare costs associated with asthma comorbidity.

Methods and analysis

We will systematically search the following electronic databases between January 2000 and January 2017: National Health Service (NHS) Economic Evaluation Database, Google Scholar, Allied and Complementary Medicine Database (AMED), Global Health, PsychINFO, Medline, Embase, Institute for Scientific Information Web of Science and Cumulative Index to Nursing and Allied Health Literature. We will search the references in the identified studies for additional potential papers. Additional literature will be identified by contacting experts in the field and through searching of registers of ongoing studies. The review will include cost-effectiveness and economic modelling/evaluation studies and analytical observational epidemiology studies that have investigated the healthcare costs of asthma comorbidity. Two reviewers will independently screen studies and extract relevant data from included studies. Methodological quality of epidemiological studies will be assessed using the Effective Public Health Practice Project tool, while that of economic evaluation studies will be assessed using the Drummond checklist. This protocol has been published in International Prospective Register of Systematic Reviews (PROSPERO) database (No. CRD42016051005).

Ethics and dissemination

As there are no primary data collected, formal NHS ethical review is not necessary. The findings of this systematic review will be disseminated in a peer-reviewed journal and presented at relevant conferences.

PROSPEROregistration number

CRD42016051005.

Keywords: HEALTH ECONOMICS, Co-morbidities, Asthma, Allergy, multimorbidity, Health economics


Strengths and limitations of this study.

  • This is the first systematic review to synthesise the evidence on the healthcare costs attributable to asthma comorbidity.

  • A major limitation is that it may be difficult to employ meta-analysis as we anticipate studies with different study designs, definitions of costs and time periods.

  • Based on previous work, we anticipate considerable difficulties in identifying information on the indirect costs associated with asthma comorbidities such as productivity loss and social and intangible costs. This review will therefore be focused on direct healthcare costs only, we recognise that it is a subset of overall costs.

Introduction

Asthma is a highly prevalent condition that is the reason behind many morbidity and mortality cases in the world.1 2 Asthma management and control can be influenced, among other things, by the presence of other comorbid conditions.3–7 Our recently completed scoping review investigating the prevalence of comorbidities among patients with asthma identified a number of conditions including, but not limited to depression, anxiety, rhinitis, gastro-oesophageal reflux disease (GORD) and obesity, may occur more frequently in people with asthma than in those without, leading to potential additional difficulties in asthma management.8–10 It has been shown that health-related quality of life and daily-life functionality are diminished, and the use of healthcare services is increased with the presence of comorbid conditions.3 6 9–15 In addition, other studies showed that controlling these conditions at an early stage may improve asthma outcomes.6 12 14 15

These international studies focused on different study samples who had different comorbid conditions, explaining the discrepancies in their findings.16–18 While these have now assessed the healthcare and economic burden associated with asthma comorbidity,19–21 there has hitherto been no systematic attempt to synthesise and summarise the evidence that has emanated from existing studies.

This review builds on our earlier work,8 which involved a scoping review of the recent landscape of asthma comorbidity; the purpose of the current work is to identify, appraise and synthesise the evidence on healthcare costs associated with asthma comorbidity.19–21

Methods

This protocol has been prepared following the Preferred Reporting Items for Systematic review and Meta-Analysis Protocols (PRISMA-P) approach.22 It has been published in International Prospective Register of Systematic Reviews database (no CRD42016051005).

Types of studies

We will include economic modelling/evaluation and analytical epidemiological studies—that is, cohort, case-control and cross-sectional studies—that have investigated the healthcare costs of asthma comorbidity.

Editorials, animal studies, reviews, case studies, and case-series studies will be excluded.

Participants

We are interested in studies on participants with evidence of clinician-diagnosed asthma. There will be no restriction concerning age or sex of participants.

Comorbidities of interest

Comorbidity has been defined as ‘any distinct additional clinical entity that has existed or may occur during the clinical course of a patient who has the index disease under study’.23 We are interested in comorbidities that are not related to natural causes such as ageing, but rather those that are pathophysiologically related to asthma and have the potential to impact on asthma control, management and/or prognosis, regardless of whether they develop before or after asthma. These include, but are not limited to allergic diseases, chronic obstructive pulmonary disease, autoimmune disorders (eg, type 1 diabetes), metabolic disorders (eg, type 2 diabetes, obesity), cardiovascular diseases, psychological dysfunction (anxiety, depression), hypertension and GORD. We grouped comorbidities according to the latest version of the International Classification of Diseases 10th Revision diagnosis codes.24

Outcome

Healthcare costs of asthma comorbidities.

Search methods

Databases

We will search for published studies, from 2007 to 2017, from the following databases: National Health Service Economic Evaluation Database, Google Scholar, Allied and Complementary Medicine Database, Global Health, Medline, Embase, Institute for Scientific Information (ISI) Web of Science, Cumulative Index to Nursing and Allied Health Literature and PsychINFO. Additional literature will be identified by searching the reference list of identified eligible studies and by searching the repositories of international conference proceedings, including ISI Conference Proceeding Citation Index and Zetoc (British Library). We will search the references in the identified studies for additional potential papers. Additional literature will be identified by contacting experts in the field and through searching of registers of ongoing studies.

Search strategy

We have developed a strategy in Medline (see online supplementary appendix) to retrieve relevant literature on the topic. This search strategy will be adapted in searching other databases. There will be no language restriction and, where possible, studies in languages other than English will be translated.

Supplementary Appendix 1

bmjopen-2016-015102supp001.pdf (453.6KB, pdf)

The databases will be searched for the period January 2000 to January 2017. We have chosen 2000 as a start date while we are aware that there was limited work before the 2000s on the healthcare and economic burden of asthma,25 these studies focused exclusively on asthma without taking any comorbid conditions into consideration.

Study selection

The articles retrieved from the database searches will be exported into EndNote reference management programme. Screening will be undertaken according to the inclusion and exclusion criteria. Two reviewers (KF and EV) will independently undertake the screening of the records (by title and/or abstract) for eligibility and a third reviewer (BN or AS or AP) will arbitrate in case of any disagreement to reach a consensus. Full text of eligible papers after the first screening will be reviewed again to confirm that the papers meet the inclusion and exclusion criteria. The screening process will be undertaken and reported according to the PRISMA recommendation.26

Data extraction

A customised data extraction form is being constructed to extract relevant data from all studies meeting our inclusion criteria. The form will first be piloted on few studies first. The data abstracted will include: author(s), publication year, geographical location of data collection, study design, aims and research questions, settings, population/participants (n, mean age, gender), comorbidities studied, time period specific costs included, cost unit(s) and estimates of total costs, currency, price year, whether discounting was applied where relevant and key findings. Data extraction will be undertaken independently by two reviewers (KF and EV). Any differences will be resolved by discussion or if necessary arbitration by a third reviewer (BN or AS or AP).

Data assessment and synthesis

Quality assessment

Two reviewers (KF and EV) will independently assess the quality of included studies and the potential for risk of bias will be evaluated. We will use the Drummond checklist27 for assessing the methodological quality of economic evaluation and cost studies. Although there are many economic evaluation and reporting checklists, a lot of them have overlapping aspects. The Drummond checklist focuses on the quality of the designs. Consensus will be reached through discussion and arbitration by a third reviewer (BN or AS or AP) in event of any disagreement.

The quality of the broader study design will be evaluated using the Effective Public Health Practice Project (EPHHP) tool.28 The EPHPP tool assesses different components of studies: design, biases and methods. The overall study rating will be judged as strong, moderate or weak based on the component ratings.

Data synthesis

We anticipate considerable methodological and statistical heterogeneity across studies, which will make it hard to conduct meta-analyses of the evidence base. A narrative synthesis will thus be employed as the primary approach to synthesise the data, but we will also consider the possibility of meta-analysis using random-effects modelling if the data allow. If that is the case, then we will evaluate potential for publication bias using funnel plots and Begg and Egger tests.29 30

Subgroup analysis

Where possible, we will conduct subgroup analyses based on the categories of relevant sociodemographic characteristics reported in the studies, particularly by age groups and gender.

  • Age (will depend on how authors have reported it, but may include categorisation as follows):

  • Children and young people <18 years

  • Adults (≥18 years old)

  • Gender

  • Male

  • Female

If the number of studies and data available show significant statistical heterogeneity, then we will conduct sensitivity analyses with regards to study quality by excluding studies at high risk of bias.

Conclusion

Asthma comorbidities have the potential to impact on asthma management, healthcare use and outcomes. We anticipate that this systematic review will build on our previous work on the epidemiology and outcomes of asthma8 31 32 and provide important insights into patterns of asthma comorbidity and the economic consequences to health systems of these comorbid disorders.

Supplementary Material

Reviewer comments
Author's manuscript

Footnotes

Contributors: All authors made substantive intellectual contributions to the development of this protocol. KEF wrote this protocol. AS, AP, CG and BIN commented critically on several drafts of the manuscript. KEF, AS, AP and BIN were involved in conceptualising this review.

Funding: This work is supported by the Chief Scientist’s Office of the Scottish Government and Asthma UK as part of the Asthma UK Centre for Applied Research (AUK-AC-2012-01). BIN and AS are supported by the Farr Institute and Asthma UK Centre for Applied Research.

Competing interests: None declared.

Provenance and peer review: Not commissioned; externally peer reviewed.

References

  • 1.Bousquet J, Knani J, Dhivert H, et al. . Quality of life in asthma. I. Internal consistency and validity of the SF-36 questionnaire. Am J Respir Crit Care Med 1994;149:371–5. 10.1164/ajrccm.149.2.8306032 [DOI] [PubMed] [Google Scholar]
  • 2.Riccioni G, D'Orazio N, Di Ilio C, et al. . Quality of Life and clinical symptoms in asthmatic subjects. J Asthma 2004;41:85–9. 10.1081/JAS-120026065 [DOI] [PubMed] [Google Scholar]
  • 3.Adams RJ, Wilson DH, Taylor AW, et al. . Coexistent chronic conditions and asthma quality of life: a population-based study. Chest 2006;129:285–91. 10.1378/chest.129.2.285 [DOI] [PubMed] [Google Scholar]
  • 4.Ben-Noun L. Characteristics of comorbidity in adult asthma. Public Health Rev 2001;29:49–62. [PubMed] [Google Scholar]
  • 5.Diette GB, Krishnan JA, Dominici F, et al. . Asthma in older patients: factors associated with hospitalization. Arch Intern Med 2002;162:1123–32. [DOI] [PubMed] [Google Scholar]
  • 6.Soriano JB, Visick GT, Muellerova H, et al. . Patterns of comorbidities in newly diagnosed COPD and asthma in primary care. Chest 2005;128:2099–107. 10.1378/chest.128.4.2099 [DOI] [PubMed] [Google Scholar]
  • 7.van Manen JG, Bindels PJ, IJzermans CJ, et al. . Prevalence of comorbidity in patients with a chronic airway obstruction and controls over the age of 40. J Clin Epidemiol 2001;54:287–93. 10.1016/S0895-4356(01)00346-8 [DOI] [PubMed] [Google Scholar]
  • 8.El Ferkh K, Nwaru B, Griffiths C, et al. . Investigating asthma comorbidities: a systematic scoping review protocol. BMJ Open 2016;6:e010548 10.1136/bmjopen-2015-010548 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 9.Gershon AS, Wang C, Guan J, et al. . Burden of comorbidity in individuals with asthma. Thorax 2010;65:612–8. 10.1136/thx.2009.131078 [DOI] [PubMed] [Google Scholar]
  • 10.Zhang T, Carleton BC, Prosser RJ, et al. . The added burden of comorbidity in patients with asthma. J Asthma 2009;46:1021–6. 10.3109/02770900903350473 [DOI] [PubMed] [Google Scholar]
  • 11.Blanchette CM, Gutierrez B, Ory C, et al. . Economic burden in direct costs of concomitant chronic obstructive pulmonary disease and asthma in a medicare advantage population. J Manag Care Pharm 2008;14:176–85. 10.18553/jmcp.2008.14.2.176 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 12.Deshmukh VM, Toelle BG, Usherwood T, et al. . The association of comorbid anxiety and depression with asthma-related quality of life and symptom perception in adults. Respirology 2008;13:695–702. 10.1111/j.1440-1843.2008.01310.x [DOI] [PubMed] [Google Scholar]
  • 13.Grupp-Phelan J, Lozano P, Fishman P. Health care utilization and cost in children with asthma and selected comorbidities. J Asthma 2001;38:363–73. 10.1081/JAS-100001492 [DOI] [PubMed] [Google Scholar]
  • 14.Lehrer PM, Karavidas MK, Lu SE, et al. . Psychological treatment of comorbid asthma and panic disorder: a pilot study. J Anxiety Disord 2008;22:671–83. 10.1016/j.janxdis.2007.07.001 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 15.Wijnhoven HA, Kriegsman DM, Hesselink AE, et al. . The influence of co-morbidity on health-related quality of life in asthma and COPD patients. Respir Med 2003;97:468–75. 10.1053/rmed.2002.1463 [DOI] [PubMed] [Google Scholar]
  • 16.Punekar YS, Sheikh A. Establishing the sequential progression of multiple allergic diagnoses in a UK birth cohort using the General Practice Research Database. Clin Exp Allergy 2009;39:1889–95. 10.1111/j.1365-2222.2009.03366.x [DOI] [PubMed] [Google Scholar]
  • 17.Bousquet J, Schünemann HJ, Samolinski B, et al. . Allergic Rhinitis and its Impact on Asthma (ARIA): achievements in 10 years and future needs. J Allergy Clin Immunol 2012;130 10.1016/j.jaci.2012.07.053 [DOI] [PubMed] [Google Scholar]
  • 18.Walker S, Sheikh A. Self reported rhinitis is a significant problem for patients with asthma. Prim Care Respir J 2005;14:83–7. 10.1016/j.pcrj.2004.10.005 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 19.Gergen PJ. Understanding the economic burden of asthma. J Allergy Clin Immunol 2001;107:S445–S448. 10.1067/mai.2001.114992 [DOI] [PubMed] [Google Scholar]
  • 20.Sennhauser FH, Braun-Fahrländer C, Wildhaber JH. The burden of asthma in children: a European perspective. Paediatr Respir Rev 2005;6:2–7. 10.1016/j.prrv.2004.11.001 [DOI] [PubMed] [Google Scholar]
  • 21.Woolcock AJ, Bastiampillai SA, Marks GB, et al. . The burden of asthma in Australia. Med J Aust 2001;175:141–5. [DOI] [PubMed] [Google Scholar]
  • 22.Moher D, Shamseer L, Clarke M, et al. . Preferred reporting items for systematic review and meta-analysis protocols (PRISMA-P) 2015 statement. Syst Rev 2015;4:1 10.1186/2046-4053-4-1 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 23.Feinstein AR. The pre-therapeutic classification of co-morbidity in chronic disease. J Chronic Dis 1970;23:455–68. 10.1016/0021-9681(70)90054-8 [DOI] [PubMed] [Google Scholar]
  • 24.World Health Organisation. International Statistical Classification of Diseases and Related Health Problems 10th Revision (ICD-10)-WHO Version for 2016, Chapter XII. 2016. http://apps.who.int/classifications/icd10/browse/2016/en#/L20.
  • 25.Lozano P, Sullivan SD, Smith DH, et al. . The economic burden of asthma in US children: estimates from the National Medical Expenditure Survey. J Allergy Clin Immunol 1999;104:957–63. 10.1016/S0091-6749(99)70075-8 [DOI] [PubMed] [Google Scholar]
  • 26.Moher D, Liberati A, Tetzlaff J, et al. . Preferred reporting items for systematic reviews and meta-analyses: the PRISMA statement. Ann Intern Med 2009;151:264–9. 10.7326/0003-4819-151-4-200908180-00135 [DOI] [PubMed] [Google Scholar]
  • 27.Husereau D, Drummond M, Petrou S, et al. . Consolidated health economic evaluation reporting standards (cheers)–explanation and elaboration: a report of the ispor health economic evaluation publication guidelines good reporting practices task force. Value Health 2013;16:231–50. 10.1016/j.jval.2013.02.002 [DOI] [PubMed] [Google Scholar]
  • 28.Thomas BH, Ciliska D, Dobbins M, et al. . A process for systematically reviewing the literature: providing the research evidence for public health nursing interventions. Worldviews Evid Based Nurs 2004;1:176–84. 10.1111/j.1524-475X.2004.04006.x [DOI] [PubMed] [Google Scholar]
  • 29.Begg CB, Mazumdar M. Operating characteristics of a rank correlation test for publication Bias. Biometrics 1994;50:1088–101. 10.2307/2533446 [DOI] [PubMed] [Google Scholar]
  • 30.Egger M, Davey Smith G, Schneider M, et al. . Bias in meta-analysis detected by a simple, graphical test. BMJ 1997;315:629–34. 10.1136/bmj.315.7109.629 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 31.Mukherjee M, Stoddart A, Gupta RP, et al. . The epidemiology, healthcare and societal burden and costs of asthma in the UK and its member nations: analyses of standalone and linked national databases. BMC Med 2016;14:113 10.1186/s12916-016-0657-8 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 32.Gupta R, Sheikh A, Strachan DP, et al. . Burden of allergic disease in the UK: secondary analyses of national databases. Clin Exp Allergy 2004;34:520–6. 10.1111/j.1365-2222.2004.1935.x [DOI] [PubMed] [Google Scholar]

Associated Data

This section collects any data citations, data availability statements, or supplementary materials included in this article.

Supplementary Materials

Supplementary Appendix 1

bmjopen-2016-015102supp001.pdf (453.6KB, pdf)

Reviewer comments
Author's manuscript

Articles from BMJ Open are provided here courtesy of BMJ Publishing Group

RESOURCES