Abstract
Pneumocystis jirovecii causes clinical pneumonia in immunocompromised hosts. Despite this, the inability to cultivate this organism in vitro has likely hindered the field in ascertaining the true impact of Pneumocystis in human infection. However the recent release of the genome as well as in advances in understanding host genetics, and other risk factors for infection and robust experimental models of disease have shed new light on the impact of this fungal pathogen as to better define populations at risk. This review will highlight these recent advances as well as highlight future needed areas of research.
Introduction
Pneumocystis is an unusual, fascinating, opportunistic fungal pathogen and a member of the Ascomycota division of fungi. There are two major life forms of the organism. The ascus (cyst) stains positively with Gomori-Methenamine-Silver (GMS) and is the most commonly assessed for pathologic diagnosis in respiratory specimens (induced sputum or bronchoalveolar lavage). The trophic form stains with Wright-Giemsa stain but due to its small size and non-specific staining pattern this form is generally not used for diagnosis. Given the opportunity, Pneumocystis causes pneumonia (PCP) in susceptible hosts. It is important to note that Pneumocystis is host specific with Pneumocystis jirovecii found in humans, Pneumocystis carinii in rats and Pneumocystis murina in mice. Recent genomic analysis suggests that, while the kinome of these species is conserved (unpublished observations) the major surface glycoproteins (MSG) recognised by the host are quite divergent. It has been postulated that humans serve as the reservoir for Pneumocystis jirovecii and this is supported by a high prevalence in childhood autopsy studies where high incidences of colonization have been reported [1]. This has important implications when designing diagnostic tools and new treatment strategies for infected patients. While PCP is recognised as an AIDS-defining illness, the increased incidence in non-HIV patients is alarming and warrants the need for improved diagnostic and treatment strategies for affected patients [2, 3].
Current Epidemiology of Pneumocystis infection
Initially, Pneumocystis pneumonia (PCP) was commonly reported in malnourished children in post-World War II Europe. In the 1970’s Pneumocystis infection was a significant complication of cytotoxic chemotherapy regimens for hematologic malignancy. It was in this patient population that the combination antibiotic trimethoprim-sulfisoxazole (TMP/SMX) showed both prophylactic and therapeutic benefit [4]. Subsequent to this was a large increase in cases in HIV-infected individuals, particularly those with a circulating CD4+ T-cell count of < 200/mm3. Again in this population the use of TMP/SMX became the primary method of prophylaxis in patients at risk. Considering Pneumocystis is resistant to most anti-fungal therapies, there are very limited treatment choices and TMP/SMX remains the first-line therapy. However, recent studies demonstrate the efficacy of combination therapy using lower doses of TMP/SMX combined with the echinocandin class of anti-fungals, with treatment blocking transmission of the infection in mice [5]. However, echinocandin treatment was shown to selectively target the ascus form. Mice infected and treated were cleared of the ascus form but still had infection with trophic forms [5, 6].
TMP/SMX treatment combined with the successful control of HIV with combination anti-retroviral therapies has led to a shift in case prevalence from HIV+ cases to HIV-negative cases [7]. Among HIV-negative cases, haematological malignancies represent nearly one-third of PCP cases. This is along with prolonged and high dose glucocorticoid use as part of a regimen for leukaemia, organ transplantation and/or to manage cerebral oedema. The Mayo Clinic has recently reviewed their data and found that the median dose of prednisolone (or equivalent) was 30 mg/day with a median duration of 12 weeks, increasing the risk of PCP significantly [8]. Additional patient groups at risk are patients with connective tissue disease with vasculitis or polymyositis/dermatomyositis. In addition treatments targeting B-cells in cancer or in autoimmune inflammation with anti-CD20 have been associated with Pneumocystis infection [9, 10]. This has been modelled in the mouse where anti-CD20 could perturb CD4+ T-cell priming and enhance susceptibility to infection [11]. Furthermore, in western paediatric populations, primary immunodeficiency affecting T-cell function have been implicated, including mutations in genes that result in severe combined immunodeficiency (SCID) syndrome such as IL2RG and adenosine deaminase deficiency (ADA) mutations. Cases have also been reported in hyper IgE syndrome with autosomal dominant mutations in STAT3 [12] as well as in mutations in IL21R which can signal via STAT3 [13, 14]. A list of reported mutations in humans and supportive studies in murine models of infection are listed in Table I.
Table I.
List of human mutations and orthologous genetic knockout mice and susceptibility to Pneumocystis infection. TBD- to be determined.
| Symbol | Gene | Humans | Mice |
|---|---|---|---|
| Rag1 | Recombination activating gene 1 | + | + |
| Rag2 | Recombination activating gene 2 | + | + |
| Cd40/Cd40L | Cluster of differentiation 40/ligand | + | + |
| Prkdc | Protein kinase, DNA-activated, catalytic polypeptide | + | + |
| Il2rg | Interleukin-2 receptor subunit gamma | + | + |
| Cd4 | Cluster of differentiation 4 | + | + |
| Hla/MhcII | Human leukocyte antigen/major histocompatibility complex class II | + | + |
| Nemo | NF-kappa-B essential modulator | + | TBD |
| Icos | Inducible T-Cell co-stimulator | + | TBD |
| Btk | Bruton tyrosine kinase | +/− | TBD |
| Il21r | Interleukin-21 receptor | + | + |
| Stat3 | Signal transducer and activator of transcription 3 | +/− | + |
| Rorc | RAR related orphan receptor C | – | – |
| Il17ra/rc | Interleukin-17 receptor A/C | – | – |
The impact of PCP on healthcare was demonstrated in a query of the Health Cost and Utilization Project (HCUP) National Inpatient Sample (NIS) database which shows there were approximately 10,590 hospitalizations for Pneumocystis in the US in 2014. Medical lengths of stay were estimated at 8 to 9 days in HIV+ cases [15], which translated into an estimated annual healthcare burden of over $1B in the US alone. Moreover there are likely sub-clinical cases that were not captured in these types of data. For example, autopsy data show a high frequency of detection of Pneumocystis in the lung of infants which is associated with mucous gene expression [1, 16]. Since testing is not routinely performed it is difficult to estimate the true incidence of disease. Thus the disease burden of Pneumocystis in the developing world is difficult to ascertain. Recent data suggests that using molecular testing; PCP may be as prevalent as 6.8% of all pneumonias in children under the age of five in Mozambique where there is also a high rate of HIV infection [17]. Thus there is a clear need to develop non-invasive diagnostics to obtain more accurate incidence and prevalence data.
The role of humoral immunity
Pneumocystis infection elicits both humoral and cellular immune responses in the host. Pneumocystis surface proteins (MSG) contain T and B cell epitopes critical in initiating host responses. Recent studies in both man and mice highlight the important role of B cells during PCP [11, 18]. Furthermore, the role for humoral immunity was suggested by the fact that mice depleted of CD4+ T-cells after recovery of a primary infection, were still protected against a secondary fungal challenge [19, 20]. However depletion of CD8+ T-cells or macrophages, which can mediate opsonic phagocytosis and killing of the fungus, abrogated protection in this secondary challenge model [21]. To this end, passive transfer of immune sera has been shown to prevent infection in mice that were susceptible to mutations perturbing T-cell immunity [22]. The Gigliotti lab raised a series of monoclonal antibodies against Pneumocystis and they identified a clone that recognized a conserved protein, Kexin. This antibody, 4F11 when administered via intranasal instillation to mice could prevent transmission of pneumonia in animals co-housed with infected animals [23]. Immunization with Kexin is protective in a Pneumocystis challenge model in mice [24] and protective in acquisition of spontaneous infection in immunosuppressed non-human primates [25]. MSG antigens have extensively been used for epidemiologic studies and correlate with exposure [26] but are not thought to be good vaccine targets due to their heterogeneity in expression. This is supported by recent genomic data that shows variation of these genes across species [27, 28]. Thus conserved antigens such as the recently described PCA1 [29] that is homologous between murine and human Pneumocystis species appear to be better targets. This is a promising approach considering HIV infection impairs the humoral response to MSG antigens, compared with HIV-uninfected PCP cases, as shown in a South African cohort of children hospitalized with PCP [30].
The role of cell-mediated adaptive immunity
Asci have a cell wall containing β-glucan which is recognised by alveolar macrophages (AMs), dendritic cells (DCs) and lung epithelial cells and prime T-cell responses (Figure 1). These cells play a crucial role in recognising, binding and initiating the CD4+ T cell host response to Pneumocystis. While the type of cell that primes a T-cell in response to Pneumocystis is important, a recent study has also highlighted that the form of organism affects the host response to infection [31]. In contrast to the ascus, the trophic form lacks a cell wall and therefore innate cells respond poorly with reduced CD4+ T-cell recruitment and IFNγ production [32]. Furthermore, the trophic form was recently shown to actively suppress the pro-inflammatory response initiated by the asci, thereby potentially enhancing their survival. Here, trophic form-loaded DCs had a reduced capacity to stimulate CD4+ T-cell proliferation and polarization [32]. Convincing evidence points to macrophages as the cell type responsible for killing Pneumocystis. However, the type of macrophage response seems to be critical contributing factor to clearance. Recent studies have dissected these responses and shown that while classical macrophages (M1) were predominant in the absence of an intact immune system, such as in immunosuppressed rats, these M1 cells were defective in clearing P. carinii. In contrast, rats with a competent immune response had a more prominent alternative macrophage (M2) response and cleared infection. Treatment of immunosuppressed rats with M2 cells reverted rats to a protected phenotype [33, 34].
Figure 1. New developments in the host response to Pneumocystis.

Recent human and animal studies have provided key information about the host’s immune response to Pneumocystis exposure. T cell priming by APCs is an essential part in the immune response to infection. Priming is affected by the form of Pneumocystis. T helper cells are activated including Th1 and Th17 but are dispensable in clearing infection. Th2 responses to Pneumocystis drive an allergic reaction in healthy hosts. APCs = antigen presenting cells, Th = T helper, M1 = classically activated macrophages, M2 = alternatively activated macrophages [9, 10, 32, 34, 39].
The complex interaction between innate immune cells, such as AMs and DCs with CD4+ T-cells is important for an effective host adaptive response, essential for Pneumocystis clearance [35]. The loss of CD4+ T-cells either in immunocompromised patients, such as AIDS patients, or in animal models have clearly demonstrated the importance of CD4+ T-cells in mediating the protective adaptive response to infection. In immunocompromised hosts that lack CD4+ T-cells and the absence of T-cell priming by innate immune cells leaves the host vulnerable to opportunistic fungal infections such as Pneumocystis. Previous work has sought to determine the mechanism of T-cell-mediated protection and have contributed to understanding the role T-cell priming plays in response to Pneumocystis.
Pneumocystis has been shown to induce Th1, Th2, Th17, or T regulatory responses, none of which have been conclusively associated with disease resolution (Figure 2). Evidence supporting the role of Th1 is shown in patients receiving anti-TNF therapy (Infliximab), in which PCP is the most frequent fungal infection. In rats, treatment with aerosolized IFNγ, which promotes a Th1 response and the production of TNF-α by macrophages reduces the intensity of P. carinii infection [36]. Furthermore, immunizing macaques with the recombinant subunit of the P. jirovecii protease kexin (KEX1) correlated with protection from P. jirovecii colonization and pneumonia and was associated with an increase in the frequency of peripheral blood Th1 cells [25]. However, while STAT4−/− BALB/c mice were susceptible to infection, IFN-γ−/− and Tbx21−/− mice maintain their ability to clear P. murina [37], disputing the role of Th1 in controlling infection. Th17 responses have been linked to mediating the host response to Pneumocystis, however the exact mechanism required for clearance remains to be determined. Mice deficient in IL-23p19, lack Th17 immunity and have a delayed clearance of P. murina but ultimately clear the infection [38], suggesting a role for compensatory mechanisms.
Figure 2. CD4+ T helper cell responses to Pneumocystis.

CD4+ T cells are essential in controlling Pneumocystis infection. The mechanisms by which these cells contribute to Pneumocystis clearance remains to be defined. Previous studies have demonstrated various T helper cell responses to infection, however many of these responses appear to be dispensable or compensated for by other mechanisms when deleted. Here we summarise some of the known CD4+ T cell mediated responses to Pneumocystis APC - antigen presenting cell; Th - T helper; T reg - regulatory T cell [13, 37, 38, 41–46].
For Th2, IL-5 and recruited eosinophils were shown to play a role in enhancing clearance [39]. Here RAG-1-deficient mice treated with IL-5 presented with enhanced P. murina clearance. In an immunocompromised host, components of aTh2-driven immune response have proven to be beneficial. In contrast, Th2 responses to Pneumocystis drive inflammation and asthma-like pathology in healthy individuals comparable to that of the common allergen, house dust mite [9]. Therefore, a consequence of chronic exposure to Pneumocystis could indeed be asthma. A recent study has also linked the Pneumocystis-driven Th2 response to inducible bronchus associated lymphoid tissue (iBALT) [40]. iBALT, is a lymphoid structure which forms in response to infectious stimuli and often associated with chronic diseases, such as rheumatoid arthritis, tuberculosis and chronic obstructive pulmonary disease (COPD). Here, the Th2 role was combined with a Th17 response as dual stimulation of IL-13 and IL-17A was required for the development of pulmonary lymphoid follicles. These two studies provide evidence for the ability of Pneumocystis to drive an exaggerated inflammatory response and pathology in healthy individuals.
Currently, there is limited data describing the T-cell intrinsic requirements during Pneumocystis clearance. Previous work has suggested the role of STAT4 [37] and as mentioned above there are case reports of disease in patients with mutations in STAT3 [12] and IL21R [13]. Considering the apparent dispensable contribution of Th1, Th2 and Th17 in Pneumocystis clearance, it is likely that multiple intrinsic pathways are required for clearance. Experiments targeting a combination of multiple pathways using gene-deficient mice could provide valuable insight into the mechanism. Taken together, the above evidence warrants further investigation into the mechanism of CD4+ T-cell intrinsic pathways which contribute to Pneumocystis clearance.
Conclusion
Significant progress has been made in understanding how the host responds to and clears Pneumocystis, however key basic information about the organism and disease are lacking. The reservoir of infection has not yet been identified and the mechanism of infection is poorly understood. Progress on the host immune response includes the fact that Pneumocystis seems to induce multiple T-cell-mediated responses including Th1, Th2 and Th17 however individually, these appear to be dispensable. This suggests that the T-cell intrinsic pathway is likely to include multiple components leading to a mixed cytokine milieu with compensatory mechanisms in gene-deficient animals potentially able to drive clearance. Future work in dissecting this pathway would significantly progress the field. Interestingly, the trophic form of Pneumocystis was shown to actively suppress the pro-inflammatory response initiated by the ascus form. This reduces the effectiveness of host defence and could create an environment to promote active disease from colonizing organisms in immunocompromised patients. Further studies investigating the effect of the life stage form in immunocompromised patients would be valuable in establishing an appropriate treatment strategy. In contrast and considering the high frequency of exposure to Pneumocystis, an interesting concept is that Pneumocystis is a potent allergen capable of inducing asthma, similar to house dust mite and that Pneumocystis is linked to COPD severity. Perhaps therapy targeting Pneumocystis could prove to be a promising treatment strategy in these patients. Lastly, one of the biggest limiting factors in developing new drugs against Pneumocystis remains, the lack of a continuous in vitro culture system, a task challenging researchers for decades. Identifying such a system would provide essential tools to determine drug susceptibility.
Highlights.
Trends for increased Pneumocystis jirovecii prevalence in developed countries
Host mutations and susceptibility to pneumocystis infection
Pneumocystis, a common colonizing organism with the potential to induce asthma
Acknowledgments
This work was supported in part by the Medical Research Council (RSA). JCH is supported by a Carnegie Corporation DEAL fellowship and the National Research Foundation of South Africa. JKK is supported by the following PHS research grants: R01 HL-062052 and R01 AI-120033. We apologize to all our colleagues whose important contributions we could not cite due to space constraints.
Footnotes
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