Abstract
Objective
Although schizophrenia is not a prototypic impulse-control disorder, patients report more impulsive behaviors, have higher rates of substance use, and show dysfunction in brain circuits that underlie impulsivity. We investigate impulsivity in unaffected biological relatives of schizophrenia patients to further understand the relationships between schizophrenia risk and impulse control during adolescence.
Method
Group differences in impulsivity (UPPS-P Impulsive Behavior Scale and delay discounting) were tested in 210 adolescents contrasting 39 first- and 53 second-degree biological relatives of schizophrenia patients, and 118 subjects with no schizophrenia family history (NSFH).
Results
Compared to NSFH adolescents and to second-degree relatives, first-degree relatives of schizophrenia patients had increased impulsivity-related behaviors (higher UPPS-P Perseverance, Positive Urgency and Premeditation subscale scores) and greater preference for immediate rewards (smaller AUC and larger discounting constant). Second-degree relatives did not differ significantly from NSFH adolescents on self-report impulsive behaviors or on measures of impulsive decision-making. These group differences remained even after careful consideration of potential confounding factors.
Conclusion
Impulsivity is associated with schizophrenia risk, and its severity increases with greater familial relatedness to the schizophrenia proband. Additional studies are needed to understand the role impulsivity may play in mediating schizophrenia susceptibility during adolescence.
Keywords: endophenotype, family studies, impulse control disorders, neurodevelopment, substance use disorders
Introduction
Impulsivity is a multi-dimensional construct with its core feature being impairment in the inhibition of impulses (Hofmann et al., 2009). There is no consensus on a single gold standard for the assessment of impulsivity. Various self-report questionnaires and neurocognitive-behavioral tasks are frequently used to measure impulsivity and related constructs of poor decision-making, risk taking and response inhibition. Self-report impulsivity is often weakly correlated with behavior-based measures (Caswell et al., 2015). This is consistent with the multi-dimensional nature of impulsivity, and suggests that individual dimensions may have differing yet overlapping neural substrates.
Whiteside and Lynam proposed that four distinct personality traits form discrete psychological processes that lead to impulsive behaviors (Whiteside and Lynam, 2001): 1) Urgency (or tendency to act impulsively as a result of intense emotions), 2) (lack of) Premeditation (or tendency to act without reflecting on the consequences of the act), 3) (lack of) Perseverance (inability to remain focused on a task that may be boring or difficult), and 4) Sensation Seeking (tendency to seek out new and exciting experiences). This conceptual framework, derived from personality theories and factor analysis of 8 impulsivity questionnaires, forms the basis of the UPPS Impulsive Behavior Scale, a comprehensive and widely used self-report rating scale for assessing impulsivity.
From among the different neurocognitive-behavioral tasks that have been used to measure impulsivity, the delay discounting task (de Wit et al., 2007; Mitchell, 1999) (DDT) emphasizes aspects of impulsivity that relate to the failure to consider future consequences during decision making (Ainslie, 1975). In the DDT, test subjects are presented with a series of hypothetical scenarios from which they choose between a smaller immediate reward or a larger delayed reward (e.g. Would you rather have $2 now or $10 in 1 year?). Delay discounting is the phenomenon where the current value of a future reward decreases with increased time delay to receiving the reward. More impulsive individuals tend to have a steeper rate of delay discounting, and are more likely to prefer immediate gratification over a larger delayed reward.
Impulsivity manifests in a wide range of complex behavioral phenotypes, including substance use, personality disorders, bulimia, suicidality and aggressive behaviors (Evenden, 1999). Schizophrenia (SZP) is not conventionally considered an impulse-control disorder. However, there is an accumulating literature indicating that SZP patients are more impulsive than healthy volunteers as assessed by self-report questionnaires or through experimental behavioral paradigms (Gut-Fayand et al., 2001; Hoptman et al., 2002; Ouzir, 2013). On the Barratt Impulsivity Scale (BIS), SZP patients have significantly higher ratings of impulsivity than healthy controls (Ahn et al., 2011; Amr et al., 2016; Enticott et al., 2008; Kaladjian et al., 2011; Krakowski and Czobor; Nanda et al., 2016; Reddy et al., 2014; Zhornitsky et al., 2012). Between patients with SZP, most studies (Dervaux et al., 2001; Dervaux et al., 2010; Gut-Fayand et al., 2001; Ouzir, 2013) but not all (Dervaux et al., 2004) have found that patients with concomitant drug use, or history of violence or suicidality scored higher on impulsivity than SZP patients without these behaviors. Dysfunctions in cognitive control neural circuitry postulated to mediate impulsivity have been frequently implicated in SZP patients (Aron et al., 2007; Hoptman et al., 2014).
Unaffected biological relatives of SZP patients have similar albeit less severe neurocognitive, neuroanatomic, electrophysiological and behavioral abnormalities seen in SZP patients (Boos et al., 2007; Ho, 2007; Ho and Magnotta, 2010; Keshavan et al., 2002; Lawrie et al., 1999; Thermenos et al., 2013). Such intermediate phenotypes likely result from the genetic and environmental risk factors that biological relatives shared with SZP probands (Cannon, 2005; Gottesman and Gould, 2003; Moldin, 1994). Studies using quantitative traits or endophenotypes have aided in identifying SZP susceptibility genetic loci (Freedman et al., 1997; Liu et al., 2002), and may further serve as biomarkers of SZP susceptibility useful for the early identification of SZP. To our knowledge, there has only been one family study examining impulsivity in twins of SZP patients (Fortgang et al., 2016). Impulsivity was found to be moderately heritable with 38-60% of its variance accounted by genetic factors. Twins of SZP probands were also more impulsive than healthy controls on some impulsivity measures (BIS Attentional and Nonplanning subscales) but not others (BIS Motor Impulsivity, Zuckerman Sensation-Seeking Scale (SSS) ratings or Stop Signal Task (SST) performance). Given the limited knowledge regarding impulsivity in biological relatives of SZP probands, we sought to expand on the work of Fortgang and colleagues. Therefore, we assessed both self-report impulsive behaviors as well as DDT in unaffected biological relatives of SZP patients so as to comprehensively assess facets of impulsivity that have not been previously studied.
Additionally, we contrasted first- and second-degree biological relatives to further explore how familial relatedness to the SZP proband may influence differences in impulsivity.
Materials and Methods
Sample
In this study, we evaluated 210 adolescents comprising of 92 biological relatives (39 first- and 53 second-degree relatives) of SZP patients and 118 comparison subjects with no SZP family history (NSFH). Participants and their parents/legal guardians gave written informed consent approved by the University of Iowa Human Subjects Institutional Review Board.
Study participants (aged 12-17 years) were recruited from the community via advertisements through mass emails, social media, and posting flyers at local mental healthcare providers and mental health advocacy groups. Following initial telephone screening to rule out serious medical/neurological disorders, study participants were assessed in-person to further exclude adolescents with intellectual disability (WRAT3 Reading Score (Wilikinson, 1993) <30). All subjects and their parent/legal guardian were also administered the CAPA (Child and Adolescent Psychiatric Assessment, Child Interview (Angold et al., 2008)), a semi-structured interview instrument, so as to determine lifetime history of psychiatric or substance use disorders in the adolescent study participant. Presence (or absence) of SZP family history was verified using Family History-Research Diagnostic Criteria (FH-RDC) interview administered to the study participant's parent or legal guardian. The FH-RDC has well-established reliability and validity for the assessment of SZP family history (Andreasen et al., 1977).
Sociodemographic characteristics of the sample are summarized in Table 1. The sample comprised predominantly of right-handed (82.9%) Caucasian (90.5%) adolescents (Mean age=14.8 years (SD=1.91)) with approximately equal gender distribution (51.4% males). First-degree relatives had higher rates of Major Depressive Disorder (MDD) (p=0.06) and Oppositional Defiant Disorder (ODD) (p=0.03). Otherwise, gender, mean age, ethnicity, handedness and prevalence of psychiatric disorders and drug/alcohol use did not differ significantly between first-degree relatives, second-degree relatives and NSFH (Table 1; p≥0.10). None of the study participants met DSM criteria for schizophrenia-spectrum disorders, or alcohol or drug use disorders. Thirty-four subjects (16.2%) reported current or past tobacco and/or alcohol use. There were no current or past use of other substances. Tobacco use and alcohol use did not differ significantly across the 3 comparison groups (p≥0.51).
Table 1. Sociodemographic characteristics of sample: first-degree relatives of schizophrenia patients (1°), second-degree relatives of schizophrenia patients (2°) and adolescent controls with no schizophrenia family history (NSFH).
1° | 2° | NSFH | Statistica (p) | |
---|---|---|---|---|
N | 39 | 53 | 118 | |
Sex (Males, N (%)) | 23 (58.97) | 30 (56.60) | 55 (46.61) | 2.55 (.28) |
Mean age (years (SD)) | 14.8 (1.49) | 14.5 (1.71) | 14.9 (2.11) | 0.97 (.38) |
Ethnicity (White, N (%)) | 34 (87.18) | 48 (90.57) | 108 (91.53) | (.10) |
Handednessb (L/M/R (% R)) | 1/8/30 (76.92) | 6/5/42 (79.25) | 5/11/102 (86.44) | (.12) |
Any psychiatric disorders (N (%)) | 12 (30.77) | 9 (16.98) | 19 (16.10) | 4.28 (.12) |
MDD (N (%)) | 9 (23.08) | 5 (9.43) | 11 (9.32) | 5.70 (.06) |
ADHD (N (%)) | 5 (12.82) | 6 (11.32) | 10 (8.47) | 0.75 (.69) |
ODD (N (%)) | 2 (5.13) | 0 (0) | 0 (0) | (.03) |
Current/Past drug use (N (%)) | 6 (15.38) | 11 (20.75) | 17 (14.41) | 1.11 (.57) |
Tobacco use (N (%)) | 2 (5.13) | 3 (5.66) | 4 (3.39) | (.72) |
Alcohol use (N (%)) | 4 (10.26) | 10 (18.87) | 17 (14.41) | 1.35 (.51) |
sex and psychiatric diagnoses (&chi2); age (F); ethnicity and handedness (Fisher's Exact)
Annett Scale of Hand Preference (L: left; M: mixed; R: right)
MDD: Major Depressive Disorder; ADHD: Attention Deficit Hyperactivity Disorder; ODD: Oppositional Defiant Disorder
UPPS-P Impulsive Behavior Scale
We used a revised version of the UPPS that assesses the 4 original personality pathways to impulsive behaviors (Negative Urgency, Premeditation, Perseverance, and Sensation Seeking)(Whiteside and Lynam, 2001) as well as a fifth Positive Urgency subscale (Cyders et al., 2007; Lynam et al., 2006) (UPPS-P). The UPPS-P consisted of 59 statements. Subjects were instructed to indicate how much he/she agreed with each statement on a scale of 1-4 (agree strongly, agree some, disagree some or disagree strongly respectively). Since agreement with some statements while disagreement with others suggested greater impulsivity and vice versa, all responses were re-scored such that higher ratings indicated more impulsive behaviors. Each subject's subscale score is the sum of ratings of its component statements: Negative Urgency (12 statements), Premeditation (11 statements), Perseverance (10 statements), Sensation Seeking (12 statements), and Positive Urgency (14 statements). There were no missing responses from any of the subjects.
Delay Discounting Task (DDT)
The computerized DDT we used was based on the experimental paradigm previously developed by Richards and colleagues (Richards et al., 1999). Details of the DDT have been previously described (Ho et al., 2016) (see Supplemental Materials). In brief, the DDT comprised of a series of two hypothetical monetary rewards from which study participants chose either a smaller ($0.50 to $10) immediately available reward or a $10 standard reward in the future (2, 30, 180 or 365 days later). Based on the study participant's responses, a random adjustment algorithm then derived an indifference point for each of the 5 different delays (i.e. 0, 2, 30, 180 and 365 days). Next, two DDT measures were generated from these indifference points: area under the curve (AUC; calculated by summing the resulting trapezoids and expressed as a proportion AUC (Myerson et al., 2001)) and discounting constant (k; computed using nonlinear regression least-squares fit, and natural log-transformed (ln k) to normalize its skewed distribution). Smaller AUC or larger k indicate preference for immediate rewards or greater impulsivity (Myerson et al., 2001).
Thirteen participants (2 first-degree relatives, 1 second-degree relative and 10 NSFH adolescents) did not show consistent discounting behavior (see Supplemental Materials). These subjects were excluded from statistical analyses leaving 197 subjects with valid discounting data. Subjects with versus without valid delay discounting did not differ significantly on age, gender distribution, ethnicity, handedness, or presence of psychiatric disorders and drug use (p≥0.22).
Statistical Analysis
Differences in UPPS-P subscale scores and delay discounting (proportion AUC and ln k) between the 3 comparison groups were assessed using general linear models (GLM). In each GLM, the dependent measure was the UPPS-P score or delay discounting measure while the independent measure was grouping (first-degree relatives, second-degree relatives or NSFH). A significant main effect of group would suggest that the dependent measure (UPPS-P score or delay discounting measure) differed significantly between groups. Age, gender and presence of any psychiatric disorders/substance use were entered as covariates. Even though age and gender did not differ significantly between the 3 groups, both variables have been previously shown to contribute to variance in impulsivity (Steinberg et al., 2008; Weafer and de Wit, 2014). Presence of psychiatric disorders/substance use was included as a covariate so as to statistically control for any effects MDD, ADHD, ODD and/or current or past drug use may have on impulsivity. When the ANCOVA yielded significant main effects of group membership (p≤.05, 2-sided test), post hoc pair-wise group comparisons used the Tukey's method (Q statistic) to adjust for multiple comparisons.
Results
On the UPPS-P, there were statistically significant main effects of group on Premeditation, Perseverance and Positive Urgency subscale scores (Table 2; F≥3.14, p≤.04). Post hoc pair-wise comparisons found that first-degree relatives of SZP patients were more impulsive; having significantly higher Perseverance and Positive Urgency subscale scores when compared to NSFH and to second-degree relatives (Table 2 and Figure 1; Q≥2.45, p≤.04). First-degree relatives also had significantly higher Premeditation subscale scores than second-degree relatives (Q=2.47, p=.04), but Premeditation ratings did not differ significantly between first-degree relatives and NSFH (p=.13). There were no significant group differences between second-degree relatives and NSFH on Premeditation, Perseverance and Positive Urgency subscale scores (Q≤0.97, p≥.60). Main effects of group on Negative Urgency or on Sensation Seeking subscale scores were also not statistically significant (Table 2; F≤1.73, p≥.18).
Table 2. Measures of impulsivity (UPPS-P Impulsive Behavior Scale and delay discounting) and pair-wise independent group comparisons (Tukey's test Q (p)) between first-degree relatives of schizophrenia patients (1°), second-degree relatives of schizophrenia patients (2°) and adolescent controls with no schizophrenia family history (NSFH).
Impulsivity Measures (Mean (SD)) | Groupa F (p) | Pair-wise Comparison (Q (p)) | |||||
1° | 2° | NSFH | 1° vs. NSFH | 1° vs. 2° | 2° vs. NSFH | ||
UPPS-P | |||||||
N | 39 | 53 | 118 | ||||
Negative Urgency | 29.08 (6.99) | 27.22 (6.21) | 26.92 (6.78) | 1.73 (.18) | - | - | - |
Premeditation | 23.89 (4.85) | 21.53 (4.05) | 22.26 (4.75) | 3.14 (.04) | 1.95 (.13) | 2.47 (.04) | 0.97 (.60) |
Perseverance | 21.67 (4.19) | 19.23 (4.10) | 19.75 (4.52) | 4.11 (.02) | 2.45 (.04) | 2.74 (.02) | 0.75 (.73) |
Sensation Seeking | 34.84 (6.48) | 35.12 (7.25) | 35.64 (6.31) | 0.27 (.76) | - | - | - |
Positive Urgency | 30.33 (9.72) | 25.90 (6.84) | 26.57 (8.12) | 4.31 (.01) | 2.63 (.03) | 2.72 (.02) | 0.52 (.86) |
Delay Discounting | |||||||
N | 37 | 52 | 108 | ||||
AUC | 0.36 (0.25) | 0.52 (0.32) | 0.54 (0.31) | 5.00 (.008) | 3.13 (.006) | 2.40 (.04) | 0.49 (.88) |
ln k | -3.55 (2.63) | -5.02 (2.73) | -5.01 (2.43) | 4.98 (.008) | 3.05 (.007) | 2.64 (.02) | 0.08 (.99) |
AUC: Proportion under the curve
ln k: natural log of discounting constant
Covariates: age, gender and presence of any psychiatric disorders/substance use
For delay discounting, main effects of group were significant on both AUC and discounting constant (Table 2; F≥4.98, p≤.008). Again, first-degree relatives showed greater impulsivity with significantly smaller AUC and larger k than both NSFH and second-degree relatives (Table 2 and Figure 2; Q≥2.40, p≤.04). Second-degree relatives and NSFH did not differ significantly on AUC or discounting constant (Q≤0.49, p≥.88).
Secondary Analyses
We conducted additional analyses to further verify that the group differences in impulsivity had not been confounded by psychiatric disorders or by substance use. First, we restricted the ANCOVA to only subjects without psychiatric disorders or tobacco/alcohol use (Supplemental Table S1). Main effects of group were similar with results based on the entire study sample (Table 2). Second, we repeated the ANCOVA on the entire study sample adding a group-by-presence of psychiatric disorders interaction term (Supplemental Table S2). Again, main effects of group remained statistically significant for those 3 UPPS-P subscale scores and for delay discounting (p≤.04). More importantly, the interaction term was not statistically significant (p≥.06). Therefore, these additional analyses suggest that group differences in impulsivity were independent of psychiatric diagnoses or substance use.
Positive Urgency and Negative Urgency scores in our sample were highly correlated (Pearson r=0.72, p=<.0001 for the whole sample; r=0.72, 0.56 and 0.75 for first-degree relatives, second-degree relatives and NSFH respectively). Previous research has recommended combining Positive Urgency and Negative Urgency scores to assess the overall urgency trait when both measures are not expected to differentially predict impulsive behaviors (Smith and Cyders, 2016). On summing Negative Urgency and Positive Urgency scores in our study participants, we found a significant group effect on total urgency scores (F=3.46, p=0.03); such that first-degree relatives had significantly higher total urgency when compared to NSFH (Mean (SD)=59.41 (15.53) and 53.49 (13.95) respectively; Q=2.47, p=0.04) and to second-degree relatives (Mean (SD)=53.12 (11.53); Q=2.31, p=0.05).
UPPS-P subscale scores were weakly correlated with both measures of delay discounting (Pearson absolute r (|r|): Median |r|=0.04 and 0.06 for AUC and ln k respectively; Range=0.01 to 0.12). Lastly, there were no statistically significant main effects of familial clustering on UPPS-P subscale scores or on delay discounting (see Supplemental Table S3). Inclusion of familial clustering into the statistical models did not substantially alter the main effects of group.
Discussion
In this study, we assessed impulsivity in adolescent biological relatives of SZP patients who are without SZP diagnoses. Compared to matched adolescents without SZP family history or to second-degree relatives of SZP patients, first-degree relatives of SZP patients were more impulsive; reporting higher levels of impulsivity-related behaviors (i.e. UPPS-P ratings for lack of perseverance, positive urgency and lack of premeditation (in comparison to second-degree relatives only)) and greater preference for immediate rewards during delay discounting. Second-degree relatives, on the other hand, were no different from adolescents without SZP family history on both self-report and behavioral measures of impulsivity. These results were unchanged with secondary statistical analyses that made further adjustments for the effects of psychiatric diagnoses, substance use and familial clustering. Hence, when viewed in conjunction with prior studies finding increased impulsivity in SZP patients and in their twins, our results suggest that impulsivity is associated with SZP risk, and its severity increases with greater familial relatedness to the SZP proband.
Our findings are consistent with most of the results from the only other published SZP family study examining impulsivity (Fortgang et al., 2016). Together, both studies support the notion that impulsivity serves as an endophenotype for SZP even though SZP may not be typically considered an impulse control disorder. Despite differing with respect to the sampling of biological relatives and in the choice of impulsivity measures studied, these two studies provide convergent evidence indicating that biological relatives of SZP patients are more impulsive. Whether in adult twins (73.8% of whom were dizygotic in the Fortgang et al study) or among adolescent siblings or children (current study), first-degree biological relatives of SZP patients scored higher than healthy controls without SZP family history on specific facets of self-report impulsivity (BIS Attentional and Nonplanning Impulsivity, and UPPS-P Perseverance and Positive Urgency subscales respectively). However, other self-report impulsivity measures (including sensation-seeking) were no different among biological relatives in either studies. On the other hand, laboratory measures of impulsivity were significantly higher in biological relatives from the current study (delay discounting assessing impulsivity relating to failure to consider future consequences during decision making) but were not significantly different in the Fortgang et al study (Stop-Signal Task which evaluates response inhibition). Another reason that may have contributed to differences in findings between these 2 family studies is that the SZP co-twins in the Fortgang et al study were older (Mean age=51.5 years), and therefore unlikely to develop SZP. In contrast, approximately 9% (based on 15% of first-degree and 5% of second-degree relatives have SZP diagnosis) of our adolescent biological relatives may develop SZP later in their lives. Such “pre-schizophrenics” may have inadvertently raised the group's mean impulsivity.
In a recent meta-analysis, Berg and colleagues reviewed the large and accumulating literature regarding the psychopathological correlates of the UPPS (Berg et al., 2015). They found that Negative Urgency had the largest effects on a wide range of impulsive behaviors manifesting as alcohol and substance use, borderline personality disorder, bulimia, suicidal ideation and suicide attempts, aggression and obsessive-compulsive symptoms. Among these diverse impulsive behaviors, alcohol and substance use had the strongest and most consistent associations with elevated UPPS ratings. However, because only one study to-date has used the UPPS for assessing impulsivity in SZP (Hoptman et al., 2014), this meta-analysis did not include studies of SZP patients.
Nonetheless, Hoptman and colleagues showed that SZP patients had significantly elevated Negative Urgency and Positive Urgency scores than healthy controls (Hoptman et al., 2014). Premeditation, Perseverance or Sensation Seeking subscale scores in SZP patients did not differ significantly from control subjects. Our study, on the other hand, found that Positive Urgency but not Negative Urgency subscale scores were significantly higher among first-degree biological relatives of SZP patients when compared to controls without SZP family history.
Analogous to Hoptman et al study of SZP patients (Hoptman et al., 2014), Premeditation and Sensation Seeking scores in biological relatives of SZP patients did not differ significantly from controls without SZP family history. Our first-degree relatives, however, had significantly higher (lack of) Perseverance scores than control subjects. Since Hoptman et al and our study are the only publications to-date that have examined UPPS-P scores in SZP patients and in their biological relatives respectively, these similarities and differences in self-report impulsivity-related behaviors associated with SZP will require replication in future studies.
Consistent with previous research (e.g.(Cyders and Coskunpinar, 2010; Settles et al., 2014)), Positive Urgency and Negative Urgency subscale scores in our sample were also highly and positively correlated (Pearson r ranged between 0.56 to 0.75). Even though both subscales are frequently associated with each other, and most impulsive behaviors (including alcohol and drug use, risky sexual behaviors and gambling) are related to both Negative Urgency and Positive Urgency (Baker et al., 2004), there is increasing interest in the field to distinguish between these two constructs and understand their underlying neurobiological basis in impulsivity (Smith and Cyders, 2016). Further research into the effects of intense emotions on impulsivity may be especially relevant for impulsive behaviors that are associated with only one extreme mood state but not with the other (e.g. Negative Urgency but not Positive Urgency is correlated with bulimia (Cyders et al., 2007)). Smith and Cyders (Smith and Cyders, 2016) suggested combining Positive Urgency and Negative Urgency subscale scores to assess the overall urgency trait when both measures do not predict psychopathology differently; as would have been expected based on Hoptman et al's finding in SZP patients (Hoptman et al., 2014).
When we summed Negative Urgency and Positive Urgency subscale scores in our study participants, first-degree relatives had significantly higher total urgency when compared to the other two comparison groups. Notwithstanding this and despite the highly correlated Negative Urgency and Positive Urgency subscale scores, only Positive Urgency (but not Negative Urgency) was significantly higher in first-degree relatives when these two subscales were analyzed separately. Thus, our study suggests that positive and negative extreme mood states may differentially influence impulsivity in SZP. Additional studies are still needed to further clarify the roles of Positive Urgency and Negative Urgency on impulsivity in SZP patients and their biological relatives.
Unlike UPPS, there have been more studies investigating delay discounting in SZP. However, findings regarding delay discounting in SZP have also been somewhat mixed. Some studies found that SZP patients were more impulsive showing steeper discounting than healthy controls (Ahn et al., 2011; Heerey et al., 2007; Weller et al., 2014). Other investigators have reported no significant differences in delay discounting in SZP patients (Avsar et al., 2013; MacKillop and Tidey, 2011; Wing et al., 2012). Although earlier studies suggested that greater discounting seen in SZP patients may have been confounded by cigarette smoking (MacKillop and Tidey, 2011; Wing et al., 2012), more recent reports indicate that after controlling for the effects of tobacco, alcohol and drug use on delay discounting, SZP diagnosis was still associated with steeper discounting (Ahn et al., 2011; Weller et al., 2014). To the best of our knowledge, no previous studies have investigated delay discounting in biological relatives of SZP patients.
Second-degree relatives were less impulsive than first-degree relatives, and were more like adolescents without SZP family history on self-report impulsive behaviors and on delay discounting. A similar pattern has been reported for magnetic resonance (MR) brain imaging measures and cognitive performance among biological relatives of SZP patients. Compared to first-degree relatives, second-degree relatives have less severe abnormalities in MR spectroscopy metabolite levels within limbic brain regions (Capizzano et al., 2011) and in relational memory performance (Onwuameze et al., 2016).
Self-reports and behavioral measures of impulsivity have consistently been shown to be only weakly correlated (Caswell et al., 2015; Enticott et al., 2008; Nolan et al., 2011). Even though correlation coefficients (r) between UPPS-P scores and delay discounting in the current study were also small (absolute r≤0.12), both categories of impulsivity measures were significantly elevated in first-degree biological relatives of SZP patients. Nonetheless, our study would have been strengthened by including other behavioral paradigms that not only assess the multiple facets of impulsivity more comprehensively but that are also abnormal in SZP patients (e.g. Stop-signal and continuous performance tasks for evaluating response inhibition; Stroop and flanker tasks on resistance to distractor interference; cued recall test on resistance to proactive interference, etc.). Although our overall study sample size has adequate statistical power to detect group differences of “small” effect sizes (Cohen's d≥0.21 at α=.05 and β=0.2), the current study is limited by the relatively modest number of first-degree relatives. For post hoc 2-group comparisons, we have statistical power to detect only “medium” effect size group differences (d≥0.60, 0.52 and 0.47 for 1° versus 2° relatives, 1° relatives versus NSFH and 2° relatives versus NSFH respectively; α=.05 and β=0.2). Consequently, first-degree relatives did not differ significantly from NSFH on UPPS-P Premeditation even though d=0.34. This is likely due to Type II error related to reduced statistical power. Another weakness in the current study is that we did not have a comparison group of SZP patients on whom impulsivity was assessed. Although the FH-RDC is a valid and reliable instrument to assess SZP family history, our study would have been further strengthened if we had administered diagnostic interviews to the SZP probands. Despite these limitations, the UPPS-P and delay discounting task we examined here assess different aspects of impulsivity; which, in turn, are likely mediated by distinct yet connected brain circuits.
Lesions in ventral striatum or within the orbitofrontal cortex have been shown to increase impulsivity in animals (Cardinal et al., 2001; Mar et al., 2011; Mobini et al., 2002). These findings support the role of prefrontal brain regions in exerting top-down cognitive control over limbic brain structures in the evaluation of rewards and in mediating impulsivity (Bush et al., 2000; Ernst et al., 2005; Kuhnen and Knutson, 2005; Milham and Banich, 2005; Miller, 2000; O'Doherty et al., 2003; Peters and Buchel, 2010; Soloff et al., 2017). It has been suggested that predominant prefrontal influence over limbic activation leads to “safe” behaviors (Cox et al., 2010; Miller and Cohen, 2001; Smith and Jonides, 1999). Conversely, imbalances in frontal-striatal neural connections that favor the striatum may bias toward the drive for immediate rewards, maladaptive decision-making and impulsivity. Aberrant cognitive control may underlie increased impulsivity among SZP patients (Aron et al., 2007; Hoptman et al., 2014). Elevated UPPS-P Positive Urgency and Negative Urgency ratings in SZP patients were associated with reduced prefrontal cortical thickness, and with poor functioning within competing prefrontal neural networks that sub-serve cognitive control (Hoptman et al., 2014). Similar abnormalities in brain volume deficits and in functional connectivity may also underlie increased impulsivity in our sample of first-degree biological relatives as well. However, this will require confirmation in future studies.
The complex inter-relationships between impulsivity, prefrontal cognitive control, substance use and SZP susceptibility may be best understood within a neurodevelopmental perspective. Adolescence is a period of accelerated brain remodeling. Axons undergo pruning leading to thinning of prefrontal and parietal cortical gray matter (Giedd et al., 1999; Sowell et al., 1999). There is also increased neuronal myelination associated with white matter (WM) brain volume enlargements (Mathalon et al., 2001; Sowell et al., 2003). Such maturational changes are thought to bring about cognitive, emotional and social maturation as adolescents grow into adulthood. Compared to adults, adolescents are more impulsive (Arnett, 1992). Increased adolescent impulsivity has been shown to be related to a “maturational gap”, i.e. earlier maturing fronto-striatal reward circuits are under inadequate regulation by later maturing cognitive control centers in the prefrontal cortex (Casey et al., 2008; Nelson et al., 2002). An emerging body of literature suggests that adolescent WM brain maturation enhances prefrontal inhibition on the ventral striatum, and decreases impulsivity as adolescents matures into adults (Berns et al., 2009; van den Bos et al., 2015). In studies on delay discounting, preference for immediate rewards has been associated with reduced brain WM maturity (Bjork et al., 2009; Ho et al., 2016; Olson et al., 2009; Yu, 2012). Adolescence is also the most likely period for substance use initiation, and impulsive individuals are more likely to use drugs (Perry and Carroll, 2008). In SZP, heavy adolescent marijuana use has been associated with a two-fold increased risk for the disorder in later life (Henquet et al., 2005). Animals studies support the plausibility that heavy adolescent marijuana use may be a causal factor for SZP (Schneider and Koch, 2003; Verrico et al., 2014). However, a recent study reported that besides marijuana, alcohol and other drug use during adolescence also increases SZP risk (Nielsen et al., 2017). Although Nielsen and colleagues did not specifically assess impulsivity, increased SZP risk associated with adolescent drug use may be mediated through impulsivity - either via the increased likelihood for substance use initiation that comes from greater impulsivity, or through disrupted cognitive control neural circuits that are common to impulsivity and SZP. More studies will be needed to understand such complex inter-relationships.
In conclusion, impulsivity is associated with schizophrenia susceptibility. Impulsivity-related measures may serve as endophenotypes useful in advancing knowledge regarding the neurobiological underpinnings and risk factors in schizophrenia, including understanding the nature of the link between adolescent marijuana use and increased vulnerability for the disorder.
Supplementary Material
Acknowledgments
None
Funding: This work was supported by the National Institute of Health (MH097751), NARSAD Distinguished Investigator Award, Nellie Ball Research Trust, and the Herbert and Nancy Townsend Endowed Schizophrenia Research Fund.
Footnotes
The Authors have declared that there are no conflicts of interest in relation to the subject of this study.
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