Abstract
While silicon nitride (Si3N4) is an antimicrobial and osseosintegrative orthopaedic biomaterial, the contribution of surface topography to these properties is unknown. Using a methicillin-resistant strain of Staphylococcus aureus (MSRA), this study evaluated Si3N4 implants in vitro via scanning electron microscopy (SEM) and colony forming unit (CFU) assays, and later in an established in vivo murine tibia model of implant-associated osteomyelitis. In vitro, the “as-fired” Si3N4 implants displayed significant reductions in adherent bacteria versus machined Si3N4 (2.6×104 vs. 8.7×104 CFU, respectively; p< 0.0002). Moreover, SEM demonstrated that MRSA cannot directly adhere to native “as fired” Si3N4. Subsequently, a cross-sectional study was completed in which sterile or MRSA contaminated “as-fired” and machined Si3N4 implants were inserted into the tibiae of 8-week old female Balb/c mice, and harvested on day 1, 3, 5, 7, 10, or 14 post-op for SEM. The findings demonstrated that the antimicrobial activity of the “as-fired” implants resulted from macrophage clearance of the bacteria during biofilm formation on day 1, followed by osseointegration via the apparent recruitment of mesenchymal stem cells (MSC) on days 3–5, which differentiated into osteoblasts on days 7–14. In contrast, the antimicrobial behavior of the machined Si3N4 was due to repulsion of the bacteria, a phenomenon that also limited osteogenesis, as host cells were also unable to adhere to the machined surface. Taken together, these results suggest that the in vivo biological behavior of Si3N4 orthopaedic implants is driven by critical features of their surface nanotopography.
Keywords: Silicon Nitride, Staphylococcus aureus, Antimicrobial, Osseosintegrative, Electron Microscopy
INTRODUCTION
Staphylococcus aureus is responsible for the majority of chronic osteomyelitis cases; and these bone infections remain a major challenge in orthopaedics.1 Additionally, these infections are considered to be incurable due to biofilm dwelling bacteria that persist within Staphylococcus abscess communities2, 3 (SACs, or Brodie’s abscesses4, 5) and deep within cortical bone;6, 7 and they cost billions of dollars each year.8 Of particular concern is the community-associated methicillin-resistant S. aureus (MRSA) strain USA300LAC, which now accounts for the majority of orthopaedic infections.9 To address this concern, silicon nitride (Si3N4) has emerged as an orthopaedic implant material with remarkable antimicrobial potential compared to standard clinical implants made of stainless steel (SS), poly(aryl-ether-ether-ketone) (PEEK), and titanium (Ti). In a recent time-course study, Webster et al. demonstrated in a Wistar rat Staphylococcus epidermidis infection model that new bone formation around aseptically implanted Si3N4 (i.e., within the surgical area) was approximately 69% at 90-days post-operatively, compared with 24% and 36% for sterile PEEK and Ti implants, respectively.10 In a parallel septic implantation arm of their study, new bone formation for Si3N4, Ti, and PEEK was 41%, 26%, and 21%, respectively, at this same time point. Most importantly, live bacteria were identified around PEEK (88%) and Ti (21%) implants, whereas none were present adjacent to Si3N4. The Si3N4 test samples used in the study by Webster et al. were identical in composition and processing to the present study. They only differed in geometry and surface finish. Furthermore, chemical, sessile-wetting, electrokinetic, microstructural, and surface roughness analyses of these same materials have been performed previously by a number of researchers.10–14 Interested readers are referred to these earlier studies for comparative details.
Another critical biomaterial property of orthopaedic implants is their compatibility within the bone microenvironment to allow for mesenchymal stem cell (MSC) adherence, differentiation, activation of bone forming osteoblasts, and overall osseointegration into the host bone.11 In this regard, Si3N4 implants have also been shown to have remarkable advantages for orthopaedic applications, as quantitative assessment of osseointegration measured by resistance to implant push-out at 3-months post-implantation in a rat model demonstrated statistically superior bone growth and attachment compared with Ti and PEEK.10 However, while empirical antimicrobial and osseosintegrative biomaterial properties of Si3N4 implants have been established,12 the contribution of surface topography to these properties remains unknown. Therefore, this study was designed to evaluate S. aureus biofilm formation on two forms of Si3N4 standard implants (“as-fired” and machined), versus SS, Ti, and PEEK implants in vitro. Thus, we performed descriptive scanning electron microscopy (SEM) studies of the behaviors of MRSA, macrophages, MSCs, and osteoblasts on the surface of “as-fired” versus machined Si3N4 implants in an established murine model of implant-associated osteomyelitis,15 to test the hypothesis that surface topography of Si3N4 implants contributes to their antimicrobial and osseosintegrative properties in vitro and in vivo.
MATERIALS AND METHODS
L-shaped murine implant fabrication
Flat wire (cross-section 0.2 mm × 0.5 mm; MicroDyne Technologies, Plainville, CT) was used to generate L-shaped SS and Ti implants as previously described.15 Briefly, the wire was cut to 4 mm length, and bent into an L-shaped implant: long side 3 mm, short side 1 mm. Similarly L-shaped PEEK and Si3N4 implants were fabricated by Amedica Corporation (Salt Lake City, UT). PEEK stock (PEEK Optima®, ASTM F2026-16, Invibio®, West Conshohocken, PA) was machined into the L-shaped specimens using computer numerical controlled (CNC) machining equipment (Haas Office Mill, Haas Automation, Oxnard, CA). Two groups of Si3N4 L-shaped specimens were also produced via conventional ceramic fabrication techniques. They differed only in their surface morphology and final heat-treatment. Both groups were prepared by mixing and spray-drying Si3N4 powder (Ube SN-E10, Ube City, Japan), yttrium oxide (Y2O3, Grade C, H. C. Starck, Munich, Germany) and aluminum oxide (Al2O3, SA8-DBM, Baikowski/Malakoff, Charlotte, NC) at percentages of 90.0, 6.0, and 4,0 wt%., respectively, along with appropriate binders and pressing aids. The resulting powder was pressed into rectangular blocks via uniaxial compacting equipment (TPA 30, Dorst America, Bethlehem, PA) at pressures in excess of 200 MPa. The specimens’ features were then machined (Haas Office Mill) in their pressed state to shrink to either final- or near-final-size during subsequent densification heat-treatments. Samples were fired at a temperature in excess of 1700°C in a N2 environment (CVI Belt and Batch Furnaces, Centorr-Vacuum Industries, Nashua, NH) to obtain closed-porosity, and further densified using hot-isostatic pressing (QIH 21, Avure Autoclave Systems, Columbus, OH) at a temperature exceeding 1650°C and N2 gas pressures of >200 MPa. After densification, one group required no further processing and was designated “as-fired”. The morphology of this group of samples consisted of fine nano- to micron-size anisotropic prismatic ß-Si3N4 grains which projected from the surface of each specimen (Fig. 1(A)). The second group of Si3N4 specimens was ground flat using a 120 grit diamond wheel on a surface grinder (Okamoto 12-24D Grind-X, Vernon Hills IL). The surface grinding operation removed the protruding grains from the surface, leaving only ground features (Fig. 1(B)). After grinding, these samples were subjected to a N2-annealing heat-treatment at 1400°C for 30 minutes.
MRSA inoculation of implants
Static cultures of a methicillin-resistant strain of Staphylococcus aureus (USA300 LAC)16 were obtained via overnight culture (O.D. = 0.7 at 630nm) of the bacteria in 10ml of tryptic soy broth (TSB) media at 37°C,17 which was used to contaminate the L-shaped implants (n=4) as previously described.15 Based on established protocols known to contaminate SS pins with 105 CFU of planktonic S. aureus,15, 18 implants were incubated in the MRSA culture for 20 minutes at room temperature, and then air dried for 5 minutes. To determine the inoculum, implants were placed into Eppendorf tubes with 1 ml of sterile saline, vortexed for 2 minutes, and 10-fold dilutions were plated on TSA to quantify CFUs after 24 hr incubation at 37°C. To assess differences between numbers of adherent MRSA on SS, Ti, PEEK, and Si3N4 (“as-fired” and machined) surfaces following in vitro exposure, two independent experiments with the five different implants (n=4) were assess via CFU assay.
Statistical Analysis
The results from the in vitro CFU assay studies were assess to determine significant differences versus “as-fired” Si3N4. The mean +/− standard deviation (SD) CFU from each group (n=4) was determined, and significant differences were determined via 1-way ANOVA in which p<0.05 was considered significant.
Scanning Electron Microscopy (SEM)
SEM was performed a previously described.15 Briefly, the implants from the in vitro studies were placed into 24 well plates, fixed in 2.5% glutaraldehyde/4% paraformaldehyde in 0.1M cacodylate overnight and post-fixed in buffered 1% osmium tetroxide. A pipet tip was placed against the wall of the wells, for fluid exchange or removal to reduce disruption of biofilm during dehydration in a graded series of ethanol to 100%. The pins were then critically point dried, mounted onto aluminum stubs and sputtercoated with gold prior to imaging using a Zeiss Auriga FE SEM. Three SEM micrographs per sample group were randomly chosen for descriptive analysis.
In vivo studies
All in vivo experiments were performed following protocols approved by the University of Rochester Committee on Animal Resources. After sterilization and incubation in sterile saline or an overnight culture of USA300 LAC, the air-dried L-shaped implants were surgically introduced into 8-week-old female Balb/c mice (Jackson Lab, Bar Harbor, ME). The surgical approach to press-fit the L-shaped trans-tibial implants from the medial to the lateral side was performed as previously described.15 For cross-sectional ex vivo implant surface analysis, mice (n=3) were euthanized on day 1, 3, 5, 7, 10, or 14. The tibiae were surgically removed with the implant intact, and fixed in 2.5% glutaraldehyde and 4% paraformaldehyde in 0.1M sodium cacodylate buffer overnight then decalcified in 14% EDTA for 3 to 4 days, to facilitate removal of the implant and reduce the risk of damage to the biofilm. An incision into the bone facilitated the lifting out (perpendicular to the tibia) so any soft tissue adhering to the topside (the side to be evaluated by SEM) of the implant was retained intact. The implants were transferred to 24 well plates into PBS for SEM processing as described above.
RESULTS
Differential responses of “as-fired” versus machined Si3N4 implants to MRSA exposure in vitro
To directly evaluate the antimicrobial surfaces of Si3N4 implants versus SS, Ti, and PEEK, SEM analyses were immediately conducted on the implants after in vitro exposure to MRSA. The results showed that large numbers of bacteria adhered to Ti and PEEK, with fewer numbers on SS and machined Si3N4 implants (Figs. 2(A-J)). Remarkably, no bacteria were observed on native “as fired” Si3N4 implant surfaces (Fig. 2(I)). However, a closer inspection of the Si3N4 implants revealed bacteria bound to foreign material and culture debris on “as fired” surfaces (Figs. 2(K-N)), and preferential bacterial adhesion to the flatter surfaces of the incompletely machined implants (Figs. 2(O-R)). Collectively, these findings suggest that MRSA cannot directly adhere to native “as fired” Si3N4 implant surfaces despite the opportunities afforded by the expanded surface area and crevices for 1 μm diameter cocci to reside in. Moreover, these antimicrobial properties are largely due to surface topography, as they are lost by machining the surface.
To validate the descriptive SEM findings, CFUs on the surface of the implants were quantified following in vitro exposure to the overnight culture of MRSA (Figure 3). The results demonstrated a significant 1.78, 4.43, and 2.84-fold reduction in CFU on “as-fired” Si3N4 implants versus SS, Ti, and PEEK respectively (p<0.001). Additionally, similar numbers of CFUs were recovered from machined Si3N4 versus SS, Ti, and PEEK implants, while a significant 3.3-fold reduction in CFU on “as-fired” versus machined Si3N4 implants was observed (p=0.0019). Taken together, these in vitro exposure findings demonstrate the critical importance of surface topography for the inherent antimicrobial properties of “as-fired” Si3N4 implants, as MRSA cannot adhere directly to its native surface, but can adhere with similar affinity as it does on SS, Ti, and PEEK implants when its native surface is machined and nitrogen annealed.
Differential host responses to sterile and septic “as-fired” vs. machined Si3N4 implants in vivo
To assess the effects of surface topography on Si3N4 implants in vivo, an established murine tibia model was utilized.15 Initially, a cross-sectional time course evaluation was performed using sterile “as-fired” versus machined Si3N4 implants harvested from mice on days 1, 3, 5, 7, 10, and 14 after tibial insertion, via descriptive SEM (Figure 4). The results demonstrated that the highly reactive “as fired” Si3N4 implant surface progressively transformed towards osseointegration over time as follows. Phenotypically, “as fired” Si3N4 implant surfaces were highly reactive with host factors and blood cells shortly after implantation, as evidenced by the rich fibrin coating and presence of leukocytes and erythrocytes attached to this matrix (Figs. 4B, B1). By day 3, rounded/oval cells morphologically consistent with mesenchymal stem cells (MSCs) were present on the surface (Figs. 4D, D1). The prominent cells on the implant surface on day 5 were rounded to polygonal in appearance, and were phenotypically consistent with differentiating MSCs (Figs. 4F, F1). Large polygonal mesenchymal cells consistent with an osteoblast phenotype first appeared on “as fired” Si3N4 implant surfaces on day 7 (Figs. 4N, N1), and thereafter these implants were primarily occupied by osteoblastic cells organizing to form a dense coating (Figs. 4P, P1, R, R1). In contrast, machined Si3N4 implant surfaces were largely non-reactive with the host, and did not display any remarkable changes over time (Figs. 4G-L, S-X).
To assess the effects of surface topography on septic Si3N4 implants in vivo, the descriptive SEM cross-sectional time course study was repeated for “as fired” versus machined Si3N4 implants that were exposed to a MRSA overnight culture prior to surgical implantation (Figure 5). These results also showed that the highly reactive “as fired” Si3N4 implant surface displayed a progressive transformation from a MRSA infected condition to an apparent pre-osseous interface over time. On day 1 post-op, bacterial biofilm on the implant surface appeared to be attacked by inflammatory cells (Fig. 5B), and the mature bacterial biofilm pods appeared elevated from the surface by inflammatory cells anchored with fibrin cables on day 3 (Fig. 5D). On day 5, the eradicated bacteria appeared to be replaced by a mixture of round cells, which were morphologically consistent with macrophages, together with small numbers of polygonal cells (Fig. 5F). Thereafter, the “as fired” Si3N4 implant surface was covered with polarized cells with an osteoblastic appearance (Figs. 5G-H). In contrast, machined Si3N4 implant surfaces were less reactive with both bacteria and host cells. Bacteria were rarely found in biofilms on implants harvested 1-day post-op (Fig. 5N). By day 3, no bacteria were found, and few activated macrophages were appeared on the surface (Fig. 5P). Thereafter, machined Si3N4 implant surfaces were incompletely coated by red and white blood cells (Figs. 5Q-X).
DISCUSSION
Bone infections are the bane of orthopaedic surgery, of which the vast majority are caused by Staphylococcal species.1 While the number of bone infections following primary elective surgery is low (1–5%), reinfection rates are very high (15–40%),19–23 which has led to the orthopaedic paradigm that S. aureus infection of bone is incurable.24 Additionally, surgical site infections are known to be a non-random event that is largely determined by patient-specific factors, as infections are caused by only a few prevalent nosocomial strains (i.e. MRSA USA300);25 and implementation of the most rigorous surgical systems (i.e. Surgical Care Improvement Project (SCIP) measures) is incapable of reducing infection rates below 1%.26, 27 Moreover, ~13% of orthopaedic patients infected with S. aureus become septic and die from multiorgan failure.28–30 Thus, there has been a tremendous quest to produce antimicrobial implants. In general, these efforts have been largely focused on coating existing orthopaedic implants with: 1) metal ions (e.g. silver31 and copper32) which has proven to be limited due to toxicity issues;33 and 2) antibiotics (e.g. gentamicin34 and vancomycin35) which limits the osteoconduction of the implant. Thus, an important alternative approach is to find an implantable biomaterial that is inherently antimicrobial and osteoconductive.
Si3N4 is a synthetic non-oxide ceramic that is used in many industrial applications, and has been investigated or adapted as a biomedical material since 1989.10, 12, 36–42 The rationale for using Si3N4-based implants in skeletal reconstruction is based on its favorable combination of mechanical strength, microstructure, and cytotoxicity.12, 41 Polished and porous implants made of Si3N4 have shown encouraging outcomes in spine and maxillofacial surgery.12, 41 Most interestingly, initial studies have demonstrated that Si3N4 is empirically antimicrobial and osteoconductive,10 making it a very attractive biomaterial for orthopaedic surgery. In contrast to the limited clinical experience with Si3N4, implants made of SS, Ti, and their alloys have been used in skeletal reconstruction for many decades.43, 44 More recently, PEEK, a polymer with modest strength and a low modulus of elasticity compared with metal, has been investigated as an orthopedic biomaterial,45 and is commonly used in spine surgery.46 However, SS, Ti, and PEEK are not known to have inherent antimicrobial activities. Thus, this head-to-head study assessed the ability of MRSA to adhere to SS, Ti, PEEK, and Si3N4 implants in vitro. Additionally, as the role of surface topography in bacterial adherence to Si3N4 implants is unknown, “as fired” versus machined Si3N4 implants were also compared. While the results of these in vitro experiments with MRSA (Figs. 2 and 3) corroborated prior studies demonstrating greater antimicrobial effects of Si3N4 implants compared to SS, Ti, and PEEK,10,12 the more interesting observation was that MRSA cannot directly bind to the “as fired” Si3N4 implant surface (Figs. 2(I), 2(K)–2(N)). However, removal of the nanotopography via machining and nitrogen annealing rendered Si3N4 implants susceptible to MRSA adhesion (Figs. 2(J), 2(O)–2(R)). It was also interesting to find that SS implants displayed greater antimicrobial activity versus Ti implants, as assessed in our in vitro CFU assay (Fig. 3). As this finding is somewhat inconsistent with prior studies that have failed to observe similar findings,47–49 follow up experiments are warranted. While the present study did not delve into the mechanisms responsible for the observed differences, the enhanced resistance to MRSA by the “as-fired” Si3N4 may be two-fold. First, the acicular pillared nanostructured features of the “as-fired” surface inhibited initial attachment of MRSA cells. Secondly, there may be a chemical resistance associated with the minute elution of an oxidative form of nitrogen (i.e., peroxynitrite, ONOO−). These combined mechanisms are plausible based on research from other investigators. For instance, Xu et al. demonstrated that a combination of nano-pillared polyurethane biomaterial (400 to 500 nm spikes) doped with a nitrogen emitting compound (S-nitroso-N-acetylpenicillamine) was more effective in inhibiting the bacterial adhesion of Staphylococcus epidermidis than either treatment method alone;50 and Pezzotti et al. specifically showed that the release of nitrogen from Si3N4 in the form of peroxynitrite was an effective deterrent in the attachment of Porphyromonas gingivalis.51 Undoubtedly, the topography and higher surface area associated with “as-fired” in comparison to “machined” Si3N4 enhanced both mechanistic effects.
In order to best assess in vivo responses to “as fired” and machined Si3N4 implants within the bone microenvironment, a murine tibia model designed to quantify biofilm formation within a prospective 1mm2 region of interest (ROI) was chosen.15 It was surprising to discover that the murine host response to these Si3N4 implants was Boolean, as the vast majority of the “as fired” surface was covered by day 1 post-op, while the machined surface remained naked throughout the 14 day study period (Figure 4). Similarly, the analyzed ROIs of MRSA contaminated Si3N4 implants showed that the “as fired” surfaces were dramatically more reactive with the host, rendering quantitative assessment of differences in the % surface coverage meaningless. Thus, while a notable weakness of these in vivo studies is the absence of quantitative analyses, the primary goal of identifying important differences between “as fired” and machined Si3N4 surfaces was achieved. Moreover, the study provided important insights into the antimicrobial and osteoconductive mechanisms of this unique biomaterial. Specifically, several hypothesis were generated on observations that will serve as the scientific premise of future studies, including: 1) the inability of MRSA to directly adhere to native “as fired” surfaces (Figs. 5B, D); 2) the ability of host inflammatory cells and extracellular matrix fibers to elevate MRSA biofilm/pods from the “as fired” surface to allow effective bacterial clearance by phagocytes (Figs. 5A-F); and 3) the transformation from an inflammatory cell coated surface (Fig. 5F) to an osteoblastic coated surface (Figs. 5E-L). On the negative side, observations demonstrating minimal host cell interactions with machined and nitrogen-annealed Si3N4 surfaces diminish enthusiasm for future studies with these types of implants.
In addition to the absence of quantitative outcome measures, there are three other notable limitations of this study. The first is that only USA300 was evaluated, rather than a multitude of methicillin sensitive and resistant strains of S. aureus that represent clinical infections. The decision to focus this exploratory study on USA300 was based on publications indicating that this MRSA strain is the most prevalent in surgical site infections,9, 25 and that different S. aureus strains behave similarly in the murine implant model.15 It is also known that the presence of human serum/plasma can impact bacterial adhesion to implant surfaces.52 Thus, appropriate follow-up studies are need to confirm the clinical significance of our findings. The other limitation is the absence of formal radiographic, biomechanical, and histological analyses to assess osseointegration of “as fired” versus machined Si3N4 implants. As these are critical factors that will determine the clinical utility of Si3N4 implants for various indications, future studies to established differences and elucidate their osteoconductive mechanisms are warranted.
Acknowledgments
The authors wish to thank Gayle Schneider of the URMC Electron Microscope Shared Resource Laboratory for her technical assistance.
Conflicts of interest: Bryan J. McEntire, MBA, PhD, is Chief Technology Officer of Amedica Corporation. He has received stock and is a paid employee.
B. Sonny Bal, MD, JD, MBA, is Chairman of the Board, Chief Executive Officer, President and Principal Financial Officer of Amedica Corporation. He has received stock and financial compensation.
Grant sponsors: Amedica Corporation and National Institutes of Health, Grant number: P30 AR069655, P50 AR072000.
References
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