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. Author manuscript; available in PMC: 2019 Feb 1.
Published in final edited form as: Int J Geriatr Psychiatry. 2017 Jul 24;33(2):405–413. doi: 10.1002/gps.4761

Trajectories of depressive and anxiety symptoms in older adults: A 6-year prospective cohort study

Sophie E Holmes 1, Irina Esterlis 1, Carolyn M Mazure 1, Yen Ying Lim 2, David Ames 3,4, Stephanie Rainey-Smith 5, Chris Fowler 2, Kathryn Ellis 4, Ralph N Martins 5,6, Olivier Salvado 7, Vincent Doré 7,8, Victor L Villemagne 2,8, Christopher C Rowe 8, Simon M Laws 5,9,10, Colin L Masters 2, Robert H Pietrzak 1,12, Paul Maruff 2,11, for the Australian Imaging, Biomarkers and Lifestyle Research Group
PMCID: PMC5773367  NIHMSID: NIHMS887548  PMID: 28736899

Abstract

Objective

Depressive and anxiety symptoms are common in older adults, significantly affect quality of life and are risk factors for Alzheimer’s Disease. We sought to identify the determinants of predominant trajectories of depressive and anxiety symptoms in cognitively normal older adults.

Method

423 older adults recruited from the general community underwent Aβ PET imaging, APOE and BDNF genotyping and cognitive testing at baseline and had follow-up assessments. All participants were cognitively normal and free of clinical depression at baseline. Latent growth mixture modeling (LGMM) was used to identify predominant trajectories of subthreshold depressive and anxiety symptoms over 6 years. Binary logistic regression analysis was used to identify baseline predictors of symptomatic depressive and anxiety trajectories.

Results

LGMM revealed two predominant trajectories of depressive and anxiety symptoms: a chronically elevated trajectory and a low, stable symptom trajectory, with almost 1 in 5 participants falling into the elevated trajectory groups. Male sex (relative risk ratio [RRR]=3.23), lower attentional function (RRR=1.90) and carriage of the BDNF Val66Met allele in women (RRR=2.70) were associated with increased risk for chronically elevated depressive symptom trajectory. Carriage of the APOE ε4 allele (RRR=1.92) and lower executive function in women (RRR=1.74) were associated with chronically elevated anxiety symptom trajectory.

Conclusion

Our results indicate distinct and sex-specific risk factors linked to depressive and anxiety trajectories, which may help inform risk stratification and management of these symptoms in older adults at risk for Alzheimer’s Disease.

Introduction

Subthreshold depressive and anxiety symptoms are defined as those that have a meaningful impact on quality of life and/or functioning but remain below the threshold necessary for formal diagnosis of a mood disorder1, 2. Subthreshold depressive and anxiety symptoms affect 15–25%35 and 24–43%2, 3, 5 of older adults in the general community, respectively. These symptoms can be chronic in nature6, 7, and are associated with reduced functioning and quality of life,3, 7, 8 as well as increased risk for Alzheimer’s disease (AD)9, 10,11. Thus, such symptoms are important to identify and treat, and could be instrumental in ascertaining early manifestations of age-related neurodegenerative disease.

Support for the relationship between depressive and anxiety symptoms and AD comes from studies showing that these symptoms are associated with increased amyloid load12, 13, 14, carriage of the apolipoprotein epsilon 4 (APOE ε4) allele1517 and the val66Met polymorphism of the brain derived neurotrophic factor (BDNF) gene18, as well as with higher salivary cortisol levels 19, 20 and faster cognitive decline2123. However, to date, no study has sought to understand how markers of the AD prodrome, such as demographic factors (e.g., sex, education), amyloid burden, genetic risk factors (e.g., APOE ε4) and cognition, may relate to the longitudinal trajectory of depressive and anxiety symptoms.

Aims of the study

To address these gaps in understanding, the first aim of the current study was to identify the nature and magnitude of changes in depressive and anxiety symptoms over six years in a large cohort of cognitively normal older adults. The second aim was to evaluate AD-related biological risk factors such as amyloid level, demographic risk factors such as female sex and low education level, genetic factors such as carriage of an APOE ε4 or BDNFval66met allele24, and cognitive factors such as reduced executive function and attention2529, as possible determinants of symptomatic trajectories of depressive and anxiety symptoms.

Method

Participants

Participants were 423 cognitively normal older adults who had undergone Aβ PET imaging and genotyping as part of the Australian Imaging, Biomarkers and Lifestyle (AIBL) study of aging 30 and completed clinical assessments over 6 years. Table 1 shows demographic and clinical characteristics of the sample. Exclusion criteria at entry were: a diagnosis of schizophrenia, presence of clinical depression as assessed by ≥6 on the Geriatric Depression Scale [GDS-15], a diagnosis of Parkinson’s disease, previous head injury with >1 hour of posttraumatic amnesia, cancer within the last 2 years, stroke, diabetes, obstructive sleep apnea where disclosed, and heavy regular alcohol intake. Medical, psychiatric and neuropsychological data were used to confirm the cognitive health and clinical classification of each participant. The institutional research and ethics committees of Austin Health, St Vincent’s Health, Hollywood Private Hospital and Edith Cowan University approved the study. All participants gave written informed consent.

Table 1.

Demographic and clinical characteristics of the sample (n=423)

Mean (SD) or n (%) Range
Age 69.4 (6.6) 60–89
Sex
 Male 192 (45.4%) -
 Female 231 (54.6%) -
Education
  <15 yrs 264 (62.4%) -
  >15 yrs 157 (37.1%) -
HADS depression score 2.6 (2.3) 0–14
HADS anxiety score 4.3 (2.9) 0–15
Aβ+ 97 (22.9%) -
APOE ε4 carrier 115 (27.2%) -
BDNFMet carrier 156 (36.9%)
Cortisol (ng/mL) 143.9 (62.7) 19.6–522.7
Executive function composite score 0.01 (0.8) −2.16–2.63
Attention composite score 0.02 (0.8) −1.67–2.41

Note. HADS, Hospital Anxiety and Depression Scale; Aβ+, PET scans with above threshold levels of β-amyloid; APOE ε4 carrier, individuals with 1 or 2 copies of the apoliprotein epsilon 4 allele; BDNFMet carrier, brain-derived neurotrophic factor val66Met allele carrier; SD, standard deviation

PET imaging and genotyping

Aβ imaging with PET was conducted using [11C]PiB (PiB), [18F]florbetapir (FBP) or [18F]flutemetamol (FLUTE). Given different pharmacokinetic characteristics, a different acquisition protocol was adopted for each tracer. Thirty minute acquisitions were started 40 minutes after injection of PiB, and 20-minute acquisitions were performed 50 minutes after injection of FBP and 90 minutes after injection of FLUTE. The outcome measure was standardized uptake value ratio (SUVR). Cerebellar cortex, whole cerebellum and pons were used as reference regions for PiB, FBP or FLUTE, respectively. The SUVR was classified dichotomously as low or high (Aβ− or Aβ+), with thresholds set at 1.5, 1.10 or 0.62 for PiB, FBP or FLUTE, respectively 30. Blood samples were collected for APOE and BDNF genotyping, as previously described31. Morning fasted plasma cortisol levels were analyzed using a cortisol enzyme-linked immunosorbent assay (IBL International GmbH, Hamburg, Germany). PET imaging, genotyping and measurement of cortisol was performed at baseline.

Anxiety and depressive symptoms, and neuropsychological assessment

Depressive and anxiety symptoms were assessed at baseline, and at 1.5-, 3-, 4.5-, and 6-year follow-up assessments using the Hospital Anxiety and Depression Scale (HADS)32. Cut-off scores of ≥8 on the depression and anxiety subscales were used as indicative of clinically significant depression and anxiety symptoms, as recommended by the developers of the HADS32 and consistent with a review concluding that 8 is an optimal cut-off score for the HADS subscales33. Comprehensive neuropsychological assessment was also conducted at these time points, with composite scores of cognitive functioning derived from standardized scores in relation to a large normative database30. Composite scores were computed for tests of executive function (Cogstate One-Back, Letter Fluency, Category Fluency Switching [Fruit/Furniture]); episodic memory (Logical Memory delayed recall, California Verbal Learning Test, Rey Complex Figure Test [RCFT] 3-min delayed recall, RCFT 30-min delayed recall, Cogstate One-Card Learning); language (Category Fluency [Animals/Boys’ Names], Boston Naming Test); and attention (Digit Symbol, Cogstate Detection, Cogstate Identification). The calculation and validation of these composite scores have been described previously30.

Data analysis

To identify predominant trajectories of depressive and anxiety symptoms, latent growth mixture modeling (LGMM) was applied to HADS-assessed depressive and anxiety symptoms over the 6-year study period using robust full-information maximum likelihood estimation in Mplus, version 7.11. To determine the best fitting trajectories, 1- to 5-class unconditional LGMMs were compared for relative fit using conventional fit indices34. Best fitting models were identified based on smaller Bayesian Information Criterion and Akaike Information Criterion values, higher entropy values, and from results of the Lo-Mendell-Rubin likelihood test and bootstrap likelihood ratio test, which quantify the likelihood that the data can be described by a model with one less trajectory. Class sizes, parsimony, and theoretical interpretability were also considered when identifying optimal solutions. To enhance generalizability, the final model selected contained a meaningful proportion of the sample (>10%) in the smallest class. Each participant was assigned the class having the greatest posterior probability. Bivariate analyses were then used to evaluate relationship between each predictor variable and symptomatic trajectories of depressive and anxiety symptoms. Variables associated significantly (p<0.05) with symptomatic trajectories were then entered into binary logistic regression analyses using Forward Wald estimation to identify independent baseline predictors of symptomatic depressive and anxiety trajectories. Moderating effects of sex24 were evaluated by incorporating interaction terms (e.g. Aβ × sex) into these models.

Results

As shown in Table 2, a 2-class solution was determined to be the optimal model for both depression and anxiety symptoms, fitting the data better than the 1- 3- and 4- and 5-class solutions. For depressive symptoms, the 2-class model was characterized by a low/stable trajectory group, in which scores on the depressive subscale of the HADS were low at baseline and followed a stable trajectory over time (n=346, 81.8%, intercept=1.9 (standard error[SE]=0.1, slope= −0.002 [SE=0.002]) and an elevated depressive symptom trajectory group, characterized by persistently elevated depressive symptoms across the study period (n=77, 18.2%, intercept=5.3 (SE=0.5), slope=0.006 [SE=0.007]) (Figure 1). In this group, 16.7% (n=9), 9.3% (n=5), 22.2% (n=12), 20.4% (n=11), and 24.1% (n=13) screened positive for clinically significant depressive symptoms (score ≥ 8) at the baseline, and 1.5-, 3-, 4.5-, and 6-year assessments, respectively.

Table 2.

Fit indices for 1- to 5-class unconditional latent growth mixture models of depressive and anxiety symptoms over the 6-year study period

Depressive symptoms

Class Log-likelihood AIC BIC SSABIC Entropy LMR adjusted LRT p % in smallest class
1 −3611.39 7242.77 7283.25 7251.51 100
2 −3567.91 7161.82 7214.44 7173.18 0.83 0.0042 18.9
3 −3554.23 7140.47 7205.23 7154.45 0.88 0.0656 0.4
4 −3531.35 7100.71 7177.61 7117.31 0.874 0.0863 0.5
5 −3523.16 7090.33 7179.37 7109.56 0.879 0.1974 0.5

Anxiety symptoms

Class Log-likelihood AIC BIC SSABIC Entropy LMR adjusted LRT p % in smallest class

1 −4046.79 8113.59 8154.06 8122.33 100
2 −4028.65 8083.3 8135.92 8094.67 0.688 0.0127 17
3 −4021.32 8074.64 8139.4 8088.62 0.731 0.57 3.4
4 −4017.15 8072.29 8149.19 8088.9 0.786 0.19 0.7
5 Failure of model convergence

Note. AIC=Akaike Information Criterion; BIC=Bayesian Information Criterion; SSABIC=Sample size-adjusted Bayesian Information Criterion; LMR LRT=Lo-Mendell-Rubin likelihood ratio test.

Figure 1.

Figure 1

For anxiety symptoms, the 2-class model was characterized by a stable trajectory group, characterized by lower than average anxiety HADS scores at baseline and stable trajectory of scores over time (n=351, 83.0%, intercept=3.9 (SE=0.2, slope= −0.02 [SE=0.002]) and an elevated anxiety symptom trajectory group, characterized by higher anxiety HADS scores at baseline and a slight increase in scores over time (n=72, 17.0%, intercept=5.4 (SE=0.4), slope=0.029 [SE=0.007]) (Figure 2). In this group, 33.3% (n=24), 30.6% (n=22), 31.9% (n=23), 41.7% (n=30), and 31.9% (n=23) screened positive for clinically significant anxiety symptoms at the baseline, and 1.5-, 3-, 4.5-, and 6-year assessments, respectively

Figure 2.

Figure 2

Examination of overlap of the 2-class anxiety and depressive symptom trajectory solutions revealed that, of the elevated anxiety trajectory group, only 27 (37.5%) were in the elevated depression trajectory group. Given this low overlap of elevated depressive and anxiety trajectories, determinants of symptomatic trajectories were examined separately.

Table 3 shows results of bivariate analyses that examined how baseline demographic, biological, and cognitive variables were associated with depressive and anxiety symptom trajectories. Compared with the stable/low depressive symptom trajectory group, the elevated depressive symptom trajectory group was older, more likely to be male, and scored lower on baseline measures of executive function and attention; and for women, more likely to carry the BDNF Met allele. Compared with the stable/low anxiety symptom trajectory, the elevated anxiety symptom trajectory group was more likely to be comprised of APOE ε4 allele carriers (a finding driven by men) and, for women, lower executive function scores were associated with an elevated anxiety symptom trajectory.

Table 3.

Results of bivariate analyses evaluating baseline correlates of predominant depression and anxiety trajectories over the 6-year study period

Stable depressive trajectory Increasing depressive trajectory F or χ2, p Stable anxiety trajectory Increasing anxiety trajectory F or χ2, p

Mean (SE) or n (%) Mean (SE) or n (%) Mean (SE) or n (%)
Age 69.0 (0.34) 71.8 (0.95) 8.53, 0.004 69.5 (0.4) 68.9 (0.8) 0.47, 0.494
Male sex 160 (43.4%) 32 (59.3%) 4.80, 0.028 163 (46.4%) 29 (40.3%) 0.92, 0.339
Education < 15 yrs 116 (41.6%) 19 (47.5%) 0.50, 0.478 153 (57.3%) 31 (59.6%) 0.10, 0.440
APOE ε4 carrier (total) 102 (27.6%) 13 (24.1%) 0.30, 0.582 87 (24.8%) 28 (38.9%) 6.00, 0.014
APOE ε4 male 39 (24.4%) 10 (31.3%) 0.66, 0.272 34 (20.9%) 15 (51.7%) 12.34, 0.001
APOE ε4 female 63 (30.1%) 3 (13.6%) 2.66, 0.103 53 (28.2%) 13 (20.2%) 0.07, 0.789
BDNFMet carrier (total) 132 (38.5%) 30 (55.6%) 0.70, 0.405 125 (38.5%) 31 (43.1%) 0.52, 0.470
BDNFMet male 60 (40.3%) 10 (31.3%) 0.90, 0.342 56 (36.8%) 14 (48.3%) 1.34, 0.247
BDNFMet female 72 (37.1%) 14 (63.6%) 5.80, 0.016 69 (39.9%) 17 (39.5%) 0.00, 0.967
Aβ+ (total) 85 (23.0%) 12 (22.2%) 0.02, 0.894 80 (22.8%) 17 (23.6%) 0.02, 0.880
 Aβ+ male 37 (23.1%) 8 (25.0%) 0.05, 0.819 39 (23.9%) 6 (20.7%) 0.14, 0.705
 Aβ+ female 48 (23.0%) 4 (18.2%) 0.26, 0.609 41 (21.8%) 11 (25.6%) 0.29, 0.593
Cortisol (total) 144.1 (3.3) 142.4 (8.3) 0.04, 0.849 145.4 (3.4) 136.2 (6.7) 1.28, 0.258
 Cortisol male 139.4 (5.1) 139.8 (9.1) 0.00, 0.974 141.2 (5.0) 130.0 (9.9) 0.78, 0.378
 Cortisol female 147.6 (4.3) 146.1 (15.8) 0.10, 0.919 149.1 (4.7) 140.3 (8.9) 0.68, 0.411
Executive function (total) 0.05 (0.04) −0.25 (0.09) 6.40, 0.012 0.04 (0.04) −0.14 (0.08) 2.78, 0.096
 Executive function male −0.07 (0.06) −0.34 (0.13) 3.48, 0.064 −0.13 (0.06) −0.06 (0.11) 0.19, 0.664
 Executive function female 0.14 (0.06) −0.12 (0.14) 1.92, 0.167 0.18 (0.06) −0.18 (0.11) 6.66, 0.011
Attention (total) 0.06 (0.04) −0.27 (0.10) 8.30, 0.004 0.05 (0.04) −0.14 (0.08) 3.28, 0.071
 Attention male 0.12 (0.06) −0.29 (0.14) 7.56, 0.007 0.08 (0.06) −0.04 (0.12) 0.594, 0.442
 Attention female 0.007 (0.5) −0.24 (0.15) 2.05, 0.153 0.02 (0.06) −0.20 (0.10) 2.77, 0.097

Note. Bolded F and p values indicate statistically significant differences between trajectory groups (p<0.05)

Binary logistic regression analysis predicting an elevated depressive symptom trajectory revealed a main effect of sex, with men more likely to be in the elevated depressive symptom trajectory group than women (Wald χ2=7.48, p=0.005; relative risk ratio [RRR]=3.23, 95% confidence interval (CI)=1.41–7.35). Lower attention composite scores were also associated with greater likelihood of being in the elevated depressive symptom trajectory group (Wald χ2=9.22, p=0.002; RRR=1.90, 95%CI=1.25–2.87). Further, there was a significant BDNF × sex interaction, with female Met allele carriers being more likely than male Met allele carriers to be in the elevated depressive symptom trajectory group (Wald χ2=4.41, p=0.036; RRR=2.70, 95%CI=1.07–6.82). Specifically, of female Met carriers, 63.6% (n=14/22) were in the elevated depressive symptom trajectory group compared to 37.1% (n=72/194) in the stable/low trajectory group. Main and interactive effects of Aβ, cortisol, APOE, education level and executive function were unrelated to the elevated depressive symptom trajectory (all Wald χ2<1.41, all p’s>0.235)

Binary logistic regression analysis predicting an elevated anxiety symptom trajectory revealed a main effect of APOE ε4 allele carriage in predicting this trajectory (Wald χ2=5.41, p=0.020; RRR=1.92, 95%CI=1.11–3.33). Of ε4 carriers, 38.9% (n=28/72) were in the elevated anxiety symptom trajectory group vs. 24.8% (n=87/351) in the stable/low anxiety trajectory group. There was also a significant interaction between executive function and sex (Wald χ2=5.98, p=0.014; RRR=1.74, 95%CI=1.12–2.71), with lower executive function scores in women, but not men, being linked to the elevated anxiety symptom trajectory. Main and interactive effects of Aβ, cortisol, BDNF, education level, and attention scores were unrelated to an elevated anxiety symptom trajectory (all Wald χ2<1.55, all p’s>0.213).

Discussion

This study is among the first to evaluate the nature and determinants of predominant longitudinal trajectories of depressive and anxiety symptoms in older adults. Results revealed that a significant proportion of older adults have a trajectory of elevated depressive (18%) and anxiety (17%) symptoms, which have distinct and sex-specific risk factors. Specifically, male sex, lower attentional function, and carriage of the BDNF Val66Met allele in women were linked to an elevated depressive symptom trajectory; while carriage of the APOE ε4 allele and lower executive function in women were linked to an elevated anxiety symptom trajectory. Of note, APOE status was not disclosed, so knowledge of increased AD risk was not driving symptoms.

In a previous cross-sectional study, we found that female BDNF Val66 Met carriers reported greater severity of depressive symptoms24. The current data show that this increase remains over time. BDNF is important for neuronal proliferation and survival, and regulation of synaptic plasticity35. Lower CNS BDNF has been proposed to be involved in the pathophysiology of depression due to a resultant reduction in neurogenic cell survival and decline in hippocampal function36. The BDNF Val66Met variant is associated with lower levels of BDNF37, and there is some evidence for an association between the BDNF val66Met allele and vulnerability for depression38. For example, one study found a significantly greater proportion of Met allele carriers in depressed elderly individuals compared to controls39, supporting a role for the BDNF Met allele in depressive symptoms in older adults. Our finding that this polymorphism was linked to risk for an elevated depressive symptom trajectory in women but not men is consistent with preclinical data indicating that female but not male BDNF knockout mice display a striking increase in depressive-like behavior,40 as well as human data that women with the BDNF Val66Met genotype are particularly vulnerable to social stress mediated by HPA axis activity41. This sex-specific finding also aligns with evidence that many genes act differentially in males and females42, possibly due to hormonal influences. Indeed, estrogen has a regulatory effect on BDNF expression43 and may thus underlie sex-specific associations between the BDNF Val66Met allele and an elevated depressive symptom trajectory.

Lower attentional function at baseline was also associated with a chronically elevated trajectory of depressive symptoms. This finding is consistent with research showing that lower attentional function is associated with higher levels of anxiety and depression symptoms 44. For example, a large prospective study in the Netherlands found that lower attentional function in older adults at their baseline assessment was associated with an accelerated increase in depressive symptoms45. It is thought that individuals with lower attentional function may have greater difficulties with emotion regulation46. Indeed, mounting evidence from neuroimaging studies suggests that diminished top-down control from prefrontal brain regions crucial for attentional function is associated with reduced modulation of brain regions implicated in emotion, such as the amygdala47, 48. It is also possible that older adults with depressive symptoms have limited processing efficiency due to ruminative thinking, which can preoccupy attentional resources49. Taken together, these findings suggest that interventions designed to improve attentional function, for example through the use of ‘cognitive-enhancing’ drugs such as modafinil50 and cognitive rehabilitation51, may help mitigate risk for chronic depressive symptoms in cognitively normal older men and women.

APOE ε4 allele carriage was associated with a chronic trajectory of anxiety symptoms, independently of Aβ load. In our previous cross-sectional study, we found that APOE ε4 allele carriage was associated with greater severity of anxiety symptoms assessed at baseline, both independently and in conjunction with Aβ load. Here, we did not observe an interaction between Aβ and APOE ε4 allele carriage in predicting a chronically elevated anxiety symptom trajectory, but did observe an independent association between APOE ε4 and this outcome. A link between APOE ε4 carriage and anxiety has been demonstrated previously53 and there is evidence that probable AD patients who are APOE ε4 allele carriers report greater severity of anxiety symptoms than non-ε4 carriers52. APOE ε4 allele carriage is also associated with cognitive decline and increased susceptibility to AD53. Taking this together with mounting evidence indicating that anxiety can increase risk for cognitive decline28, 54, 55 and dementia10, 56, it is plausible that APOE ε4 allele carriage is associated with manifestation of anxiety symptoms in the first instance, thus representing an upstream risk factor for AD. Given that APOE ε4 allele carriage is linked to an increase in the rate and extent of amyloid deposition in the brain57, increased amyloid load is likely to be involved in—and possibly mediates—the association between APOE ε4 allele carriage and the development and maintenance of anxiety symptoms. While our cross-sectional findings24 revealed that an interaction between Aβ and APOE ε4 was strongly associated with severity of anxiety symptoms in older women, this interaction was unrelated to a chronically elevated anxiety symptom trajectory. One explanation for this is that in the current study, we examined determinants of predominant trajectories of anxiety and depressive symptoms, not variance in overall symptom levels. Consequently, a reduction in statistical power (i.e., 18% of the sample showing a chronically elevated anxiety symptom trajectory) may, at least in part, account for this discrepancy between the cross-sectional and longitudinal findings.

Reduced executive function was associated with a chronically elevated anxiety symptom trajectory in women. This finding is consistent with research showing that reduced executive control over subcortical threat-related processing may be linked to anxiety58, 59,60. For example, fMRI studies have shown that increased anxiety levels are associated with both increased amygdala response to threat distractors and with reduced activation of the PFC in response to threat-processing58 and symptom provocation61. The finding that reduced executive function was linked to a chronically elevated anxiety symptom trajectory in women but not men may be attributable, at least in part, to ruminative thinking, which is more common in women than men62. Rumination plays a major role in anxiety-related thinking, and is thought to deplete executive resources that are necessary for cognitive regulation of emotion and behavior. Specifically, as ruminative thinking is verbal in nature, it is thought to preoccupy prefrontal circuits underlying executive function, and to divert attentional resources to threat-related information, which may in turn perpetuate symptoms of anxiety28, 63. Women with lower executive function might therefore be at a greater risk for experiencing higher and increasing levels of anxiety over time. Interventions aimed at reducing ruminative thinking and improving executive functioning, for example through cognitive behavioral therapy64 or ‘brain training’65, may minimize or prevent anxiety symptoms, which may in turn reduce the risk for cognitive decline and AD in older adults.

Methodological limitations of this study must be noted. First, the AIBL sample included a larger number of APOE ε4 carriers than is observed in the general population, as well as high levels of social class and education, and thus the results may not be generalizable to population-based samples. Second, although all of the older adults studied were cognitively normal at baseline, the sample included older adults who went on to develop MCI and AD. Additional research is needed to examine the nature and predictors of depressive and anxiety symptoms in those who went on to develop MCI or AD specifically. Third, given that the majority of older adults in our sample had subthreshold depressive and anxiety symptoms, more subtle pathological changes in these symptoms that are linked to Aβ and cortisol may not have been detectable. Furthermore, the generalisability of results is limited to older adults who did not meet screening criteria for depression on the GDS at baseline, and further research is needed to examine the nature and determinants of depressive and anxiety trajectories in more psychiatrically heterogeneous samples of cognitively normal older adults. Fourth, it is possible that older adults with high levels of both depressive and anxiety symptoms are associated with distinct risk factors. A lack of statistical power prevented examination of this group separately, but it would be important for future research to examine the trajectories and factors associated with comorbid depressive and anxiety in older adults. Finally, other biological and psychological risk factors for depressive and anxiety symptoms, which were not assessed in the AIBL study (e.g. inflammatory markers, childhood adversity and trauma history), may also contribute to and moderate the assessed variables in predicting symptomatic trajectories of depressive and anxiety symptoms in older adults.

Notwithstanding these limitations, to our knowledge, this study is among the first to evaluate biological, demographic and cognitive factors associated with longitudinal trajectories of depressive and anxiety symptoms in older adults. Given that depressive and anxiety symptoms may be an early manifestation of neurodegenerative disease12, 13, 66, results of the current study may help to inform prevention and treatment efforts aimed at mitigating risk for cognitive decline and AD in at-risk older adults. Further research is needed to replicate these results; evaluate additional biopsychosocial factors that may additionally inform prediction of chronic depressive and anxiety symptom trajectories; and examine whether personalized therapies that target specific risk factors for chronic depressive and anxiety symptoms may help reduce these symptoms, preserve cognitive function, and mitigate risk for AD.

Acknowledgments

Alzheimer’s Australia (Victoria and Western Australia) assisted with promotion of the study and the screening of telephone calls from volunteers. We thank all the participants who underwent assessments and the staff who collected the data. Funding for the study was provided in part by the study partners (Commonwealth Scientific Industrial and Research Organization (CSIRO), Edith Cowan University (ECU), Mental Health Research Institute (MHRI), National Ageing Research Institute (NARI), Austin Health, CogState Ltd]. The study received support from the National Health and Medical Research Council (NHMRC) Australia via a project grant (APP1009292) awarded to SML and RNM, as well as funding from the Science and Industry Endowment Fund (SIEF) and the Cooperative Research Centre for Mental Health (CRCMH), an Australian Government Initiative. Drs. Holmes and Esterlis are supported by National Institutes of Health grants 5R01MH104459 and 1K01MH092681. Dr. Pietrzak is supported in part by the U.S. Department of Veterans Affairs National Center for Posttraumatic Stress Disorder.

Footnotes

Declaration of Interest

The authors report no conflicts of interest.

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