SYNOPSIS
Unlike traditional food allergies, IgE is not a key mediator of eosinophilic esophagitis (EoE). Nonetheless, foods antigens are important triggers of EoE, and allergists play an important role in management of this chronic disease. This review addresses insights into the diagnosis and management as it relates to our evolving understanding about the pathogenesis of EoE.
Keywords: Eosinophilic esophagitis, food allergy, elimination diet, IgG4, swallowed steroids
Introduction
Eosinophilic esophagitis (EoE) is defined as a chronic, local, immune-mediated esophageal disease, characterized clinically by symptoms related to esophageal dysfunction and histologically by eosinophil-predominant inflammation1. EoE was first defined as a clinicopathologic syndrome in the 1990s2,3, and since this time, it has become an increasingly appreciated chronic inflammatory disease. EoE is now estimated to affect 10–50/100,000 children and adults in the United States, Canada, Europe, and Australia, and like other allergic conditions, the incidence appears to be increasing4–9. While the underlying pathophysiology of EoE remains unknown, it appears to be due to non-IgE mediated allergic inflammation to allergens, which have been shown to be predominantly food in both children and adults10,11. In this review, we will discuss recent advances as it pertains to the diagnosis and management of EoE.
Symptoms
The presentation of EoE is not uniform across all ages. Young children and toddlers typically present with nausea, vomiting, feeding difficulties, abdominal pain, and failure to thrive12,13. In contrast, teenagers and adults with EoE tend to present with dysphagia, esophageal dysmotility, refractory reflux, or other sequelae related to esophageal remodeling, such as food impaction14–17.
In addition to the symptoms directly related to EoE, there is a clear association of EoE with other atopic diseases, such as allergic rhinitis, asthma, atopic dermatitis, and IgE-mediated immediate food allergy18,19. Recent reports indicate that EoE is also more common in individuals with inflammatory and autoimmune diseases, such as chronic rhinosinusitis, ulcerative colitis, multiple sclerosis and systemic sclerosis20,21. There is also a possible association with connective tissue diseases such as Ehlers-Danlos, Marfan and Loeys-Dietz syndrome22. This suggests that the suspicion for EoE should be heightened in individuals with such diseases.
Pathophysiology
EoE shares many immunologic features with other atopic diseases. In addition to local eosinophilia, studies from human and animal models have shown that EoE is characterized by impaired epithelial barrier function23,24 and infiltration of Th2 CD4+ helper T cells25,26, mast cells27, basophils28, plasma cells29, and group 2 innate lymphoid cells30. While allergen-specific IgE antibodies are also often detected, elimination diets based solely on IgE sensitization have had mixed success31,32, and the use of anti-IgE treatment was not shown to be more efficacious in inducing EoE remission than placebo29. It has been shown, in both pediatric and adult populations, however, that food is a key trigger for EoE33,34. The strongest such evidence comes from trials with elemental diets, where histologic remission rates greater than 90% are observed, although focused food elimination diets also often lead to remission10,11,34. Taken together, EoE is often considered a non-IgE mediated food-antigen driven hypersensitivity35, though the exact mechanism remains unclear.
Candidate and unbiased genetic approaches have identified a number of genes associated with EoE. These include the genes that encode for (or are involved in the regulation of): thymic stromal lymphopoietin (TSLP), filaggrin, desmoglein-1, calpain-14, eotaxin-3, and TGF-β36. Many of these genes are known to be involved in the regulation of barrier function, Th2 induction and tissue remodeling. Consistent with a Th2-related inflammatory milieu, the cytokines IL-4, IL-5 and IL-13 are also up-regulated in EoE37. Emerging data also shows abundant antigen-specific IgG4 in the esophageal mucosa and peripheral blood29,38. To date, the relative importance of these different cellular and molecular mediators in the pathogenesis of EoE remains to be established.
Diagnostic tests
EoE is a clinico-pathologic disease, and thus, the diagnosis depends on certain pathologic findings in individuals with an appropriate clinical history. As such, an esophagogastroduodenoscopy (EGD) is a required part of the work-up for EoE. At the macroscopic level, a number of findings are associated with EoE, including esophageal rings, linear furrows, plaques, stenosis and strictures; however these findings are neither sensitive nor specific for the disease39. Histologic evidence of at least 15 eosinophils per high power field (hpf) on esophageal mucosal biopsy is required for diagnosis. Based on current guidelines, the diagnosis requires that the elevated eosinophils be limited to the esophagus and not be due to other underlying causes of eosinophilia. Furthermore, this esophageal eosinophilia must be present despite 8 weeks of empiric therapy with a protein-pump inhibitor (PPI)40. In those whom there is a favorable response to a PPI (i.e. – the eosinophils drop to less than 15/hpf on repeat endoscopy), the label PPI-responsive esophageal eosinophilia (PPI-REE) is applied. Previous studies, however, demonstrate similar clinical41, histologic, immunologic42,43, and molecular44 characteristics between patients with PPI-REE and EoE, and thus there are currently conflicting opinions as to whether PPI-REE signifies a truly unique pathophysiologic state, or whether it should be considered within the spectrum of EoE45,46. As such, recently published European guidelines have eliminated the criteria for a PPI challenge prior to diagnosing EoE1.
The role for allergy evaluation is important for both the management of EoE and that of comorbid atopic conditions, such as asthma, allergic rhinitis, IgE-mediated food allergy, and atopic dermatitis, which affect a majority of individuals with EoE47–49. Individuals with EoE frequently experience allergic rhinitis symptoms and may have seasonal exacerbations of their EoE50–52, and thus a thorough evaluation of aeroallergen sensitization and treatment of allergic rhinitis symptoms is recommended. Furthermore, children with EoE frequently have concomitant IgE-mediated food allergy19, and thus a careful evaluation of this condition, especially in light of possible elimination diets and food reintroduction, is essential.
As mentioned above, previous studies examining the use of elemental diets in both children and adults with EoE have demonstrated histologic remission in over 90% of patients10,11, suggesting that exposure to certain foods are a key trigger for this condition. However, because elemental diets are burdensome and unappealing to many individuals, efforts have focused on the utility of allergy testing, such as skin prick tests, patch tests, and quantification of food-specific IgE, to design more tailored avoidance diets. In general, studies examining allergy-testing directed diets have shown mixed results, albeit with outcomes inferior to elemental diets (see Table 1). A recent meta-analysis demonstrated that 45% of individuals responded to diets guided by allergy testing, but there was considerable heterogeneity among the studies, which likely reflects different testing approaches34.
Table 1.
Key Studies Assessing the Utility of Allergy Testing in EoE
Study (year) | Testing Modality | # of Subjects |
Histologic Response |
Additional Findings |
---|---|---|---|---|
Children | ||||
Spergel et al (2002)31 | SPT and APT | 26 | 75%* |
|
Spergel et al (2005)53 | SPT and APT | 146 | 49%§ |
|
Spergel et al (2012)32 | SPT and APT | 319 | 53%§ |
|
Al-Hussaini et al (2013)102 | SPT and Food-specific IgE (ImmunoCAP >0.35 kU/L) | 10 | 40%** |
|
Henderson et al (2012)54 | SPT and APT | 23 | 65%** |
|
Adults | ||||
Molina-Infante et al (2012)55 | SPT, APT, and prick-prick testing | 15 | 33%† |
|
Wolf et al (2014)103 | SPT | 22 | 32%* |
|
Rodriguez-Sanchez et al (2014)56 | Food-specific IgE (ImmunoCAP >0.1 kU/L) | 26 | 73%† |
|
Van Rhijn et al (2015)104 | Component IgE (ISAC microchip) | 15 | 7%‡ |
|
SPT = Skin prick testing; APT = Atopy Patch Testing;
Based on resolution of symptoms and biopsy results when available;
< 5 eosinophils/hpf;
< 15 eosinophils/hpf;
<14 eosinophils/hpf and clinical improvement;
<10 eosinophils/hpf
The majority of studies examining allergy-testing directed diets have assessed the utility of using positive results from both skin prick and atopy patch testing (APT). APT involves the topical application of fresh food to the skin for 48 hours, with subsequent evaluation and follow-up at 72 hours. APT is an intuitive approach given that IgE-independent mechanisms are thought to be involved in EoE, but the testing is logistically challenging and has not been shown to be universally successful53–55.
The predictive value of testing serum for food-specific IgE is less well studied than skin testing, but recent reports suggest that low-level specific IgE may be useful for dietary guidance56,57. The fact that testing for specific IgE by a multi-array component assay was not helpful likely reflects important differences between traditional ImmunoCAP assays and multi-array component assays14, with ImmunoCAP having greater sensitivity to many food allergens58. It has been theorized that this poor correlation may be due to assay inhibition by IgG4 blocking antibodies59. A role for food-specific IgG4 in identifying food triggers remains an open question, as a recent study also demonstrated that food-specific IgG4 levels of trigger foods decline significantly in patients with EoE after dietary elimination of these foods.38. However, whether this test may be used to predict causative foods remains unclear.
Differential diagnosis
The differential diagnosis for EoE includes a number of conditions that can cause esophageal eosinophilia and upper gastrointestinal symptoms. These include gastroesophageal reflux (GERD), parasitic or fungal infections, connective tissue disease, Crohn’s disease, celiac disease, carcinoma, drug-related eosinophilia, congenital rings, achalasia, vasculitis and bullous pemphigoid. It is important to exclude these entities based on history and, in some cases, complementary testing.
Treatment
Evidence-based treatment options for EoE generally fall into one of the following categories: acid suppression, dietary avoidance, swallowed steroids, or esophageal dilation. With current guidelines requiring PPI failure as part of EoE diagnostic criteria, an obvious implication is that acid suppression by itself is inadequate therapy (with the exception of PPI-REE). However, as discussed above, recent European guidelines have eliminated the requirement of a PPI trial prior to diagnosis of EoE, and thus treatment with a PPI alone may be adequate in select patients1. The decision of whether to continue a PPI after confirming the diagnosis of EoE is not clear-cut, but may be considered if the PPI nonetheless improves symptoms such as reflux or dysphagia61. The decision to continue a PPI should be made after weighing the benefits versus the risks associated with the long-term use of these medications62,63.
Most patients will initially start therapy with either dietary avoidance or a topical steroid. Oral steroids or immunosuppressants can be considered for severe cases, but these are not commonly used or recommended64. The advantage of dietary avoidance is that it avoids complications that can result from long-term topical steroid use, such as esophageal candidiasis65,66, cataracts67, and adrenal suppression68. A disadvantage is that long-term diet restrictions can be challenging, particularly if there are multiple trigger foods. There have been few head-to-head trials comparing food elimination and steroids, although a recent report by Philpott et al agrees with our clinical experience that steroids may be more likely to achieve remission than diet alone69. Often we find that patients have strong preferences for one option or the other, which helps guide initial management.
Approaches to dietary avoidance can be empiric elimination of the most common food triggers, allergy testing-directed diets, or elemental diets. The fact that allergy tests have not consistently proven useful for predicting trigger foods has led many providers to start with empiric diets. The classic six-food elimination diet (SFED) involves avoidance of milk, wheat, egg, soy, fish/shellfish and peanuts/tree nuts. This diet was initially studied, in large part, as these foods are commonly associated with IgE-mediated food allergy;70 however, numerous studies have shown that the SFED can be effective in EoE as well (see Table 2)71. Studies examining the SFED have generally shown histologic remission in 60–80% of cases54,70,72, which is also supported by findings in the systematic review and meta-analysis by Arias and colleagues34.
Table 2.
Key studies assessing utility of empiric diets in EoE
Study (year) | Empiric Diet | # of Subjects |
Histologic Response |
Additional Findings |
---|---|---|---|---|
Children | ||||
Kagalwalla et al (2006)70 | Six-food elimination | 35 | 74%‡ |
|
Henderson et al (2012)54 | 26 | 81%* |
|
|
Kagalwalla et al (2017)74 | Four-food elimination | 78 | 64% |
|
Kagalwalla et al (2012)105 | Milk only | 17 | 65%* |
|
Erwin et al (2016)57 | 21 | 62%* |
|
|
Adults | ||||
Gonsalves et al (2012)72 | Six-food elimination | 50 | 74%* |
|
Lucendo et al (2013)76 | 67 | 73%* |
|
|
Rodriguez-Sanchez et al (2014)56 | 17 | 53%* |
|
|
Philpott et al (2016)69 | 56 | 52%* |
|
|
Molina-Infante et al (2014)73 | Four-food elimination | 52 | 54%* |
|
SPT = Skin prick testing; APT = Atopy Patch Testing
<10 eosinophils/hpf;
< 15 eosinophils/hpf
Two recent studies have evaluated the efficacy of an empiric four-food elimination diet (FFED). In the first study, which was performed in adults, avoidance of milk/dairy, gluten-containing grains, egg and legumes led to remission in 54% of patients73. It is important to note that this “FFED” also included avoidance of goat and sheep’s milk, all gluten-containing grains, lentils, chickpeas, peas, beans, peanuts, and many tree nuts. More recently, avoidance of milk/dairy, wheat, egg, and soy was assessed in children with EoE, and a similar percentage of patients (65%) achieved histologic remission74.
With the realization that milk and wheat are the most common triggers, some investigators have transitioned to a ‘step-up’ approach, which involves starting with avoidance of milk and gluten-containing cereals, and only restricting additional foods if there has been a response failure75. It is important to note, however, that foods that are not included in the SFED have also been implicated in some studies19,31,76.
The topical steroid formulations that have been most studied are budesonide and fluticasone. While neither is approved by the Food and Drug Administration for the treatment of EoE, both have shown efficacy in controlled trials, and treatment with these medications is supported by American College of Gastroenterology (ACG) guidelines40. Fluticasone is usually administered twice a day with a metered-dose inhaler (MDI) without a spacer. While the optimal dose has not been established, commonly used doses are 176 µg/day in 1–4 year olds, 440 µg/day in children 5–10 years old and 880–1760 µg/day for those 11 years or older77, though some investigators have used 1760 µg/day in children as young as 3 years old78. It is critical that the patient swallow and not inhale the medication. Some providers advocate ingesting the contents of individually wrapped foil-lined packets within the dry-powder inhaler (DPI) formulation of fluticasone for easier delivery79. Budesonide can be administered by ingestion of the nebulized formulation, but most providers favor using a viscous slurry. In this case, the content of a budesonide respule is added to a thickening agent, such as sucralose, though other vehicles including honey, agave nectar, Neocate Nutra, and applesauce are also frequently used80,81. Typically 1 mg of budesonide will be mixed with 0.5–1 teaspoons of sweetener81. The recommended oral viscous budesonide (OVB) dose in children (<10 years old) is 1 g once a day, while in those older than 10 years, it is 1 g twice a day. For both fluticasone and budesonide, it is recommended that food and drink be avoided for at least 30 minutes after administration. There have been no head-to-head trials comparing the two different steroid preparations, but an intriguing trial compared budesonide by the viscous versus nebulized formulations and found that viscous budesonide was superior for reducing eosinophilic inflammation82. Not unexpectedly, scintigraphy analysis demonstrated that the viscous formulation had extended contact with the esophageal mucosa compared to the nebulized version. Moreover, a recent retrospective comparison of the experience at a single center showed EoE subjects treated with OVB achieved histologic remission (75%) more often than those treated with swallowed fluticasone (40%)83. Taken together, these studies suggest that budesonide viscous slurry may be of benefit in individuals who have failed fluticasone.
A final option to be considered in some cases is periodic esophageal dilation. Some individuals with esophageal strictures may require dilation as part of a multi-faceted treatment approach. In other cases, primarily when symptoms are restricted to dysphagia due to strictures, the symptoms may be addressed solely through periodic esophageal dilation. This approach is undertaken with the important caveat that the procedure is not addressing the underlying inflammation. Dilation has been shown to be successful in many studies, with a recent meta-analysis showing improvement in 75% of cases84. The possibility of adverse events including post-procedural chest pain, esophageal perforation, and hemorrhage must be considered when dilation is considered.84
Management
The natural history of EoE is not completely understood, but it is thought to be a chronic disease, and the development of fibrotic changes and strictures appears to be common in those with delayed diagnosis85. As symptoms and histologic inflammation have been shown to recur in individuals who stop treatment, continued management and surveillance of patients is recommended.40 In particular, maintenance therapy with swallowed steroids or dietary management should be considered in patients with severe dysphagia, a history of food impaction, high-grade esophageal strictures, and a rapid clinical or histologic response with therapy40.
While long-term outcomes are not well established, there is evidence that dietary elimination can lead to sustained remission in those who successfully avoid their food triggers76. In these patients, especially those avoiding multiple foods, it is important to monitor for nutritional deficiencies and to strongly consider referral or co-management with a dietitian.
Maintenance therapy with swallowed steroids was evaluated in a prospective study of 28 adults with EoE in remission who were treated with either twice daily budesonide (0.25 mg) or placebo for 50 weeks. While eosinophil counts increased in both groups during the study, the increase was statistically less among those treated with swallowed budesonide compared to those treated with placebo, and it was not associated with a significant increase in clinical symptoms86. In the absence of long-term data, the risks of treating with swallowed steroids remain largely theoretic, but emerging data suggests a need for careful monitoring of adverse effects. For example, in a prospective trial of children with EoE who were treated with topical steroids for a mean duration of 15 weeks, it was demonstrated that 66% of children developed adrenal suppression87. For this reason, periodic monitoring of a morning cortisol level or ACTH is suggested. To minimize the long-term risk of steroids, the dose should ideally be reduced to the minimum that will achieve ongoing remission of symptoms and inflammation, however this is complicated by emerging evidence that dose reduction often leads to a loss of response78,88.
Future Considerations
Two key areas of ongoing investigation in EoE relate to the development of novel diagnostics and therapeutics. The current reliance on EGD for diagnosis and management of EoE has several pitfalls. An important one is that the inflammatory lesions in EoE are often patchy, which means that several samples are required to reduce the chance of a false negative. And while generally very safe, EGDs are invasive and expensive procedures that carry the risk of infection, perforation, and adverse effects from anesthesia. Novel approaches that may impact diagnosis and/or surveillance include a microarray gene expression diagnostic panel89 and non-invasive techniques that utilize a capsule or sponge to measure luminal secretions90,91. Given the limitations of our current allergy testing, the development of novel assays to identify food and environmental triggers of EoE would further have an important role in guiding more personalized avoidance strategies.
From a therapeutic perspective, there is ongoing interest in targeting a number of mediators involved in eosinophil recruitment and Th2 inflammation. One of the most studied targets to date is IL-5, a cytokine important in the maturation and recruitment of eosinophils92. Mepolizumab93–95 and reslizumab96, both monoclonal antibodies targeting IL-5, have been shown in clinical trials to decrease esophageal eosinophilia, but clinical responses have not been uniform. Similarly, a monoclonal antibody targeting IL-13, a Th2 cytokine that is elevated in the esophagi of patients with EoE97, was found to significantly decrease esophageal eosinophils, and there was a non-significant trend towards improved symptoms98. A clinical trial of an inhibitor of chemoattractant receptor-homologous molecule on Th2 cells (CRTH2), which is expressed by pathogenic effector Th2 cells99, was also shown to reduce esophageal eosinophilia and improve clinical symptoms100. Potential future targets that may prove efficacious in treating EoE include monoclonal antibodies against IL-4 receptor alpha, a shared receptor for both IL-4 and IL-13, TSLP, and IL-9101.
Summary
EoE is an emerging chronic inflammatory disease with significant associated morbidity. EoE is commonly food-triggered, and appropriate dietary avoidance is often sufficient for disease remission. Ongoing research holds great promise for the development of novel tools for disease diagnosis and management, as well as for the development of targeted therapies.
KEY POINTS.
Eosinophilic esophagitis (EoE) is a chronic inflammatory disease that is commonly food-triggered.
Mainstays of therapy involve the use of proton pump inhibitors, elimination of relevant food triggers, serial esophageal dilations, and topical steroids.
Contemporary diagnosis and management relies on repeat endoscopy; however, emerging insights hold promise for the development of non-invasive approaches for disease monitoring and novel immune modulating therapies.
Footnotes
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DISCLOSURE STATEMENT
The authors have nothing to disclose.
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